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Mohammed A. Al-Neami
Assistant Professor, Building and Construction Engineering Department, University
of Technology, Baghdad, Iraq.
Ahmed S. H. Al-Suhaily
Former Graduate Student, Building and Construction Engineering Department,
University of Technology, Baghdad, Iraq.
ABSTRACT
Uncertainties in geotechnical engineering are inevitable. The soil
properties may disperse within a significant range over a domain. Thus, the
factor of safety is used in the deterministic approach which account for the
uncertainty associated with the soil properties. Deterministic approach does
not consider the sources and amount of uncertainty associated with the
system. Limit state design of the structure is difficult to estimate using
deterministic methods. So, it is reasonable to study the probability of failure of
the structure.
In this study, a procedure for carrying out reliability analysis of bearing
capacity of foundation resting on soil improved by stone columns is described.
The procedure requires definition of standard deviation of the undrained
shear strength, shear strength of the stone and the surrounding soil.
The procedure is an extension of the point estimate method in which the
expected values of the standard deviation of the capacity and demand
functions are calculated. The probability of failure, the reliability, central
factor of safety and reliability index are calculated as appropriate.
Two non-linear regression models have been made using SPSS V.20
(Statistic Computer Application) program. Data of experimental work from
previous studies are analyzed for building a bearing capacity equation of
floating and end bearing stone column group.
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
It was concluded that for a given factor of safety, the probability of failure
is approximately the same whether the stone column was singular or within a
group, and the reliability index increases with the increase of factor of safety
for both stone columns, while the probability of failure decreases with the
increase of factor of safety.
Key words: Uncertainty, factor of safety, stone column, bearing capacity,
reliability index.
Cite this Article: Mohammed Y. Fattah, Mohammed A. Al-Neami, Ahmed S.
H. Al-Suhaily, Reliability Based Analysis of Bearing Capacity of Footings on
Soft Soil Strengthened by Stone Columns. International Journal of Civil
Engineering and Technology, 7(4), 2016, pp.62–80.
http://www.iaeme.com/IJCIET/issues.asp?JType=IJCIET&VType=7&IType=4
1. INTRODUCTION
Foundations are generally failed by two types of failure that the designer should
account for. These possible failures are structural and soil failures. Structural failure
consists of shear failure and moment failure.
Soil failure consists of bearing capacity failure and settlement failure. In addition
to the above, the foundation should meet other requirements. It should be properly
located with respect to any future influence which could adversely affect its
performance such as frost action, high volume change adjacent structure, property
line. Generally, all mentioned requirements are independent of each another, and all
should be satisfied (Ranjan and Rao, 1993).
“Certainty” can be a description for most engineering problems, where their
cause-effect relationships and their involved parameters are known precisely to give
only unique output. The complementary problems are “uncertainty” where several
outputs arise from a solution due to the variability in the determination of the
parameter involved and the incomplete understanding in the totality of the casual
relationships (Rethati, 1988).
The sources of uncertainty are unavoidable and they come from the following
(Bowles, 1996):
• The incomplete knowledge of the subsoil conditions.
• Inherent variability in soil parameters.
• Lack of control over environmental changes after construction.
• The accuracy of the theoretical or empirical methods for calculating bearing capacity.
• Predication of the applied loads such as dead loads, live loads, wind loads,
earthquake, etc.
Accordingly, the design of foundation is uncertain, in general, variability and
randomness cause a difficulty in selecting the suitable design parameter.
During the last few decades, numerous remarks were raised against the factor of
safety, as many authors see disadvantages in disregarding the reliability of the applied
data and the risk reflecting the economical background. In other word, the empirical
choice of a certain value of a safety factor does not convey the safety quantitatively
and its effect can be neglected by presence of large uncertainties in the design
environment.
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
There are many ground improvement techniques to enhance the strength and
compressibility behaviour of these deposits. Important among these techniques are
stone columns, lime columns, granular trenches etc. The choice of a particular
technique depends upon the soil profile at a site, quality of materials used in the
technique, nature of pore fluid and the method of implementing the technique.
Further, the successful application of a ground improvement technique depends also
on the quality assurance tests conducted for the improved behaviour of the ground and
the performance studies spread over certain period by maintaining settlement records
etc. Even though substantial work through research has been carried out on these
techniques, confidence to any field engineer develops mainly based on the successful
field applications (Kameswara et al., 1993).
