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SPINE Volume 37, Number 7, pp 531–542

©2012, Lippincott Williams & Wilkins

RANDOMIZED TRIAL

The Efficacy of Systematic Active Conservative


Treatment for Patients With Severe Sciatica
A Single-Blind, Randomized, Clinical, Controlled Trial

Hanne B. Albert, PT, MPH, PhD, and Claus Manniche, MD, PhD, Med Sci

Results. A mean of 4.8 treatment sessions were provided.


Study Design. Prospective single-blind, randomized, clinical,
All patients experienced statistically significant and clinically
controlled trial.
important improvements in global assessment, functional status,
Objective. To evaluate the efficacy of active conservative treatment
pain, vocational status, and clinical findings. The symptom-guided
and to compare 2 active conservative treatment programs for patients
exercise group improved significantly more than the sham exercise
with severe sciatica.
group in most outcomes.
Summary of Background Data. Reviews have demonstrated
Conclusion. Active conservative treatment was effective for
little or no efficacy for passive conservative treatment modalities in
patients who had symptoms and clinical findings that would normally
patients suffering from sciatica. The results for surgery are conflicting.
qualify them for surgery. Although participating patients had greater
Cohort studies have shown excellent results for active treatment
faith in the sham exercises before treatment, the symptom-guided
modalities in patients with sciatica.
exercises were superior for most outcomes.
Methods. One hundred eighty-one consecutive patients with
Key words: herniated disc, sciatica, randomized trial, active
radicular pain below the knee were examined at the baseline, at 8
conservative treatment, exercise therapy. Spine 2012;37:531–542
weeks, and at 1 year after the treatment. Participants were randomized
into 2 groups: (1) symptom-guided exercises + information + advice

L
to stay active and (2) sham exercises + information + advice to stay ow back pain (LBP) with or without sciatica is a com-
active. Symptom-guided exercises consisted of a variety of back- mon problem. It has an estimated point prevalence of
related exercises given in accordance with a written algorithm in around 30% and a lifetime prevalence of 80%.1 It can
which symptoms or response to exercises determined the exercises be disabling and has significant direct and indirect costs to
given (http://www.sygehuslillebaelt.dk/wm345075, click exercises). the individual as well as to society. The prevalence of sciatica
Sham exercises were optional, designed to increase general blood due to nerve root compression is more difficult to estimate
circulation, and had no targeted effect on the back. The information because the diagnosis requires clinical examination. Never-
was comprehensive and included anatomy, pathogenesis, and how theless, in a large epidemiological study, Heliövaara et al2
discs heal without surgery. The advice included encouragement to showed a lifetime prevalence of lumbar disc herniation of 5%
stay as active as possible but to reduce activity if leg pain increased. for men and 4% for women. These prevalence estimates were
The use of medication was optional, but only paracetamol and confirmed in a study by Manninen et al.3 Lumbar nerve root
nonsteroidal anti-inflammatory drugs were recommended. compression is generally thought to be the cause of sciatica,
especially if the pain radiates below the knee. Even though
patients with an acute lumbar disc herniation represent only
From the Back Research Centre, Funen, University of Southern Denmark,
Ringe, Denmark. 2% of all LBP patients, they account for a disproportionately
Acknowledgment date: October 23, 2006. First revision date: February 10, large percentage (30%) of the annual US national expendi-
2009. Second revision date: January 27, 2011. Acceptance date: March 7, ture for the treatment of LBP.4 This is likely due to the level
2011. of activity limitation and participation restriction associated
The legal regulatory status of the device(s)/drug(s) that is/are the subject of this with acute sciatica.
manuscript is not applicable in my country.
Anecdotally, the natural course of sciatica due to herni-
Federal, institutional, and foundation funds were received in support of
this work. Although one or more of the author(s) has/have received or will ated discs is generally favorable, and there is evidence that
receive benefits for personal or professional use from a commercial party many herniations are physiologically reabsorbed after several
related directly or indirectly to the subject of this manuscript, benefits will be months.5 However, because a large proportion of patients
directed solely to a research fund, foundation, educational institution, or other
nonprofit organization which the author(s) has/have been associated. with herniated discs suffer from severe pain and experience
Address correspondence and reprint requests to Hanne B. Albert, PT, MPH, unpleasant sensory and motor disturbances, health care sys-
PhD, The Back Research Centre, Lindevej 5, DK-5750 Ringe, Denmark; tems often intervene to relieve these symptoms.
E-mail: hanne.birgit.albert@slb.regionsyddanmark.dk Few authors have measured the natural course of sciatica.
DOI: 10.1097/BRS.0b013e31821ace7f Ellenberg et al6 monitored 18 patients with an average
Spine www.spinejournal.com 531
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

