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Jörn Leonhard, Albert-Ludwigs-Universität Freiburg
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Advisory Board
Janet Coleman, London School of Economics
and Political Science, UK
Vittor Ivo Comparato, University of Perugia, Italy
Jacques Guilhaumou, CNRS, France
John Marshall, Johns Hopkins University, Baltimore, USA
Markku Peltonen, University of Helsinki, Finland
VOLUME 2
The Elements of Representation
in Hobbes
Aesthetics, Theatre, Law, and Theology in the
Construction of Hobbes’s Theory of the State
By
Mónica Brito Vieira
LEIDEN • BOSTON
2009
On the cover: Do-Ho Suh, Some/One, 2004, stainless steel military dog tags, steel
structure, fiberglass resin, fabric, 75 × 114 × 132", collection Nerman Museum of Con-
temporary Art – JCCC, gift of Marti and Tony Oppenheimer and the Oppenheimer
Brothers Foundation.
JC153.H52B75 2009
320.1—dc22
2009039906
ISSN 1873-6548
ISBN 978-90-04-18174-8
Introduction ........................................................................................ 1
This book has been a few years in the making, and during that time I
was privileged to experience the generosity of both scholars and insti-
tutions, which I have now the pleasure to acknowledge.
First, I would like to mention the financial support of the Portu-
guese Foundation for Science and Technology (FCT), without which I
would not have been able to carry out my research in Cambridge. My
gratitude extends also to Murray Edwards College, Cambridge, which
funded three years of my research and writing, in the form of a Junior
Research Fellowship, in the course of which I managed to finish a
draft of this and other pieces of work. I have had the great good for-
tune to find in the College President, Anne Lonsdale, and Fellowship
an unfailing source of sound advice, encouragement and support, to
which I owe more than I could put into words. I am likewise much
indebted to the Institute for Social Sciences of the University of Lisbon
(ICS) for financing the last stages of this book.
I owe an enormous debt to David Runciman, for all his forbearance
and guidance. His illuminating observations and clarity of mind have,
time after time, pushed me to a better understanding of what my real
subject was, while pointing the way to important revisions. I would also
like to thank a number of other scholars, who took the time to read
and comment on different portions of this manuscript in draft form:
Quentin Skinner, Noel Malcolm, Kinch Hoeskstra, Richard Serjeant-
son, Magnus Ryan and Melissa Lane. Of this list, there are three names
I cannot fail to single out. Quentin Skinner has scrutinised drafts of
my manuscript with an unmatched acuteness and depth of scholar-
ship. Over the years, his willingness to engage with my ideas, along
with his continued support and counsel, have been exemplary of what
exchanges among peers might be. Noel Malcolm’s most cogent and
insightful comments have been invaluable in replacing muddle with
clarity. The interest he showed in the material in this book encouraged
me to pursue its publication. Finally, I am especially grateful to Kinch
Hoekstra for repeatedly taking the time to read and engage critically
with the material in the book. All the Hobbes experts who have read
and commented on the original drafts of this text have saved me from
xii acknowledgements
image over there. So that’s why I had the mirror inside.’1 There could
hardly be a better introduction to my book than this unique aesthetic
experience, which opens itself onto life. My debts of gratitude extend
therefore beyond the world of academia, into the world of the arts.
My special thanks to the Nerman Museum of Contemporary Art, the
Lehmann Maupin Gallery, and, primarily, to Do-Ho Suh, for his per-
mission to reproduce a photograph of the installation Some/One on
the cover and for allowing me to continue, via Thomas Hobbes, the
creative interchange between work of art and its interpretation.
My family have lovingly borne with the many ups and downs of my
involvement with this project over the past years, as well as continu-
ously reminded me that there is life before, during and after a book.
I would not have survived it without them. But my deepest debt of
gratitude is to Harri Hopearuoho. He, more than anyone else, lived
with me through the pains, and the joys, of writing a book.
1
The full text of Do-Ho Suh’s interview is available at: http://www.pbs.org/art21/
artists/suh/clip2.html.
ABBREVIATIONS AND EDITIONS
1
Hobbes 1996, p. 112. In English, the earliest applications of the nouns ‘representa-
tive’ and ‘representer’ to a member of the House of Commons seem to have occurred
in the writings of the parliamentarian opponents of the Stuart monarchy of the early
1640s. As is well known, Hobbes makes a brilliant subversive application of this recent
development.
introduction 3
2
For Quintilian’s use of the term repraesentatio as a synonym of a mental picture
or a vivid portrayal, see Quintilian 2001, vol. III, 8.3.61, as well as vol. V, 11.3.156.
Pliny uses the term repraesentatio when reporting the competition Parrhasius, painter
of Ephesus, in the fifth century BC, entered into with Zeuxis, to determine which of
the two was the greater artist, and could produce the most realistic pictorial represen-
tation. See Pliny 1952, 35.36.65.
4 introduction
3
The importance of Hobbes’s contribution to the theory of political representation
was first brought to the fore by Hanna Pitkin, in her 1967 work The Concept of Repre-
sentation. This groundbreaking study awakened generalised interest in Hobbes’s treat-
ment of the concept of representation and in particular the related concepts of person
and authorisation, as shown in Gauthier 1969, Copp 1979 and 1980, Forsyth 1981,
Tricaud 1982, Pye 1984, Jaume 1983, 1986 and 1992, Baumgold 1988, Burgess 1990,
Lessay 1992, Zarka 1995, Weimann 1996, Skinner 1999 and 2005, Runciman 1997 and
2000, and Kelly 2004. The only monograph on the topic is, however, Lucian Jaume’s
Hobbes et l’état représentatif moderne, which starts from the assumption that Hobbes’s
treatment of the theme of representation is textually very limited, confining itself, in
Jaume’s assessment, to chapters 16 to 18 of Leviathan. See Jaume 1986, p. 12.
introduction 5
political concept, which they have too closely identified with Hobbes’s
theory of authorisation and the correlated notion of attributed action.
Accordingly, the discussion of representation in Hobbes has remained
confined to a few particular sections in his texts and to a fairly limited
range of issues, such as the contrast between natural and artificial per-
sons, the difference between authorising and delegating, the distinction
between authorisation and representation, and the status of the person
of the commonwealth. This dominant state of affairs has been chal-
lenged from time to time. However, the claim that Hobbes’s theory of
representation has been unduly circumscribed in ways that preclude
our understanding of it has never before been supported by a sys-
tematic examination of the relationship between the diverse aspects of
representation in Hobbes which brings together the relevant portions
of his work. The aim of this book is to demonstrate how the different
components of Hobbes’s thinking on representation are tied together
as the constituent elements of his understanding of how man’s natural
power to form representations through the imagination and artifice
underpins his capacity to fashion an artificial world that best suits his
needs. This involves releasing Hobbes’s theory of representation from
the bondage imposed by an idea of what counts as political think-
ing that owes more to contemporary preconceptions than to a genu-
ine appreciation of the dimensions of representation which Hobbes
thought to be integral to his political programme. In this book, I there-
fore claim that the content of Hobbes’s thinking on representation
and personhood has been too narrowly constructed, in result of its
being artificially referred to a self-contained area of his political the-
ory. What follows from this point is that a much fuller account of the
nature and workings of Hobbes’s theory of representation, generally
considered, is needed, and it can only be achieved by reinstating it in
a much wider pattern of Hobbesian theorising about human thought
and action in relation to images, roles and fictions of all kinds. It is this
broader pattern that this book pursues and uncovers.
Besides significantly expanding and enhancing the existing under-
standing of Hobbes’s theory of representation as the kernel of his polit-
ical theory, this study offers a contribution to current debates on the
topic of political representation. Hobbes’s thought on representation is
foundational for modern representative politics. However, the conflation
of his theory of representation with his theory of authorisation, which
produces an unaccountable representative who is free to rule as he sees
fit, while it disempowers the represented, has substantiated claims of
6 introduction
4
The literature that falls into this category is vast—to select but a few examples, see
Manin et al. 1999, Plotke 1999, Kateb 1981, Rogowski 1981, Weale 1981, and Mayo
introduction 7
At the opposite end of the spectrum, there are those who, in recog-
nition of the different meanings of representation which play them-
selves out in representational politics, advocate a theoretically oblique
approach to the significance of the concept and the practice of political
representation in both strictly democratic and non-democratic con-
texts. Most notably, they conjure up the aesthetic roots of the con-
cept in order to countenance the need for rethinking representational
politics in the light of categories developed within aesthetic theories of
representation, ranging from the visual to the performative arts. But
if their assertion of the political value of the aesthetic is sometimes
insightful, it is also often constitutive of a blindness to the distinctive
nature of the political, namely its conflicted character and the critical
role of representation in channelling and subduing it.5
In view of the state of the literature on the topic of political repre-
sentation, a return to Thomas Hobbes is both illuminating and salu-
tary. Hobbes produced one of the fullest and earliest examinations of
the idea of representation in political theory. He assumed the central-
ity of conflict, value disagreement and power to politics, and trans-
formed representation into an instrument of power (rather than its
curtailment). He is rightly considered to be the father of representa-
tive government, in its close association with the rise of state sover-
eignty, and in direct opposition to the notion of popular sovereignty.
Hobbes did not, however, couple representation exclusively with any
particular form of government, nor did he reduce it to a merely instru-
mental or expressive role. All government was, in his view, representa-
tive, or no government at all, and this was true of monarchies as well
as democracies. Representation transcended any particular forms of
government, for its role was more fundamental. It was what made
politics—all politics—possible. It was central to the acquisition and
maintenance of power. It was also, he hoped, what allowed for the
overcoming of endemic factional conflict. Although the roots of the
still partly dominant authorisation view of representation, with its
indebtedness to legal models of representation, and its empowering of
a representative to make decisions in our place according to what he
1960, who totally discard the language of representation in favour of the notions of
electoral authorisation and accountability.
5
For two relatively recent but not particularly successful attempts to reintroduce
the multidimensionality of the concept of representation into politics, see Redner 1994
and Seitz 1995.
8 introduction
tally affiliated uses. As I examine these different uses, I hence pay par-
ticular attention to the wider vocabulary Hobbes invoked when trying
to discuss the concept with consistency. This, I show, includes not only
the usual triad of related concepts—representation, authorisation and
person—but also notions such as image, resemblance, fiction, simula-
tion and dissimulation, substance and hypostasis.
My approach is at once textual and contextual. On the one hand, I
look into Hobbes’s own system of ideas in search of the basic struc-
ture of his overall theory of representation, as it is the premise of this
study that the ambit of Hobbes’s thinking on representation must be
determined by investigation, not by a narrow sense of what counts as
his political philosophy. As I sketch out this general outlook, I also
highlight the specificities of each of his particular uses of the concept,
alongside the internal relations that he established between them, or
that emerge independently from my analysis. But while I show how
the different elements of representation in Hobbes fit together, I am
also interested in identifying the particular arguments and historical
developments he is confronting, those arguments or lines of reasoning
he is picking up, and the ways in which he continually moulds them to
his own purposes. Hobbes’s reflection on the objects, phenomena and
actions he recognises as forms of representation are, as I will show, his
way of taking part in some of the most important debates of his time.
