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Engineering Structures
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a r t i c l e i n f o a b s t r a c t
Article history: A performance evaluation of a structural steel framing system called Buckling-Restrained Knee Braced
Received 3 September 2012 Truss Moment Frame (BRKB-TMF) was conducted. This structural system combines the advantages of
Revised 6 December 2013 open-web steel truss girders and Buckling Restrained Braces (BRBs). Key advantages of open-web trusses
Accepted 11 December 2013
include light weight, simple connections, and open passages for mechanical ductwork and pipes. In this
Available online 9 January 2014
system, the open-web trusses are designed to be elastic, while the BRBs are strategically placed and
designed to dissipate seismic energy. The combined features of the open-web trusses and BRBs lead to
Keywords:
a system with enhanced performance, safety, and economy. In this study, a performance based design
Truss moment frames
Buckling restrained braces
procedure was developed for the proposed system. A four story building structure was selected as a study
Performance-based design case. The structure designed using the presented procedure was subjected to nonlinear static (pushover)
Incremental dynamic analysis and dynamic analyses. The pushover analysis was performed to determine the overall response, the
Collapse evaluation sequence of inelastic activity leading to collapse, and the failure mechanism. In the nonlinear dynamic
analyses, the study frame was subjected to a suite of selected earthquake records scaled to represent var-
ious levels of earthquake ground motion intensity. An incremental dynamic analysis (IDA) approach was
applied to examine the behavior of the structure at different levels of ground motion intensity including
the collapse level. Using IDA results, fragility curves were created and examined. The results were used to
assess the collapse margin of the structure. The analyses provided very promising results in terms of the
effectiveness and robustness of the system. The example structure showed a low probability for collapse
under the maximum considered earthquake (MCE) ground motions. The key design parameters were
determined to be the target drift and deformation capacity of the BRBs.
Ó 2013 Elsevier Ltd. All rights reserved.
0141-0296/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.engstruct.2013.12.014
24 N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31
where F 0i is the lateral force per bay at level i, NBRB is the axial
strength of the BRB at the roof level, Mpc is the plastic moment of
the columns at the base, and d is the brace deformation calculated
Fig. 3. BRB strain demand as a function of the brace angle (u).
by Eq. (1). The above equation applies to BRKB-TMF with one bay;
however, it can be easily extended to cover a multi-bay structure.
By assigning the values for the plastic moment of columns in the
target drift is required, the brace angle must be carefully chosen first story, the required strength of BRBs at each level (biNBRB) can
according to the strain capacity of the BRB. be calculated. One possible approach is to assign the value of the
Once the truss configuration is determined, the required plastic moment of the columns to prevent the soft-story mecha-
strength of the system, or the design base shear, for a selected haz- nism, that is
ard level is calculated using the energy balance concept, i.e., by 1:1V 0 hc1
equating the work needed to push the structure monotonically Mpc ¼ ð8Þ
4
up to the target drift to that required by an equivalent elastic–
plastic single degree of freedom system to achieve the same state where V’ is the required base shear per bay and hc1 is the clear
[13,14]. It can be shown that the required base shear, V, is given by height of the first story. The factor 1.1 is used to account for the pos-
sible strain-hardening in the plastic hinges. The above approach has
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
been found to provide adequate column strength leading to accept-
V a þ a2 þ 4cC 2e able seismic performance for many structural systems designed
¼ ð2Þ
W 2 using the PBPD method [14]. The required BRB strength (/Pysc) at
each level is given by [3]
where W is the weight of the structure, Ce is normalized design
pseudo acceleration (Sa/g), c is the energy modification factor de- /Pysc ¼ bi NBRB ð9Þ
fined as the ratio between the work needed to push the structure
After the sizes of the BRBs have been determined, the members and
up to the target drift and elastic input energy [14], and a is a param-
connections are designed to remain elastic under the largest forces
eter given by
generated by the BRBs. The adjusted strengths of a BRB [3] account-
! ing for material overstrength, compression overstrength, and strain-
Xn
hp 8p2
a¼ k i hi ð3Þ hardening are given by
i¼1 T2g
Pþpr ¼ xRy Pysc ð10Þ
in which T is the period, and hi is the height from the ground to floor
for tension, and
level i, and ki is the lateral force distribution factor such that
Ppr ¼ xbo Ry Pysc ð11Þ
F i ¼ ki V ð4Þ
for compression. In Eqs. (10) and (11), x, bo, and Ry are factors
In general, the lateral force distribution should closely represent accounting for strain hardening, compression overstrength, and
