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Journal of Consulting and Clinical Psychology Copyright 2006 by the American Psychological Association

2006, Vol. 74, No. 1, 160 –167 0022-006X/06/$12.00 DOI: 10.1037/0022-006X.74.1.160

Dose–Effect Relations and Responsive Regulation of Treatment Duration:


The Good Enough Level

Michael Barkham and Janice Connell William B. Stiles


University of Leeds Miami University

Jeremy N. V. Miles Frank Margison


University of York Manchester Mental Health and Social Care National Health
Service Trust and University of Manchester

Chris Evans John Mellor-Clark


Nottinghamshire Healthcare National Health Service Trust CORE Information Management Systems, Ltd.
and University of Leeds

This study examined rates of improvement in psychotherapy as a function of the number of sessions
attended. The clients (N ! 1,868; 73.1% female; 92.4% White; average age ! 40), who were seen for
a variety of problems in routine primary care mental health practices, attended 1 to 12 sessions, had
planned endings, and completed the Clinical Outcomes in Routine Evaluation—Outcome Measure
(CORE–OM) at the beginning and end of their treatment. The percentage of clients achieving reliable and
clinically significant improvement (RCSI) on the CORE–OM did not increase with number of sessions
attended. Among clients who began treatment above the CORE–OM clinical cutoff (n ! 1,472), the
RCSI rate ranged from 88% for clients who attended 1 session down to 62% for clients who attended 12
sessions (r ! ".91). Previously reported negatively accelerating aggregate curves may reflect progres-
sive ending of treatment by clients who had achieved a good enough level of improvement.

Keywords: dose– effect, good enough level, psychotherapy effectiveness, responsiveness

In their classic meta-analysis of dose– effect relations in psy- symptoms. Fewer sessions were required for improvement in dis-
chotherapy, Howard, Kopta, Krause, and Orlinsky (1986) charac- tress symptoms, and more sessions for characterological symp-
terized the path of client improvement as a negatively accelerating toms, but Kopta et al. described the negatively accelerated pattern
function of treatment length, in which 30% of clients made mea- as common across problem types. From these classic reports has
surable improvement after 2 sessions, 41% after 4 sessions, 53% sprung a lively and substantial research literature on dose– effect
after 8 sessions, and 62% after 13 sessions. Subsequent research by relations in psychotherapy (e.g., Barkham et al., 1996, 2001;
Kopta, Howard, Lowry, and Beutler (1994) elaborated this finding Barkham, Rees, Stiles, Hardy, & Shapiro, 2002; Dekker et al.,
by showing that the effective dose varied across different types of 2005; Feaster, Newman, & Rice, 2003; Given, 2002; Gray, 2003;
Grissom, Lyons, & Lutz, 2002; Hansen & Lambert, 2003; Hansen,
Lambert, & Forman, 2002, 2003; Hoagwood, 2000; Howard,
Lueger, Maling, & Martinovich, 1993; Kadera, Lambert, & An-
Michael Barkham and Janice Connell, Psychological Therapies Re- drews, 1996; Kopta, 2003; Lueger et al., 2001; Lutz, Lowry,
search Centre, University of Leeds, Leeds, United Kingdom; William B. Kopta, Einstein, & Howard, 2001; Lutz, Martinovich, Howard, &
Stiles, Department of Psychology, Miami University; Jeremy N. V. Miles,
Leon, 2002; Salzer, Bickman, & Lambert, 1999; Steenbarger,
Department of Health Sciences, University of York, York, United King-
dom; Frank Margison, Manchester Mental Health and Social Care National
1994; Warner et al., 2001).
Health Service (NHS) Trust and Department of Psychiatry, University of The negatively accelerating pattern has usually been interpreted
Manchester, Manchester, United Kingdom; Chris Evans, Rampton Hospi- as reflecting diminishing strength of each successive session. As
tal, Nottinghamshire Healthcare NHS Trust, Nottingham, United King- Kopta (2003) put it, “the effect of therapy is greater in earlier
dom; John Mellor-Clark, CORE Information Management Systems, Ltd., sessions and increases more slowly at higher dosage levels” (p.
Rugby, United Kingdom, and Psychological Treatments Research Centre, 728). Reflecting concerns about administrative efficiency and fair
University of Leeds. allocation of scarce resources, discussion has focused on the op-
Michael Barkham and Janice Connell were supported by the NHS
timum number of sessions that clients should be offered. That is,
Priorities and Needs Research & Development Levy.
Correspondence concerning this article should be addressed to Michael “How much is enough?” (Kopta, 2003, p. 728). For example,
Barkham, Psychological Therapies Research Centre, University of Leeds, Howard et al. (1986) suggested, “The present meta-analysis indi-
17 Blenheim Terrace, Leeds LS2 9JT, United Kingdom. E-mail: cates that by 26 sessions, about 75% of patients have shown some
m.barkham@leeds.ac.uk improvement. . . . [I]n clinics that serve a large population with