The stone column technique of ground treatment has successfully proven in
• Improving slope stability of both embankments and natural slopes,
• Increasing bearing capacity,
• Reducing total and differential settlements,
• Reducing the liquefaction potential of loose sands, and
• Increasing the time rate of settlement.
Stone columns are used to support structures overlying both very soft to firm
cohesive soils and also loose silty sands having greater than about 15 percent fines,
(Barksdale and Bachus, 1983).
The high potential for beneficial use of stone columns is mainly as a ground
improvement technique to strengthen weak and soft soil. This includes the area of
highway; railway and also airport applications prompted a comprehensive
investigation to determine how and why the system works so well, and to develop
appropriate design and construction guidelines. This has resulted in many empirical
design concepts to be published for the purpose of designing the stone column.
Phoon and Kulhawy (2004) presented an overview of the development in
structural and geotechnical design practice over the past half a decade or so in relation
to how uncertainties are dealt with, this would provide a valuable historical
perspective of our present status and important outstanding issues that remain to be
resolved. The key elements of reliability-based design (RBD) are briefly discussed
and the availability of statistics to provide empirical support for the development of
simplified RBD equations is highlighted. Reliability-based design, simplified or
otherwise, provides a more consistent means of managing uncertainties, but it is by no
means a perfect solution. Engineering judgment still is indispensable in many aspects
of geotechnical engineering – reliability analysis merely removes the need for
guesswork on how uncertainties affect performance and is comparable to the use of
elasto-plastic theory to remove the guesswork on how loads induce stresses and
deformations.
Dasaka et al. (2005) investigated the probabilistic analysis of bearing capacity of
strip footing resting on cohesion less soil deposit. The calculated factors of safety
corresponding to a target reliability index of 3 are 7.3 and 5.5 respectively for simple
and advanced probabilistic analysis. These factors of safety are generally considered
higher than those adopted in routine foundation designs. The higher values of factors
of safety associated with allowable bearing pressure obtained by probabilistic
approach clearly demonstrates the importance of uncertainty studies in geotechnical
engineering and strongly demands the need to include probabilistic framework in
geotechnical engineering design.
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
Through experience, conventions have developed with regard to what values of factor
of safety are suitable for various situations. Requiring the same factor of safety for all
bearing capacity applications, is a “one size fits all” approach that is certain to result
in inappropriate factors of safety in some cases.
A more logical approach would be considered: A procedure is followed in this
paper to investigate the reliability of bearing capacity equation of foundation on soft
clay reinforced by stone columns based on reliability index rather than conventional
factor of safety.
The main objective of the present work is to show that the factor of safety and the
reliability can be used together as a complementary measure of acceptable design
based on the following conditions using reliability based-design:
• Cohesion (cu), angle of internal friction (φ) and soil unit weight (γ) are considered to
be independent and uncorrelated variables.
• Footing width and dimensions of the stone column are set of deterministic variables.
Coefficient
Property of Variation Source
CoV(%)
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
σx = 67 (6)
It is seen that the standard deviation of the exponential distribution is σ[x] = 1/a.
An extremely useful relative measure of the scatter of a random variable (x) is its
coefficient of variation CoV(x), usually expressed as a percentage:
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
K =N−O (11)
Obviously, the safety margin is itself a random variable. Failure is associated with
that portion of its probability distribution wherein it becomes negative (shaded); that
portion wherein S = C – D ≤ 0. As the shaded area is the probability of failure8&P),
we have:
8&P) = 8 &N − O) ≤ 0 = 8 K ≤ 0 (12)
The procedure of determination of P (f) is presented in Appendix A.
It is seen that a maximum is for a perfect positive correlation and a minimum for a
perfect negative correlation. It can be shown that the sum of difference of two normal
varieties is also a normal variant (Haugen, 1968). Hence, if it is assumed that the
capacity and demand functions are normal variants, it follows that:
B
8&P) = - − R S (13)
where R S is standard normal probability as given in standard normal
probability tables.
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
Table 2: Parameters of Stone Columns and Bed Soil used in Reliability Estimation.