duration of symptoms of 9.8 months. Of these patients, 14 mobilization, and epidural injections. Little is known about
achieved complete clinical improvement and 4 underwent sur- the efficacy and effectiveness of these treatments, with report-
gery. Weber et al7 monitored 208 LBP patients with radiating ed success rates varying from 11% to 85%.10,12–14,16–19 The
pain and clear clinical signs of nerve root compression, who most frequently used passive conservative treatment modality
were randomized into groups of either nonsteroidal anti-in- is bed rest, either as a single modality or in combination with
flammatory drug (NSAID) treatment (piroxicam) or placebo others. In a systematic review of passive conservative treat-
medicine. The results in the placebo group may be assumed ments for sciatica, which included epidural steroids, manipu-
to be close to the natural course. Both groups improved sig- lation, traction, and NSAIDs, Vroomen et al11 concluded that
nificantly within 4 weeks. At 4-week, 3-month, and 1-year there was insufficient evidence supporting the effectiveness of
follow-up, there were no differences between the groups in most of these passive conservative treatments. Similarly, in a
any of the outcome measures. thorough review, Rozenberg et al20 concluded that there is no
Since Mixter and Barr8 published results implicating rup- evidence that epidural steroid injections are efficacious in the
tures of intervertebral discs as a direct cause of sciatica, the treatment of sciatica.
presence of protruding nuclear material has encouraged many Perhaps because of this evidence, in recent years, there has
to initiate surgery in an attempt to alleviate severe symptoms. been a trend away from passive to active treatment of LBP.1
Currently, though, conservative treatment is generally the first The distinguishing elements in active treatment are providing
treatment option1,4 except in cases of cauda equina syndrome. patients with the necessary information and advice to stay ac-
Studies have shown that accessibility to surgeons and the phy- tive and treatment modalities in which the patient is an active
sician’s belief in the efficacy of surgery or conservative treat- participant, physically as well as taking responsibility in the
ment are the determinant factors for the choice of treatment.9 treatment process. The treatment provider has a new role as
No general agreement exists as to the indications for surgery a “coach” for the patient, instead of being the person who is
or conservative treatment and as to which type of conserva- expected to provide a cure.
tive treatment is the most efficacious.10,11 Cohort studies have demonstrated excellent results of in-
There is consistent evidence that the long-term efficacy of tensive active treatment programs for sciatica patients. Saal
conservative treatment and surgery are very similar.12 In one and Saal17 treated 58 patients who all had indications for sur-
10-year follow-up study, Weber12 found satisfactory results gery. The intensive active treatment program consists of Back
in 74% of the patients who received conservative treatment School and exercises for spinal stabilization, strength, and dy-
and in 71% of the patients who underwent surgery. Hentzer13 namic maintenance of postural control. They demonstrated
reported similar results at her 4-year follow-up, with 85% a recovery rate of good to excellent in 96% of the treated
of the patients having recovered after receiving mainly ac- patients. Similarly, Sang-Ho et al21 monitored 22 patients who
tive conservative treatment and 82% having recovered after were treated with an intensive active conservative treatment
receiving surgery. Atlas et al14 performed a 10-year follow- program, initially consisting of physical therapy, oral ste-
up of patients with sciatica, consisting of a cohort of patients roids, and NSAIDs. Thereafter, they received a rehabilitation
treated with different kinds of conservative treatments and a program consisting of pelvic stabilization exercises, traction,
cohort of surgically treated patients. At 10 years, the groups Back School, NSAIDs, and antidepressants. After a mean of
were similar according to back pain, number of additional 6.9 months (3–11), 17 patients (77%) demonstrated a clini-
surgical interventions, work, and disability status, but the cally successful result.
surgery group had less leg pain and activity limitation. Peul To our knowledge, the only RCT comparing active conser-
et al15 investigated whether surgery or continued conserva- vative treatment with surgery was performed by Ulreich and
tive treatment would be more effective for people who had Kullich,22 involving patients with CT-verified herniations. A
not improved after initial conservative treatment. This multi- 4-week, active multidisciplinary treatment program was com-
center study included 283 patients with 6 to 12 weeks of un- pared with surgery. Pain was measured with the McGill ques-
relenting pain, aged 18 to 65 years, and with a radiologically tionnaire and activity limitation with the RMDQ. In compari-
confirmed herniation. Patients were either randomized to a son with the baseline, both pain and activity limitation were
standardized operation or returned to their general practitio- reduced in both groups after treatment, but improvement was
ner (GP) with information about the generally good prognosis only statistically significant for pain in the active, conserva-
and usefulness of staying active. Activity limitation, measured tively treated group and for activity limitation in the surgical
with the Roland Morris Disability Questionnaire (RMDQ), group. This publication is in German and does not appear to
was the primary outcome measure. On average, both groups be well known.
did well, reducing their activity limitation from 16 RMDQ Great emphasis has been invested in developing the most
points at the baseline to 4 RMDQ points at 6 months, with efficacious operation techniques for a herniated disc. This has
no improvement thereafter. Although the surgical group had resulted in an ability to thoroughly describe and standard-
less activity limitation and leg pain at 2 and 3 months’ follow- ize these operations. This is very important as a prerequisite
ups, these differences were not present at previous or later for research to be able to identify best-practice surgical tech-
time points.15 niques for clinical practice.
Conservative care includes a large variety of treatments In contrast, despite conservative treatment being the first-line
such as analgesics, rest, exercises, traction, manipulation, treatment for a herniated disc, minimal research has attempted
532 www.spinejournal.com April 2012
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