160
RESPONSIVE REGULATION OF DOSE 161

limited resources, 26 sessions might be used as a rational time negotiation with the therapist and considering all situational fac-
limit” (p. 163). tors, decides that he or she has had enough treatment and stops
The usual interpretation in psychotherapy research has consid- attending therapy. The endpoints of the dotted lines represent this
ered the aggregate curves as representing an average of individual percentage as a constant for groups who attended 1–12 sessions.
dose– effect curves that are also negatively accelerated, modeled as The dotted lines represent interpolated percentages of each group
log-linear functions of session number. There are, however, other at intermediate points, modeled as linear functions. The solid line
possibilities. Barkham et al. (1996) observed that session-by- represents the percentage of clients remaining in treatment who
session plots of improvement in particular symptoms for up to 16 have met criteria for improvement by that session, calculated as the
sessions tended to look more or less linear (e.g., see Figure 1 in average of the interpolated percentages.1
Barkham et al., 1996, p. 932) and noted that, in the dose– effect Figure 1 thus illustrates the possibility that an aggregate nega-
studies by Howard et al. (1986) and Kopta et al. (1994), clients had tively accelerating dose– effect curve could reflect linear dose–
varying lengths of treatment, so that different aggregations of effect relations for each group of clients. The benefit of each
clients were represented at each successive point. To encompass successive session to an individual client need not systematically
these results, they suggested that problems might be assumed to decline to produce this pattern. The quickly improving clients
improve at a steady (i.e., linear) rate across sessions until it reaches differentially leave the pool as they reach their GEL, so that
a good enough level (GEL), at which point the client and therapist aggregate estimates of the effectiveness of each successive session
either redeploy therapeutic efforts to other problems or discontinue are based on successively smaller groups of more slowly respond-
therapy. The rate of improvement might vary depending on the ing clients.
characteristics of the problem (e.g., acute distress vs. character- The GEL model suggests that, in routine practice, level of
ological issues), characteristics of the client (e.g., personal re- improvement and treatment duration are mutually regulated so that
sources, external stressors), or characteristics of the treatment (e.g., treatments tend to end when clients, on average, have improved to
limitation to a greater or lesser number of sessions), and as a a degree or level that is good enough. The GEL may be considered
consequence, different problems would take different numbers of as a manifestation of responsiveness, that is, of behavior being
sessions to reach their GEL. Even though the response of particular influenced by emerging context (Stiles, Honos-Webb, & Surko,
problems or symptoms might be linear, however, averaging across 1998). Responsiveness may involve adjusting the length of therapy
multiple clients or multiple problems would yield a negatively to reflect degree of improvement, adjusting the degree of focus and
accelerated curve, as clients with more quickly responding prob- effort of therapeutic work in response to the available time, ad-
lems dropped out of treatment (Barkham et al., 1996, pp.
justing expectations, or various combinations of such strategies.
933–934).
Characteristics of the clients, therapists, and settings, including the
Our Figure 1, modeled on Barkham et al.’s (1996) Figure 2 (p.
nature and severity of the problems, the personalities of the par-
934), illustrates this possibility. In our version of the figure, the
ticipants, and available resources, combine to affect how quickly
hypothetical GEL is set arbitrarily so that 70% of clients whose
clients improve and when treatment can be terminated. Most
changes have reached this level meet some external criterion for
obviously, clients and therapists may agree to end treatment when
improvement. Theoretically, this percentage represents the concor-
goals have been reached or when an acceptable amount of progress
dance between the external criterion of improvement and the GEL,
has been made. However, in addition, imposing time limits may
understood as the level of improvement at which the client, in
accelerate the process of therapy (Eckert, 1993; Reynolds et al.,
1996) and the rate of improvement. When clients were randomly
assigned to either 8 or 16 sessions of the same treatments, the
8-session groups averaged greater symptom reduction at the end of

1
More formally, the dotted lines indicate the expected percentage, pij, of
the clients ending treatment after j sessions who meet improvement criteria
by session i, modeled as pij ! (i/j)G, where G is the improvement rate
yielded by the average GEL (70% in Figure 1). The solid line, the
estimated percentage of clients remaining in treatment who have met
criteria by session i, can be represented as a weighted average of the
interpolated percentages,

! !
s s

Pi ! # njpij$/# nj$,
j!i j!i

where s is the number of sessions under consideration (i.e., s ! 12 in


Figure 1. Good enough level model. The endpoints of the dotted lines Figure 1) and nj is the number of clients who eventually attended j sessions.
represent the assumed constant percentage (70%) of clients meeting im- Assuming, for simplicity, that equal numbers of clients terminated at each
provement criteria for groups who attended 1 to 12 sessions. The dotted session, so that the weights are equal, this reduces to
lines represent interpolated percentages at intermediate points. The solid

