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John Harris
Abstract:The concept of the person has come to be intimately connected with questions about
the value of life. It is applied to those sorts of beings who have some special value or moral
importance and where we need to prioritize the needs or claims of different sorts of individuals.
"Person" is a concept designating individuals like us in some important respects, but possibly
including individuals who are very unlike us in other respects. What are these respects and why
are they important? This paper sets out to answer these questions and to develop a coherent
and useful concept of the person.
We all know lots of people; we also all know lots of persons. Normally we use the term "person" as a
synonym for "human beings," people like us. However we are also familiar with the idea that there are
nonhuman persons, and humans who are not, or may not be persons or full persons. Nonhuman persons
may include gods, demigods, ghosts, extraterrestrials, angels, and devils. They may also include animals,
fictional and real, with special properties or characteristics. These will include Mickey Mouse and Donald
Duck, Winnie the Pooh, Tarka the Otter, Willy the whale, and, perhaps, educated nonfictional primates, like
Washoe and Sarah (see Allen and Gardner 1969; Linden 1975). Human nonpersons or humans who are not
fully fledged persons may include zygotes and embryos, or individuals who are "brain-dead," anencephalic
infants, or individuals in a persistent vegetative state. I shall explore these categories of persons and
possible persons more fully below. For the moment it is enough to remember our relative familiarity with the
idea of nonhuman persons and human nonpersons, whatever we feel about the existence of such individuals
or the respectability of the terminology. [End Page 293]
"Person" then is a concept designating individuals like us in some important respects, but possibly including
individuals who are very unlike us in other respects. What are these respects and why are they important?
The concept of the person has come to be intimately connected with questions about the value of life (see
Warren 1997 for a detailed discussion of the links between personhood and moral status). It is invoked in
circumstances in which we need a term of art, or as John Locke (1690), memorably put it "a forensic" term,
for those sorts of beings who have some special value or moral importance and where we need to prioritize
the needs or claims of different sorts of individuals. To identify individuals as persons is to bring them into the
same moral category as ourselves and to judge someone to be a pre-person or a nonperson is to distance
them in some sense from ourselves.
Many, if not most, of the problems of health care ethics presuppose that we have a view about what sorts of
beings have something that we might think of as ultimate moral value. Or, if this sounds too apocalyptic, then
we certainly need to identify those sorts of individuals who have "the highest" moral value or importance: a
moral value or importance comparable to that to which we believe ourselves entitled. I am not using the term
"moral value" here in any technical or even very precise sense. Talk about the lives of individuals having
moral value refers to the moral reasons we have for respecting claims to continued existence made by or on
behalf of such creatures. To evaluate these claims and compare them with other possibly competing claims,
seems to presuppose some view about just what it is that makes life important, that makes it wrong to end a
life prematurely, and of what it is that makes some lives, or the lives of some individuals, more important than
others. In short, what is it that makes it an obligation to try to save life or postpone death and what makes it
incumbent upon us to respond to an appeal or a claim for such life saving or death-postponing assistance?
It is scarcely conceivable that someone could have a view about the ethics of abortion or euthanasia or in
vitro fertilization or experiments on embryos, children, or adults or selective treatment of newborns, or
screening and genetic testing without a view about the moral importance of the lives concerned. All of these
require that we know both why, and the extent to which, we have a moral obligation to try to preserve the
lives of the individuals concerned. We also need such a view when it comes to more overarching decisions;
for example, when we consider how to prioritize scarce resources available for health care, or when we have
to [End Page 294] select between rival candidates for treatment, or when we are contemplating what public
health measures should be invoked and at what cost. Again we need to know why it is that we ought, morally
speaking, to prioritize public health, which applies almost exclusively to human beings, rather than, for
example, animal health.
In what follows I will attempt to provide the outline of an answer to the question: what is a person? 1
Consideration will be given to the questions of why it is that the lives of persons make specially urgent and
important moral claims upon us and to what those claims actually amount.
The problem at the heart of an interest in personhood is this: If the hospital is on fire what justifies our
decision to rescue the patients before the hospital cat and the animals in the laboratories? Before attempting
a positive answer to this question, however, it is important to clear away some misconceptions about
personhood and about what a plausible answer might be to the question: what is a person?