that which occurs during an inelastic response under earthquake material overstrength, respectively. Ry has a value of 1 if the yield
ground motions. In this study, a distribution proposed by Chao stress is determined based on coupon test. The values for x and
and Goel [18] for steel moment frames is used and is given by bo are generally best assigned based on test results for BRBs with
similar length, configuration, and restraining mechanisms to those
!0:75T 0:2
wn hn that will be used in the structure. Using the backbone curve from
ki ¼ ðbi biþ1 Þ Pn ð5Þ a BRB test, one can extract the strength adjustment factors x and
j¼1 wj hj
bo comparable to the level of deformation demands expected to oc-
cur in the BRBs. It is important to emphasize that, because the BRBs
where wn is seismic weight at the top level n, hn is the height from
in the BRKB-TMF system are generally short, the deformation de-
ground to the top level, and bi is ratio of the story shear at level i to
mands experienced by the BRBs will generally be larger than those
that at the top story (level n). For i = n, bi+1 = 0. An empirical equa-
expected for BRBs in conventional braced frames. Therefore, the val-
tion for bi is given by
ues for x and bo for BRKB-TMF system will be larger than those
Pn !0:75T 0:2 used for the design of conventional BRB frames.
Vi j¼i wj hj Several BRB studies have indicated that BRBs can perform well
bi ¼ ¼ ð6Þ
Vn wn hn as long as undesirable connection failure can be prevented. A prop-
erly detailed BRB connection can be subjected to large seismic
Once the design base shear and lateral forces have been determined, inputs and the behavior does not significantly vary with respect
the required strength of the BRBs and the truss members can be to the BRB configuration [19]. As far as the gusset plate is
calculated. concerned, significant yielding in the gusset plate is undesirable
26 N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31
because it may lead to out-of-plane deformation and detrimental complete the yield mechanism. To do so, the columns are designed
failure modes. In addition, the stiffness of the gusset plate should to resist the adjusted BRB forces given by Eqs. (10) and (11) and the
be well proportioned to avoid deformation concentrations at or forces generated by the truss members connected to the columns.
near the interfaces [19]. Therefore, for this system, the gusset plate Based on the PBPD approach, a capacity design method that consid-
should be designed for the maximum adjusted BRB forces given by ers the equilibrium of the entire column subjected to forces gener-
Eqs. (10) and (11). ated by the BRBs and the trusses can be used to design the columns.
As stated, the truss at each level is designed to remain elastic Fig. 5 shows an example of the column tree equilibrium analysis
mainly under the gravity loads and the adjusted BRB forces at that of an exterior column. In Fig. 5, Vc is the total force required to main-
level. In addition, because the truss is normally connected to the tain equilibrium of the column tree, TR,i is the force in the top chord
column by welded gusset plates, the moments generated by the fix- of the truss at level i, DR,i is the force in the diagonal member of the
ity of the top chord connections should also be taken into account. truss at level i, and Pc,i is the column gravity load at level i. TR,i and
These end moments create additional flexural forces in the chords DR,i can be obtained from truss analysis as shown in Fig. 4. The force
and axial forces in the vertical members. The truss is thus subjected required at each level to maintain equilibrium is assumed to have
to the forces as shown in Fig. 4. In the figure, Pw is the gravity load, the same distribution given by ki in Eq. (5). For the column tree
Mp-ch is the plastic moment of the top chord. The factor 1.2 is used to analysis, the plastic moments generated from the top chords
account for possible strain-hardening. It should be noted that these (Mp-ch) are neglected because the bending in the column due to
plastic moments are neglected in the virtual work equation de- these plastic moments is significantly smaller than that created
scribed earlier in Eq. (7) because the energy dissipated by these by the axial forces in the truss members. Vc can be solved by sum-
plastic hinges is significantly smaller than that by the BRBs. How- ming the moments at the base. Fig. 5 corresponds to the case where
ever, they can locally affect the truss member forces and have to the frame sways to the right. The same approach can be performed
be included in the truss analysis. The analysis of the truss under for the case where the frame sways to the left. It can also be easily
the given loads can be easily performed by hand or by computer. applied to interior columns. Alternatively, instead of using a column
The columns in BRKB-TMF systems are also designed to remain tree analysis, a pushover analysis can be carried out up to the ex-
elastic, except at the bases where plastic hinges are required to pected displacement demand level assuming elastic columns. The
forces obtained from the pushover analysis can then be used in
the design of the columns. The PBPD design process for BRKB-
TMF structures is summarized in the flow chart shown in Fig. 6.