!
line represents the percentage of clients remaining in therapy at each 12

session who met the criteria, calculated as the average of the interpolated Pi ! # pij$/#13 " i$.
percentages for clients remaining in treatment at each session. j!i
162 BARKHAM ET AL.

treatment than the 16-session groups did at midtreatment services and routinely used the CORE–OM to monitor clients at intake.
(Barkham et al., 1996). The data were anonymized at the sites; data collection complied with data
For evaluating therapeutic change, Howard et al. (1986) ac- protection procedures for the use of routinely collected clinical data.
cepted previous researchers’ definitions of improvement. Subse- For 4,383 out of 6,610 clients who returned any CORE–OM forms at
these NHS sites during the 3-year data collection period (January 1999 –
quent researchers, however, have tended to use the criteria for
November 2001), therapists recorded whether the ending to therapy was
reliable and clinically significant improvement (RCSI) proposed
planned (n ! 2,690) or unplanned (n ! 1,693). The remaining 2,227
and modified by Jacobson and colleagues (Jacobson, Follette, & included clients who had not ended their treatment by the closing date,
Revenstorf, 1984; Jacobson & Revenstorf, 1988; Jacobson & clients who did not attend their first scheduled session, and clients whose
Truax, 1991). These criteria have elicited discussion and contro- therapists failed to complete the end-of-therapy form. Reliable pre- and
versy (e.g., Bauer, Lambert, & Neilsen, 2004; Kendall, Marrs- posttherapy CORE–OM forms (with less than three missing items; see
Garcia, Nath, & Sheldrick, 1999; Ogles, Lunnen, & Bonesteel, Evans et al., 2002) were completed by 2,494 of the clients. Posttreatment
2001; Tingey, Lambert, Burlingame, & Hansen, 1996a, 1996b; forms were completed by 73% (n ! 1,956) of the 2,690 clients for whom
Wampold & Jenson, 1986; Wise, 2004), but, for consistency with endings were recorded as planned, whereas they were completed by only
previous work, we adopted them in this study. Achieving RCSI, 8% (n ! 136) of the 1,693 clients for whom endings were recorded as
unplanned. The number of sessions attended (range ! 1–30) was recorded
according to Jacobson and Truax, requires a client to meet two
for 1,911 of the 1,956 clients with planned endings who competed reliable
criteria. First, pre–post improvement must be reliable in the sense
pre- and posttherapy forms. Most of these 1,911 clients attended 12 or
of being large enough not to be attributable to measurement error. fewer sessions, and we restricted our attention to this group (N ! 1,868).
Second, it must be clinically significant, which is most often Women accounted for 73.1% (n ! 1,365) of the 1,868 clients in our
understood as beginning treatment in the dysfunctional clinical study, and the age range was from 12 to 86 years with a mean of 40.0 years
population and entering the nonclinical population during or after (Mdn ! 39, SD ! 12.8). Ethnic origin was available for 96% (n ! 1,790)
treatment, assessed as moving from above to below a clinical of the sample, and of these 92.4% were White Europeans, 3.8% were
cutoff score on the investigators’ chosen criterion measure. Asian, 2.0% were African–Caribbean, and 1.8% were mixed race.
We examined the GEL model of dose– effect relations in a data The presenting problem was recorded for 98.0% of the clients by the
set gathered in routine primary care mental health settings in the therapist, using the CORE Assessment form (Barkham et al., 2005; Mellor-
Clark & Barkham, 2006; Mellor-Clark, Barkham, Connell, & Evans,
United Kingdom. In particular, we examined the RCSI rates of
1999). The majority of clients had anxiety (81.3%, n ! 1,519) and/or
psychotherapy clients at the end of their treatment as a function of
depression (75.1%, n ! 1,403), and there was a wide range of additional
the number of sessions they attended. We reasoned that if clients problems. The referral source was recorded for 94.6% (n ! 1,767) of the
and therapists tend to end the therapy when the GEL is reached, clients, of whom 94.0% were from their general practitioner or primary
then the RCSI rate should be approximately constant across ses- care practice. The therapeutic approach was recorded for 94.3% of the
sions as illustrated in Figure 1. Insofar as the GEL model was sample (n ! 1,761), with the largest numbers having person-centered
previously proposed only post hoc, in a discussion section (47.6%, n ! 839), integrative (42.6%, n ! 751), or cognitive– behavioral
(Barkham et al., 1996), this is the first prospective application of therapy (22.3%, n ! 392), and with most (64.1%, n ! 1,129) indicating
the model. Clinically, support for the GEL model would strengthen more than one type of therapy. In 25 of the centers clients were routinely
the case for individualized rather than standardized decisions about offered 6 treatment sessions, though additional sessions could be negoti-
ated; in 7 additional centers, clients were routinely offered different fixed
treatment length.
numbers of sessions (from 2 to 10), though all such limits were adminis-
In estimating RCSI rates, some researchers have included clients
tered flexibly.
who began treatment below the clinical threshold on the criterion
measure. Such clients can never meet the second RCSI criterion;
that is, they cannot move from the clinical to the nonclinical Outcome Measure
population because they were not in the clinical population to
begin with. Including such clients depresses the RCSI rate (see Previous articles have reported the CORE–OM’s rationale (Barkham et
Gray, 2003; Hansen et al., 2002, 2003). To permit comparison with al., 1998), development (Evans et al., 2000), psychometric properties
previous work, however, we calculated RCSI rates both ways in (Barkham et al., 2005; Evans et al., 2002), and clinical application
(Barkham et al., 2001; Evans, Connell, Barkham, Marshall, & Mellor-
this study, that is, both with and without clients who began
Clark, 2003; Mellor-Clark, Connell, Barkham, & Cummins, 2001). Trans-
treatment below the clinical cutoff on our criterion measure, the formation tables have been developed for converting CORE–OM scores
Clinical Outcomes in Routine Evaluation—Outcome Measure into Beck Depression Inventory (Beck, Ward, Mendelson, Mock, & Er-
(CORE–OM; Barkham et al., 1998, 2001; Barkham, Gilbert, Con- baugh, 1961) scores and vice versa (Leach et al., in press). The CORE–OM
nell, Marshall, & Twigg, 2005; Evans et al., 2000, 2002). comprises 34 items addressing domains of subjective well-being, symp-
toms (anxiety, depression, physical problems, trauma), functioning (gen-
eral functioning, close relationships, social relationships), and risk (risk to
Method
self, risk to others). Half the items focus on low-intensity problems (e.g.,
Participants “I feel anxious/nervous”), and half focus on high-intensity problems (e.g.,
“I feel panic/terror”). Eight items are positively keyed. Items are scored on
We studied data from 1,868 clients who attended 1–12 sessions in a 5-point scale ranging from 0 (not at all) to 4 (all the time). CORE clinical
routine primary care mental health practices, had planned endings, and scores are computed as the mean of all completed items multiplied by 10
completed the CORE–OM at the beginning and end of their treatment. so that clinically meaningful differences are represented by whole num-
Endings were considered as planned if the therapist and client agreed to bers; thus, the clinical scores can range from 0 to 40 (Leach et al., in press).
ending therapy or a previously planned course of therapy was completed. Internal consistency reliability for the 34-item scale in clinical (n ! 713)
Data were collected at 33 sites in the National Health Service (NHS) of the and nonclinical (n ! 1,009) samples was .94 and .94, respectively
United Kingdom that provided primary care counseling or psychology (Barkham et al., 2001). Test–retest stability was .90 from a student sample
RESPONSIVE REGULATION OF DOSE 163