Problematic Answers
Gradualism
Another approach to the question of when human life becomes morally important is the gradualist approach
to moral status. It is suggested that since we know that a morally important person will almost certainly,
eventually emerge, it is appropriate to accord a gradually increasing moral status to the embryo or fetus. This
view is attractive and has about it the classic air of political compromise. However, if we know why, in virtue
of what, it is that normal human adults possess personhood, then we will in principle be able to gauge more
precisely when these features, whatever they are, might with some plausibility be said to be present in the
emerging individual. Furthermore, if, as I suggest later, personhood turns out to be a threshold concept, then
proximity to the threshold is unimportant compared with the importance of crossing it, and there is no
justification for taking a gradualist approach to personhood or moral status.
Brain Birth
Finally, Michael Lockwood (1988) has suggested an elegant solution to the problem of when morally
important life begins. Noting that "brain death" is an almost universally accepted criterion of death, and
hence of the termination of the moral status of the individual, he has proposed that "brain birth" might be a
sensible point at which to date the genesis of moral status. The problem is that "brain death," although
almost universally accepted as a criterion of death, seems less acceptable as a criterion of loss of moral
status. Discussion of why this is so is postponed, [End Page 300] however, until the consideration of a case
of persistent vegetative state in the penultimate section of this paper.
It seems to me that it is beings possessing these capacities, or something closely akin to them, that we are
looking for when we ask the question "Are there persons on other planets?" And we must hope that if it is
others of vastly superior technology that are asking the question, that they recognize in us fellow creatures of
moral standing, fellow persons. It is a species-neutral description but it identifies those features, the potential
for which is so important to the failed potentiality argument and the presence of which in space creatures
should surely convince us that we had at last encountered persons elsewhere in the universe. [End Page
302]
Questions of Degree
Can one be more or less of a person? All of the elements in Locke's definition, intelligence, the ability to think
and reason, the capacity for reflection, self consciousness, memory and foresight, are capacities that admit
of degrees. Does this lead us into a hierarchy of persons and hence of moral importance or value? Let us try
another thought experiment. Suppose you were asked to write down in rank order of importance, the 100
things that made life valuable, worth living, for you. Of course there would be no clear rank order in
importance for many of the items, and many people would have died laughing long before the list had
reached a hundred items. Some lists would tend toward the prurient, others toward the exalted. The
philosophical interest in the exercise, contrasted with its human interest, lies not in the contents of the list,
but rather in the fact that for anyone reading this essay, or indeed meeting Locke's criteria, there are things
that make life valuable, worth living, or indeed valueless and hence not worth living. The importance of the
exercise is not what is on the list, nor some moral or objective evaluation of what is or might be on the list.
Rather the significance of the thought experiment is the fact that it identifies a particular sort of being, a
being that can value existence. My suggestion then is that if we ask "which lives are valuable in the ultimate
sense, which lives are the lives of persons?," the answer will be "the lives of any and every creature, whether
organic or not, who is capable of valuing his/her or its own existence."
The reasons why existence is valued, and the extent to which it is valued, are irrelevant to this question,
although they may be relevant to other questions. Thus the question as to which individuals have lives that
are valuable in this sense is a threshold one; anyone capable of valuing existence, whether they do or not, is
a person in this sense. The possession of this capacity, to whatever degree it is possessed, meets Locke's
criteria.
Consequences
This account of personhood identifies a range of capacities as the preconditions for personhood. These
capacities are species-, gender-, race-, and organic-life-form-neutral. Thus persons might, in principle, be
members of any species, or indeed machines, if they have the right sorts of capacities. The connection
between personhood and moral value arises in two principle ways. One of these ways involves the fact that
the capacity for self consciousness coupled with a minimum intelligence is not only necessary for moral
agency but is also of course the minimum condition [End Page 303] for almost any deliberative behavior.
More significant, however, is the fact that it is these capacities that allow individuals to value existence, to
take an interest in their own futures, and to take a view about how important it is for them to experience
whatever future existence may be available. This account therefore yields an explanation of the wrong done
to an individual when their existence is ended prematurely. On this account to kill, or to fail to sustain the life
of, a person is to deprive that individual of something that they value. On the other hand, to kill or to fail to
sustain the life of a nonperson, in that it cannot deprive that individual of anything that he, she, or it could
conceivably value, does that individual no harm. It takes from such individuals nothing that they would prefer
not to have taken from them. This does not, of course, exhaust the wrongs that might be done in ending or
failing to sustain the life of another sentient creature. Some of these wrongs will have to do with causing pain
or suffering or apprehension to a creature, others will have to do with wrongs that may be done to those
persons that take a benevolent interest in the individual concerned (see Harris 1998). But the account of
personhood I provide here explains why the lives of persons should be respected and sustained and the
wrong done when we fail to do so.