to identify the most efficacious conservative treatment. Even Treatment Programs


in large and prestigious research projects such as SPORT,23 the Patients were randomized to 1 of 2 treatment programs. Both
choice of conservative treatment is at the discretion of partici- treatment programs contained identical information and
pating clinicians, resulting in diverse treatments from injection advice but differed in the type of exercise program that was
of steroids to traction. The only similarity between these in- included.
terventions is that they are not surgical, and this heterogeneity Both the groups received thorough information regard-
is likely to confound estimates of efficacy. Similarly, studies of ing the anatomy of the spine, the pathogenesis of a herniated
sciatica, such as those of Peul et al15 and Luijsterburg et al,24 disc, and the natural healing process without surgery. It was
had minimum standardization of conservative care. Beyond a emphasized that sciatica usually has a positive prognosis.
requirement to advise patients to stay active, the conservative Patients were encouraged to stay as active as possible but to
treatment techniques used for individual patients in both stud- respect an increase in leg pain as a warning of overstepping
ies were at the discretion of participating clinicians. current physical limitations. This information was based on
Studies that compare the efficacy of conservative treat- behavioral theories of empowerment,25 which emphasize en-
ment regimens for sciatica are rare, but Luijsterburg et al24 couraging patients’ self-responsibility for their actions and
undertook a study and found that treatment by both a GP also to provide tools to enable them to control their pain.
and physiotherapist resulted in better patient outcomes than Medication was optional, but only paracetamol and NSAIDs
the treatment by a GP alone. GP treatment consisted of mild were recommended.
analgesia and advice to perform activities of daily living and The treatment differed between the 2 groups in their exer-
to avoid painful movements. In addition, the physiotherapy cise programs: either “symptom-guided exercises” or “sham
group had active exercises that were chosen at the discre- exercises.” Symptom-guided exercises consisted of back-related
tion of the physiotherapist. A maximum of 9 treatments in exercises: directional end-range exercises and postural instruc-
6 weeks were given. Both groups improved at 3, 6, and 12 tions guided by the individual patient’s directional preference
weeks’ follow-up. At the 12-month follow-up, a significantly (based on the McKenzie method of assessing pain-related phys-
larger proportion of the physiotherapy group had improved: ical impairment). Furthermore, these patients were instructed
79% compared with 56% in the GP-only group. The poten- in stabilizing exercises for the transverse abdominis and mul-
tial heterogeneity of the active exercises received in this study tifidus muscles and dynamic exercises for the outer layers of
limits the conclusions that can be drawn from the findings. It the abdominal wall and back extensors. The exercises were
may be that variations in exercise technique, dosage, intensity, administered in accordance with a standardized algorithm. In
and progression affect efficacy. the algorithm, different symptoms or responses to exercises de-
There remains a need to identify the most efficacious con- termined the choice of exercises and relevant instructions, as
servative treatment of sciatica caused by a herniated disc. well as whether the patients were ready to be progressed to
Therefore, the aims of this study were to describe the overall more strenuous exercises. The detailed algorithm can be down-
efficacy of active conservative treatment of severe sciatica and loaded from http://www.sygehuslillebaelt.dk/wm335360 (click
to compare the outcomes of 2 active conservative treatment exercise program). Home exercise programs were handed out
regimens in patients suffering from severe sciatica. to all patients.
Sham exercises consisted of optional exercises that were
MATERIALS AND METHODS not back related but were low-dose exercises to simulate an
This study was a prospective, single-blind, randomized, con- increase in systemic blood circulation.
trolled clinical trial. The setting was the Back Centre Funen, The treatment lasted for 8 weeks with a minimum of 4 and
which is a state-funded regional secondary care facility on a maximum of 8 treatments. Patients were discouraged from
the island of Funen in Denmark. All patients were referred receiving any additional treatment of their sciatica. At the end
by general practitioners, rheumatologists, and chiroprac- of the treatment period, they were encouraged to continue
tors after unsuccessful treatment in primary care. The study their exercises for the following year. If patients phoned the
was approved by the local ethical committee reference no. trial coordinator, they were reassured and urged to comply
VP20010134. with their assigned treatment. In cases of new radiating pain,
they were referred again to the Back Centre.
Inclusion and Exclusion Criteria
Patients were included if they were 18 to 65 years of age and Induction Procedures
had radicular pain of dermatomal distribution to the knee or Patients were included in the study after approximately
below in 1 or both legs, had leg pain more than 3 on a 1- to 1 week after referral. They received both oral and written
10-point scale at first visit to the clinic, and had a duration of information, and signed informed consent was obtained. A
sciatica between 2 weeks and 1 year. Patients were excluded if blinded observer performed a thorough physical examina-
they had cauda equina syndrome, pending worker’s litigation, tion, and a history was obtained. The patient self-completed
previous back surgery, spinal tumors, pregnancy, a language all the study questionnaires.
other than Danish as their first language, or an inability to Because blinding of the patients was not possible, it was
follow the rehabilitation protocol due to concomitant disease important that both treatment regimens were equally credible
such as depression or heart failure. for the patients. There was considerable emphasis on getting
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