These extend from the question of the nature of sensorial images and
personhood, both individual and collective, to the role of images in art
and religion, and from these to the question of the nature of God and
of the representative state. Hobbes had a distinctively performative
understanding of language. He knew political acts can be, and often
are, carried out in and through linguistic construction. In particular,
he was perfectly conscious that the parliamentary resistance to the
king had been grounded on the claim that the House of Commons
bore a unique representational relationship with the people: that is,
that it was in some way like the people it was supposed to re-present.
In writing on representation, Hobbes therefore used concepts and dis-
tinctions not as mere scientific explanatory devices, but also ‘as weap-
ons of political struggle’.6 My study of representation in Hobbes brings
the terms of these multiple, but concerted, struggles to the fore.
6
Schmitt 1996a, p. 35.
10 introduction
This book is divided into four chapters. I shall end these introduc-
tory remarks by offering a brief outline of what I will be discussing in
each of them. Representation is inseparable from vision. It works by
showing, exhibiting or displaying to the eye. Chapter 1 concentrates
on Hobbes’s treatment of what is the most basic concept of representa-
tion, historically as well as conceptually: the idea of visual representa-
tion, in the sense of either the sensorial image of an external object,
or an artwork picturing something absent or non-existent in such a
way as to convey the illusion of its presence. Section by section, I take
on Hobbes’s discussion of different types of ‘images’, and the ways
they represent, or bring their subjects to the viewer’s presence. Because
there is a cognitive dimension of representation, which precedes and
underpins its aesthetic dimension, within this broad category of ana-
lysed images I (following Hobbes) include: mental representations
due to any of the senses; mental representations caused not by direct
perception, but by the workings of the imagination; their solid-form
imitations, in particular sculpted figures used as objects of religious
worship; artificial visual images, both naturalistic and anamorphic;
images of metaphors; and, finally, man-made symbols, including the
religious sacraments. Today, as in Hobbes’s time, the notion of ‘image’
presupposes the existence of a pre-given reality that the image cop-
ies. Hobbes, I maintain, systematically questions this match, and the
assumed order of priority, between image and reality. This question-
ing starts with his non-pictorial theory of perception, but extends into
his understanding of the kind of representation underpinning man-
made images as not strictly bound to resemblance, but actually creat-
ing things anew by way of substitution. As I show, one of Hobbes’s
principal aims in dissecting the processes of representation involved
in visual imaging is to undermine the superstitious tendency to believe
that representations are embodiments or incarnations of the persons
and powers of the represented, a belief which he saw as potentially giv-
ing the church a power higher than that of the sovereign. My analysis
proceeds to the more transitive notion of representation which ema-
nates from Hobbes’s discussion of representation in visual images. I
argue that he takes the intentions of creators, as well as the opera-
tions and assumptions used by viewers in their interpretation of visual
images (their ‘reading skills’), as integral to representation. Because
of the critical importance of the beholder’s share in the creation of
representational meaning, the eradication of this type of superstitious
‘double seeing’, which prevents the beholder from seeing representa-
introduction 11
tions qua representations is a necessary step in clearing the way for the
generation of Hobbes’s representative state.7
While they have mostly overlooked Hobbes’s understanding of visual
representation as a quintessential problem of politics, commentators
focusing on Hobbes’s political philosophy in the narrower sense—i.e.,
the generation and institutions forming the commonwealth—have
usually rushed to sever the links between the theatre and the state
in Hobbes’s theory of representation. In Chapter 2 I resist this impe-
tus, and turn to the role of dramatic representation, which I examine
in depth. The central claim I put forth in this second chapter is that
Hobbes presents theatricality as a mode of almost all human behav-
iour, in the social and political as well as the aesthetic realm. I start
with an exploration of the full significance of Hobbes’s claim that to be
a person entails play-acting, and his characterisation of the person as
having the protean ability to assume multiple personalities or sustain
multiple social roles. From this I proceed to a discussion of the diffi-
culties involved in the creation of a sustainable personality, namely by
unifying diverse elements—roles, appearances or aspects of oneself—
in one and the same recognisable entity, with whom others may safely
engage, by attuning their perspective to a reliable point of contact. In
view of the fact that the person is, for Hobbes, first and foremost, per-
sonation, and therefore a theatrical fiction, before it is a legal fiction,
and in view of the fact that natural persons are the building-blocks
of the state, I question the simple natural/artificial dichotomy upon
which Hobbes scholarship has traditionally hinged. Instead, I main-
tain that Hobbes’s state is a theatrical artifice premised on man’s natu-
ral capacity for personation, and hence a creation inseparable from the
human powers of representation, or the human powers of play.
To employ, as Hobbes does, theatre as a metaphor for politics is to
suggest that some of the main elements of theatre—the stage, the actor,
7
James R. Martel has recently argued that since, for Hobbes, the representational
relationship depends as much on the object as on the subject’s reading ability, a
radically democratic potential is inscribed in his theory of political representation.
Although I agree with Martel that a critical distinction between reading and misread-
ing underpins Hobbes’s distinction between worship and idolatry, and I too identify
in Hobbes’s theory of representation a strongly emancipatory component, I cannot
accept Martel’s interpretation as compelling. In particular, Martel’s reading of Hob-
bes as a radical democratic theorist, who subverts sovereign authority as something
idolatrous, illegitimate and open to being disowned by its subjects, amounts to a mis-
reading of Hobbes, or, as Martel himself acknowledges, to a reading of Hobbes against
himself. See Martel 2007, pp. 17–19.
12 introduction
the fictional character, the part, the mask, the audience—have corre-
spondences in core elements of the life of the state. I explore Hobbes’s
views on the potency of the theatre, in order to determine what these
correspondences might be, and what lies behind his avowed theatrical
solution to the problem of political order. But I also highlight the con-
tingency which enters Hobbes’s theory of representation through the
back door of theatre: if representation is acting, or action by actors, it
must also be somehow dependent on the assent of an audience, how-
ever much this is presented as being simply assumed. I show too how
the inherent theatricality of politics is, more than that of the stage, hard
to control, and how vital it is for Hobbes’s representative sovereign to
find ways either to bridle or to outperform this theatricality. My analy-
sis of different aspects of Hobbes’s theatrical state is intimately com-
bined with an examination of the importance of mask-wearing to the
stability of the Hobbesian civil society. I show how he challenged Puri-
tan ideals of sincerity, authenticity and the transparency of the self, in
insisting that the successful conduct of social life was contingent on
mask-wearing: that is, on the powers of representation, which enable
us to simulate and dissimulate with one another. Since we do not cease
to represent ourselves after we give ourselves in representation to the
state, I argue that lasting order depends on the theatrical quality of the
Hobbesian state being reciprocated by that of civil society. Hobbes’s
citizens are citizen-actors, not in the classical sense, but in the sense of
actors continually involved in a ritualistic performance of unity, which
is sustained by the ordered theatrical exchange both between subject
and fellow subject, each bearing a mask of sustained decorousness, and
between sovereign and subject, facing each other, behind the mask of
power and the cloak of conformity respectively.
If Chapter 2 shows that the establishment of political order can be
no mere juridical exercise, Chapter 3 examines the juridical armour
without which Hobbes’s theory of political representation would run
the risk of producing no binding effects from which political authority
and political obligation could be solidly derived. And yet it is criti-
cal for Hobbes that whatever is done in the person of the state falls
within the sphere of authoritative action: that is, action that com-
mands obedience, and has behind it the unified responsibility of the
whole political community. This is a result he hopes to achieve by way
of his authorisation theory of representation. I explore the complexi-
ties of this theory in Chapter 3, paying particular attention to the ways
introduction 13
AESTHETIC REPRESENTATION
Introduction
1
See Pitkin 1967, p. 37. Lucian Jaume reiterates Pitkin’s claim that Hobbes’s dis-
cussion of representation is circumscribed to chapters 16, 17 and 18 of Leviathan,
where what Pitkin has labelled Hobbes’s ‘authorization view’ of representation is
articulated. See Jaume 1986, p. 12. Gayne Nerney follows Pitkin in accusing Hobbes
of paying no attention to picture-making and the construction of signs by likeness.
See Nerney 1991, especially pp. 65–72. Quentin Skinner discusses the aesthetic origins
of the concept of representation, but confines his analysis of representation in Hobbes
to the political in Skinner 2005.
2
Pitkin 1967, pp. 14–15 and Pitkin 1964a, p. 338.
16 chapter one
3
For three recent challenges, see Malcolm 2002, especially pp. 230–4, Panagia 2006
and Martel 2007.
4
See, for instance, Skinner 1996, which concentrates on Hobbes’s rhetorical strate-
gies, and Bredekamp 1999b, which focuses on his visual strategies. These came also to
figure more prominently in Skinner 2008.
aesthetic representation 17
5
Malcolm 2002, pp. 200–29.
6
The importance of engaging with representations, visual, verbal, kinetic (both the-
atrical and political), through a reformed type of ‘double vision’ for Hobbes has been
first emphasised by Noel Malcolm and later developed by Simon Schaffer in connec-
tion with Hobbes’s iconoclasm. See Malcolm 2002 and Schaffer 2002 and 2005.
7
Pitkin 1967, p. 90.
18 chapter one
8
For the changing meanings of the term ‘image’ see Mitchell 1986, and espe-
cially Frazer 1960, according to whom ‘Hobbes’ sensationalist theory brought the term
image into common use and magnified its importance in the creative process and the
aesthetic experience’. Frazer 1960, p. 154.
9
Hobbes 1996, p. 447.
10
Ibid., p. 448.
11
Ibid., p. 449, my emphasis.
20 chapter one
12
As we shall see, it is not only images themselves that straddle the frontier between
resemblance and representation. Hobbes, too, often falls prey to terminological iner-
tia, and comes, in practice, to blur the divide between cases of ‘resemblance’ and cases
of ‘representation’ that he tries to establish in theory.
13
Hobbes 1996, p. 13.
aesthetic representation 21
has as one of its central tenets that our perceptions of secondary quali-
ties (light, colour, smell, taste, sound, etc.) do not resemble anything
in the object which causes them.
Constructed in opposition to picture theories of cognition, Hobbes’s
account of sense centres on the idea that external objects are rep-
resented non-pictorially in the motions they produce through the
senses.14 The rejection of the thesis according to which our mental
images are signs presenting us with objects as they really exist outside
us informs Hobbes’s virulent attacks on Peripatetic natural philosophy
and its definition of species as similitudes, or thing-like entities, repre-
senting the nature of the external object, which is itself thought to be
the bearer of real sense qualities.