Another important consequence of this account is that it gives answers to the vexed questions discussed at
the outset, questions about the ethics of abortion, contraception, infanticide, and euthanasia. To this extent, it
does what a good theory of personhood should do. It explains many of the judgements that we intuitively
make about these issues, resolves some of the dilemmas that we have about the ethics of decision making,
and gives us ways to approach new and possibly unforeseen dilemmas. In uniting and explaining some of
our basic intuitions in biomedical ethics, it of course also violates some of these intuitions. In telling us how to
handle existing hard cases, it creates some new hard cases, but at least it enables us to think our way
through to their resolution.
The key features of Lord Mustill's judgment are, first, the acknowledgment that the course of action
requested of, and approved by, the courts "has the aim . . . of terminating the life of Anthony Bland" and,
second, the fact that the supposed difference between acts and omissions relied on by the common law
tradition to make moral and legal distinctions, characterizes two courses of action that are ethically "for all
relevant purposes [End Page 306] indistinguishable." Terminating the life of Anthony Bland as a person
would not be permissible in English Law, neither would ending the life of someone who shared the same
moral status as Lord Mustill.
Conclusion
Personhood, as we have seen is intimately connected with questions about the ethics of killing and letting
die. Many people who have been interested in the distinctions between different sorts of creatures that
personhood highlights have followed John Locke in emphasizing a particular sort of mental life as
characterizing personhood (see, e.g., Tooley 1998). Although this is no doubt appropriate, characterizing
personhood as involved with the capacity to value existence makes clearer why personhood is connected
with a particular sort of moral value attaching to individuals and shows why it also answers questions about
the ethics of killing and letting die. Personhood provides a species neutral way of grouping creatures that
have lives that it would be wrong to end by killing or by letting die. These may include animals, machines,
extra-terrestrials, gods, angels and devils. All, if they were capable of valuing existence, would, whatever
else they were, be persons.
Defining "person" as a creature capable of valuing its own existence, makes plausible an explanation of the
nature of the wrong done to such a being when it is deprived of existence. Persons who want to live are
wronged by being killed because they are thereby deprived of something they value. Persons who do not
want to live are not on this account harmed by having their wish to die granted, through voluntary euthanasia
for example. Nonpersons or potential persons cannot be wronged in this way because death does not
deprive them of anything they can value. If they cannot wish to live, they cannot have that wish frustrated by
being killed. Creatures other than persons can, of course, be harmed in other ways, by being caused
gratuitous suffering for example, but not by being painlessly killed.
The life cycle of a given individual passes through a number of stages of different moral significance. The
individual can be said to have come into existence when the egg is first differentiated or the sperm that will
fertilize that egg is first formed (Harris 1992). This individual will gradually move from being a potential or a
pre-person into an actual person when she becomes capable of valuing her own existence. And if,
eventually, she permanently loses this capacity prior to death, she will have ceased to be a person.
John Harris, Ph.D., is Sir David Alliance Professor of Bioethics and Research Director, Centre for Social
Ethics and Policy, and a Director of the Institute of Medicine Law and Bioethics, University of Manchester,
England.
Notes
1. I first outlined an account of personhood in Violence & Responsibility (Harris 1980) and in The Value of
Life (Harris 1985, ch. 1). This paper develops ideas that first appeared in those books.
2. Although this does not of course mean that either of them individually constitutes "human life."
3. The point at which the divinely sent immortal soul is supposed to enter and animate the body.
4. It is not clear why there was any necessity to take the Bland case to the courts since it is already well
established that there is no obligation to sustain a baby by feeding (Re C (1989) 2 All ER 782; Re J (1990) 3
All ER 930).
5. The Netherlands legalized euthanasia under certain conditions in a High Court case decided in 1984 and
have since formally enshrined euthanasia in their legal system.
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