(n ! 43) using a 1-week interval (Evans et al., 2002). The CORE–OM is (more than 4.8 points) worse than their pretherapy CORE–OM
a copyleft measure, meaning that it is copyrighted but free for users to copy clinical score. Results are shown in Table 1.
providing no changes or financial gains are made. Results were also summarized separately for clients who ini-
tially scored above and below the CORE–OM clinical cutoff (see
Procedure Table 1). Of the 1,868 clients, 1,472 (78.8%) were at or above the
cutoff and 396 (21.2%) were below the cutoff. When all clients
All centers in the study asked clients to complete the CORE–OM at were considered, 56.5% met RCSI criteria, but when only those
intake (i.e., before any intervention). In practice, the CORE–OM was
clients initially scoring above the cutoff were considered, the
completed during screening or assessment by 73.8% of the clients and
percentage of clients meeting the RCSI criteria rose to 71.7%.
immediately before the first therapy session by the remaining 26.2%.
Centers were instructed to give the posttherapy measure at the last session;
the timing and specific procedures for this were determined by what Improvement Rates Session by Session
worked best for each center administratively and were not recorded.
Therapists completed sections of the CORE Assessment form at intake and Table 2 shows the number of clients who achieved RCSI as a
at the end of therapy. Anonymized data were sent to the University of function of the number of sessions they attended. It also describes
Leeds for aggregation and analysis. these clients both as a percentage of all clients who attended that
number of sessions (as some previous studies have done; see Gray,
Results 2003; Hansen et al., 2002, 2003) and as a percentage of clients who
began treatment above the CORE–OM clinical cutoff. Of course,
The mean CORE clinical score was 17.9 (SD ! 6.5) at intake the RCSI rate is lower when the below-cutoff clients are included
and 8.4 (SD ! 6.1) at posttherapy (difference ! 9.5; 95% confi- because, by definition, they could not achieve RCSI; we included
dence interval ! 9.1 to 9.7), yielding a pre–post effect size of 1.51. this analysis for comparability with previous studies.
The RCSI rates tended to stay roughly constant or decline across
RCSI number of sessions attended, depending on whether the rate was
calculated using all clients or only those who began treatment
Following Jacobson and Truax (1991), we held that clients had above the cutoff. When all clients were considered, RCSI rates
achieved RCSI if they entered treatment in a dysfunctional state tended to be similar across ending sessions (most rates were in the
and left treatment in a nondysfunctional state, having changed to a 50% to 60% range) and not significantly correlated with session
degree that was probably not due to measurement error. On the number (r ! ".46, p ! .135, n ! 12). Among clients who began
basis of previous studies (Evans et al., 2002), we considered the treatment above the cutoff, session number was strongly nega-
clinical cutoff on the CORE–OM, dividing the dysfunctional from tively correlated with RCSI rates (r ! ".91, p % .0001, n ! 12).
the normal populations, as 11.9 for men and 12.9 for women in That is, paradoxically, among clients who began above the cutoff,
terms of CORE clinical scores. The reliable change index (a those who attended fewer sessions tended to have higher RCSI
pre–post difference that, when divided by the standard error of the rates than did those who had more sessions. The magnitude of this
difference, is equal to 1.96; see Jacobson & Truax, 1991) for the decline in rates across sessions was moderate, however, with a
CORE–OM was 4.8 in this sample. range from 87.5% for those ending at Session 1 down to 61.7% for
We classified clients’ outcomes into four categories: RCSI com- those ending at Session 12. The relatively smaller (nonsignificant)
prised clients whose pre–post scores met the criteria for both decline in RCSI rates in the full sample presumably reflected
reliable improvement (an improvement of 4.8 or more in the differentially early termination by the clients who began below the
CORE–OM clinical score) and also clinically significant improve- CORE–OM clinical cutoff, befitting their relatively lower initial
ment (moving from above the clinical cutoff to below it); reliable levels of distress.
improvement only comprised clients who met the criterion of Figure 2 depicts our results for clients who began above the
reliable improvement but not clinically significant improvement; cutoff in terms of the GEL model. The endpoints of the dotted lines
no reliable change comprised those clients whose pre–post scores represent observed percentages of clients meeting RCSI criteria
did not meet criterion for reliable change; reliable deterioration separately for groups who attended 1 to 12 sessions (shown in
comprised those clients whose posttherapy scores were reliably Table 2). The dotted lines represent interpolated percentages, on

