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Journal of Cleaner Production 252 (2020) 119913

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Journal of Cleaner Production


journal homepage: www.elsevier.com/locate/jclepro

Review

Exploring the relationship between lean construction and


environmental sustainability: A review of existing literature to
decipher broader dimensions
Ann Francis, Albert Thomas*
Department of Civil Engineering, IIT Bombay, Mumbai, India

a r t i c l e i n f o a b s t r a c t

Article history: Lean construction and sustainable construction are perceived to be two individual philosophies that
Received 17 September 2019 possess distinct goals. Lean construction is oriented towards the process-related parameters of con-
Received in revised form struction associated with improving flow, enhancing productivity, eliminating waste and reducing de-
10 December 2019
lays. Meanwhile, sustainable construction aims at reducing the harmful impacts on the environment due
Accepted 27 December 2019
Available online 27 December 2019
to construction activities along with due attention to the economic and social aspects of the project.
However, both these paradigms are found to hold certain common objectives in the form of promoting
Handling editor: Prof. Jiri Jaromir Klemes resource efficiency and minimizing waste. This paper reviews the studies published in the domain of lean
construction and environmental sustainability by categorizing the links between them within various
Keywords: dimensions of the lean philosophy such as lean principles, lean wastes, lean tools, and other associated
Lean Construction lean tenets. The review deciphers the influence of these individual realms of lean construction on some
Environmental Sustainability environmental parameters such as resource use, emissions, pollution, and energy use. The review pro-
Lean Energy vides insights into important and distinct linkages between lean and the environment and further
Lean Project Delivery System
motivates the expansion of the boundaries of lean construction philosophy into the operation phase of a
Last Planner System
project’s life-cycle where its influence is found to be sparse. Hence, the study briefly examines the po-
tential of considering energy waste under the ambit of lean construction philosophy and the prospects of
research in this domain. The knowledge synthesized in this paper will motivate the implementation of
lean construction, seeking broader benefits in terms of environmental sustainability.
© 2019 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Lean philosophy in construction and its influence on the environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.1. Interaction between Lean and environment: a perspective from the manufacturing environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.2. Broad classification of the literature related to Lean and its influence on the environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.2.1. Principles of LEAN construction and their implication on environmental sustainability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2.2.2. ‘Waste’ in the LEAN language and its consequences on the environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2.2.3. Lean construction tools and their impact on environmental parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2.4. Other modes of interaction between LEAN and the environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3. Introducing energy waste under the ambit of Lean construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
4. Discussions and future implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Declaration of competing interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

* Corresponding author.
E-mail addresses: annfrancis@iitb.ac.in (A. Francis), albert@iitb.ac.in (A. Thomas).

https://doi.org/10.1016/j.jclepro.2019.119913
0959-6526/© 2019 Elsevier Ltd. All rights reserved.
2 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

1. Introduction the papers that have addressed all the three dimensions of sus-
tainability have been included in the study with a prime focus on
The construction industry is expected to contribute to about 15 the environmental influence of lean construction.
percent of the global Gross Domestic Product (GDP) by 2020 and is Most of the relevant papers that resulted from the search of
projected to exhibit a growth rate of 4 percent annually over the “lean construction, sustainability, and environment” in the SCOPUS
next few years (Global_Construction, 2015). This anticipated database (Elsevier, 2016) have been reviewed in this study. Of the
growth makes it one of the fastest progressing sectors in the 101 papers yielded in this particular search, 55 papers were found
coming decades. However, the industry’s growth has been to be relevant to the theme of this study. Apart from these, about 12
constantly challenged by a wide variety of issues such as low pro- papers that are not part of the SCOPUS database but obtained
ductivity levels, varying profitability, lack of skilled workforce, through Google scholar search has been considered in this review
project delays and slow technology adoption (Hussin et al., 2013; owing to their relevance to the theme of lean construction and
Nam and Tatum, 1988). A potential solution to these problems is environmental sustainability. 10 of the papers reviewed in this
found in the philosophy of lean construction that emerged in the study belong to proceedings of the Annual Conference of the In-
1990s because it challenged the conventional approach of the in- ternational Group for Lean Construction (IGLC), which is a promi-
dustry. Conventional construction approach focuses on discrete nent conference in the domain of lean construction. These studies
activities and their productivities with limited attention to the are very significant in their discussion on the influence of lean
overall performance of the project. On the contrary, lean con- construction practices on the environment and hence included for
struction aims at reducing variability, enhancing reliability and discussion. This review differs from similar studies in this domain
productivity, minimizing waste, improving the workflow and because of its approach adopted in categorizing the lean con-
overall efficiency in the project delivery, which eventually leads to struction philosophy into its various components and discussion on
increased profits and reduced costs (Babalola et al., 2019; Ballard the environmental relevance of each component. Fig. 1 describes
and Howell, 2003; Koskela et al., 2007; Mossman, 2009). the broad structure of the literature review describing the various
Meanwhile, the growing global concern on the environment has sections considered in this manuscript to illustrate the relationship
posed an additional challenge to the construction industry. The between lean construction and environmental sustainability. The
construction sector, which includes the infrastructure and the following sections attempt to explore and investigate the influence
building segments, is a principal consumer of global resources, of the different dimensions of lean construction on the various
energy, and materials (Huovila and Koskela, 1998). Further, the environmental parameters such that the broader influence of lean
sector’s activities result in the generation of large quantities of philosophy could be illustrated.
wastes in the form of materials and pollutants and cause a large
quantum of greenhouse gas (GHG) emissions (Degani and Cardoso, 2. Lean philosophy in construction and its influence on the
2002; Horvath, 2004). Such environmental impacts are a concern environment
because, according to the ‘Stern Review’ (Stern, 2006), the overall
costs and climate change risks associated with the environmental Lean philosophy that emerged from the Toyota Production
problems are equivalent to losing five percent of the annual global System (TPS) primarily focuses on improving the process efficiency
GDP. Therefore, the construction industry needs to make significant in a process by eliminating anything that does not add value to the
efforts to reduce its environmental impact by adopting more sus- customer (Womack and Jones, 1996). Before the emergence of lean,
tainable practices. In general, sustainable construction practices many philosophies originated in the manufacturing sector and
focus on improving the resource (land, water, materials) use effi- attracted the interests of construction practitioners. However, most
ciency by reducing waste, controlling emissions and pollution, of them did not find ample acceptance in the construction sector
promoting energy efficiency and eventually reducing the overall owing to the complexities, uniqueness, and the on-site production
impact on the environment (J. Kibert, 2013). associated with construction projects. However, lean philosophy
In addition to improving the performance-related parameters received significant attention in the construction domain because,
such as time, profits, productivity, and workflow; lean philosophy is it contrasts the conventional practices of the industry by intro-
also found to possess the potential to reduce environmental im- ducing the concept of ‘value’; and provides a broader meaning to
pacts (de Carvalho et al., 2017; Degani and Cardoso, 2002; Florida, the term ‘waste’ in construction. Thus, emerged the concept of ‘lean
1996; Ghosh et al., 2014). Although, lean philosophy is not specif-
ically designed to address environmental issues, it promotes effi-
cient use of resources and emphasizes on waste reduction that
eventually influences environmental performance (Bae and Kim,
2008; Bidarianzadeh and Fortune, 2002; Degani and Cardoso,
2002; Horman et al., 2004; Khodeir and Othman, 2018; Nahmens,
2009). Therefore, this study deciphers the compelling relation-
ship between lean construction and the environmental dimension
of sustainability, by systematically reviewing the studies from
different aspects such as; lean wastes, lean principles, and lean
tools to explore broader applications of the lean philosophy in
enhancing the environmental performance of construction pro-
jects. Further, the lean project delivery system (LPDS) and its in-
fluence on environmental sustainability is investigated by
introducing a life cycle perspective. Additionally, this study at-
tempts to provide novel insights into the possibility of expanding
the application of lean construction in the use phase of a built
environment, where the manifestation of lean is primarily imper-
ceptible. The influence of lean on the economic and social dimen-
sion of sustainability is beyond the purview of this study. However, Fig. 1. Structure of the literature review.
A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913 3