3. Example structure
4. Performance assessment
Table 1
Summary of member sizes.
Truss Column
Floor level Chord Diagonal BRB capacity (kN) Story Exterior Interior
Roof 2MC100 20.5 2C150 15.6 460 4 W610 174 W610 285
4 2MC150 24.3 2MC150 17.9 700 3 W610 174 W610 285
3 2MC180 28.4 2C180 22.0 850 2 W610 262 W610 341
2 2MC200 31.8 2MC150 22.5 920 1 W610 262 W610 341
Note: All vertical members are L89 89 7.9 except the outermost vertical members are 2L89 89 7.9.
28 N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31
determine the overall response, the sequence of yielding leading to analyses, the collapse was deemed to have occurred when the plas-
collapse, and the failure mechanism. The IDA approach was used to tic rotation of a column or that of the truss top chord reached the
examine the behavior of the structure at different levels of ground limit. All of the analyses were carried out using the PERFORM 3D
motion intensity. This procedure is a relatively new analytical tool computer program [25].
utilizing a large number of nonlinear dynamic analyses under vary- The pushover curve is shown in Fig. 9 with the sequence of
ing levels of ground motion intensity to systematically investigate yielding indicated on the plot. The response of the frame was elas-
the response of the structure [20]. In this study, the ground mo- tic up to the drift level of 0.5% when the first set of BRBs yielded.
tions and IDA were applied according to FEMA P695 methodology The peak strength occurred at a story drift of 1.9%. P-D effect be-
[21]. A total of 44 ground motions were used. Their spectra with came apparent beyond this drift level as observed from the gradual
the median spectral acceleration value at the fundamental period strength reduction. At 3.6% drift, a set of BRBs fractured and the
of the frame scaled to match the design value at the MCE level frame experienced severe strength degradation. Beyond this drift,
are shown in Fig. 8. Statistical analyses were performed on the the frame had only a modest lateral load resistance. As the loading
IDA results to obtain the probability of collapse and the fragility continued, the plastic rotations of columns at the bases and the
curves for the structure. plastic rotations of the truss top chords finally reached the rotation
A 2-D analytical model was created to represent the frame. The limits.
model included P-D effect and ‘‘gravity’’ columns. The top chords The results from the IDA are shown in Fig. 10. One of the goals
of the trusses were assumed to be laterally supported and the bot- of the FEMA P695 methodology [21] is to assess the collapse capac-
tom chords of the trusses were assumed to be braced at the nodal ity of the frame. The collapse capacity is expressed in terms of the
points. The chord members were modeled using beam elements. collapse margin ratio (CMR) which is defined as the ratio between
The diagonal and vertical members were modeled using strut ele- the median spectral acceleration of the collapse level ground mo-
ments. Imperfections of the members were not explicitly modeled. tions (SCT) and the spectral acceleration of the MCE ground mo-
The force–deformation characteristics of the columns and truss tions, SMT. From the IDA results, the CMR for the example frame
members generally followed the ASCE 41-06 [22] recommenda- was found to be 1.56. The adjusted collapse margin (ACMR) ratio
tions. Recent research results [23] suggest that modeling parame- taking into account the spectral shape [21] was found to be 2.19.
ters for steel columns in ASCE 41 are conservative. The parameters Fragility curves computed from the IDA results are shown in
correspond to collapses at story drifts of only 3–4%, and no param- Fig. 11. The generally assumed log-normal cumulative distribution
eters are defined for columns subjected to axial force greater than functions were used to generate the fragility curves for different
50% of the column strength. Extra test results of steel wide-flange limit states. Fragility curves corresponding to five different drift
columns subjected to large drifts and high axial loads were pre-
sented by Newell and Uang [23]. The tests were performed with
columns having width-thickness ratios of 3–7 for flanges and 7–
17 for webs. The test results showed that these columns could de-
form up to 10% drift before failure occurred. In the archetype struc-
ture, the width-thickness ratios of the designed columns were
higher than those of the test specimens. Conservatively, a strength
drop at 6% drift and failure at 7% drift were used for the columns.