The Aristotelian understanding of sense as the recipient of incorpo-
real images, conceived as the sensible form of an object without the
matter, and of phantasms as perceptual representations that are like,
or similar to, a quality in the object of sense, is derided by Hobbes as
being absurd: ‘the introduction of species visible and intelligible [. . .]
passing to and fro from the object, is worse than any paradox, as being
a plain impossibility’.15 To think of sensation as offering us isomorphic
representations of the world without, and of the things we see as hav-
ing a real existence in the objects themselves, is a gross error. Indeed,
Hobbes warns, it is a particularly dangerous one: for as appearances
dislodge reality, man’s mind becomes infinitely manipulable terrain.
It is therefore critical that the sovereign pre-empts this possibility, by
re-educating men about the nature of ideas.
And the truth behind sense perception is that phantasms are noth-
ing other than local motion in our bodies, caused by the pressure
exercised by an external object or a contiguous medium (e.g. the air)
on the outermost part of the sense organs. This motion is then propa-
gated through all the parts of the organs to the innermost, namely the
brain and the heart, where each pressure inwards faces a like resistance
outwards. The ‘great deception of sense’, Hobbes explains, originates
from the fact that the phantasm is produced from the last/strongest
14
See Leijenhorst 2002b, p. 353. I deliberately employ the term ‘non-pictorially’
instead of ‘symbolically’ (employed, for instance, in Crombie 1996, p. 353) because
Hobbes, unlike other mechanical philosophers, does not admit to the existence of an
immaterial soul, or mind, responsible for translating the bodily motions caused by
sense perception into images.
15
Hobbes 1969b, pp. 3–4. See also Hobbes 1973, p. 420, Hobbes 1996, pp. 14, 19
and 440, and De C. (OL I, p. 57).
22 chapter one
16
Hobbes 1969b, p. 7.
17
For other common experiences showing that phantasms are not accidents of the
objects, but of the mind, see Hobbes 1996, p. 448.
18
It is important to note that by ‘image’ Hobbes does not mean exclusively the
conception we acquire by sight, but also by any of the other senses. See De C. (OL I,
pp. 322–3) and Hobbes 1996, p. 15.
19
In the Short Tract on First Principles (1630–1), a work offering a mechanistic
account of the production of mental images that has been frequently attributed to
Hobbes, the phantasma comes similarly defined as a resemblance or mental picture of
the external object: ‘By a Phantasma we understand the similitude or image of some
externall obiect, appearing to us, after the externall obiect is removed from the Senso-
rium; as in Dreams’ [Hobbes(?) 1988, p. 40]. Although commentators have remarked
that the characterisation of the phantasma as a similitude constitutes an obvious link
to Peripatetic philosophy, and noticed its seeming clash with the Galilean principle of
the subjectivity of sensible qualities, they have also stressed that the contradiction is
merely apparent, for all that the author of the Short Tract meant is that ‘the phantasma
is a mental picture, a similitude of perception’ (Brandt 1928, p. 43), as ‘the similarity
between mental images and their objects is not understood in terms of a formal affin-
ity between the two, but regards the relationship between motions of the species and
motions of the spirits’ (Spruit 1995, p. 393).
aesthetic representation 23
Images of God
20
De C. (OL I, p. 82).
21
Hobbes 1996, p. 447. The only resemblance we can speak of with propriety, when
it comes to mental images, is, therefore, not one holding between phantasm and exter-
nal object, but rather one holding internally between image and sensation, for which
the former is a substitute in thought. For the ways mental discourse operates with
these stored images, see ibid., pp. 20–2.
24 chapter one
22
It was, however, Bacon, not Hobbes, who invented the metaphor ‘idols’ to refer
to errors, or preconceived fancies, obstructing the path of rigorous scientific reasoning
(see Bacon 2000, pp. 18–19, 28, 37, 40–51, 55–6, 89).
23
See Hobbes 1996, p. 440.
24
Ibid., p. 445. Just as the belief in demons (that is, reified phantasms) had given
‘occasion to the Governours of the Heathen Common-wealths to regulate this their
fear, by establishing that DAEMONOLOGY (in which the Poets, as Principall Priests
of the Heathen Religion, were specially employed, or reverenced) to the Publique
Peace, and to the Obedience of Subjects necessary thereunto’, so could the idolatrous
worship of material idols, into which much of the daemonic dread had evolved, con-
tinue to be manipulated by the church to its own profit. Ibid., p. 441.
aesthetic representation 25
25
A detailed account of the growth of iconomachy (hostility towards religious
imagery) and, in particular, iconoclasticism (the defence of its actual destruction) in
England can be found both in Aston 1988 and in Phillips 1973.
26
For the Council of Trent’s unequivocal backing of ecclesiastical and devotional
imagery, see Canons and Decrees of the Council of Trent 1978, p. 147.
27
For discussions of baroque culture, see Martin 1977, Bazin 1968, and especially
Buci-Glucksmann 1986.
28
A strongly critical reception of the proclamations of Trent in England can be
found in Matthew Parker’s treatise A godly and necessarye admonition of the decrees
and canons of the Counsel of Trent (London, 1564).
29
These included altars, crucifixes, crosses, and images of the Trinity, the Virgin
Mary, saints and angels, as well as fountains, organs and organ cases. For the text of
the 1643 and the 1644 ordinances see Firth and Rait 1911, pp. 425–6.
30
See Hobbes 1996, p. 448.
26 chapter one
31
Ibid. Reformed belief was unanimous in its condemnation of attempts to visu-
alise God. The Puritan William Perkins maintained that ‘to conceive God, is not to
conceive any form: but to conceive in mind his properties and proper effects. So soon
as the mind frames unto itself any form of God (as when he is popishly conceived to
be like an old man sitting in heaven in a throne with a scepter in his hand) an idol is
set up in his mind.’ Perkins 1601, pp. 107–8.
32
Hobbes 1996, p. 16.
33
Ibid., p. 448. See also Hobbes 1969b, p. 10.
34
Hobbes 1996, p. 448.
aesthetic representation 27
35
See Hobbes in Descartes 1985–91b, II, pp. 126–7.
36
Hobbes 1996, p. 454.
37
Already in the second edition of De Cive, Hobbes felt obliged to comment on the
seeming inconsistency between his claim that it is wrong to think of God in terms of
images and his contention that one ought to obey the commonwealth if it orders the
worship of God in the form of an image. Hobbes’s explanation, although somewhat
evasive, consists of two points. First, he argues that when worshipping such images
under compulsion of the state, subjects are not guilty of sin, in so far as it is not them
but the sovereign who is assigning limits to God. This point is reinforced in Leviathan,
where Hobbes (problematically) argues that when a subject does something for fear
‘it is not his act, but the act of his Soveraign’. Hobbes 1996, p. 450. Second, Hobbes
28 chapter one
maintains that though in God’s civil kingdom the worshipping of images was forbid-
den, once God receded from the world of men, the rules for worshipping God are
solely the dictates of human reason, which, where a commonwealth is in place, are
given entirely by the will of the commonwealth. Hobbes 1998, pp. 184–5.
38
Hobbes 1996, p. 446.
39
Ibid., p. 450.
aesthetic representation 29
as the Israelites took it for God, they established a new sovereign, and
dismissed God’s rule altogether.
As the sole image on earth of both immortal and mortal gods, God
and state, the civil sovereign must at all time maintain control over
what constitutes authoritative representation in public, and the sort
of behaviour it is fitting to exhibit before it. This is something God,
greatest of all civil sovereigns, knew all too well. When he prohibited
his chosen people, the Jews, from setting up any images representing
him, his intention was to debar them from choosing rulers of their
own fancy, while stressing that his chosen representatives (e.g. Moses)
were men whose exclusive mediatory role was not to be disputed. As
Hobbes puts it, by his Second Commandment (‘You shall not make
for yourself a graven image’), God meant that the Jews ‘were not to
choose to themselves, neither in heaven, nor in earth, any Representa-
tive of their own fancying, but obey Moses and Aaron, whom he had
appointed to that office’.40 These men, rather than any images privately
instituted, were God’s authorised mediators on earth: they alone had
been personally commissioned by him to take his place before men
and preside over the life of his civil kingdom.41
Hobbes’s interpretation of God’s Second Commandment leaves no
doubt of visual representations being quintessentially a problem of
politics, and specifically a problem of political representation. The rea-
sons for God’s (or we should perhaps say Hobbes’s) concern about the
uncontrolled proliferation of images are clear. Images are often taken
for gods, whose power of influence upon our lives is superior to that
of the lawful sovereign. To worship an image is to manifest by external
signs one’s opinion of the power of another, and to invite fellow men
to acknowledge the same. Images are thus always potential focuses of
counter-power, a power that reverts either directly to those that the
images represent, or to those who claim authority over, or pretend
privileged access to, the image(d). It is therefore, for Hobbes, no sur-
prise that God, king of the Jews, should have condemned the making
of images apart from his direct command, and taken their worship
with divine honour for a case of rebellion against him, his rule and
his earthly agents. After all, if men are not to make to themselves any
image to worship of their own invention, it is because ‘it is the same
40
Ibid., p. 356.
41
Ibid., pp. 356–7.
30 chapter one
42
Ibid., p. 446.
43
This much was observed in the sermon preached by John Williams, Lord Bishop
of Lincoln and Lord Keeper of the Great Seal of England, at James I’s funeral. This
sermon is structured as a lengthy comparison between James I and King Solomon:
‘As Spartianus therefore reports of Traian, that after his Death, he triumphed openly
in the Citie of Rome, in Imagine, in a Liuely Statue, or Repraesentation invented by
Adrian for that purpose: Soe shall this Salomon of Israel doe at this time in the Statue,
and Repraesentation of our British Salomon. Truly me thinkes (Si nunquam fallit
imago) there resemblance is very lively.’ Williams 1625, p. 36.
44
Hobbes 1969a, p. 169.
45
The purge was continued by Cromwell, who sold off the royal picture collection
and ordered statues to be defaced. For a detailed discussion of how portraitists were
used by the Stuarts as a decisive part of the royal propaganda machine, see Howarth
1997.
46
Hobbes 1996, p. 453.
aesthetic representation 31
the Serpent itself, as if it had divine powers. This was apparent in their
behaviour, as they did not stop at burning incense to the image, which
led Hezekiah to break the image into pieces, in the hope there would
be no occasion for idolatry.47 For where there is an image, there is also
the hazard of idolatry.
As the episode of the Brazen Serpent shows, worshippers can col-
lapse the image into the imaged even where the image does not pre-
tend to have any pictorial similarity to what it stands for. Idolatry is
not, therefore, reducible to a matter of making illusory images—after
all, the Brazen Serpent was a self-confessed symbolic image, not a
lively counterfeit pretending to portray God. Idolatry is rather deter-
mined by our representational relationship to the images themselves.
Are we able to see the image as mere image, that is, as a man-made
representation of something else? Or do we take the representation for
that which it represents? The underlying difference between a figura-
tive and a literal mode of interpretation marks the distinction between
worship and idolatry itself.