Table 1
Percentages of Clients With Planned Endings Meeting Criteria for Change

All clients with Above Below


planned endings clinical cutoff clinical cutoff

Change category n % n % n %

Reliable and clinically significant improvement 1,056 56.5 1,056 71.7


Reliable improvement 345 18.5 171 11.6 174 43.9
No reliable change 442 23.7 229 15.6 213 53.8
Reliable deterioration 25 1.3 16 1.1 9 2.3
Total 1,868 100.0 1,472 100.0 396 100.0
164 BARKHAM ET AL.

Table 2
Rates of Reliable and Clinically Significant Improvement (RCSI) as a Function of Number of Sessions Attended, Based on All Clients
With Planned Endings and on Those Above Clinical Cutoff at Intake

Clients achieving RCSI


Clients above % clients above cutoff at intake predicted to
Sessions All clients cutoff at intake As % of all As % of clients above achieve RCSI after correcting for initial
attended (N) (n) n clients cutoff at intake severity

1 12 8 7 58.3 87.5 86.9


2 120 84 70 58.3 83.3 82.5
3 163 120 104 63.8 86.7 86.3
4 237 172 139 58.6 80.8 81.2
5 254 193 149 58.7 77.2 77.5
6 648 536 358 55.2 66.8 67.2
7 95 70 46 48.4 65.7 66.5
8 92 79 49 53.3 62.0 62.4
9 69 62 41 59.4 66.1 69.6
10 97 77 48 49.5 62.3 63.6
11 27 24 16 59.3 66.7 69.3
12 54 47 29 53.7 61.7 64.2
Total 1,868 1,472 1,056 56.5 71.7