patient understanding of the rationale for both treatments. nerve root compression are presented. A straight-leg-raise
The rationale for the symptom-guided exercises and their (SLR) test was deemed positive if a passive lift of the extended
possible effect on the movement of the nucleus material were leg with the foot in neutral position provoked pain of ra-
explained. To clarify the rationale behind the sham exercises, dicular nature. Asymmetry of the Achilles and/or the patella
the metaphor of a mosquito bite was used: “A mosquito bite reflexes were recorded if the reflex was missing or hypo- or
is itchy and annoying, and if you scratch it, the itching will hypertonic only in the involved leg. Motor deficits were clas-
become worse and the healing period will be extended. If you sified as present if the muscle strength of the flexors/exten-
don’t scratch the mosquito bite, it will take the time of the sors of the foot or the 4 lateral toes or the big toe was less
natural healing process before it disappears, which is shorter than normal on the Oxford Muscle Strength Scale. Disturbed
than if you scratch it.” The same applies to a herniated disc: sensibility was present if any change in sensory perception oc-
“Be as active as you can, but if leg pain is provoked, it is like curred in the full extent of the dermatomes of L4 or L5 or S1.
scratching the mosquito bite. Slowly the body’s natural heal-
ing process will heal the wound in your disc. The exercise is Outcome Measures
meant to increase the blood circulation, and this increase will The primary outcome measures were activity limitation and
bring more nourishment to the wound in your disc and speed current leg pain. Activity limitation was measured using the
up the healing period.” Danish version26 of the 23-question RMDQ,27 which includes
the assessment of back pain and back-related leg pain on ac-
Randomization tivities of daily living.28 Clinically important change in activ-
After enrollment, nonstratified randomization was performed ity limitation was defined as 30% or more change from the
by a research assistant using the random number generator baseline RMDQ score, as recommended by Ostelo et al.29
program Minimizer. The patient was allocated an appoint- Pain was measured using the Low Back Pain Rating Scale,
ment with a clinician, and the MRI scan was performed. This which measures low back and leg pain on a 0 to 10 scale. It
first session lasted for 3½ to 4 hours. was originally developed in the Danish population, is exten-
sively used,31 and includes measures of current leg pain, worst
Treatment Providers leg pain in the last 2 weeks, and average leg pain in the last
The treatment was performed by 2 multidisciplinary treat- 2 weeks. In this study, current leg pain was used as the pri-
ment teams. The symptom-guided exercise team consisted of mary pain outcome measure. Clinically important change in
3 physiotherapists and 1 chiropractor, and the sham exercise current leg pain was defined as a change of 2 points as recom-
team consisted of 2 physiotherapists and 2 chiropractors. A mended by Ostelo et al.29
medical doctor and a nurse were allocated to each team for Secondary outcome measures were global improvement
consultancy if specific problems concerning medication or and number of neurological signs. Global improvement
differential diagnostic problems arose. was measured on a 5-point Likert scale, and QUALY was
Blinding of the treatment providers was impossible, so it measured by EuroQOL (EQ-5D) using the adjusted Danish
was important to make the treatment credible and to encour- scores.31 A composite score was calculated, which measured
age the clinicians’ enthusiasm so that they would promote total leg pain on a 30-point scale (a sum score of current leg
their own treatment. Therefore, no personnel overlap in the pain, worst leg pain in the last 2 weeks, and average leg pain
treatment teams was permitted. Each treatment provider had in the last 2 weeks) as a comprehensive secondary outcome
chosen the treatment team of his or her preference. The algo- measure of leg pain. Sick leave during the year after treat-
rithm of exercises and patient information was developed by ment was measured by patients’ self-report on the 12-month
the treatment teams. Therefore, all treatment providers were follow-up questionnaire. The patients’ expectations of out-
enthusiastic concerning their own treatment group. A pilot come of the 2 treatment regimens were also measured before
study with 20 patients was performed with the aim of training randomization by patients’ self-report, using the questions
and synchronizing the treatment providers and training the “What treatment outcome will you expect to have if you re-
blinded examiner in the examination procedures. ceive ‘Hands on’ exercises = symptom-guided exercises” and
“What treatment outcome will you expect to have if you re-
Examination ceive ‘Hands off’ exercises = circulation exercises?” Evalu-
The medical history and a thorough physical examination of ated on a 7-point Likert scale, 3 were worse, 3 were better, 1
the spine and lower extremities were undertaken by the same and 1 was unchanged.
blinded observer at the baseline, 8 weeks after, at the end of
treatment, and 1 year after the end of treatment. The clini- Sample Size
cal presentation of the patients is reported elsewhere.25 The Improvement in current leg pain was the outcome measure
patients were repeatedly instructed to conceal their treatment in the power analysis to determine sample size. A mean im-
assignment from the blinded observer. provement of 2 points (range, 0–5) in the sham exercise group
and 3 points (range, 0–6) in the symptom-guided exercise
Physical Examination group was assumed. Using the Wilcoxon rank test, a sample
A thorough examination of the spine and lower extremities size of 180 patients, 90 per group, was required to detect this
was performed. In this study, only the standardized signs of magnitude of improvement with a power of 90% at 1000
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