In other words, idolatry consists in the worshipping of the images
themselves, by which, Hobbes ironically explains, one is worshipping
either the matter whereof it is made; or the idol for whose resemblance
or representation the matter was figured; or both together ‘as one ani-
mate Body, composed of the Matter and the Phantasme, as of a Body
and Soul’.48 This is done in the belief that the image, quite literally,
embodies or is the entity it purports to represent. It is in this errone-
ous belief, rather than in any particular outwards actions, that idolatry
consists (although the actions may, at times, reveal the worshipper’s
mind). For idolatry to be overcome, the worshipper must be able to
distinguish the image before which the suitable signs of honouring are
to be performed from the recipient of worship that the image is set up
to bring to mind.49 Discrimination, i.e., the ability to distinguish, dis-
cern and judge between thing and thing, image and imaged, is the key
faculty required to read images adequately: figuratively rather than lit-
erally. But it is also a cognitive faculty in very scarce supply: ‘For at this
day’, Hobbes acknowledges with dismay, ‘the ignorant People, where
images are worshipped, doe really beleeve there is a Divine Power in
47
Ibid., p. 453.
48
Ibid., p. 449.
49
Ibid., pp. 449–50.
32 chapter one
50
Ibid., p. 453.
51
Ibid., p. 448.
52
Ibid.
53
James I 1918b, p. 248, my emphasis. As James I put it to Parliament, ‘if you will
consider the Attributes of God, you shall see how they agree in the person of a King.
God has power to create, or destroy, make, or vnmake at his pleasure, to giue life or
send to death, to iudge all, and to be iudged or accomptable to none: to raise low
aesthetic representation 33
Diuinitie’ are Christian kings, he claims, that they cannot but ‘exercise
a manner or resemblance of Diuine power’ in the little world of their
dominions.54 The difference between king and divine prototype was
one of degree, not of nature. With his power conceived after God’s
absolute power, the sacral king arrogates for himself a divine aura that
seventeenth-century clerics pushed forward by inciting popular belief
in the miraculous curative powers of monarchs, and court painters
exploited by taking inspiration from religious iconography for their
royal portraits.55
Hobbes’s clarification of the meaning of the motto rex imago Dei
stands against these suggestions that the king is an ‘image’ in so far
as he is a likeness of God, if not a divinity himself. As a strategy for
reinforcing royal authority, the conferral of ‘great abilities’ upon the
king is not only deceptive, but also ultimately ineffective, as easily
vulnerable to unmasking.56 Therefore Hobbes clarifies that when we
refer to the sovereign as the earthly image of God we are no longer
clinging to the concept of resemblance, but rather saying that the sov-
ereign symbolically stands for God by way of substitution. This idea
is reinforced by Hobbes’s coupling of the sovereign and magistrate
qua images with that of an unshaped stone set up to represent Nep-
tune, or of those ‘divers other shapes’ which the gentiles used in cult,
despite their being ‘far different from the shapes they conceived of
their Gods’.57 All these material idols, Hobbes maintains, were called
things, and to make high things low at his pleasure, and to God are both soul and
body due. And the like power have kings: they make and vnmake their subjects: they
haue power of raising and casting downe: of life and of death: Iudges over all their
subjects, and in all cases, and yet accountable to none but God onely’. James I 1994c,
p. 181. For the transference of the dual modality of God’s power—potentia absoluta
and potentia ordinata—into the juristic domain of the king’s power see, amongst oth-
ers, Forset 1606, p. 20.
54
James I 1994b, p. 147 and 1994c, p. 181. Despite his daring portrayal of the king
as a god-like figure, James I alludes in his writings to the distinction between divine
and civil worship. See James I 1994a, pp. 241–2.
55
The role of clerics and James I’s scepticism about his curative gifts is discussed in
Burns and Goldie 1996, p. 373. For the ways royal painters drew on the early Stuarts’
identification with the divine, see Howarth 1997, pp. 120–52. For James I’s criticism
of the worshipping of relics of saints and religious imagery, see James I 1918a, pp.
124–5.
56
Hobbes 1996, pp. 329–30. The problem of the instability of sacral authority is
approached here through the history of the Jews disowning the high priests and kings
when they failed to see ‘great miracles, or (which is equivalent to a miracle) great abili-
ties, or great felicity in the enterprises of their Governours’. Ibid., p. 330.
57
Ibid., p. 448.
34 chapter one
58
See, for instance, Perkins 1601, pp. 96–7. Despite being published under the
sanction of being prepared by the king, the Eikon was probably put together by John
Gauden. For the portraying of the king as saint, see therefore Gauden 1649, fold-out
frontispiece following sig. A, 4v.
aesthetic representation 35
59
Milton 1649. Hobbes refers to this representation of Charles as a Christ-like mar-
tyr in his discussion of mental discourse, where the reasoning behind the analogy is,
however, demystified by being rendered explicit. Hobbes 1996, p. 21.
60
As Hobbes emphasises, in the Epistle Dedicatory to Leviathan, his intention is
not to speak ‘of the men [who occupy it], but (in the Abstract) of the Seat of Power’.
Hobbes 1996, p. 3. The question of the status of the worship of imageless wood repre-
senting the seat of power was still being debated almost twenty years after the publica-
tion of Leviathan. An interesting example of this is the polemic between the Anglican
bishop Edward Stillingfleet and the recusant divine Thomas Godden. See Stillingfleet
1671, pp. 79 and 91–4, and Godden 1672, pp. 84 and 179.
36 chapter one
is not Idolatry’.61 In other words, the taking off of one’s hat before the
seat of power, where the seat is taken as mere symbol of the author-
ity held by the sovereign, is an instance of commanded worship: an
expression of respect dependent on the prince’s pleasure, which con-
sists in external signs of one’s obedience to him, for his capacity to
grant protection.62 But if one takes off one’s hat in the belief ‘the Soule
of the Prince to be in the Stool’, or if one allows a belief in the confla-
tion of symbol and substance to go further by presenting to it a peti-
tion, then it is idolatry.63 It is the inward conception under which the
worshipful action is taken, not the nature of the worshipful act itself,
that, again, determines whether we are dealing with a case of civil hon-
ouring or a case of idolatry. Even if we go as far as to pray or prostrate
ourselves before the prince, as long as this is for things it is within
human power to produce, the action is still within the limits of civil
worship. But if we pay him the same reverence to ask him for what
only God can deliver, or because we think God dwells in him, then it is
divine worship, and idolatry. Regardless of what divine right theorists
may say, ‘Christian Kings, who are living Representants of God, are not
to be worshipped by their Subjects, by any act, that signifieth a greater
esteem of his power, than the nature of mortall man is capable of.’64
The office of sovereignty may be divinely sanctioned, but its temporary
bearers are only human, and so are their powers.65
If Hobbes started by treating the sovereign as the earthly representa-
tion of God, in this last passage we see Hobbes depicting the sover-
eign in the more familiar sense as the representative of God’s person.
In effect, both the notion of representation as ‘standing for’ and the
notion of representation as ‘acting for’ come to overlap in Hobbes’s
last word on the motto rex imago Dei. This comes in chapter 45 of the
Latin Leviathan, where Hobbes explains that if the sovereign and the
61
Hobbes 1996, p. 449.
62
Ibid., p. 249.
63
Ibid., p. 449.
64
Ibid, p. 454–5. The division between civil and divine worship was, indeed, rather
fluid. For instance, in the English translation of Lomazzo’s Trattado dell’arte, pub-
lished in 1598, the expression ‘culto divino’ was simply rendered ‘civile discipline’.
Lomazzo 1598.
65
In his eagerness to stress that there is nothing in the least ‘sacred’ about sovereign
power, which as we shall see in Chapter 3 is depicted by him as the product of our
rational acts, Hobbes remarks, in the manuscript on Hereditary Right, that the cer-
emonies involved in the act of institution (i.e., ‘Enthroneing, Proclameing, Anointing,
Crowning, etc.’) are themselves purely human in nature. See Hobbes 2005, p. 177.
aesthetic representation 37
66
Hobbes 1996, p. 112.
67
Lat. Lev. (OL III, p. 534).
68
Hobbes 1996, p. 405.
38 chapter one
being an unum per se: i.e., an intrinsic unity, especially capable of mak-
ing from the many, one, and therefore of acting like a looking glass
which reflects back to the people the image of its collective unity).69
Acting and imaging are complementary dimensions of what it means
to represent politically.
Images of Saints
69
See Skinner 2005.
70
Hobbes 1996, pp. 448–9.
aesthetic representation 39
71
In other words, without the legend, the figure would be able to represent an
object of a particular kind (a woman or even a female saint), but be incapable of
representing a particular object (St Theresa), and thus fail to give an answer to the
question ‘Which female saint is that?’.
40 chapter one
72
Hobbes 1996, p. 455.
73
Hobbes’s narrative of how pagan divinities found their way into the Christian
iconography has an interesting parallel in one of the oldest surviving visual represen-
tations of Jesus, and assuredly the oldest known in Britain, which seems to have been
modelled after a coin figure of the emperor Magnentius. To make the casual viewer
sure that he was not looking at a secular ruler, but rather at the King of kings, the artist
inserted behind the image’s head the chi-rho monogram (that is, the two letters that
begin Christ’s name in Greek). In this case, the viewer would thus have recognised
the represented face as the face of Christ only in virtue of appended written marks.
For more details on this specific image see Neil MacGregor, ‘Jesus, the early years’,
Guardian, Saturday 19 April 2003.
aesthetic representation 41
74
Hobbes is adamant that words signify our conceptions of things, not the things
themselves. This, he believes, is proven by the fact that we attribute different names to
the same thing according to our different conceptions of it, as well as by the possibility
of our naming non-existent objects and purely fictitious entities. See Hobbes 1969b, p.
19 and De C. (OL I, pp. 15–16).
75
Hobbes 1996, p. 25.
42 chapter one
76
In effect, in names denoting religious figures, the proper name does not appear in
isolation, but rather together with one other name, normally a qualifier, for instance
the above-mentioned ‘virgin’, ‘saint’ or ‘holy’. Though grammatically two names, for
Hobbes, philosophically it is still only one name, as it is the name of one thing. See
De C. (OL I, p. 21). It is, nevertheless, the conjunction of names that raises in viewers
a culturally shared conception of the character as being—in most cases because of its
having been declared by the authority of the church to be so—holy and worthy of
image-worshipping.
77
This being, of course, the two last verses of Job xli, where Leviathan comes as the
divinely appointed ‘King of all the children of pride’ (see Hobbes 1996, p. 221), and, in
particular, Job xli. 24, the quotation from the Vulgate that runs across the engraving:
‘Non est potestas Super Terram quae Comparetur ei.’
aesthetic representation 43
78
On the exceptional power of anthropomorphic idols see, for instance, Hobbes
1996, pp. 80–1 and 453–4.