the assumption of a linear progression in the percentage reaching by-product of a tendency for decisions to end treatment to be
this standard. The solid line represents the estimated percentage of responsive to clients’ differing rates of improvement.
the clients remaining in treatment at each session who met RCSI Clients’ initial severity significantly predicted treatment length,
criteria, calculated as the weighted average of the interpolated though the association was weak; pretreatment CORE–OM scores
percentages.2 That is, as before, points on the aggregate curve are were correlated with number of sessions attended among the
based on successively smaller groups of more slowly responding clients who were initially above the clinical cutoff (r ! .13, p %
clients. .001, n ! 1,472) as well as in the full sample, where the range of
The pattern depicted by the solid line in Figure 2 is not a tenet pretreatment CORE–OM scores was larger (r ! .15, p % .001, n !
of the GEL model. Instead, it is a demonstration of how aggregate 1,868). This association is consistent with the GEL model in
improvement rates may misleadingly appear negatively acceler- suggesting that the more severely distressed clients tended respon-
ated even if the value of successive sessions to each individual sively to remain in treatment longer. Clients’ initial severity (pre-
client tends to remain constant. The negative acceleration is a treatment CORE–OM) was slightly negatively correlated with
their achievement of RCSI (dummy coded as 0 ! not achieved,
1 ! achieved) among clients who were initially above the cutoff
(r ! ".16, p % .001, n ! 1,472), suggesting that responsive
treatment was not entirely successful in overcoming the initial
differences. In the full sample, the correlation of initial severity
with achieving RCSI was, paradoxically, positive (r ! .33, p %
.001, n ! 1,868), reflecting the fact that none of the clients scoring
below the cutoff could achieve RCSI by definition. Finally, we
conducted a logistic regression in which the outcome variable was
RCSI and the predictors were number of sessions attended (coded
categorically) and intake CORE–OM scores. The rightmost col-

2
More formally, the dotted lines in Figure 2 represent the linearly
interpolated percentages, pij, at sessions i ! 1, 2, . . . j for clients who
terminated at session j. That is, pij ! (i/j)gj, where gj ! the observed RCSI
rate for clients who began treatment above the clinical cutoff and who had
j sessions (shown in Table 2). As in Figure 1, the solid line in Figure 2 was
Figure 2. Results plotted to compare with good enough level model. The
calculated as the weighted average of the interpolated percentages,
endpoints of the dotted lines represent observed percentages of groups of

! !
clients completing 1 to 12 sessions who began treatment above the clinical s s
cutoff on the CORE–OM and met reliable and clinically significant im- Pi ! # njpij$/# nj$,
provement (RCSI) criteria. The dotted lines represent interpolated percent- j!i j!i
ages at intermediate points for each group. The solid line represents the
estimated overall percentage of the clients remaining in who met RCSI where s is the number of sessions under consideration (i.e., s ! 12) and nj
criteria, calculated as the weighted average of the interpolated percentages is the number of clients who began above the clinical cutoff and who
for clients remaining in the pool at each session. attended exactly j sessions (see Table 2).
RESPONSIVE REGULATION OF DOSE 165