simulations. Sample size was determined before the start of follow-up. The median improvement at the end of treatment
the study, and no interim analysis was performed. was 10.0 RMDQ points and at 1 year was 12.5 RMDQ points
relative to the baseline (Table 2). Across the whole cohort, by
Statistical Analysis the end of treatment (after 8 weeks), 75% of the patients had
Data were described with either mean or median and quar- improved by a clinically important number or more. There
tiles depending on whether they were normally distributed. were no statistically significant differences between the 2
By using SPSS 13 (SPSS Inc., Chicago, IL), treatment efficacy treatment groups at either time point.
was evaluated with a Wilcoxon matched-pairs signed-rank
test with a P value of <0.05. Intention-to-treat analysis was Leg Pain
performed. On average, patients also experienced statistically significant
(P < 0.00001) and clinically important reductions in their
RESULTS current leg pain both at the end of treatment and at 1-year
follow-up. The mean improvement at the end of treatment
Participants and Dropouts was 2.6 points and at 1 year was 3.0 points relative to the
All consecutive 181 patients who met the inclusion criteria baseline (Table 3). At 1-year follow-up, there was an average
were included and randomized to 1 of the 2 treatment groups. reduction of 66% of their baseline pain scores. At the end of
An additional 6 patients had been excluded: 4 due to a spinal treatment, there appeared to be a trend (P < 0.6) toward the
tumor and 2 due to severe depression. A participant flow chart symptom-guided exercise group having a greater mean reduc-
is shown in Figure 1. During the treatment period, 6 patients tion in current leg pain than that in the sham exercise group
had rapidly progressing symptoms and were referred to the (0.8 points), but the size of this difference was not clinically
neurosurgical department. One was involved in an accident important. These results were mirrored in the change in total
and could not continue the treatment, and 2 did not complete leg pain (Table 3), with the median score at the baseline being
the treatment for other reasons. Both at the follow-up at the 18 on a 30-point scale, improving to 4 after treatment, and
end of the treatment and 1 year after the end of the treatment, improving further to 2.5 at 1-year follow-up.
4 patients did not show up for the clinical examination, 2 of
these because of temporary work in another part of the coun- Nerve Root Compression Signs
try, but they completed the questionnaires. The mean number At the baseline, almost all (95%) patients had between 2
of treatments was 4.8, and, of these, 0.6 were via telephone and 4 positive neurological signs, with a mean of 2.8 signs.
contact. Intention-to-treat analysis was performed but, be- On average, the whole cohort of patients experienced a sta-
cause of the low dropout rate, did not significantly change tistically significant (P < 0.001) reduction in the number of
any result on any outcome measure. positive signs at 1-year follow-up (symptom-guided exercise
The baseline characteristics of the 2 groups are shown in group 1.9 and sham exercise group 1.3). The symptom-
Table 1. There were no statistically significant differences be- guided exercise group demonstrated a greater improvement
tween the 2 groups on any factors. The time from onset of than the sham exercise group at both time points (Table 4).
sciatica until entering the study varied: 16% had sciatica for
less than 1 month, 61.3% for 1 to 3 months, 17.7% for 3 to Generic Function: QUALY
6 months, and 5% for 6 to 12 months. The EQ-5D scores showed that all patients experienced a
mean improvement of 0.20 from the baseline at the end of
Patients’ Expectations treatment and at 1-year follow-up (P < 0.001). The symptom-
A greater number of the patients thought that the sham ex- guided exercise group improved from 0.62 (SD = 0.18) at the
ercise treatment would be more efficacious for them than the baseline to 0.82 (SD = 0.21) at 1-year follow-up, which was
symptom-guided exercise treatment (Figure 2). more than the sham exercise group from 0.62 (SD = 0.62)
to 0.79 (SD = 0.24), but the difference was not statistically
TREATMENT OUTCOME significant.
At the baseline, the health thermometer value for all pa-
Global Assessment tients was a median of 60 (40–75), at the end of treatment 82
Most patients (89.2%) experienced a global improvement (57–90), and at 1-year follow-up 85 (70–95). The symptom-
(better or much better) by the end of the treatment, and this guided exercise group improved more than the sham exercise
was sustained at 1 year posttreatment (91.1%). More people group, but the difference was not statistically significant.
in the symptom-guided exercise group experienced a global
improvement than those in the sham exercise group (P < Sick Leave
0.008) at both time points (Figure 3). At the 1-year follow-up, only 35.2% of the patients in the
symptom-guided exercise group and 34.1% of the patients in
Activity Limitation the sham exercise group had had any sick leave due to back
On average, patients experienced statistically significant (P pain in the preceding year. The patients who had had sick
< 0.00001) and clinically important improvement in their leave in the symptom-guided exercise group had a mean of
activity limitation both at the end of treatment and at 1-year 73 days (SD = 79), and the patients on sick leave in the sham
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