79
Ibid., p. 453.
80
Ibid., pp. 453–4. Hobbes’s friend and biographer John Aubrey referred to similar
manipulations of religious icons; for instance, to images of the Virgin being fitted with
neck-joints, so that her head seemed to shake.
81
Ibid., p. 452.
82
Ibid., p. 453.
83
Ibid., p. 456.
44 chapter one
sees as yet another survival of the religion of the Greeks and Romans.
These, he stresses, ‘also carried their Idols from place to place, in a
kind of Chariot’,84 closely followed by an enthralled retinue. It was not
only idols that were carried about in solemn procession. As Hobbes
stresses, living political actors too allowed themselves to be carried
in this way, in the hope of redirecting the divine power commonly
attributed to idols to themselves. To this end, they appropriated many
of the motifs by which religious images were identified, and displayed
themselves publicly in the staging or representational framework
normally reserved to the images of gods. In framing themselves like
sacred images, they enhanced their aura, and gained a unique presence
amongst their subjects. This happened with Julius Caesar, to whom the
Senate granted the honour of having ‘Thensam & Ferculum, a sacred
Chariot, and a Shrine; which was as much, as to be carried up and
down as a God’,85 or with the popes, who came also to be ‘carried
by Switzers under a Canopie’.86 To this could be added yet a third
example, which Hobbes omits: that of the English kings.87
The English custom of carrying upon the coffin in the funeral pro-
cession a likeness or representation of the dead king or queen, appar-
elled in rich robes and holding both crown and sceptre, is not explicitly
mentioned by Hobbes, but is in tune with his previous examples.88
Besides realistically rendering the face of the deceased ruler, the best
84
Ibid. As Margaret Aston stresses, in the early church ‘the Christian statue could
itself be an actor, play a role in a performance, move and take a part. It was as real
as any masked player who conceals the living reality behind the painted visage.’ See
Aston 1988, pp. 401–2.
85
Hobbes 1996, p. 456.
86
Ibid.
87
Horst Bredekamp establishes a connection between the English custom of parad-
ing royal effigies and Hobbes’s discussion of the artificial eternity acquired by monar-
chical government on account of the right of succession. See Bredekamp 1999b. I
suggest, by contrast, that if the case of royal effigies seems to be somehow at the back
of Hobbes’s mind, it is in his discussion of religious images and their civil uses, which
appears at the end of chapter 45 of Leviathan.
88
On English effigies, see Hope 1907. The account of King Edward IV’s funeral, as
preserved at the Herald’s College, reads: ‘and in yt herce above ye corps was upon the
cloth of golde abovesaid a personage lyke to the symilitude of ye Kinge in habit Royall
crowned wt a crown of his heed, holding in one hand a scepter & in the other hand a
ball of sylver & gylt wt a cross paty’. Herald’s College MS. I. 11, f. 85. Of King Henry
VII’s funeral we are told that ‘Over the corps was an Image or Representacon of ye late
king layd on quissions of golde apparelled in his Riche robes of astate wt crowne on his
hed ball & scepter in his hande environed wt banners of Arms of all his Dominions,
titles, genealogies / and thus the chayre beinge ordered The chapell wt ye prelate went
praing / and all other in blacke morninge wt innumerable torches proceded in good
aesthetic representation 45
of the royal effigies had ‘several joints both in the arms legges and
bodie to be moved to sundrie accion first for the Carriage in the Char-
iot and then for the standinge and for settinge uppe the same in the
Abbye’.89 Such was, for instance, the case with the effigy of King James
I. Servers at the king’s funeral would thus have been confronted not
with a pagan deity, but with the king’s jointed figure, bearing a face
painted true to life, as if the king were alive.90 And just as pagan pro-
cessions of the images of their gods involved the bearing of burning
torches and candles, as well as the burning of incense and the casting
of flowers, the same honours, Hobbes stresses, came to be received
by the emperors of Rome, or, for that matter, by the effigies of the
deceased English kings, followed as these were by torchlight proces-
sions. Emperors and kings, from being publicly displayed as images or
representations of themselves, gained an intensified presence, to which
their retinues responded with the signs of honour originally reserved
for icons. There could hardly be better proof of the powers of visual
representation than this sacralisation of secular rulers through their
exhibition as images. But there is perhaps an even more acute example
in which the technologies of power can be identified with the practice
of representation. And to this we turn next.
order from Richemond to London / etc. etc.’ Herald’s College MS. I. 11, f. 82 b. For an
extensive account of royal funerary effigies see also Harvey and Mortimer 1994.
89
P.R.O. Lord Chamberlain’s Records, Series I. Vol. 555 as quoted in Hope 1907,
p. 555.
90
The details of King James’s funeral effigy can be found in Hope 1907, p. 558.
91
See Aston 1988, pp. 6–7.
46 chapter one
92
Calvin 1970, p. 20.
93
See Aston 1988, especially pp. 1–8. Ulrich Zwingli remarked in 1523 that the
Scholastics were responsible for the bringing of ‘the veneration of images [. . .] into
the world along with their doctrine of transubstantiation’. Zwingli quoted in Potter
1989, pp. 97–8.
94
See Jay 1993, p. 43.
95
Council of Trent, Session XIII, 10.10.1551.
aesthetic representation 47
clear indications that the body given by him to his apostles had been
the very same body that was crucified on Good Friday, and the wine
was the very same blood he would shed on the cross for our sins. This,
they added, was as true of Christ’s Last Supper as of each ensuing cel-
ebration of the Mass, where Christ’s true flesh and blood had always
been, and would always continue to be, really eaten and drunk by the
faithful in Holy Communion. No idolatry, the councillors confidently
concluded, could be said to be involved in the payment of divine hom-
age to both sacramental bread and wine, for the divine was indeed
present in these material objects.
The operative cause of Christ’s real presence, the councillors
explained, was transubstantiation, that is, the substantial conversion
of bread and wine into the body and blood of Christ effected through
the utterance of the words of institution. Transubstantiation differs
from every other form of substantial conversion in that one substance
is wholly converted into another while the accidents remain the same.
Though Catholic theologians recognised that it was against the natural
order of things for accidents to be without a subject, they were quick
to add that God, who is the primary cause of all substance and all
accident, had the power to keep an accident in being after the removal
of the substance which originally kept it in being as its own particular
cause. It was therefore by God’s miraculous intervention that, at the
act of consecration, the substance of the wafers of bread was replaced
with the body of Christ, even if the only thing that the communicants
continued to perceive by the senses were the accidents characteristic
of bread.96
Whereas for the Church of Rome the permanency of the Eucharis-
tic species without their natural underlying subject constituted only
a seeming contradiction, for the Protestant world the contradiction
was real and intolerable. To be sure, ever since its introduction by
Innocent III the doctrine of transubstantiation had always invoked
sharp disagreement, even among Catholics themselves. But with the
advent of modern science transubstantiation was untenable, an absur-
dity springing directly from the errors affecting Aristotelian theories of
sense perception, namely their conception of accidents as incorporeal
96
As the Port-Royalists would encapsulate it, on the completion of the speech act,
‘This is my body—this is my blood’, the bread and wine dissimulated as things what
they revealed as signs. See Arnauld and Nicole 1861, p. 422.
48 chapter one
97
Hobbes 1996, p. 59.
98
Ibid., pp. 463–6.
99
For the extent to which the language of optics permeated medieval Eucharistic
theology, with particular emphasis on John Wyclif’s claim that the body of Christ was
in the consecrated host as an image in a mirror, see Phillips 1987.
100
Hobbes 1996, p. 422. In a letter addressed to Hobbes in 1656, François du Ver-
dus discloses Hobbes’s intention of inserting a new passage in Leviathan where the
analogy would be made between ‘the priest and the person who plays the game with
cups, who shows you that there is nothing there, and then, for five sous, saying the
three words “Hocus Pocus . . .”, shows you that the object is there’. As Noel Malcolm,
the editor of Hobbes’s correspondence, notices, no such passage was, however, added
in Hobbes’s final version of Leviathan, which is, of course, the Latin translation of
1668. Hobbes 1994, pp. 372 and 378.
aesthetic representation 49
101
Hobbes 1996, p. 422.
102
Ibid., p. 78.
103
Ibid., p. 423.
104
Ibid., p. 422.
105
Ibid., p. 423.
106
Aquinas IV Sent., Dist. 25, q. 2, a. 2, qa 1., ad 4–um: ‘signa sacramentalia ex
naturali similitudine repraesentent’. See Aquinas 1586.
50 chapter one
it were Transubstantiated, not only into the Body of Christ, but also
into the Wood of his Crosse, and that they did eat both together in
the Sacrament’.107 The blindness of the faithful has grown so great that
they ‘discerned not the Bread that was given them to eat’,108 as they
ceased to see the figure as a figure, that is, as a thing signified in rep-
resentation only. The promiscuity between representation and reality
having been installed, the way is laid open for the continued practice
of deceit, and for the kingdom of darkness to flourish at the expense
of the civil kingdom.
More worryingly, the belief that priests can make the divine pres-
ent in the material makes the common people ‘think them gods’ and
‘stand in awe of them as of God himself’.109 This generates extraor-
dinary power, power that can be used to disturb peace in the com-
monwealth. The task Hobbes sets for himself is one of merciless
demystification. When priests claim that bread and wine are ‘Divinity
under their species, or likenesse’,110 and explain this miraculous effect
by a divine power lying in them, they lie. If anything, they speak even
more absurdly when they invoke the Peripatetic doctrine of separated
essences to bulk their claim out. For, despite all their claims to the
contrary, the act of consecration of bread and wine to God’s peculiar
service is nothing other than the act whereby those elements are con-
stituted as conventional signs. This is so because, Hobbes explains, in
ways that put us in mind of the Swiss reformer Ulrich Zwingli, the
consecration of something consists in a mere ‘separation of it from the
common use, to signifie, that is, to put men in mind of their Redemp-
tion, by the Passion of Christ’.111
As much would be clear if the literal interpretation of the words of
institution were cast aside, and men were, instead, to understand that
‘the words, This is my body, are aequivalent to these, This signifies, or
107
Hobbes 1996, p. 423.
108
Ibid.
109
Hobbes 1969a, p. 15.
110
Hobbes 1996, p. 423.
111
Ibid., p. 422, my emphasis. Zwingli was a leader of the Swiss Reformation, who
by 1524 developed a strikingly rationalist position about how to ‘read’ the phrase ‘Hoc
est enim Corpus Meum’, from which Hobbes clearly borrows. When Jesus says ‘is’
(est), Zwingli explained, he actually meant ‘signifies’ (significat). The phrase ‘This is my
body’ was an example of biblical metonymy, a figure of speech which meant a change
of name, not of substance, and should therefore be translated into ‘This [bread] signi-
fies my body.’ For the full account of the Reformed theologians’ interpretation of the
words of institution see Pelikan 1984.
aesthetic representation 51
112
Hobbes 1996, p. 423.