The force–deformation characteristics of the BRBs were cali-
brated based on existing test results [24]. A strain limit of 2.8%
was assumed for the BRBs. Assuming a core length equal to 70%
of the member length, the 2.8% limit corresponds to a core strain
capacity of approximately 4%. The fracture of the BRBs was mod-
eled by a sudden strength drop with only minimal residual
strength to avoid numerical problems. It is important to note that
the loss of one or a small number of BRBs does not necessarily
mean that the loss of gravity load carrying capability or collapse
would occur. However, it does lead to a significant increase in
the deformation of the columns and the truss top chords. In these Fig. 9. Base shear versus roof drift plot from the pushover analysis.
Fig. 8. Response spectra of ground motions used in this study. Fig. 10. IDA curves.
N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31 29
thresholds (DT) and collapse of the structure were generated. The collapse. The plastic rotations of the columns and the chords at
DTs were defined based on the pushover curve shown in Fig. 9. the MCE level were on the order of approximately 1%. The analysis
These include a 1% drift corresponding to the yielding of the struc- indicated that, up to the MCE level, the plastic hinges in the col-
ture, a 2% drift corresponding to peak strength and the target drift umns were only found at the bases as assumed in the design.
at 2/3 MCE level, a 3% drift corresponding to the deformation prior The plastic rotation in the chords also showed that the story defor-
to strength degradation due to BRB fracture and the target drift at mations were relatively uniform. The rotations were slightly larger
MCE level, a 4% drift corresponding to the deformation after for the chords in the upper stories.
strength degradation, and a 6% drift corresponding to the incipient From the pushover and IDA results, it is apparent that the frac-
stage of total collapse. ture of the BRBs signifies the impending collapse of the frame.
As observed, the probability of collapse for the MCE ground mo- Therefore, the ductility of the BRBs is the key parameter governing
tions falls below 10%. Although only one structure was investigated the system performance. It is crucial to select a target drift that is
in this study, the low probability of collapse strongly shows the compatible with the deformation capacity of the BRBs as well as
robustness of the proposed system. The results indicated that the the performance objective.
story drifts reached between 6% and 7% before the collapse oc- To determine the effects of the deformation capacity of the BRBs
curred. The failure pattern was typically the fracture of a set of on the system behavior and to determine the appropriate level of
BRBs quickly followed by excessive rotation of the plastic hinges the ductility of the BRBs required for satisfactory performance,
in the columns or in the top chords of the trusses. For the columns, additional analyses were carried out. The analysis results pre-
the critical plastic hinges were mainly located at the bases except sented earlier were based on a 4% core strain deformation capacity
in a few ground motions where they were located elsewhere. The for the BRBs. Analyses were repeated using core strain capacities of
fragility curves for the 2% and 3% DTs can be used to evaluate 3% and 5% (approximately 4.3% and 7.1% overall brace strain
the effectiveness of the PBPD method. At both MCE and 2/3 MCE assuming a core length of 0.7l0). Based on the IDA results, fragility
levels (Sa equals 0.64 g and 0.96 g, respectively), it was found that curves were generated and compared with the previous results.
there was approximately 50–55% probability that the drifts would These curves are shown in Fig. 13 for different limiting states.
be kept less than the target values. This result indicated that the Increasing the BRB deformation capacity decreases the probabil-
target drifts as used in the PBPD method corresponded approxi- ity of exceeding the limit state for a given ground motion intensity.
mately to the median drift values. The variability in the response For 1% and 2% DTs, the BRB strain values were low. Therefore, brace
for the MCE level is larger when compared to that for the 2/3 fracture was not expected to be found in these cases. Hence, the fra-
MCE level as can be observed by the steeper fragility curve for gility curves appear to be approximately the same regardless of the
the 3% case. BRB deformation capacity. For the 3% drift ratio (Fig. 13(c)), a slight
Fig. 12 shows the median values of the plastic rotations in the difference between the fragility curves can be observed. At this
columns and the top chords under the MCE level ground motions level, the plastic core strain demand of the BRBs based on Eq. (1)
excluding the results under the ground motions that caused the was approximately 2.6% which was near the 3% strain capacity.