construction’ that was a term coined by the international group of pioneer in establishing the potential of lean production in sup-
lean construction (IGLC) in their first meeting in 1993. porting the enhancement of the environmental performance of the
Several studies report that the adoption of lean construction led manufacturing sector. The US EPA’s belief that lean production
to timely project completion, enhanced profits, safe and efficient enabled a favorable cultural working atmosphere for waste mini-
processes and reduced variability in construction projects (Mao and mization and pollution prevention led to the development of ‘Lean
Zhang, 2008; Salem et al., 2006). However, most of these studies and Environment Toolkit’ (US EPA, 2007). This toolkit provides a
have evaluated it, only on the basis of economic benefits derived framework for achieving higher environmental performance in
because, that has been the primary motivation for the imple- manufacturing and services sectors. It also provides practical stra-
mentation of lean construction. However, if lean philosophy focuses tegies, tools, and techniques to consider environmental parameters
on reaping economic benefits alone in the form of reduced cost and into the existing lean production efforts. It further recommends
increased profits, it might lead to negative impacts on the envi- that lean production practices and tools should explicitly observe
ronment (Song and Liang, 2011). Therefore, it is necessary to eval- environmental wastes for enhancing lean performance. Developing
uate the impact of the philosophy beyond the economic a similar toolkit for the construction sector can enhance the role of
perspective. However, the difficulties in quantifying the environ- lean construction in promoting sustainable development.
mental benefits of lean philosophy hinder its exploration beyond Meanwhile, this influence of lean production on environmental
the established boundaries (Bae and Kim, 2008; Carneiro et al., parameters has been reported to be implicit rather than explicit,
2012; King and Lenox, 2009). Nevertheless, the increasing owing to the sparse amount of empirical and anecdotal investiga-
emphasis on environmental protection in recent times is a poten- tion involved (Found, 2009). King and Linox (2009) explored
tial background for evaluating the influence of lean construction on empirical evidence on the relationship between lean production
environmental parameters such as pollution, waste, natural and environmental performance in the production segment. The
resource consumption, and emissions. study reports empirical confirmation that lean production can help
The concept of promoting environmental sustainability in con- in lowering emissions and reduce pollution and related costs and
struction is mainly centered around reducing material wastage, hence proposes that the firms that adopt the lean production
water conservation, reducing pollution, dust control, use of strategies will quickly adopt environmental management system
environment-friendly materials and methods, and encouraging (EMS), i.e., ISO 140001 into their organization. EMS helps organi-
recycling thereby, minimizing the impact on biodiversity (Cib and zations to manage and operate in a manner suited to reduce the
Unep-Ietc, 2002). Subsequently, several studies have been high- environmental impact and enhance environmental performance
lighting a positive relationship between lean construction and throughout its operations. In a similar study, Puvanasvaran. (2012)
environmental sustainability because, it is found to minimize also propose a linkage between lean production principles and
resource depletion and pollution by eliminating waste and adding EMS. Since lean production and EMS share a common objective of
additional value to the customer in the form of lesser environ- reducing wastage, it is observed that lean production can easily be
mental impacts (Huovila and Koskela, 1998; Riley et al., 2005; integrated into EMS in the manufacturing and services industry.
Sertyesilisik, 2014; Solaimani and Sedighi, 2019). The emphasis of Therefore, lean philosophy and environmental sustainability are
lean philosophy on waste minimization and improving resource found to be parallel paradigms in the manufacturing sector, and
efficiency implicitly reflects the underlying essence of environ- organizations that adopt lean production practices can easily
mental sustainability. In this context, Vieira and Cachadinha (2011) embed green practices into their existing processes and vice-versa
suggested that, instead of considering environmental benefits due (Larson and Greenwood, 2004).
to lean construction practices as an unexpected outcome, the in- Fliedner (2008) proposes that sustainability needs to be
dustry should implement them with reassigned additional social included as a new lean principle in the services and manufacturing
and environmental targets to help achieve sustainable atmosphere. Therefore, the positive influence of lean philosophy on
development. the environment identified in the manufacturing literature further
The following sections attempt to bifurcate the existing studies encourages the exploration of these interfaces in the construction
on lean construction to understand its relationship with the envi- sector. Hence, the following sections review the relationship be-
ronmental pillar of sustainability in detail. However, before cate- tween lean construction and environmental sustainability to eval-
gorizing and evaluating these interactions in the construction uate how it can address the environmental concerns along with the
sector, it is necessary to understand the merger of lean and envi- challenges of project performance.
ronmental sustainability from the perspective of the manufacturing
environment from where the philosophy emerged and advanced 2.2. Broad classification of the literature related to Lean and its
consistently since its origin. This will establish a strong base for influence on the environment
understanding the impact of lean on the environment in the con-
struction industry as well. Various studies have explored the advantages and disadvan-
tages of lean construction on environmental parameters in order to
2.1. Interaction between Lean and environment: a perspective from establish the connections between the two domains. Hence, it can
the manufacturing environment be observed that the existing literature on lean construction and its
impact on the environment can be categorized into three major
The environmental influence of lean philosophy has been fragments based on their main objectives. Fig. 2 is an emblematic
extensively researched in the manufacturing environment (Abreu representation of this categorization along with a list of prominent
et al., 2017; Dhingra et al., 2014; Florida, 1996; King and Lenox, studies in each segment. A major portion of the existing literature
2009; Maxwell et al., 1993; Rothenberg et al., 2001). Most studies tries to establish the link between lean construction and sustain-
among them have reported a positive relationship of improvement ability as a whole encompassing social, economic, and environ-
in environmental sustainability as a result of lean philosophy, i.e., mental dimensions. These studies indicate the influence of lean on
lean is green as well. ‘Green’ in this context primarily refers to the economic sustainability in terms of higher productivity, increased
practices that are environmentally conscious, or in other terms, process efficiency, and reduced variability. Meanwhile, social sus-
eco-friendly and cause lesser harmful effects on the environment. tainability is recognized through reduced accidents and a cleaner
The US Environmental Protection Agency (US EPA) has been a work environment, facilitated through lean construction. Similarly,
4 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