umn in Table 2 reports, for each number of sessions, the predicted achieve this acceptable effect at different times. The GEL is a way
RCSI rate for clients of average initial severity (i.e., as if there of naming or characterizing what effect is acceptable. The model
were no relationship between initial severity and number of ses- does not specify how the decision to end treatment is made; it may
sions). This correction made little difference in the pattern of or may not involve the therapist and may not even be deliberate or
results. conscious.
The moderate but highly reliable decline in RCSI rates across
Discussion sessions among clients who began above the clinical cutoff (see
Table 2 and Figure 2) suggests a plausible elaboration of the
Our finding that the percentage of clients showing improvement original GEL model: A client’s GEL factors in costs. As one
stayed constant or declined as a function of the number of sessions consequence, rather than being constant across all sessions, pro-
is consistent with—though it does not prove—the GEL model’s gressively lesser gains become acceptable (good enough) as treat-
suggestion that participants tend to end therapy when a satisfactory ment takes longer. That is, clients and therapists may tend to be
level of gains have been achieved. It seems contrary to the sug- satisfied with somewhat less as more time and effort are required.
gestion that the dose– effect curve for psychotherapy is a nega- This elaboration resolves the previously reported paradox that
tively accelerating function of the number of sessions (Howard et spending more months in therapy predicts poorer outcomes (Rear-
al., 1986; Kopta, 2003; Kopta et al., 1994). The GEL level implied don, Cukrowicz, Reeves, & Joiner, 2002). The GEL model sug-
by our results was such that an average of 71.7% of the 1,442 gests that it would be fruitful to investigate the bases upon which
clients who entered therapy above the clinical cutoff on the termination decisions are reached in routine practice.
CORE–OM, had a planned ending, and completed posttreatment One cost that might contribute to a declining GEL could be
forms achieved RCSI. When this group was diluted with the 396 formal and informal limits on number of sessions offered. The dip
clients who entered below the cutoff (and hence could not move in RCSI rates among clients in our study who attended seven or
from the clinical to the nonclinical populations), the RCSI rate fell more sessions (see Table 2 and Figure 2) may reflect the practice
to 56.5%. We hasten to acknowledge that our results cannot be of offering clients only six sessions at the majority of the NHS
generalized to the sizable number of clients in routine practice who sites. There was a prominent mode of 648 clients completing
do not complete postsession forms, who leave treatment before exactly six sessions (see Table 2). Presumably, clients who re-
their planned ending, or who have treatments longer than 12 mained beyond six sessions were judged more seriously disturbed
sessions. and needful of additional treatment, and the jointly determined
Interpreting a dose– effect curve as applying to individual psy- GEL tended to be lower. The RCSI rate for six sessions was in line
chotherapy clients (e.g., Kopta, 2003; Kopta et al., 1994) resem- with the general trend, consistent with suggestions that clients and
bles the concept’s use in medicine, where the dose response is the therapists may have adjusted their behaviors in sessions to allow
physiological response observed when otherwise equal individuals for time constraints (Eckert, 1993; Reynolds et al., 1996) or
are given differing amounts of a compound. Too low a dose is availed themselves of flexibility to continue beyond the nominal
typically ineffective; in some middle range (sometimes called the limits.
therapeutic window), effectiveness increases rapidly with dose; Our results suggest that previous reports of negatively acceler-
and at some higher point, increasing the dose starts to be toxic. Of ated individual dose– effect curves for psychotherapy could have
course, individuals are not equal either in medical contexts or—as reflected the effects of the more quickly improving clients’ selec-
our data show—in psychotherapy. tively leaving the sample. The solid lines in Figures 1 and 2
An alternative, population interpretation is offered by the dose– illustrate this possibility. Of course, our session-by-session de-
effect methodology in agriculture, applied, for example, to the scriptions (see Table 2) also reflect grouped data. The support for
effectiveness of insecticides. In that context, the sigmoid shape of the GEL model is indirect and probabilistic. Even our data show
the dose– effect curve documents little effect from the poison at the importance of individual variation, as illustrated by the fact that
very low doses, followed by a range of doses at which the effect not every completed therapy met RCSI criteria. Different clients
rapidly increases, until a point of diminishing effect is reached, may have different GELs, because of their personal characteristics,
where only the very hardy or resistant insects remain alive. Ap- therapists, mode of treatment, or circumstances, and not all GELs
plied to psychotherapy, this population interpretation does not result in meeting RCSI criteria. The very modest positive correla-
suggest that increasing doses lose potency—for example, that the tion of initial severity with number of sessions attended is consis-
10th session tends to be less powerful than the 2nd— but instead tent with this suggestion that symptom intensity is only one of
that the easy-to-treat clients have responded by the 10th session, so many factors that affect the GEL. Some clients may leave treat-
only the hard-to-treat or resistant remain. This population inter- ment before they achieve all they wish, and in this sense, some
pretation is actually consistent with the distribution of clients probabilistic level of frustration and disappointment is incorpo-
ending treatment at each numbered session (columns 2 and 3 in rated into (and lowers) their GEL. For many reasons, then, some
Table 2, or, if response is understood as achieving RCSI, then clients who ended treatment unilaterally (recorded as unplanned in
column 4)—relatively few for whom low doses were sufficient or our data) may have had a GEL lower than that of their therapist.
for whom high doses were needed, with the most clients achieving There is evidence that the clients who complete posttreatment
this desired effect with a midrange number of sessions. measures tend to have improved more than clients who fail to
The GEL model’s suggestion that treatment ends when accept- complete them (Stiles et al., 2003), and presumably this would also
able improvement is achieved could be construed as an individual be the case for clients with unplanned endings (a substantially
implication of the population interpretation. If different clients overlapping group). Probably, therefore, the overall estimated
require different numbers of sessions, individual clients must GEL would have been lower if we could have included clients who
166 BARKHAM ET AL.