Fig. 12. The plastic rotations in the columns and top chords at MCE level.
30 N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31
Fig. 13. Fragility comparisons for the different values of BRB deformation capacity.
Therefore, the fragility curve for the 3% strain capacity indicates 4% core strain capacity is certainly achievable using current BRB
greater vulnerability. The fragility curves for the 4% and 5% strain technology.
capacity are approximately the same because the strain demands
were still far from the strain capacity. For all the remaining cases, 5. Conclusions
including collapse (Fig. 13(d), (e), and (f)), the fragility curves for
the 3%, 4%, and 5% strain capacity are distinctively different. In A new structural system known as Buckling-Restrained Knee
terms of the probability of collapse (Fig. 13(f)), there were large dif- Braced Truss Moment Frame is investigated. The system harnesses
ferences between the fragility curves for the cases of 3% and 4% core the salient features of open-web trusses and buckling restrained
strain capacities. The differences were minor between the 4% and braces. A performance-based design procedure for the system
5% core strain capacity cases. This tendency is better viewed as was developed and presented. A four-story building structure
the plot of CMR values shown in Fig. 14. The CMR value for the 4% was used as an example. The structure designed using the proce-
core strain capacity was considerably larger than that of the 3% dure developed in this study was subjected to nonlinear static
case. However, the value was similar to that of the 5% case. This re- (pushover) and dynamic analyses. Collapse evaluation was also
sult was because when the BRBs could deform more than 4% strain, conducted. The main findings include:
the response started to be governed by failure of other components
such as the columns and top chords of the trusses. Therefore, 1. The PBPD procedure presented in this paper can be used to
increasing the strain capacity of the BRBs to more than 4% will design BRKB-TMFs. For the example structure, the PBPD
not significantly improve the system collapse performance. The procedure results in a frame with excellent response with
4% core strain capacity in this case appears to be optimum. This all the inelastic deformations confined to only the desig-
nated elements up to the target displacement levels. It
was found that there was an approximately 50% probability
that the drifts would be less than or equal to the target value
at a given hazard level. The target drift used in the PBPD
method can be viewed as the median drift value that can
be expected for a given hazard level.
2. Both static and dynamic analysis results indicated that
when the story drifts reached approximately 6–7%, collapse
occurred. The deformation capacity of the study frame
exceeded the drift limits specified in most modern codes.
The failure pattern was typically the fracture of a set of
BRBs leading to excessive rotation of the plastic hinges in
the columns and in the top chords of the trusses. Therefore,
it is important to prevent early failure of the BRBs. This can
be achieved by selecting the target drift and the configura-
tion of the frame corresponding to the deformation capac-
Fig. 14. CMR values for different BRB strain capacities. ity of the BRBs.
N. Wongpakdee et al. / Engineering Structures 60 (2014) 23–31 31
3. The results of the collapse evaluation indicated that the The above equation can be simplified to give
probability of collapse for the MCE ground motions was
ld
less than 10%. The CMR value of the BRKB-TMF designed d¼ hp D sinðuÞ ðA:7Þ
lo
using the PBPD method passed the FEMA P695 criteria for
an individual archetype structure. For a special case where the depth of the truss at the face of the col-
4. Using BRBs with larger ductility results in better perfor- umn is chosen to be twice the depth of the truss at mid span
mance of the structural system. From the fragility curves, (D = 2Do), lo equals ld, Eq. (A.7) yields
a 4% core strain capacity appears to be the optimum ductil-
d ¼ hp D sinðuÞ ðA:8Þ
ity required for the BRBs in the BRKB-TMF system. For
structures using more ductile BRBs (with strain capacity and the plastic strain is approximately
more than 4%), the performance would be governed by
ep ¼ d=lo ¼ hp D sinðuÞ=lo ðA:9Þ
other components, such as the columns and the top chords
of the trusses. This 4% strain capacity is achievable using
current BRB technology. References
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