indicators such as air pollution and CO2 emissions, as compared to


social and economic sustainability indicators such as sick leaves,
productivity, and quality. Similarly, another study demonstrates
that, lean can contribute beyond economic value in the form of
environmental and social benefits in construction projects (Bajjou
et al., 2017).
Meanwhile, few authors claim that lean philosophy, which is
popularly known as ‘doing more with less’ also implies, doing
processes with lower energy, lesser amount of raw materials and
less amount of toxic waste generation thereby, accounting for the
environmental perspective (Found, 2009). Likewise, a study by
Bidarianzadeh and Fortune (2002) shows that lean construction
reduces the quantum of wastes going to the landfills and hence,
saves the energy associated with its transport, thus leading to lesser
pollution. Meanwhile, Belayutham et al. (2017) found success in
improving the production variables (cost, time, quality) and
reducing some amount of water pollution for earthmoving opera-
tions through lean construction practices.
Fig. 2. Distribution of prominent literature on the interactions of lean and environ- Even though most of these studies establish the notion that, lean
mental sustainability in the construction domain. construction can influence the environmental aspects such as en-
ergy, pollution, waste generation, and resource use efficiency, a
detailed understanding is required on how the different di-
the environmental pillar is reported to be benefitted by lean con- mensions of lean philosophy influence the environment. Hence,
struction in the form of reduced emissions and minimum resource different modes of interactions between lean construction and
waste in construction. environmental sustainability are appraised in the following sec-
The second core portion of literature primarily focuses on tions, along with some unique interfaces. Such a sorted analysis will
establishing that, lean construction leads to ‘greener construction enable an in-depth understanding of how lean construction aids in
and that both lean and green concepts complement each other. addressing the environmental concerns of the construction in-
Authors of these studies have exclusively investigated the influence dustry and promoting sustainability. Such an understanding will
of lean construction on reducing the harmful effects on the envi- also enable formulating frameworks for the integration of lean
ronment and attempted to establish the parallelism between lean construction and sustainable construction. Therefore, in the
and green construction. The third section is primarily motivated by following sections, it is attempted to recapitulate the findings from
the observation that lean construction would be an ideal project different studies across the dimensions of lean philosophy such as
implementation mechanism for the smooth delivery of green or lean principles, waste, tools, and other modes of lean and their
sustainable facilities that are exclusively built with features to influence on various environmental aspects.
reduce the impact on the environment. Such projects involve some
amount of complexities and additional costs due to specific addi- 2.2.1. Principles of LEAN construction and their implication on
tional requirements. Studies, therefore, claim that lean project de- environmental sustainability
livery can ensure better control and flow in the delivery process of In general, lean construction follows the essence of lean pro-
such projects by addressing the intricacies and improving the ef- duction, which is simplified by Womack and Jones (1996) into five
ficiency of processes. Table 1 briefly summaries the prominent core elements, i.e., value, value stream, flow, pull, and perfection. It
studies within each of the mentioned categories as in Fig. 2. follows the production management principles that are centered
The studies listed in Table 1 reinforce the understanding that around; elimination of wastes, meeting customer requirements,
lean construction has a significant role in promoting environmental focusing on value-generating activities and value streams, pursuing
sustainability. Several studies use the term sustainability in their perfection, ensuring reliability in project delivery and warranting
discussion in this domain. However, many of these studies imply continuous improvement (Kaizen) of construction processes
only to the environmental dimension and have ignored the social (Salem et al., 2006). Lean construction aims to reduce waste, vari-
and economic aspects. Whereas, some studies do address all the ability, cycle time and the number of steps in the processes;
dimensions of sustainability in an integrated manner. For instance, improve flow, transparency, flexibility and control in the con-
Nahmens and Ikuma (2012) investigate the effect of lean con- struction processes; meet customer needs, benchmarking and
struction principles on sustainability in a modular home building promoting continuous improvement (Koskela, 1992). The major
process. The study derives that considerable environmental founding principles of lean construction and their environmental
advantage can be obtained by implementing lean by reducing the implications are summarized in Table 2 below.
material waste by about 64 percent. Lean process mapping and With an understanding that the principles of lean philosophy
improvements were carried out on the activity of gypsum board possess ample potential to contribute to environmental well-being,
hangings, leading to significant material waste reduction that it is worth exploring the core principle of lean construction that
indirectly benefits the environment. The study reports a reduction focuses on the identification and minimization of wastes. Hence,
in production hours by about 31 percent and improved safety post- the following section deciphers the environmental gains or losses
implementation of lean construction practices. Thus, it concludes due to addressing different lean wastes in construction.
that lean has the potential to positively impact sustainability along
the economic, social, and environmental dimensions. A similar 2.2.2. ‘Waste’ in the LEAN language and its consequences on the
observation is stated by Johnsen and Drevland (2016) by citing that environment
lean construction can positively affect some indicators of sustain- The primary point of confluence between lean construction and
ability. However, this study also reports that among the different the environment is the aspect of minimizing or eliminating waste
indicators the least influence of lean is on the environmental (Carneiro et al., 2012; Ghosh et al., 2014; Horman et al., 2004;
A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913 5

Table 1
Summary of literature related to lean and the environment in the construction domain.

Central Theme General approach Topic of Discussion/Contribution Reference

Lean and Green Concept of clean Proposes the extension of lean philosophy to address some aspects of environmental Degani and Cardoso (2002)
construction planning thereby promoting cleaner construction
Lean and Green Case study-based A conceptual connection between lean production and sustainable (green) development Horman et al. (2004)
approach is proposed in the study through case studies.
Lean and Green Case study-based Study shows the means of achieving sustainability in precast concrete factories through Peng and Pheng (2011)
approach the implementation of lean
Lean and Green Relationship matrix A relationship matrix is created based on the interaction between lean and Carneiro et al. (2012)
between lean and environmental performance based on sustainability guidelines for LEED certification
green
Lean and Green Case study-based Use of VSM as a tool for evaluating environmental and production performance during Rosenbaum et al. (2013)
approach the execution of construction projects.
Lean and Green Conceptual A framework combining lean, green and six-sigma for identifying and reducing wastes Banawi and Bilec (2014)
integration of lean in construction sites is proposed.
green and six-
sigma
Lean and Green Case study-based Using lean tools, significant material savings were achieved which were translated to Ghosh et al. (2014)
approach environmental savings.
Lean and Green Empirical Study Green construction practices such as the use of sustainable materials, building rating Maris and Parrish (2016)
systems, and waste reduction can be easily enabled through lean construction.
Lean and Green Case study-based Using discrete event simulation, the environmental and production variables are Golzarpoor et al. (2017)
approach simultaneously evaluated to understand the lean and green relationship.
Lean and Green Empirical Study Based on a questionnaire survey of the Nigerian construction, it concludes that lean ( Babalola et al., 2019a, 2019b)
construction practices can help in achieving environmental sustainability.
Lean and A Conceptual Discussion on the contribution of lean practices towards sustainable development Huovila and Koskela (1998)
Sustainability Framework
Lean and Qualitative The study identifies the commonalities and divergences between lean and sustainable Bidarianzadeh and Fortune (2002)
Sustainability assessment construction.
Lean and Conceptual The paper examined the feasibility of interactions between sustainability and lean and Bae and Kim (2008)
Sustainability relationship the impact of lean on the delivery and use of sustainable projects
Lean and Case study-based Implementation of Lean in modular homebuilding resulted in significant benefits across Nahmens and Ikuma (2012)
Sustainability approach the three dimensions of sustainability
Lean and Case study-based Lean tools and methods were applied on a construction site to understand the Vieira and Cachadinha (2011)
Sustainability approach relationship between lean and a metrics (sustainability construction metrics) of
sustainability.
Lean and Case study-based Lean and sustainability integration based on the scale of projects by identifying the Koranda et al. (2012)
Sustainability approach barriers in integration
Lean and Literature review Enhance sustainability in Malaysia’s construction industry through lean construction. Marhani et al. (2013)
Sustainability
Lean and Empirical Study Brings out the benefits of implementing lean construction in sustainable construction Ogunbiyi et al. (2014)
Sustainability through literature and questionnaire survey among construction professionals in the UK
Lean and Integration for Lean construction provides sustainable solutions for pavement construction by reducing Salem et al. (2014)
Sustainability pavement projects the social economic and environmental impact of work zones.
Lean and Literature review Developing a correlation matrix to verify the area of interaction between sustainability Khodeir and Othman (2018)
Sustainability and lean
Lean and Sustainable lean Strategically integrating lean and sustainable construction to enhance the performance Jamil and Fathi (2016)
Sustainability construction of projects
Lean and Lean wastes to The study recommends redefining the meaning of wastes in construction as defined by Arroyo and Gonzalez (2016)
Sustainability incorporate lean construction to include environmental and social parameters also.
economic and
social impacts
Lean and Case study-based Attempts to decipher the concurrencies between lean and sustainability and define Johnsen and Drevland (2016)
Sustainability approach indicators to express this relationship.
Lean and Literature review Theoretical Framework to integrate lean, sustainability and life cycle of buildings Besser Freitag et al. (2017)
Sustainability
Lean and Literature review Investigates empirical evidence to identify the synergies between lean and de Carvalho et al. (2017)
Sustainability sustainability
Lean and Case study-based Applied lean principles to earthwork operations to show that it leads to the Belayutham et al. (2017)
Sustainability approach improvement of environmental performance and production goals.
Lean for delivery of Prefabrication for Shows the benefits of the application of prefabrication and its potential impact on green Luo et al. (2005)
sustainable green design-build design-build projects.
projects projects
Lean for delivery of Case study-based Insights on how to deliver sustainable projects successfully and economically using lean Lapinski et al. (2006)
sustainable approach practices
projects
Lean for delivery of Lean and green Developing a structured modeling process based on lean construction to evaluate the Klotz et al. (2007)
sustainable modeling protocol delivery process of green projects.
projects
Lean for delivery of Conceptual Formulating a Green Lean approach by developing a model for applying sustainability Martínez et al. (2011)
sustainable integration using lean principles for the development of green facilities
projects
6 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