113
It should be noticed that Hobbes allows for the fact that the words of institution
might have to be taken literally when referring to the case where Christ himself, with
his own hands, consecrated. Hobbes stresses, however, that the literal interpretation
cannot be extended any further. For, as he writes, Christ ‘never said, that of what
Bread soever, any Priest whatsoever, should say, This is my Body, or, This is Christs
Body, the same should presently be transubstantiated’. Ibid.
114
Ibid., p. 314.
115
Hobbes 1969b, p. 20, Hobbes, 1996, pp. 31 and 314.
116
Hobbes, faithful to his moderate position, neither proposes the abolition of the
host from the Mass, nor forbids its honouring. He simply disallows any worship of
the host based on the belief in its transubstantiation into the body of Christ. Any such
worship, he stresses, would have no scriptural grounds, and therefore would be of
purely human institution. Ibid., p. 451.
52 chapter one
117
The question raised by du Verdus was often put in the context of debates about
religious images. For instance, Nicholas Sander[s], in his 1567 defence of religious
images, argued that ‘albeit that be no proper speech, to say of the image of S. Paul,
This is S. Paul: yet it is used, because the names of the things themselves are often
times in common speech given to their signs and images.’ Sander[s] 1567, fo. 55r; cf.
fos. 106v–107r, 116v–117r.]
118
Hobbes 1994, p. 415.
119
Though the purpose of the analogy is clear, it should be noticed that there are
also elements of asymmetry between the two terms of the comparison. In the words
of institution, the pronoun ‘This’ refers to the elevated host and chalice of red wine,
which are symbols that bear an element of resemblance to that which they signify (the
red of the wine standing, for instance, for the red of blood). In a map, however, the
points signalling geographical locations are, in most cases, not iconographically rep-
resentational at all. To represent they depend solely on the establishment of a precise
correspondence of structure mediated by scale.
120
Maps attracted Hobbes’s longstanding interest, and more so, because he decided
to draw himself the map of Ancient Greece and Sicily that accompanied his translation
of The History of the Peloponnesian War of Thucydides. But whereas of Sicily there was
an available map done by Philip Cluverius, of Greece the available ones did not represent
the Greece of Thucydides. Therefore, Hobbes explains to the reader, ‘I was constrained
aesthetic representation 53
between host and the body of Christ, the relationship is one of repre-
sentation, not of identity.
Metaphors as Representations
to draw one as well as I could myself.’ This he did with particular care, by, first, tak-
ing ‘the main figure of the country in the modern description’, and, then, assigning
the particular places referred to by Thucydides those map locations which ‘by travel
in Strabo, Pausanias, Herodotus, and some other good authors, I saw belonged unto
them’. Sanguine about his map’s accuracy, Hobbes further explains that he ‘joined
with the map an index, that pointeth to the authors which will justify me where I differ
from others’. Pref. Thu. (EW VIII, pp. x–xi).
121
This evolution is captured in Mitchell 1986.
122
For Hobbes’s employment of the term ‘imagery’ to refer to figures and tropes,
see Pref. Il. Od. (EW X, p. vi); Hobbes 1971b, p. 49; and Hobbes 1994, p. 275. For
a discussion of the impact of Hobbes’s theory of perception and imagination upon
literary theory, see Frazer 1960.
123
This claim is put forward, for instance, in Lakoff and Johnson 1980, p. 190, Kahn
1985, p. 157, Wolin 1970, p. 38, and Whelan 1981. For an insightful criticism of this
reductive view of Hobbes as a hypocritical arch-detractor of metaphor see Skinner
1996, pp. 363–72.
124
Hobbes 1969b, p. 20, see also ibid., p. 21 and Hobbes 1996, p. 52. In this meta-
phors differ from the paradiastole, a further figure of speech that shifts the moral valu-
ation of conduct by renaming it, without making transparent its purposes, i.e., without
54 chapter one
moral language, ‘the names of such things as affect us, that is, which
please, and displease us’, ‘such as are the names of Vertues and Vices’,
whose ‘inconstant signification’ is masked.125 Accordingly, subjective
language uses, reflecting mere individual preference, come to be pre-
sented as indisputable natural meanings, about which men dispute,
often violently, with one another. Metaphors, at least, are true to the
representational character of all human language: they expose to view
the conventionality of the word–thing representational relationship.
By contrast, those names to which we give ‘the signification of what
we imagine of their nature’ draw on the false belief that language mir-
rors a pre-linguistic reality rather than represents it arbitrarily.126 The
truth, however, is that all language is representational, and, instead of
simply reflecting a given object, actively constructs, or calls into being,
social reality itself (which explains why the settlement of meanings is
one of the most important tasks of the sovereign). And although meta-
phors do not, like similes, publicise themselves as figures of speech,
they tend nevertheless to strike us immediately as being foreign to
the context in which they are inserted. This is primarily so because all
metaphor involves taking one thing for another, giving a thing a name
belonging to something else by a sort of calculated mistake.127 Liter-
ally, metaphorical sentences are almost always patently false, odd or
absurd. This absurdity, this semantic inconsistency, Hobbes suggests,
should prompt us to suspend belief, disregard the question of literal
truth, and proceed to a rational elaboration of their significance.
Far from condemning metaphors tout court, Hobbes’s criticism spe-
cifically targets their covert, deceitful and/or injudicious use. Particu-
larly treacherous are those metaphors that hide the fact that they are
metaphors, metaphors that are deliberately employed to mislead, to
make us take things for what they are not, and to entice us to develop
passions leading to obscurantism, contempt and sedition.128 Such is
the case, for instance, when law is wrongly placed in the role of an
agent by means of a metaphor of personification. For if it were law
that ruled, what would prevent men from opposing a monarch, re-
described as tyrant, in the law’s name?129 Moreover, due to their ambi-
guity, metaphors (unlike similes)130 are not to be made the basis of
activities such as formal reasoning, teaching or advising, as this would
install the risk of delusion in domains that should be ruled by plain
speech and disciplined ratiocination.131
To say this is not to claim that metaphors are worthless or to be
banned altogether. Their aesthetic, playful and illustrative value is
readily recognised by Hobbes, according to whom both common peo-
ple and poets should be free to explore metaphorical ambiguities in
innocent ways.132 Besides being pleasing for their inventiveness, meta-
phors can also be profitably used not to generate new knowledge, a
task for which they are unfit, but to illustrate discourse or illuminate
what are already well-established arguments.133 Metaphors can do so
because they instruct graphically. The power of metaphors, just as the
power of Hobbes’s favoured science, geometry, consists in their ability
to set before the eyes, to provide a kind of figurability to their mes-
sage.134 Furthermore, by being out of the ordinary, metaphors provoke
inquiry, challenge us to go beyond the literal reading and to notice
aspects of things we did not notice before.135 They tell us how things
should be visualised by providing a kind of lens or perspective through
which the relevant phenomena are to be observed. And in making us
see things from curious perspectives, they produce in us an almost
effortless, sudden insight or illumination.
Of particularly interest is Hobbes’s conception of metaphors as
images that cannot be reduced to transparent figures or likenesses that
are mimetic resemblances. Instead, metaphors depend on the interplay
of sameness and difference, reality and fiction. Metaphors characteris-
tically represent one thing as another: in Leviathan, commonwealths
come represented as biblical monsters, mortal gods, (artificial) men,
persons, machines and buildings. Metaphors consist in this transfer of
a name (or descriptive term) to an object that is different, but in some
respect analogous to, that to which the name is properly applicable.
Being the trope of resemblance par excellence, they make us attend to
some likeness between two or more distinct things. But because where
the simile says ‘This is like that’, metaphors say ‘This is that’, they can
as well make us take one thing for another, particularly if we mistake
the metaphorical sentence for an ordinary descriptive sentence mak-
ing a statement of fact. Metaphors are not, however, factual assertions:
if taken as such, they would almost invariably be false or absurd. But
they retain some connection with fact, or ‘some reall ground, that may
be expressed in proper words’.136 This means they lend themselves to
logical elaboration.
This leads us directly to the point where metaphor joins the other
cases of representation we have discussed and are yet to discuss in this
chapter. Because in a metaphor the similar and the different, the real
and the fictional remain in tension, to comprehend a metaphorical
construction one has to possess a ‘double vision’: the ability to enter-
tain different points of view at the same time.137 This ability depends
on the coordinate work of fancy and judgement, the faculties that
138
In Leviathan, Hobbes devotes considerable exegetical labour to exposing what
he considers to be critical misinterpretations of Scripture; for instance, the idea of
Hell as a place for the eternal torment of the damned. His recurrent strategy, when
analysing the relevant biblical passages, is that of conveying the meaning of scriptural
metaphors in ‘proper’ words. One case in point is his discussion of the meaning of
‘Hell Fire’. See Hobbes 1996, pp. 312–13.
139
For Hobbes’s use of Leviathan as metaphor, see Steadman 1967, Mintz 1989
and Malcolm 2007b. Malcolm convincingly suggests that Hobbes’s use of Leviathan
as symbol should be attributed to an extraneous influence, Jacques Boulduc, a Paris-
ian Capuchin, with whom Mersenne was acquainted. Closely foreshadowing Hobbes,
Boulduc wrote: ‘Kings and rulers [. . .] are called “leviathan” insofar as each of them
is the head of one mystical and cohering body, composed of many different parts
[‘limbs’, ‘members’] joined together—that is, he is the chief part, on which the life and
strength of all the others depend.’ Boulduc 1637, vol. 2, p. 298.
58 chapter one
for the modern representative state, while he also used the imagery to
bring his readers into the presence of a new icon of politics.
Linear Perspective
The same kind of double vision required by metaphors is, Hobbes
explains, needed for the full appreciation of pictures using perspec-
tive. These rely on the teachings of optical geometry to posit a scien-
tifically correct representation of reality. The reality they depict is not,
however, reality as such, but reality as experienced, as when we see two
parallel lines converging in the distance. This inevitably opens up a gap
between the depicted and the depictum, world and pictorial surface.
Given this gap, how should a suitable spectator look at perspectival
pictures? How does he become visually aware of the thing being rep-
resented? How does he pass from the set of physical marks actually
made in the pictorial surface to seeing the depicted thing in them?