failed to complete the posttreatment CORE–OM or who ended logical therapies. Journal of Consulting and Clinical Psychology, 69,
treatment prematurely. In the same vein, the average pre–post 184 –196.
treatment effect size of 1.51 standard deviation units might have Barkham, M., Rees, A., Stiles, W. B., Hardy, G. E., & Shapiro, D. A.
been lower if all clients had completed posttreatment measures. (2002). Three points on the dose– effect curve for mild depression.
Whether clients who fail to complete standard posttreatment mea- Psychotherapy Research, 12, 463– 474.
Barkham, M., Rees, A., Stiles, W. B., Shapiro, D. A., Hardy, G. E., &
sures would conform to the GEL model (i.e., with a lower
Reynolds, S. (1996). Dose– effect relations in time-limited psychother-
GEL)— or to alternative dose– effect models—is an important apy for depression. Journal of Consulting and Clinical Psychology, 64,
question for future research but a difficult one. In routine practice 927–935.
settings, persistent follow-up procedures could impose on the Barkham, M., Shapiro, D. A., Hardy, G. E., & Rees, A. (1999). Psycho-
privacy of the clients who chose to end contact. An alternative therapy in two-plus-one sessions: Outcomes of a randomized controlled
strategy of recruiting clients for controlled trials may systemati- trial of cognitive– behavioral and psychodynamic–interpersonal therapy.
cally eliminate precisely those clients who would have failed to Journal of Consulting and Clinical Psychology, 67, 201–211.
complete postsession measures. Bauer, S., Lambert, M. J., & Neilsen, S. L. (2004). Clinical significance
From a scientific perspective, it may seem obvious and trivial methods: A comparison of statistical techniques. Journal of Personality
that RCSI rates increased (from 57% to 72%) when clients who Assessment, 82, 60 –70.
started below the clinical cutoff were excluded. We reported Beck, A. T., Ward, C. H., Mendelson, M., Mock, J., & Erbaugh, J. (1961).
An inventory for measuring depression. Archives of General Psychiatry,
results calculated both ways mainly to make this point, as a
4, 561–571.
corrective to previous studies in which the point has been over-
Dekker, J., Molenaar, P. J., Kool, S., Van Aalst, G., Peen, J., & de Jonghe,
looked (see Gray, 2003; Hansen et al., 2002, 2003). From an F. (2005). Dose– effect relations in time-limited combined psycho–
administrative perspective, it could be argued that services offered pharmacological treatment for depression. Psychological Medicine, 35,
to people starting below the cutoff absorb resources, so such cases 47–58.
should be included in a center’s aggregate improvement rates. This Eckert, P. A. (1993). Acceleration of change: Catalysts in brief therapy.
raises the question of whether they should have been offered Clinical Psychology Review, 13, 241–253.
therapy in the first place. On the other hand, there may be impor- Evans, C., Connell, J., Barkham, M., Margison, F., Mellor-Clark, J.,
tant reasons to treat such clients, for example, problems that are McGrath, G., & Audin, K. (2002). Towards a standardised brief outcome
not manifested as distress as measured by conventional self-report measure: Psychometric properties and utility of the CORE–OM. British
forms. Relief from even subclinical levels of distress can have Journal of Psychiatry, 180, 51– 60.
substantial personal, social, and economic impacts (e.g., Judd, Evans, C., Connell, J., Barkham, M., Marshall, C., & Mellor-Clark, J.
(2003). Practice-based evidence: Benchmarking NHS primary care
Paulus, Well, & Rapaport, 1996). In this connection, we note that,
counselling services at national and local levels. Clinical Psychology &
in our sample, 43.9% of clients who began below the clinical
Psychotherapy, 10, 374 –388.
cutoff did show reliable improvement (see Table 1). Evans, C., Mellor-Clark, J., Margison, F., Barkham, M., Audin, K., Con-
A clinical implication of the GEL model is that participants have nell, J., & McGrath, G. (2000). CORE: Clinical outcomes in routine
and responsively use information about the amount of therapy that evaluation. Journal of Mental Health, 9, 247–255.
clients need in deciding when to end therapy (cf. Stiles et al., Feaster, D. J., Newman, F. L., & Rice, C. (2003). Longitudinal analysis
1998). For some clients, treatments as short as two or three when the experimenter does not determine when treatment ends: What is
sessions may yield clinically significant gains (cf. Barkham, Sha- dose–response? Clinical Psychology and Psychotherapy, 10, 352–360.
piro, Hardy, & Rees, 1999), and for others time limits may be an Given, D. R. (2002). Are we getting better? Psychotherapy dose–response
effective means of accelerating progress (cf. Eckert, 1993). On the effect: A clinician’s comments. Clinical Psychology: Science & Prac-
other hand, our results suggest that there are large individual tice, 9, 344 –347.
differences in how quickly clients’ problems respond to treatment, Gray, G. V. (2003). Psychotherapy outcomes in naturalistic settings: A
reply to Hansen, Lambert, and Forman. Clinical Psychology: Science &
so that imposing standardized limits across clients may be inap-
Practice, 10, 505–507.
propriate. These findings, therefore, have particular relevance in a
Grissom, G. R., Lyons, J. S., & Lutz, W. (2002). Standing on the shoulders
climate in which limited and finite resources tempt administrators of a giant: Development of an outcome management system based on the
and policymakers to impose fixed durations of treatment. dose model and phase model of psychotherapy. Psychotherapy Re-
search, 12, 397– 412.
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