Table 2
Lean Construction Principles and their environmental implications.

Lean Construction Principles Description Environmental Implications

Eliminating waste Core principle of lean philosophy and served as a background for identifying Minimizing non-value adding activities
similar kind of wastes in the construction environment and eliminating them. directly or indirectly helps in the
reduction of undesirable environmental
impacts as discussed in the previous
section.
Meeting customer needs Relates closely to the manufacturing environment where individual customers A study suggests that it is advantageous
can drive the cycle of production. The customer defines value, and it is what to consider the environment as an
contributes to the final output. additional customer (Lapinski et al.,
2006). The needs of the customer, i.e.,
the environment is defined in terms of
lower environmental impact,
maximum building performance, and a
favorable and healthy built
environment that are addressed
through lean practices.
Cycle time reduction Cycle-time reduction helps in saving costs due to speedy completion and It helps in the reduction of inventory or
ensures better flow and optimum usage of available resources. work in progress that are sources of
environmental wastes (Sacks et al.,
2009).
Continuity in the workflow To ensure proper control and flow in the construction processes, Kanban or pull Reducing variability and ensuring
philosophy should be used (Mao and Zhang, 2008). By pull-based approach, it is continuity in the workflow will lead to
intended that the work is planned based on the downstream demand in order to reduced environmental impacts in the
reduce the variability between different activities in a process. form of a reduction in resource use and
elimination of wastes.
Continuous improvement- Kaizen and It is necessary to ensure continuous improvement in reducing variability, Continuous improvement helps in
Kaikaku minimizing waste, and improving flow to change the conventional approach of improving most of the sustainability
the industry and hence is a central principle in lean construction as well. indicators (Vieira and Cachadinha,
Similarly, another lean feature Kaikaku represents kaizen events in which, 2011). Kaikaku has found success in
teams work towards improving the product and processes, reducing pollution and material wastes
(Cherrafi et al., 2016). US EPA’s Lean and
Environment Toolkit (2007) proposes
that these Kaizen events should also
incorporate Environment, Health, and
Safety (EHS) considerations to influence
the environment.

Huovila and Koskela, 1998; Johnsen and Drevland, 2016; Luo et al., not add value but are necessary.
2005; Nahmens, 2009). Traditionally waste in construction was . The seven major wastes recognized by literature related to lean
characterized as physical or material waste (Hosseini et al., 2012). philosophy, namely transportation, waiting, overproduction, de-
However, lean construction philosophy provides a broader mean- fects, inventory, motion, and extra-processing (Ohno, 1988;
ing to waste. Lean philosophy primarily classifies activities in a Womack and Jones, 1996) are listed and briefly described in
process into value-adding and non-value adding activities or waste. Table 3 below in the specific context of construction. Defining
The former includes those activities that process material and in- wastes according to the lean philosophy provided an insight into
formation to produce the value desired by the customer. The latter the wastes embedded in construction such as rework that occurs
includes activities that do not add value to the final product but primarily due to inefficient collaboration; excessive transportation
consume resources. However, defining value in a construction and movements in the work zone due to poor logistics design;
process is difficult since it involves many support activities that do undue waiting due to lack for resources or information and; extra-

Table 3
Wastes in the context of lean construction (Ballard and Howell, 1997; Hosseini et al., 2012; Serpell et al., 1995).

Wastes Description

Transportation Unnecessary or excessive transportation due to poor site logistics or inappropriate supply chain practices is considered as waste
because it leads to additional costs and increased variability in the construction project.
Waiting When there is much variability in the construction processes, it leads to flow problems that eventually lead to excessive waiting
for the following activities. Equipment and labor idling in construction belong to this category of waste. Other examples are
waiting for work-front, drawings, instructions, inspections, and resources.
Overproduction Producing earlier or more than what is expected can lead to misuse of materials and damage, which can indirectly lead to other
wastes of inventory, waiting and rework.
Defects Errors in drawings or construction lead to defective work that leads to rework. It is a major kind of waste because it results in
wasted productive hours, material, equipment, and other resources. Lack of planning and not anticipating the problems before
executing leads to a significant amount of rework.
Inventory Excessive inventory storage is a form of waste if it results in spoilage, theft, excessive capital costs, insufficient space and lack of
workspace availability in construction projects
Motion Unnecessary movements for the site activities due to poor layout planning leading to excessive lifting, bending, and shifting
could result in loss of productivity and injuries and hence categorized as a waste to be eliminated
Extra-processing Producing something which has features or standards not solicited for by the customer could lead to wastage of resources and
unwanted effort being spent. It leads to loss of profits as well as productivity and hence should be identified promptly.
A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913 7

Table 4
Relationship between Lean wastes and Environment.

Relationship matrix between lean Air pollution or Particulate Energy waste and extra raw GHG emissions due to operations Material waste generation
wastes and environmental impacts matter material extraction.