In opening to question the relation between pictures and reality, and
how we ‘see’ meaning in visuals, Hobbes’s discussion of perspectival
painting adds yet another important dimension to his philosophical
discussion of representation.140
Chapter 4 of De Homine contains a brief account of the rules and
procedures whereby the illusion of perspective is created. Hobbes
starts by describing how the perspective scheme which structures the
illusion of depth, and sets the pattern for the dimension and spatial
relation of objects, is constructed. Following the Renaissance theorists
of the perspectiva artificialis, he defines the surface on which the illus-
trator works as an intersection of the visual pyramid between the eye
140
Although my discussion of linear perspective in Hobbes concentrates on De
Homine, Hobbes’s interest in perspectival painting also surfaces in his Preface to
Gondibert (1650), which reads on the whole as a gloss to Horace’s proclamation in his
Art of Poetry that ‘Ut pictura poesis’ (‘As in painting, so is poetry’). See Hobbes 1971b,
pp. 46 and 50. The emphasis Hobbes puts on painting and poetry as analogous forms
of representation in the Gondibert essay brings to mind Quintilian, whose discussion
of repraesentatio in literature reads as a metaphorical commentary on Pliny’s and
Valerius’ treatises on painting as an art of re-presentation. See Quintilian comparing
the development of the art of painting with that of oratory in Quintilian 2001, vol.
V, 12.10.3–6.
aesthetic representation 59
141
De H. (OL II, p. 30). The Renaissance notion of the canvas as a transparent sur-
face appears first in Leon Battista Alberti. See Alberti 1966, pp. 51 and 56.
142
De H. (OL II, p. 36).
143
Ibid.
144
Ibid.
145
Berger 1972, p. 16.
146
Ibid.
60 chapter one
147
This radically democratic possibility underlies Filmer’s anxious questioning in
his 1652 Observations Concerning the Originall of Government: ‘if every man covenant
with every man, who shall be left to be the representative? If all must be representa-
tives, who will remain to covenant?’ Filmer 1991, p. 185.
148
De H. (OL II, p. 31).
149
Ibid. (OL II, p. 32).
aesthetic representation 61
150
This refers us back to Hobbes’s account of sense perception, whereby there can-
not be perception without judgement, that is, without comparison of perceptual ideas,
which enables us to evaluate their (dis)similarity. This comparison presupposes, in its
turn, memory or the storage of ideas previously received from the senses. See De C.
(OL I, p. 320).
151
Wollheim 1998, p. 222.
152
De H. (OL II, p. 39). Hobbes had held exactly the same view in his English Opti-
cal Treatise, where he writes that ‘when we have in memory ye Originalls wch they are
made to represent, ye plaine it self is not (to speake properly) seene, butt ye Originall
remembred, and ye memory thereof mayntained by ye proportions of ye lines drawne’.
BL MS Harl. 3360, fols. 114v–115r.
153
Ibid., p. 39. Hobbes’s insistence on the idea that the good judge of perspec-
tive images, as well as the best painter, must have a well-stocked imagination brings
to mind Quintilian’s claim that the orator who will show the greatest power in the
expression of emotion is he who has a well-stocked imagination. See Quintilian 2001,
vol. III, 6.2.29.
154
In effect, sense perception and memory are not, in Hobbes’s view, two different
faculties. Hobbes 1996, p. 16. To remember is thus nothing other than to perceive that
one has perceived: ‘sentire se sensisse, meminisse est’. De C. (OL I, p. 317).
62 chapter one
155
BL MS Harl. 3360, fols. 114v–115r.
156
Malcolm 2002, pp. 226–7.
157
BL MS Harl. 3360, fols. 114v–115r.
158
De H. (OL II, p. 35).
159
Ibid.
aesthetic representation 63
Curious Perspective
Perspective was designed to produce such a perfect fit between visual
appearances and reality that one could be easily taken for the other.
But if linear perspective achieved this by generating illusions of spa-
tial depth, throughout the sixteenth and seventeenth centuries a new
kind of perspective flourished that tricked the eyes through a radical
distortion of linear perspective. In this distorted perspective, appear-
ances and reality were deliberately set apart, and the normal sequence
of perception of an artwork reversed. If in conventional painting the
recognition of what is being represented precedes the (possible) con-
sideration of the processes and forms employed by the artist, in dis-
torted perspective the view of the unintelligible or of the painting’s
component parts precedes the comprehension of what they are meant
to represent.161 Visual delusion is augmented to such an extent that
the awareness of deception becomes central to the onlooker’s experi-
ence. This ingenious new process of simultaneous image-making and
image-breaking is ‘anamorphosis’, from the Greek ana (again) and
160
Ibid., p. 33. This means that though the appreciation of perspectival art is, to a
large extent, the exact reversal of its creation, the processes differ in that the former is
largely an unconscious process, whereas the latter is a conscious one.
161
The word ‘anamorphosis’ made its appearance in the seventeenth century, but
deceptive perspective was already known before that. The groundbreaking modern
discussion of the phenomenon of anamorphic art is Baltrušaitis 1976, but Leeman
1976 is also worth consulting.
64 chapter one
162
Hobbes 1971b, p. 55. The expression is clearly derived from Jean François
Niceron, a Parisian of the Order of the Minims, who published in 1638 a work on
anamorphic perspective, entitled La Perspective Curieuse (Niceron 1652). This was fol-
lowed by an expanded Latin version, published in 1646, after Niceron’s death, under
the suggestive title of Thaumaturgus opticus. In the final lines of chapter 4 of De Hom-
ine, Hobbes refers expressly to the anamorphic wall-painting of St John the Apostle
displayed by Niceron at the Parisian Convent of the Minim Friars. See De H. (OL II,
p. 39). Besides Niceron, there were two other main French scholars of perspective,
Salomon de Caus and Fr. Emmanuel Maignan, to whom I referred earlier in this
chapter, in connection with the mystery of transubstantiation.
163
For Noel Malcolm’s excellent analysis of the significance of anamorphosis for
Hobbes’s theory of representation, see Malcolm 2002, pp. 200–35.
164
De H. (OL II, p. 39).
165
On the various possible connotations of this notion of ‘eccentric’ observer, see
Collins 1992.
aesthetic representation 65
166
Baltrušaitis 1977, p. 193.
167
‘Just as God produces what is from what is not, so the genius of a non-being
makes a being, turns the lion into a man and the eagle into a city, grafts a female on
to a fish and creates a siren as symbol of the flatterer.’ Tesauro 1670, p. 82. Tesau-
ro’s baroque theory of metaphor can be found in his influential work Il cannocchiale
Aristotelico (1654), an impressive compendium where rhetorical figures, conceits and
verbal tricks are placed side by side with their equivalents in painting and sculpture,
as well as with the sudden reversals and never-before-seen sights of theatre. Interest-
ing studies of ingenious metaphor can be found in Proctor 1973, as well as in Mazzeo
1964, pp. 29–43, to whom I am particularly indebted.
168
This parallel between pictorial and literary wit, or, more precisely, between the
effects produced by ingenious metaphor and anamorphic art, has been previously
noticed in Gilman 1978 and Malcolm 2002, p. 205.
169
De H. (OL II, p. 39).
66 chapter one
170
Niceron proposes that dioptric anamorphosis be used to represent a classical
tale of dismemberment that, in all its political symbolism, was of particular interest
to Hobbes: Medea chopping up and magically reincorporating her brother Absyrtus.
See Niceron 1652, p. 190. Jean Dubreuil’s Perspective Pratique (1640, 1647 and 1649)
includes a schematic representation of the dioptric device. A clarifying short explana-
tion of its workings can be found in Gilman 1978, pp. 47–9. For a fuller account of
the various types of anamorphoses and of how Hobbes may have got to know at least
one filled with political content see Malcolm 2002, pp. 200–22. For Hobbes’s explicit
mention of Niceron’s anamorphic mural of St John at the Parisian Minim convent,
see De H. (OL II, p. 39).
171
Hobbes 1971b, p. 55.
172
This is clear from Niceron’s explanation of why he used the expression ‘curious
perspective’ to refer to anamporhosis: ‘Or j’ay donné çe nom de perspective curieuse,
à cette science, quoy qu’elle mesle l’utile avec le delectable. Ie la nomme aussi MAGIE
ARTIFICIELLE’, which, he adds, is ‘celle qui produit les plus admirable effects de
l’industrie des hommes’. Niceron 1652, pp. 5–6.
aesthetic representation 67
173
Ibid., p. 147.
174
See Clark 2003.
175
Since dioptric-anamorphic images were hidden images, and only to be seen
briefly through some kind of pipe or ‘key-hole’, they lent themselves to being filled
with taboo images, images that their author would not dare to represent otherwise.
This subversive aspect of anamorphosis is discussed in Collins 1992.
176
During his stay in Paris, Hobbes was a regular visitor at the convent, where Marin
Mersenne, his main scientific interlocutor, lived. Hobbes may also have met Niceron
personally. For a description of the figure Hobbes might have seen, see Niceron 1652,
p. 189. Noel Malcolm raises this hypothesis in Malcolm 2002, pp. 217 and 221.
68 chapter one
177
Fanshawe 1964, pp. 3–4.
178
Hobbes 1996, p. 114.
aesthetic representation 69
for ever there, and governe all the rest of my thoughts and affections in
the way of honouring and serving you, to the utmost of my power.179
Although the compliment is personal, the intent is clearly political.
Let Davenant be replaced by the state, itself a person who by dint
of a stature and strength greater than that of any man disposes all
to obedience, and we would not be far from Hobbes’s purposes. The
running suggestion is that the master-image, which appears in sight
as the diverse figures concatenate through the mediation of the lens
to create one person, could well be that of Leviathan, itself an artificial
man, created out of the contractual coupling of a multitude of natu-
ral persons.180 For Hobbes, the art of politics, like that of anamorphic
painting, consists less in the successful harmonisation of parts than in
their unification in a whole outside which they would have no ordered
mutual relation.181 The production of this ‘reall Unitie’ is a task for
political representation. Like its dioptric counterpart, political repre-
sentation is to be viewed as a kind of theatrical play in two acts, which
awes its spectators with the master-image of might it delivers at the
same time it enlightens them about its purely artefact(ed) nature.182
Conclusion
179
Hobbes 1971b, p. 55, my emphasis.
180
Noel Malcolm has convincingly argued that this insight might have inspired
the engraved title page of Leviathan, as hinted at by its puzzling original drawing. See
Malcolm 2002, pp. 200–29. The original pen drawing is dated 1651 and differs from
the celebrated engraved version in that the body of Leviathan is made up of heads
facing outwards as would have happened in a dioptric panel, an effect symbolising
how all wills are now contained in the sovereign’s. The visual effect of the heads is
strange, a kind of lumpy mass, resulting from the heads’ intended three-dimensional-
ity, which makes Leviathan appear (quite literally) as a many-headed monster. This
might explain the change to full-body figures of men gazing up towards the head in
the printed version. See pp. xvii and xviii. See also Brown 1978.
181
As Hobbes explains, the problem with analogising the body politic with the
body natural is that of forgetting that, in the former, any coherence between parts
‘depend[s] onely on the Sovereign’ being in place. Hobbes 1996, p. 397.
182
Hobbes 1996, p. 120.
70 chapter one
183
See Schaffer 2002.
72 chapter one
184
Hobbes 1996, p. 248.
185
Ibid., p. 9.