Q(+,+)=148.158 21951
Q(-,-)=36.872 1359.6
Q(-,+)=54.975 3022.3
Q(+,-)=99.371 9874.7
Using point estimation method for two variables to find the weights 8&E, _), the
mean is calculated as follows listed in Appendix B.
Forming the characteristics of the safety margin and according to Harr (2002), the
coefficient of correlation will be ρ (Q, D) = 0.75: From equation A1, we have the
reliability index:
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
C−D ̅ ̅
β=
σ2 C + σ2 D − 2Pσ C . σ D
66.510
β= =1.607
& )
&49.89)2 +&12.47)2 −2 0.75 &49.89)&12.47)
Figure 2: Comparison Between Measured and Predicted Values of Bearing Capacity of End
Bearing Stone Columns.
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
Table 5: Parameters of Stone Column and Bed Soil used in Reliability Estimation.
Angle of friction of
40 5 45 35
stone column, φ (o)
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
φ, c) (kN/m2)
Q(φ Q2(φ
φ, c)
Q(+,+)=255.37 65212.805
Q(-,-)=63.27 4003.698
Q(-,+)=108.832 11844.405
Q(+,-)=148.47 22043.522
Using point estimation method for two variables to find the weights8&E_), the
mean will be calculated as listed in Appendix B.
Forming the characteristics of the safety margin and according to Harr (2002) the
coefficient of correlation will be ρ (Q, D) = 0.75,: From equation A1, we have the
reliability index:
C−D ̅ ̅
β=
σ2 C + σ2 D − 2Pσ C . σ D
114.891
β= =1.588
& )
&87.229)2 +&21.807)2 −2 0.75 &87.229)&21.807)
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
3. RELIABILITY RELATIONS
Reliability estimation for all cases have been done using EXECL and presented in the
form of histograms of calculation. The results are shown in Figures 3 to 6.
Based on the results presented in Figures 3 to 6, it can be seen that the reliability
index increases with the increase of factor of safety for both stone columns and soil
replacement, while the probability of failure decreases with the increase of factor of
safety. For a given factor of safety, the probability of failure is approximately the
same whether the stone column was singular or within a group.
The reliability and the probability of failure depend majorly on the approach used
in the estimation of bearing capacity. A number of equations were derived in the
literature to estimate the bearing capacity but the degree of conservation for each one
is different from one to another.
The reliability analysis helps in choosing the most proper equation for the
estimation of bearing capacity which provides adequate factor of safety with a
sufficient degree of economy.
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
Figure 3: Reliability Index for Different Cases of Floating Stone Column Groups
Considering Different Values of Factor of Safety.
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Mohammed Y.. Fattah, Mohammed A. Al-Neami
Al and Ahmed S. H. Al-Suhaily
Al
Figure 5: Reliability Index of Different Cases off End Bearing Stone Column Considering
Consider
Different Values of Factor of Safety.
Figure 6: Probability off Failure of Different Cases off End Bearing Stone Column Groups
Group
Considering Different Values of Factor of Safety.
In some cases analyzed in this study, the probability of failure was found to be
less than 1% depending
epending on the value of reliability index obtained from reliability
tables which are always greater than 2.2 based on standard normal distribution. This
may have to be reanalyzed depending on more real values of probability of failure
using different typess of distribution.
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Reliability Based Analysis of Bearing Capacity of Footings on Soft Soil Strengthened by
Stone Columns
4. CONCLUSIONS
• The reliability index increases with the increase of factor of safety for both stone
columns and soil replacement, while the probability of failure decreases with the
increase of factor of safety.
• For a given factor of safety, the probability of failure is approximately the same
whether the stone column was singular or within a group.
• The reliability and the probability of failure depend mainly on the approach used in
the estimation of bearing capacity, a number of equations were derived in the
literature to estimate the bearing capacity but the degree of conservation for each one
is different from one to another.
• In some cases analyzed in this study, the probability of failure was found to be less
than 1% depending on the value of reliability index obtained from reliability tables
which are always greater than 2.2 based on standard normal distribution.
• The probability of failure values obtained from reliability analysis based on the
equations derived in this study for estimation of the bearing capacity of floating and
end bearing stone columns are always higher than those obtained depending on the
conventional equations which are always conservative.