Transport Direct Indirect


Waiting Indirect Direct Indirect
Overproduction Indirect Direct Direct
Defects Direct Indirect Direct
Inventory Indirect Indirect Direct
Motion Direct Indirect
Extra-Processing Indirect Direct Direct

processing, over-production and excessive inventory due to exclusive for construction e.g., Last Planner System (LPS). The
improper planning and control. Knowledge of these seven wastes following subsections describe the lean tools that were developed
and the ability to identify them in the construction environment is within the lean philosophy and attempts to decipher their effects
the first step in the lean implementation process. on environmental sustainability. It should be noted that in this
Table 4 illustrates the relationship between different wastes subsection lean tools imply to those that directly evolved from the
identified in lean construction literature and their relationship with principles of lean construction. It does not include other general
certain environmental parameters. Lean wastes of overproduction tools that have been adopted by lean practitioners to facilitate lean
and extra-processing directly result in excessive consumption of thinking. Such tools are discussed in 2.2.4.2.
energy and material waste and could lead to additional raw ma-
terial extraction due to the making of unwanted quantities or
2.2.3.1. 5S. 5S that stands for “sort, straighten, standardize, shine,
components and indirectly polluting the environment (Vinodh
sustain” (Salem et al., 2014) is a lean tool that is usually adopted as
et al., 2011). Waiting waste could directly lead to higher emis-
the first step towards lean construction by most firms. Studies
sions if equipment such as concrete mixers and pile boring ma-
reveal that 5S that primarily focuses on labeling and organizing
chines must wait due to the non-availability of work front for
material storage and inventory management could help in quickly
operation (Francis and Mahalingam, 2012). The study also dem-
identifying hazardous spills and leakages and in reducing air
onstrates that concrete in transit mixers waiting to be poured and
pollution (Bae and Kim, 2008; Vieira and Cachadinha, 2011). Bae
structural elements waiting to be installed could deteriorate with
and Kim (2008) report that implementing 5S facilitated in
time leading to material waste.
securing credits in the LEED (Leadership in Energy and Environ-
Similarly, excessive transport or motion due to improper site
mental Design) rating system, which is a rating metric for green
layout and logistics causes a direct impact on the environment in
buildings. It is because 5S ensured to provide an accident-free,
the form of pollution and particulate matter. It leads to excessive
healthy and clean work environment for the workers. Similarly,
fuel consumption that indirectly results in excessive emissions (US
Salem et al. (2014) propose the implementation of 5S in the work
EPA, 2007). Rework leads to defective work that might need to be
zones of pavement projects to minimize waste and pollution in
abandoned or rectified. It causes direct material waste, emissions,
those areas, thus improving environmental sustainability. There-
and energy consumption due to raw material loss and indirectly
fore, 5S is found to be inherently aligned with the principles of
leads to carbon emissions due to operations (Martínez et al., 2011).
environmental sustainability.
Similarly, excessive inventory could lead to improper storage and
space constraints that could lead to material waste due to spillage
or deterioration indirectly causing pollution and excessive energy 2.2.3.2. Just-in-time. The Just-in-Time (JIT) concept which is one of
expenditure and raw material loss (Fliedner, 2008). Therefore, the most implemented lean tools in construction (Babalola et al.,
identifying wastes as defined by lean philosophy and making ef- 2019c; Nahmens, 2009; Ogunbiyi et al., 2014) is closely related to
forts to minimize or eliminate them will have a positive influence the pull principle of lean. It focuses on introducing the right re-
on the environment in the construction sector. Just as identifying sources at the right time and maintaining optimum inventory
the lean wastes is a critical part of lean construction, minimizing levels (Cherrafi et al., 2016). However, in the manufacturing sector,
them and improving the workflow and process efficiency by opti- the implementation of JIT is disputed in situations where envi-
mizing the process with the help of various lean tools is a crucial ronmental concerns are raised. It is argued that frequent transits for
aspect. Hence the following section deals with the application of JIT delivery could increase emissions due to transportation
lean principles with the help of various tools that are developed in (Rothenberg et al., 2001). Hence, many plants in the US and Japan
the background of lean philosophy. have been willing to modify their JIT principles to reduce urban
congestion and pollution (Cusumano, 1994) to ensure environ-
mental sustainability.
2.2.3. Lean construction tools and their impact on environmental However, in construction projects, it has been recognized that
parameters JIT reduces damages and spoilage of materials that could occur due
Even though lean construction originated from Toyota’s lean to excessive inventory thus, reducing any form of energy use or
philosophy, it differs in conception and implementation despite emissions that could occur otherwise (Koranda et al., 2012;
having the same fundamental structure. Lean philosophy in con- Ogunbiyi et al., 2014; Riley et al., 2005). Implementing JIT in con-
struction has evolved and adopted two different modes of appli- struction is justified in the context of environmental sustainability
cation (Babalola et al., 2019c; Koskela et al., 2002). These modes of only if the materials are locally available and procured from reliable
application of lean principles are termed as tools. One of these suppliers; and if the delivery distances are short. Therefore, it is
approaches tries to apply the lean tools directly from the produc- essential to evaluate the impact of JIT implementation in con-
tion environment into construction (5S, Value Stream Mapping struction sites based on the feasibility of JIT delivery and resulting
(VSM), Just-in-Time (JIT)), while the other takes inspiration from environmental impacts (Kim and Bae, 2010; Vieira and Cachadinha,
the original theory and has tried to formulate a new set of which are 2011).
8 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

2.2.3.3. Prefabrication. Prefabrication, which is a critical compo- sources of environmental waste.


nent of lean supply philosophy, involves preparation of the various Similarly, Vinodh et al. (2011) incorporated additional attributes
construction elements in a controlled off-site environment and such as ‘Environment Health Safety’ (EHS) data, water usage, ma-
then transporting them to the construction projects to be assem- terial usage, and an Eco-Function Matrix into VSM. The lean and
bled. It enables a better supply chain of materials and easier recy- environment toolkit (US EPA, 2007) proposes a similar VSM, where
cling and waste management, thus implying a positive influence on environmentally sensitive actions are to be represented by a star-
the environment. Prefabrication or factory-based design will help burst. It also incorporates a materials line along with the timeline of
reduce material consumption and energy and water requirements, the traditional VSM to map the material inflow to evaluate the
thereby implying green benefits (Luo et al., 2005; Riley et al., 2005). material components that add value to the customer and to track
Peng and Pheng (2011) conducted a study on the impact of lean material waste.
philosophy in precast concrete factories to understand its effect on VSM has been used popularly in construction as a visual tool to
emissions. The study reports that about 8.3 percent reduction of visualize the process and improve it by eliminating the different
carbon emissions due to lean implementation in the precast yard, lean wastes. For the purpose of recognizing environmental impacts
thus proving that environmental performance and production ef- in the construction processes, the conventional VSM has been
ficiency can be enhanced. In a similar study conducted by incorporated with additional information apart from time related
Bhattacharjee et al. (2016) two different facades are compared in parameters (Bae and Kim, 2008; Banawi and Bilec, 2014; Francis
which one uses prefabricated components, and the other follows and Mahalingam, 2012; Klotz et al., 2007; Lapinski et al., 2006;
conventional construction. In terms of cost, quality and time, the Ogunbiyi et al., 2014; Vieira and Cachadinha, 2011). Such an
prefabricated section shows superior characteristics and reduces extension of VSM has been used to design actions to eliminate or
the rework and hence contributing positively to the environment. control environmental impacts due to various construction pro-
However, on the contrary, similar to JIT, prefabrication may lead to cesses. VSM is, therefore, found to be a useful tool to quantify
more energy consumption and pollution if excessive transportation environmental impacts due to construction processes and propose
is involved in delivering the precast elements (Kim and Bae, 2010; mitigation measures.
Luo et al., 2005). In this context, the location of the prefabricating
yards is a defining aspect to determine environmental impacts. 2.2.3.5. Last Planner System (LPS). The Last Planner System (LPS) is
a prominent lean tool developed by the construction industry
2.2.3.4. Value Stream Mapping (VSM). Values stream mapping taking insights from the original lean production philosophy. LPS is
(VSM) is another popular visual tool of lean that helps in mapping a collaborative planning scheme that focuses on ensuring that, all
the process flows by incorporating time and information flows and the preconditions and constraints involved in a construction pro-
providing a visual representation of the entire process. VSM helps cess are considered in the initial phases of planning so that, the
in identifying various wastes embedded in the value stream and activities could be completed without disruption and on schedule
attempts to eliminate them (Rother and Shook, 2003). It is a simple (Ballard and Howell, 2003). Although LPS is not a tool with direct
pen and paper tool that is highly flexible, easy to adapt, and pro- implications on the environment, it has an indirect influence on
vides both quantitative and qualitative analyses of processes (Seth projects involving sustainable or green features (Valente et al.,
et al., 2017). The first step involves representing the existing pro- 2013). The study shows that implementation of LPS eases the de-
cess as it occurs in a current state map. This record is then carefully livery of sustainable facilities that involve several additional re-
studied to isolate the wastes of lean if present. It is then analyzed to quirements due to better coordination in the execution. LPS enables
identify the areas of improvement and propose suggestions. Then, a the management of new constraints and creates flexibility to
future state map is developed, which represents the ideal but incorporate modifications easily.
practical scenario of the process after optimizing it (Rosenbaum
et al., 2013).
In the study by Rosenbaum et al. (2013), VSM is used to optimize
the construction of various structural elements for a medical center
in Chile. This VSM is embedded with several environmental in-
dicators to identify various material wastes (steel, concrete) and
energy wastes (fuel) in the current state maps apart from the usual
time indicators (lead time, changeover time, cycle time). This
simplified representation enabled easy identification of the bot-
tlenecks in the process. The future state maps produced, recom-
mended measures for the reduction of waste and proper allocation
of resources with due consideration to the environment. It should
thus be understood that VSM is a potential visual tool for identi-
fying different lean wastes and that it can be extended to identify
environmental impacts as well.
Owing to the flexibility and simplicity of VSM, it has evolved into
a robust lean tool that could assist in achieving environmental
sustainability. Hence, several modified versions of VSM in both
manufacturing and construction environment have evolved.
Faulkner and Badurdeen (2014) propose a modified VSM called Sus-
VSM or Sustainable-VSM for incorporating environmental and so-
cietal performance-related parameters to the original VSM. This
new form of VSM visually highlights the flow and movement of the
parameters impacting sustainability in a process. Such a VSM could
incorporate parameters such as water, energy, and emissions to Fig. 3. A snapshot of lean elements of each tool and their relationship with the
quantify their flows in the entire process and identify potential environment.
A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913 9