Figure 1. Patient flow chart.

exercise group had had a mean of 107 days (SD = 107). Of Patients’ Satisfaction With Information
the people on sick leave, 23.9% of the symptom-guided ex- The information provided to the symptom-guided exercise
ercise group were on sick leave for more than 120 days as op- group was individualized, and the information provided to
posed to 43% of the sham exercise group. the sham exercise group was general. The patients in both
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

TABLE 1. Patient Characteristics at Baseline: Median Values (25%–75% Interquartile Range) If Not
Otherwise Stated
Variable Symptom-Guided Exercise Group Sham Exercise Group
Number included at baseline 95 96
Age, yr 46 (38–52) 44 (37–51)
Women 43% 53%
Duration of symptoms before study
0–4 weeks 25% 18%
5–12 weeks 59% 63%
12–52 weeks 16% 19%
Mean number of treatments 5 (4–6) 5 (4–6)
Roland Morris Disability 16 (11–18) 15 (12–18)
Current leg pain (0–10) 4 (3–6) 5 (3–7)
Angle where SLR is positive 30° (15°–45°) 30° (15°–45°)
Positive SLR 90 (94.7%) 81 (94.2%)
Motor deficits in leg 50 (52.6%) 43 (50%)
Disturbed sensibility in leg 74 (77.9%) 72 (83.7%)
Asymmetric reflexes in leg 53 (55.8%) 46 (53.5%)
Sum score of positive nerve root neurological signs
0 1 (1.1%) 0 (0%)
1 3 (3.2%) 5 (5.8%)
2 31 (32.6%) 24 (27.9%)
3 38 (40%) 39 (45.3%)
4 22 (23.2%) 18 (20.9%)
SLR indicates straight leg raise.

groups were generally very satisfied with the information they of the information, and, at 1-year follow-up, 90.5% felt the
were given. At the end of the treatment, 93.5% in the symp- same way (Figure 4). More patients in the symptom-guided
tom-guided exercise group had been able to use all or most exercise group had been able to use all the information.