REFERENCES
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Allowable Pressure of Strip Footing in Spatially Varying Cohesionless Soil,
Proceedings Mini-symposium on Reliability Evaluation in Geotechnics, 9th
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[12] Ellingwood B., Galambos T. V., MacGregor J. G., and Cornell C. A.,
Development of a Probability Based Load Criterion for American National
Standard A58, Nat. Bur. Stand. Spec. Publ. 577, Washington, D.C, 1980.
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[15] Fattah, M. Y., Shlash, K. T., Al-Waily, M. J., Experimental Evaluation of Stress
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(3), pp. 79–98, http://dx.doi.org/10.1680/ijpmg.12.00006, 2013.
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CRC Press, 2002.
[18] Haugen E. B., Probabilistic Approaches to Design, John Wiley & Sons, New
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[19] Honjo Y., Hara T., and Kieu Le T. C., Level III Reliability Based Design of
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Evaluation of Eurocode 7, EUcentre. Pavia, Italy, 2010.
[20] Kameswara S., Somayazulu J. R. and Rama K. S., Granular Trenches and Stone
Columns as Ground Improvement Techniques, Third International Conference on
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[21] Kulhawy F. H., On the Evaluation of Soil Properties, ASCE Geotech. Spec.
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[23] Rahil F.H., Improvement of Soft Clay Underneath a Railway Track Model Using
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[24] Esraa A. Mandhour, Saad N. Al-Saadi and Saad F. Ibrahim, “Study of the
Efficiency of Stone Columns in Soft Clay: Considering the Effect of Clay
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Stone Columns
[25] Ranjan C. and Rao A. S. R, "Basic and Applied Soil Mechanics, Wiley Eastern
Limited, 640 pp, 1993.
[26] Rethati. L., Probabilistic Solutions in Geotechnics, Elsevier Amsterdam, 451 pp,
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APPENDIX A
The number of standard deviations that the mean value of the safety margin is beyond
S = 0, is called the reliability index, β; that is:
I
q
β= (A1)
σI q
The reliability index is seen to be the reciprocal of the coefficient of variation of
the safety margin, or:
B
β= (A2)
rst&q)
Application to their definitions produces the following identities (a, b, and c are
constants), (Ditlevesen, 1981):
u + v7 + A = + vu 7 + u A (A3)
6 + v7 + A = v - 6 7 + -
6 A + 2v. . @6 7, A] (A4)
@6 7, A]≤ ' 7 . ' A (A5)
6 + v7 + A = v - 6 7 + -
6 A + 2v. . ' 7 . ' A . 8
From Eq. A4, we have:
u K = u N − u O =N̅ − O
w (A6)
Equation 17 produces:
' - K = ' - N + ' - O − 28' N . ' O (A7)
Hence,
L ̅ xM
w
β= (A8)
?y L z?y M x-{? L .? M
APPENDIX B
B.1 Calculations for Case Study 1
u | = |I = ∑ |&E_)8&E_) = 88.680 kN/m2
while the bearing capacity form the experimental value for the same case is 82.15
kN/m2.
u| -
= |I = ∑ | - &E_)8&E_)= 10353.6
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Mohammed Y. Fattah, Mohammed A. Al-Neami and Ahmed S. H. Al-Suhaily
the variance is :
} Q = •€Qh • − &• Q )h = 2489.43
and Equation (6) for the standard deviation gives:
σQ = 6 | =49.894
for the coefficient of variation, Equation (9) requires:
σQ 49.894
CoV Q = ∗ 100 % = ∗ 100 = 56.263 %
EQ 88.680
For factor of safety = 4, the demand will be from Equation (10):
w
w=
D = 22.170
„.…
The standard deviation of the demand will be equal to:
σ D = u&O) ∗ N@†&O) = 22.17 ∗ 0.5626 = 12.47
to find the safety margin :
K = N̅ − O
w = 88.68 − 22.170 = 66.510 kN/m-
σQ = 6 | =87.229
for the coefficient of variation equation 9 requires:
σQ 87.229
CoV Q = ∗ 100 % = ∗ 100 = 56.943 %
EQ 153.187
For factor of safety = 4, the demand will be from equation 10
w
w=
D = 38.296
„.…
The standard deviation of the demand will be equal to:
σ D = u&O) ∗ N@†&O) = 38.296 ∗ 0.569 = 21.807
to find the safety margin :
K = N̅ − O
w = 153.187 − 38.296 = 114.891 kN/m-
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