According to Maris and Parrish (2016), the most prominent a correlation matrix between lean construction principles and the
connection between lean and green construction is cooperation LEED (Leadership in Energy and Environmental Design) rating
and accountability; and an effective way to enable it is through LPS. system for new construction. Even though conceptually both are
LPS also assists in making better strategic decisions in terms of different, the study shows that, if applied simultaneously, both
sustainability. Salem et al. (2014) demonstrate that the delivery of LEED and lean construction can contribute to optimize resources
pavement projects is accelerated, and the emissions caused due to and add value to the customer and enhance the environmental
the work zones are reduced by implementing LPS. The work zones performance of construction projects. A similar study conducted by
of pavement projects lead to highly unstable traffic, which further Castro-Lacouture et al. (2008) proposes that lean methods can
leads to environmental pollution. The study shows that by assist in optimizing the LEED credits.
following LPS principles, this traffic instability is reduced because of
better coordination of the activities. In another study, two similar 2.2.4.2. Lean construction in combination with BIM (Building Infor-
projects (in which one of them implemented LPS) are compared in mation Modeling), six-sigma and DES (discrete event simulation) to
terms of the difference in CO2 emissions (Ghosh et al., 2014). The enhance environmental performance. Apart from studies that
project that implemented LPS could identify the constraints be- focused on green buildings or sustainable facilities and lean
forehand and minimize material and labor wastage that could have implementation, few studies also introduced additional elements
resulted due to rework. It resulted in a reduction of material waste or tools such as Building Information Modeling (BIM), six-sigma
by 6 percent and emissions of about 7.5 MT CO2 equivalent in a and Discrete Event Simulation (DES), into the lean and environ-
single component process itself, which is a significant improve- mental sustainability frontiers. Such tools have been adopted from
ment. In a different study by Ladhad and Parrish (2013), LPS is other individual domains to facilitate the implementation of lean
implemented for the retrofitting and delivery of a net-zero energy practices. It can be found that these adopted tools possess synergies
office in Arizona. LPS contributed to improving the collaborative with environmental sustainability as well. For example, few studies
planning and ensuring that, the entire team’s goal orients towards propose BIM as a suitable platform and enabler for the integration
achieving the net zero energy building that would produce as much of lean and green concepts (Ahuja et al., 2017; Maltese et al., 2017),
as the energy it would consume. These observations indicate that Enache-Pommer et al. (2010) proposes a conceptual model by
even though inherently LPS does not include any distinct envi- combining the concepts of lean, green construction, and BIM to
ronmentally centered objectives, they circuitously influence the address the challenges associated with the delivery of healthcare
environmental parameters. projects. The study emphasizes on the integration of these concepts
It is thus evident from various studies that, lean principles and throughout the project and specifically during the initial design
tools have underlying repercussions on the environment which are phases to ensure fast and efficient delivery of healthcare projects.
quantifiable in some manner. A snapshot of the different lean tools Similarly, Ahuja et al. (2017), confirms with the help of sixteen case
discussed above and their relationship with the parameters of scenarios that BIM can assist in deriving lean and green results in
environment is summarized in Fig. 3 below. This understanding construction projects. These studies suggest that BIM provides an
motivates to explore the influence of lean on the environment in ideal platform for the integration of lean and green construction.
broader facets to extend its potential beyond the existing strengths Furthermore, Banawi and Bilec (2014) conducted a study to
of waste elimination and value enhancement in construction. develop a framework to integrate lean, environmental sustain-
Therefore, the following section explores the other modes through ability, and six-sigma. The study focused on establishing that, by
which the relationship between lean and environmental sustain- incorporating project management tools such as lean and six-
ability can be observed apart from lean principles, wastes, and sigma, sustainability can be easily integrated and achieved in
tools. construction. The lean tool of VSM is used to understand the wastes
and value in the process of a pile cap construction. Simultaneously,
2.2.4. Other modes of interaction between LEAN and the a life cycle assessment (LCA) is done for the activity to understand
environment the impact it caused on the environment. Following this, the six-
2.2.4.1. Lean construction in green project delivery. Apart from the sigma approach is taken through cause and effect diagrams and
interactions of lean wastes, tools, and principles with environ- Pareto charts. This helps in adopting measures to mitigate and
mental aspects, literature also proposes other modes through control the wasteful activities in the processes. Hence, the study
which lean construction could indirectly influence the environ- concludes that such a framework incorporating lean, green, and
ment such as by easing the delivery of green or sustainable build- six-sigma can be used by project teams to evaluate and improve
ings. Horman et al. (2006) and Lapinski et al. (2006) suggest that by their processes to achieve better efficiency with lower environ-
implementing lean construction practices, the overall delivery mental impact.
performance of green buildings could be improved. On these Similarly, in another study by Erdil et al. (2018), a model
grounds, it is suggested that lean could be implemented as a control framework capable of incorporating sustainability into projects
mechanism for the delivery of sustainable projects, as it eliminates implementing lean and six-sigma is developed and demonstrated
waste and pursues perfection (Bidarianzadeh and Fortune, 2002). with examples from manufacturing and construction. It introduces
Lapinski et al. (2006) empirically experimented this theory through sustainability aspects into lean, and six sigma’s DMAIC (Define,
the implementation of lean in the delivery of a capital facility for Measure, Analyze, Improve, and Control) cycle to promote im-
Toyota sales. The case study establishes that, by choosing the right provements in projects across all the dimensions of sustainability.
project delivery mechanism such as lean construction, the cost of In another study, DES is used in quantifying environmental impacts
sustainable projects can be controlled, and they can be delivered in terms of CO2 emissions for operations involved in road projects
with higher efficiency. (Golzarpoor et al., 2017). By varying the production parameters of
Understanding the cost-saving potential of lean construction road construction operations through lean implementation, the
philosophy, Klotz et al. (2007) proposed a lean and green protocol subsequent environmental impact is quantified. It helps in
to model the delivery process of green buildings. This framework choosing the most optimum model in terms of production as well
conceptually establishes the sustainable outcomes associated with as environmental aspects for road construction.
process improvements and waste minimization due to lean project It can be thus understood that the studies investigating the
delivery approach. On similar lines, Carneiro et al. (2012) developed relationship between lean construction and environmental
10 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

Table 5
Phases of LPDS and salient features.