Figure 2. The patients’ expectations


before randomization of how they
would benefit from 2 treatments. SYMIA
indicates Symptom-guided exercises +
Information + Advice to stay active
group; SHAMIA, Sham exercises + In-
formation + Advice to stay active group.
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

Figure 3. The patients’ overall assessment of the treatment outcomes in both treatment groups. The difference between the 2 groups is statistically
significant (P < 0.008) both at the end of treatment and at 1-year follow-up. SYMIA indicates Symptom-guided exercises + Information + Advice
to stay active group; SHAMIA, Sham exercises + Information + Advice to stay active group.

DISCUSSION had greater faith in the sham exercises before treatment, the
In this study, 181 patients with sciatica were randomized into symptom-guided exercise treatment produced superior results
2 treatment groups receiving active conservative treatment for on most outcomes.
8 weeks. Both groups received thorough information about
the anatomy of the spine and the natural healing process of Study Design
a herniated disc, and optional paracetamol and/or NSAIDs. The 2 treatment groups differed in size (86 and 95)
The symptom-guided exercise group performed active reha- because no block randomization was performed, but
bilitation exercises, directional end-range exercises, postural randomization was effective because both the groups were
instruction (based on the McKenzie approach), and segmen- similar on all measurements at the baseline. Any difference
tal stabilization exercises for the inner unit of trunk muscles in the outcomes of the groups was therefore not due to
and optional manipulation. The sham exercise group received discrepancies related to baseline status.
optional low-dose exercises to increase systemic blood circu- All the participants were consecutively recruited using a
lation. On average, patients experienced clinically meaningful standardized, pretested procedure and examined by the same
improvement in all outcome measures. Although the patients blinded examiner at all time points. Because only 3 patients

TABLE 2. The Median (25%–75% Interquartile Range) Values of Roland Morris Disability
Questionnaire (RMDQ) Measured at Baseline, End of Treatment, and at 1-Year Follow-up
Obtained 30% or More Difference Between
End of Treat- 1-year Follow- Improvement of Origi- Treatment Groups at
Baseline ment up nal Value (%)* Any Time
All patients 16 (12–18) 6 (2–12) 3.5 (1–10) 75
Symptom-guided 15.5 (11–18) 6 (2–12) 3.5 (1–10) 73 NS
exercise group
Sham exercise 15 (12–18) 6 (2–12) 3.5 (1–10) 77.5 NS
group
*Number of patients who obtained a clinically relevant improvement defined as a 30% or more improvement of the original RMDQ score.

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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

TABLE 3. Mean (Standard Deviation) Current Leg Pain and Median (25–75% Interquartile Range)
Total Leg Pain Value at Baseline, End of Treatment, and at the Follow-up 1 Year After End of
Treatment
Symptom-Guided Exercises Sham Exercises Statistical Difference Between Groups
Baseline
Current leg pain 4.3 (SD = 2.3) 4.5 (SD = 2.5) NS
Total leg pain* 18 (15–21) 18 (12–21) NS
End of treatment
Current leg pain 1.5 (SD = 2.1) 2.3 (SD = 2.7) 0.06
Total leg pain* 4 (0–9) 4 (0–12) NS
1-year follow-up
Current leg pain 1.5 (SD = 2.1) 1.4 (SD = 2.4) NS
Total leg pain* 3 (0–10) 2 (0–8) NS
*Total leg pain (0–30) = current leg pain value (0–10) + worst leg pain last 2 weeks (0–10) + average leg pain last 2 weeks (0–10).

declined participation from a cohort of 190 potential par- self-selection pattern all indicate that patients were satisfied
ticipants, there is little possibility of selection bias. Only 2 with the treatment provided and that the treatments were
patients did not complete the treatment. Thus, the patients’ equally credible to both patients and treatment providers. The
satisfaction scores, treatment credibility scores, and clinician dropout rate was low, at 2.2% for the clinical examination

TABLE 4. The Proportion of Patients in Each Treatment Group With Neurological Signs at Baseline,
End of Treatment, and 1 Year After End of Treatment
Symptom-Guided Statistical Difference Between
Exercise Group# Sham Exercise Group# Treatment Groups
Baseline
Positive SLR 94.3% 94.0% NS
Motor deficit 53.4% 50.6% NS
Disturbed sensibility 78.4% 84.3% NS
Asymmetric reflexes 53.4% 53.0% NS
Mean sum score* 2.8 2.8 NS
End of treatment
Positive SLR 43.2% 59.0% 0.05
Motor deficit 13.6% 37.3% 0.00001
Disturbed sensibility 35.2% 54.2% 0.017
Asymmetric reflexes 22.7% 26.5% NS
Mean sum score* 1.2 1.8 0.001
1-year follow-up
Positive SLR 19.3% 33.7% 0.032
Motor deficit 13.6% 30.1% 0.009
Disturbed sensibility 31.8% 48.2% 0.027
Asymmetric reflexes 19.3% 30.1% NS
Mean sum score* 0.9 1.5 0.001
*The mean number of neurological signs per patient.
SLR indicates straight leg raise.