LPDS Phases Salient Features (Koskela et al., 2002) Environmental linkages

Project Definition  Includes namely three elements ‘Environment’ can be introduced as a customer and hence it becomes
o Generating and associating stakeholders and necessary to define value in terms of the ‘environment’ (Horman et al., 2004;
customer needs; Lapinski et al., 2006; Ofori, 1992; Peng and Pheng, 2011). Hence, measures to
o The conception of design; reduce the environmental impact by improving energy efficiency, reducing
o Defining design standards waste and pollution are principal value determining elements in the project
 Unlike traditional project delivery in which in the design definition stage
phase, only the architect communicates with the client;
in LPDS, all stakeholders are brought on board in the early
stages of the project definition itself
Lean Design  In the phase of lean design, the project and process design Integrated design a component of lean design has a prominent role in
are formulated, and the team pursues opportunities to sustainable facilities (Lapinski et al., 2006; Riley et al., 2005). Providing
enhance value unlike traditional design, where a single significant importance to reducing energy consumption in the operation phase
entity usually finalizes the decisions and design without is a critical aspect in design. Design for maintainability (DFM) is a design
due consideration to other stakeholder interests. approach focused on the reliability and easy maintainability of the built
 In lean design, several alternatives are explored with facilities, by prioritizing the operation and maintenance phase (Dombrowski
enough flexibility, to ascertain value at all levels of et al., 2014), DFM is a be part of the lean design process.
design with the clear communication and involvement of
different stakeholders.
 Lean Design also accounts for all the stages of the project
lifecycle, unlike traditional design.
Lean Assembly  After completion of the lean design phase, the details are The aspects of prefabrication are already discussed previously under the
sent forward for fabrication and delivery. section of lean tools. Hence, the linkage between prefabrication and
 Lean supply primarily focuses on the supply chain for lean environmental aspects are discussed before.
assembly. Prefabrication is an essential component of this
phase.
 Lean assembly refers to the final execution, leading to the
product desired by the customer.
Use Phase The last phase of use includes the commissioning, Lean construction tools are primarily implemented during the construction
operation, and maintenance, where the facility is handed phase of a project. However, during the use and maintenance phase, the
over from the delivery team to the facilities management influence of lean is not prominently recognized. Therefore, the environmental
team advantages observed during the construction phase is not found to extend into
the use phase

sustainability are expanding into broader horizons. The vast 3. Introducing energy waste under the ambit of Lean
amount of research available since the year 2012 in this domain construction
reinforces the notion that lean construction complements envi-
ronmental sustainability. Therefore, in the following sections, the Energy is a critical resource as far as buildings are concerned.
effect of Lean Project Delivery System (LPDS) on environmental Energy is consumed throughout the lifecycle of a building, and a
parameters and the various interfaces between lean construction major share of energy consumption is during the building use
practices and environmental aspects across different phases of the phase. The construction sector and the buildings account for about
lifecycle of a project is reviewed. 36% of the global energy thereby resulting in 39% of CO2 emissions
resulting from energy use (UN Environment and International
2.2.4.3. The lean project delivery system (LPDS). Similar to a pro- Energy Agency, 2017). Hence, ensuring energy efficiency is an
ject’s lifecycle phases namely pre-construction, design, procure- important component of addressing environmental sustainability.
ment, and construction; the phases of Lean Project Delivery System Though several measures are proposed for the same, the aspect of
(LPDS) are outlined as project definition, lean design, lean supply, identifying and preventing energy waste is not prominently
lean assembly, and use phase. The different stages of LPDS and the discussed.
salient features of each phase are elucidated in Table 5 below along Lean philosophy that has established itself as an important
with the linkages of each stage with the environment. practice in the construction phase inherently possesses the char-
The LPDS provides insights into the need for lean construction acteristics to tackle energy waste as well. Traditionally, lean does
concepts to be a part of a project from the earliest stages and the not directly identify opportunities for energy efficiency, but it is
necessity of involvement of all the stakeholders at the beginning instead, a happenstance of activities focused on eliminating wastes
itself from project planning through construction. Table 5 also de- and improving flow and process time. Arroyo and Gonzalez (2016)
scribes the inherent environmental advantage of employing LPDS suggest that the definition of waste under the frontier of lean
for projects. However, the presence and influence of lean con- should be rethought to incorporate social and environmental im-
struction is limited to the planning, design and construction phase pacts also. Hence, it is found worthwhile to explore the potential of
of a project primarily because it originated in a production-based lean practices in the context of tackling energy waste during the
environment. Lean related literature in the use phase and the building operation phase.
deconstruction phases of a project’s life cycle is almost sparse Evidence from the manufacturing environment shows that en-
(Besser Freitag et al., 2017). Therefore, it offers an opportunity to ergy is recognized as a vital and costly input to the value stream and
explore the possibility of extending lean philosophy into these hence, unnecessary energy usage is to be considered as a waste
phases and theoretically exploring its potential in reducing envi- (Sciortino et al., 2009). The study suggests that energy waste could
ronmental impacts. The following section, therefore, aims to be identified by lean philosophy as the ninth waste, considering its
explore the literature that highlights the expansion of the bound- potential to save money and reduce harmful emissions. It also af-
aries of lean construction into areas that have not been explored firms that energy and environmental wastes are already embedded
customarily. in the concept of lean wastes. The US EPA (2013) developed a toolkit
A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913 11

based on this called the ‘Lean Energy Climate’ toolkit. This toolkit is benefits reaped through lean construction in the form of identi-
based on lean principles and is designed for lean practitioners in fying wastes, following lean principles, implementing lean tools or
the manufacturing environment to assist in achieving energy effi- executing LPDS in entirety towards environmental sustainability.
ciency, reduction in environmental impact, and cost savings due to With a deeper understanding of the integration between lean
energy savings. The toolkit describes the energy wastes associated construction and environmental sustainability, it becomes neces-
with the seven wastes identified by Ohno (1988) in the TPS, as sary to explore the future outlook of how this relationship would
shown in Table 6. The toolkit encourages users to identify areas to influence the construction industry. According to Ballard and
improve energy efficiency by implementing lean practices. For this Howell (1997), the development of the lean theory is important
purpose, it proposes to organize energy treasure hunts for assess- for the development of a suitable policy environment for lean. A
ment of opportunities to save energy in the manufacturing plants. strong need for regulatory mechanism and governance is necessi-
Further, it is recommended to use six-sigma for statistical analysis tated for the propagation of any new concept. However, environ-
to identify the causes of energy waste, emissions, and pollution in mental sustainability seems to have a higher edge on the policy
the plants. The toolkit comprehensively covers the principles of level because it is increasingly becoming part of government pol-
lean that can be suitably customized to use it for energy efficiency icies and regulations (Ogunbiyi et al., 2014). Therefore, the under-
and hence, climate protection and increased environmental per- standing that lean construction practices could facilitate
formance. The lean and energy toolkit motivates to look beyond sustainability paves the way for promoting the same through
economic efficiency of lean initiatives and extend it to achieve adequate policies. Policies related to environmental sustainability
improved energy efficiency in the manufacturing and services are bound to drive lean implementation in construction sites owing
sector. to the positive implications of integrating lean construction and
On similar lines, in the operation phase of the building’s life sustainability. Therefore, the future of lean construction is depen-
cycle, it is observed that the level of energy efficiency planned for is dent on the policy structure associated with environmental con-
not accomplished (Shrubsole et al., 2019). There is a considerable servation and overall sustainability.
amount of energy wastage due to improper design, construction, However, if we examine standalone policies for lean imple-
and maintenance of buildings. The researchers of the University of mentation, it is difficult to find a sectoral level policy for lean
Dayton propose a concept of ‘lean energy’ that propagates the implementation in construction, worldwide. Even though, the ex-
notion that energy wastage can be viewed under the purview of istence of policies that mandate lean implementation is in the
lean (Seryak and Kissock, 2005). Their study focused on deriving nascent stage of development, advancements towards such policy
the optimum state of energy consumption with as little waste as formulation and implementation can be found in contributory
possible. Based on this concept, a methodology called ‘lean energy realms such as BIM. For example, Denmark initiated the mandatory
analysis’ (LEA), adopts regression analysis to model the building use of BIM since 2007 for all the government projects. Similarly, UK
energy use is developed. The method facilitates in identifying proposed mandatory BIM requirements since 2016 (Kurul et al.,
useful energy and reducing energy waste by exploring energy- 2013). Additionally, independent policies for lean implementation
saving avenues. It was named LEA because it utilized a similar could be initiated at an organization level by foreseeing revenue
principle as lean philosophy i.e., to eliminate energy use, which is growth and an increase in productivity. However, it is found to be
not adding value to the process. However, it should be noted that challenging according to a study by Picchi and Granja. (2004). Lean
this method is not derived from TPS but holds synergy with the construction should gradually evolve into an organizational culture
principles of lean philosophy. On similar lines, Donnelly et al. (2013) rather than just a method or practice. It should also be driven by the
propose the use of Lean Energy Analysis (LEAN), to identify energy organization’s vision of continuous improvement and functioning
saving options and recommend the appropriate measures to assess in an environmentally responsible manner. Similarly, organizations
and predict the energy trends in buildings. The tool can be used to such as the lean construction institute and the IGLC have laid the
benchmark energy consumption across a selected range of build- foundation for encouraging research and promoting industry
ings to identify the projects with the highest energy performance. outreach to help various construction firms to practice lean con-
Therefore, lean construction philosophy has the characteristics to struction (Ballard and Howell, 2003). These organizations could
expand into the building use phase as a tool for eliminating energy also lead the way to develop strong policy frameworks for imple-
waste. mentation of lean construction.
Apart from a strong policy environment, it is essential to un-
derstand and quantify the environmental benefits due to lean
4. Discussions and future implications construction and vice versa. Though few empirical studies have
attempted to quantify these parameters, it has failed to holistically
The previous sections indicated that there exists an undeniable evaluate the relationship and interdependencies between the pa-
linkage between lean construction and the environmental sus- rameters of lean construction and that of environmental
tainability. Further, it discussed different ways of looking into the

Table 6
Energy waste hidden in Lean wastes.

Waste Type Energy Use

Overproduction Excessive energy consumed in equipment operation to make unwanted products.


Inventory Excess energy consumed to heat/cool and light storage spaces
Transportation and Energy consumed for excessive transport. More space required for movement leading to higher energy consumption for space lighting and
Motion ventilation
Defects Energy used in producing defective products. Increased energy use for reprocessing and more space consumed for extra repair and rework leading to
more lighting and heating/cooling energy consumption
Over Processing Unnecessary processing often leads to unwanted energy consumption.
Waiting During production downtime, energy is wasted unnecessarily for heating, cooling, and lighting

Source US EPA-Lean, Energy and Climate Toolkit (US EPA, 2013).


12 A. Francis, A. Thomas / Journal of Cleaner Production 252 (2020) 119913

sustainability. Hence, future work needs to be focused on the use of through digital platforms to evaluate and achieve energy efficiency.
new computational modeling and simulation techniques for un- Ideally, the lean tool should model the complete building energy
derstanding the overall interaction between lean construction and use pattern and help in tracking down the points of energy loss
sustainability across all dimensions. Few studies have provided from the buildings and propose improvements. Therefore, future
insights into this by propagating the use of system dynamics research can be directed in developing a lean-based energy
modeling approach for the same. Accordingly, Solaimani and modeling tool or toolkits such as those developed by the US EPA for
Sedighi (2019) propose the use of causal loop diagrams found in the building sector.
system dynamics modeling to understand the interdependencies As Koskela et al. (2002) states, lean is majorly considered as
between lean construction and sustainable construction, Further, ‘work-in-progress’, similarly, the relationship between lean and
Francis and Thomas (2019) recommended a conceptual framework environmental sustainability will keep evolving and improving.
for lean and sustainability integration based on systems thinking to Lean challenges conventional construction thinking and provides a
enable a better quantification of the benefits of both concepts. strong theoretical foundation for solutions to solve the problems of
Therefore, by using computational models and simulation, the the industry, even those that are related to the environment. This
benefits of integrating lean construction and sustainability could be review brings out the interaction between lean and environment
forecasted enabling stakeholders to make better decisions through the different dimensions of lean construction such as
regarding new evolving practices. principles, wastes and tools. The other modes reviewed in the study
In another recent study the importance of giving due attention include the influence of lean construction practices in the delivery
to the social dimension of sustainability along with economic and of green or sustainable facilities and the combination of lean con-
environmental parameters while proposing lean implementation is struction with BIM, DES and six-sigma to promote greener con-
highlighted (Carvajal-Arango et al., 2019). The study reports that struction. Further, the essence of LPDS and its inherent potential to
the social dimension of sustainability lacks minimal attention on address environmental concerns is reviewed. The unique contri-
the implementation of lean construction. It implies that the triple bution of the study is the attempt made to discuss the existing
bottom line approach that encompasses the social, economic and domain knowledge to expand the horizons of lean construction
environmental dimensions of sustainability should be focused philosophy into the building use phase. Incorporating energy waste
upon in a collective manner to achieve better efficiency. Future into the boundaries of lean philosophy will enhance its overall
research should direct ample efforts on the social dimension in the environmental contribution. The future research should focus on
context of lean implementation since it could lead to improved expanding the existing horizons of lean construction to contribute
safety and better working conditions in construction sites (Bae and effectively to sustainable development.
Kim, 2008; Nahmens and Ikuma, 2012).
Further, as discussed in section 3, extending the lean philosophy Declaration of competing interest
to address energy waste and investigating the concept of ‘lean
energy’ to monitor the wastage of building operational energy are The authors declare that they have no known competing
potential areas where future work could be directed. The concept of financial interests or personal relationships that could have
lean energy is promising but requires a robust research base to be appeared to influence the work reported in this paper.
developed for it to be accepted as a recognized energy modeling
practice for buildings. Lean tools such as VSM can be employed to
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