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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

Figure 4. The patients’ ability to use the given information in the 2 treatment groups, at end of treatment, and at 1-year follow-up. SYMIA indicates
Symptom-guided exercises + Information + Advice to stay active group; SHAMIA, SHAM exercises + Information + Advice to stay active group.

and 1.1% for the questionnaires. The effect of this drop- Denmark, surgical intervention cannot match this. Patients
out was negligible in that intention-to-treat analysis did not are usually on sick leave for 6 weeks postsurgery and sub-
change any result. We, therefore, believe that the patients sequently on sick leave for a varying number of weeks while
studied are representative and can be generalized to patients undergoing rehabilitation. At least in Denmark, where this
with a similar clinical profile. To enhance external validity, all study was performed, active conservative treatment brings the
the treatment providers were members of the existing clinical patients back to work sooner, without the risk of surgical side
staff at the Back Centre and were not chosen for the study effects such as spinal scar tissue. In addition, this treatment
because of uncommon skills. The treatment could have been is cheap, uses low technology, has no side effects, is easy to
performed by any physiotherapist with current knowledge of perform, and results in high patient satisfaction.
the treatment of LBP and sciatica.
How Soon Should You Operate?
Conservative Treatment Versus Surgery All patients in this study had received conservative treatment
The patients in this study would be considered to be surgical of variable length, which was unsuccessful before entering this
candidates in most hospitals because 65% of them had 3 or study. Most had suffered from sciatica for 1 to 3 months; how-
4 positive root compression signs and 30% had 2 positive ever, the results of the 18% patients who had suffered from sci-
signs. Despite most patients having severe symptoms, it atica for 3 to 6 months were just as favorable as the results for
was still possible to improve their pain and function with more acute patients. This provides food for thought because
active conservative treatment. During the 8-week treat- the most commonly used reason for surgery is “unsuccessful
ment period, only 3% developed symptoms so severe that conservative treatment.” However, it would appear that not
a referral to a neurosurgeon became necessary. At the end all conservative treatments are the same. Some treatments are
of the treatment, 89% of patients, and at the 1-year fol- clearly more efficacious than others. The results of Vroomen
low-up, 91% of patients, reported being better or much et al11 and Rozenberg et al20 suggest that passive conserva-
better—these numbers match or surpass the results reported tive treatment is not efficacious, whereas the results of Saal
by surgical interventions.4,13–15,19,32–34 and Saal,17 Sang-Ho et al,21 Luijsterburg et al,24 and this study
It could be argued that keeping patients with such a consid- show that active conservative treatment is efficacious. Ulreich
erable number of root compression signs away from surgery and Kullich23 also showed in their RCT comparing active con-
is unsafe, but nevertheless it appears to be a safe intervention servative treatment with surgery that the active conservative
because no patients developed cauda equina syndrome or se- treatment was more efficacious than surgery. Surgeons can be
vere paresis in the intervention period, and the medication pressured by patients for fast action if weeks go by and con-
used was mild analgesics and NSAIDs only. servative treatment has not been effective, but patients can still
A common argument for providing surgery to patients get much better outcomes even after months of sciatica if they
with herniated discs is the belief that surgery brings faster receive appropriate active conservative treatment.
relief from pain and return to work. That argument is not
supported by the results of this study because, after 8 weeks Symptom-Guided Exercises Versus Sham Exercises
of treatment, 74% of the symptom-guided exercise group The 2 treatment regimens were identical, except for the type of
and 60% of the sham exercise group were back at work, and exercises given. Improvements in both groups were clinically
many had been working throughout the treatment period. In important on all measured parameters. At the baseline, the
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RANDOMIZED TRIAL The Efficacy of Systematic Active Conservative Treatment • Albert and Manniche

patients had more faith in the sham exercises, but even with Gert Bronfort, PhD; Alan Jordan, PhD; Charlotte Lebeuf-
this advantage, the sham exercise group did not surpass the Yde, PhD, for scientific and editorial advice. Bente Otte-
symptom-guided exercise group on any parameter. In fact, the sen, Lise Lotte Nielsen, and Lene Hofberg for secretarial
results were the opposite, with the symptom-guided exercise assistance.
group improving significantly more with respect to global
improvement, sick leave, vocational status, root compression References
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