186
See Malcolm 2002, p. 228.
aesthetic representation 73
and the transition from visual confusion to visual clarity entails an era-
sure of the distance between subject and object, and the almost literal
absorption of the viewer into the picture itself.187 Likewise, Leviathan is
presented by Hobbes as an artificial political construction inside which
we find nothing but ourselves. For not only is the state made by our
coming together, but also when it is represented on our authority we
are inescapably present in whatever it does.
In the many figures of which the torso of Leviathan is made up,
we see ourselves as both setting up and constituting the state whose
very being and power appear as deriving from the anamorphic syn-
thesis of our own power and being. But at exactly the same time as
we are made to see the state as our invention, we are confronted with
Leviathan’s imposing gigantism, which makes it look far greater, and
infinitely more powerful, than the mere adding up of parts. The very
possibility of the Leviathan state being enacted into being depends on
our capacity to entertain both these images—of the state as human
artifice and of the state as terrifying external presence—within one
and the same view.188
The aesthetics of anamorphosis, with its playful, quasi-magical,
double act of distortion and resolution, bears a strong resemblance
to the marvels of the theatre, where the audience is similarly asked
to entertain two ‘views’ simultaneously and leave them in an unre-
solved paradoxical tension, to see the play as real action and as dra-
matic recreation concurrently. My purpose in Chapter 2 is to show
that Hobbes’s commitment to emulating the theatrical effect of ana-
morphosis in his imaging of the representative state attests to his
understanding of theatricality as a self-generating source of politi-
cal power, whose awe-inspiring visibility is a condition of its being
believed and producing its representational effects. The theatre is the
place for visibility par excellence. It is intimately connected with the
act of making visible, of making things appear publicly, of represent-
ing in public. Etymologically, the word ‘theatre’ is related to sight, as
the Greek theatron, literally ‘place for viewing’, derives from the verb
theasthai, ‘to behold’. Hobbes, who also treats representation as an
ocular concept, viewed representational politics as exactly one such
spectacle of sight in which the deployment of a convincing dramaturgy
187
See Massey 1997.
188
See Malcolm 2002, p. 228 and Schaffer 2005, p. 202.
74 chapter one
DRAMATIC REPRESENTATION
In his Brief Lives, Aubrey tells us that, before turning to his translation
of Thucydides, published in 1629, Hobbes ‘spent two years in reading
romances and playes, which he has often repented and sayd that these
two yeares were lost of him’.1 Typical of someone who outspokenly
praised the reading ‘of Men’ over that ‘of Books’, and who system-
atically obliterated the traces of his own sources, Hobbes’s derogatory
remark should, as Aubrey himself notes, be treated with caution and
as an invitation to further inspection. It would, however, be a mis-
take to conclude with Aubrey that all such literary pursuits might have
done is to ‘furnish [Hobbes] with copy of words’.2 For even a super-
ficial examination of Hobbes’s authorship would suffice to show that
theatre and literary fiction play a more important role in his thought
than Aubrey’s account would suggest.
Hobbes’s use of Medea is a case in point. In his verse Vita Hobbes
recollects that in the course of the 1620s he immersed himself in the
greatest ancient poets and dramatists, explicitly listing Horace, Virgil,
Homer, Sophocles, Plautus, Aristophanes and Euripides.3 Hobbes’s
acquaintance with Euripides was longstanding. In his adolescence
he had produced a Latin translation of Euripides’ Medea, which he
presented to his schoolmaster, Robert Latimer, on his departure
1
Aubrey 1898, I, p. 361.
2
Ibid.
3
Vita (OL I, p. lxxxviii, lines 77–8). To this list could be added Aeschylus, whose
Agamemnon found its way into Hobbes’s De Homine, and whose interest in the legend
of Prometheus was entirely shared by Hobbes.
76 chapter two
4
Aubrey 1898, I, pp. 328–9.
5
Hobbes 1969b, p. 178, 1998, pp. 140–1 and 1996, p. 234.
6
Hobbes 1969b, p. 178.
7
Bramhall 1844b, p. 597. Bramhall parodies Hobbes’s account of Medea in the
opening of the The Catching of Leviathan: ‘Greenland fishers [. . .] draw this formida-
ble creature to the shore, or to their ship, and slice him in pieces, and boil him in a
cauldron, and turn him up in oil.’ Ibid., p. 518.
8
To these two major names can be added that of Margaret Cavendish, Mar-
chioness of Newcastle, whose volume of comedies and tragedies, Playes written by
the thrice Noble, Illustrious and Excellent Prince, the Lady Marchioness of Newcastle
(1662), received Hobbes’s diligent praise. Hobbes 1994, p. 524. On Margaret Caven-
dish’s tendency to expand the category of theatre so that all human action becomes
representation, see Wiseman 1998, pp. 91–110.
dramatic representation 77
9
Aubrey 1898, I, p. 372. Hobbesian themes can be found, for instance, in Dryden’s
The Conquest of Granada (1672), Tyrannic Love (1670) and Absalom and Achitopel
(1681). The comedies of William Wycherley, especially The Country Wife (1675),
George Etherege’s The Man of Mode (1676) and William Congreve’s The Way of the
World (1700) also echo Hobbes’s ideas.
10
Hobbes’s biographer, A. L. Martinich, has put forward the suggestion that a bur-
lesque Hobbes might have been played by Hobbes himself on the occasion of the
performance of Ben Jonson’s masque Love’s Welcome at Welbeck before Charles I, at
Welbeck Abbey, in 1633. See Martinich 1998.
78 chapter two
personality of the state (as we shall see in Chapter 3). In this chapter,
however, I want to pause to examine another, more overlooked, aspect
of Hobbes’s account of human personhood, namely his use of the con-
cept of persona in its more basic sense, to mean an actor, or a player of
social roles, who must engage in a kind of theatrical self-presentation,
both simulative and dissimulative, to navigate the gap between private
subjectivity and public performance. If persons are, as Hobbes claims
in Leviathan, outward appearances placed in the theatrical sight of
others, this is the place to determine to what extent his emphasis on
the visibility and the theatricality of human personality connects to the
idea that the successful conduct of ordinary social life may depend on
the offstage equivalent of the theatrical practice of wearing masks to
fit roles, and the type of sustained sociability that is likely to well up
in the protective distance those masks create.11
11
My reading of Hobbes therefore differs radically from the one offered recently
by Paul Kottman, for whom ‘what defines personhood for Hobbes is precisely the
opposite of the early modern commonplace that equates selfhood with “self-fashion-
ing”, with dissimulation or with wearing a mask’, and according to whom ‘being a
political subject has nothing to do with theatrically “fashioning” one’s identity, much
less with displaying oneself publicly through dramatic or stylized performances’. Kott-
man 2008, p. 72.
12
Hobbes 1996, p. 10.
13
The only exception is, of course, God, who, in Hobbes’s taxonomy, is also a
natural person.
dramatic representation 79
and ‘person’ are rightly to be applied to one and the same individual,
they necessarily refer to different aspects of him.
Let us consider first the range of reference of ‘man’. ‘Figure, quan-
tity, motion, sense, reason, [passion] and the like’ are, according to
Hobbes, the defining parts of the nature of man.14 Yet it seems that
for a being to qualify as ‘man’ he need not have the full use of reason,
only some potential for it. Children, for instance, ‘are not endued with
Reason at all, till they have attained the use of Speech: but are called
Reasonable Creatures, for the possibility apparent of having the use
of Reason in time to come’.15 As for ‘Mad-men’, as the term by itself
implies, they are equally men, not least because they may ‘recover the
use of Reason’, after its temporary curtailment by the unbridled work-
ings of an overwhelming passion.16 Normally sober and right-minded
men can be suddenly crazed by some unusually strong impression or
hurt upon their organs; just as they can be cured of their madness by
the withdrawal of those exceptional circumstances.
Hence madmen appear, in Hobbes’s texts, not as men deprived of
intellectual faculties, but rather as those who, by the violence of their
passions, or any other such disturbance, take their fancies for truths,
and make what are often the right inferences from distorted first
premises. In so doing, they give proof of lacking the soundness and
reliability of behaviour that would be needed for them to govern their
affairs, but not of being entirely destitute of the faculty of rational cal-
culation. Such is, for instance, the case even of those eccentric lunatics
who, ‘imagin[ing] themselves brittle as glass’, make the right deduc-
tion, and respond to their (causeless) fear by using the caution that
would be necessary to preserve their (supposedly) fragile bodies;17 or
that of the man in Bedlam (London’s asylum) who, fancying himself
‘God the Father’, adopts the kind of behaviour fitting to his persona,
and entertains his interlocutor with nothing other than a captivating
‘sober discourse’.18 That madmen can transform their ideas into rea-
sonable speech and understand ideas that were put together in speech
by others is even more strikingly shown by Hobbes’s reference to the
category of learned madness, which typically befalls avid readers of
14
De C. (OL I, p. 60).
15
Hobbes 1996, p. 36.
16
Ibid., p. 113.
17
Hobbes 1969b, p. 53. See also Locke 1975, p. 161.
18
Hobbes 1996, p. 55.
80 chapter two
19
Hobbes 1969b, p. 52.
20
Hobbes 1996, p. 27.
21
Hobbes 1969b, p. 19.
22
Hobbes 1969b, p. 25.
23
Despite insistently singling out the use of speech and, more specifically, the use
of universal names as signs of general conceptions in contexture as the distinctive trait
of man, he does at times refer to our conception of man ‘as [simply] shape or motion’.
Hobbes 1969b, p. 18.
24
Ibid., p. 189.
dramatic representation 81
25
The distinction Hobbes makes here between reasonable and rational is analogous
to that between potential and actual.
26
For a discussion of the conditions of personhood in modern thinking see Den-
nett 1976.
27
Hobbes 1996, p. 187.
28
Ibid., p. 111.
82 chapter two
29
This second possibility derives from Hobbes’s definition of ‘person’ as ‘he that is
Represented, as often as he is Represented’, in chapter 42 of Leviathan. Hobbes 1996,
p. 339.
30
Ibid., p. 112.
31
The familiarity, if not triviality, of the theatrum mundi image at the time Hob-
bes is writing can be inferred from its jocose appearance in the works of Shakespeare
and Cervantes, amongst others. Abundant expression of this topos can be also found
in Cicero, from whom Hobbes explicitly quotes at this juncture. See, for instance,
dramatic representation 83
Cicero 1913, I. 114. On the flourishing of the theatrum mundi image, especially in
playwrights, in the course of the sixteenth and seventeenth centuries see Yates 1969,
Righter 1967, Bernheimer 1956, Warnke 1972, pp. 66–89 and Christian 1987.
32
Kottman 2008, p. 55.
33
For a useful debunking of the reductive notion that all Puritans opposed theatre-
going see Heinemann 1980, pp. 18–58.
34
Barish 1981, p. 155.
35
For the opposite view, which is also mine, see Agnew 1986, pp. 102.
84 chapter two
36
Hobbes 1996, p. 112.
dramatic representation 85
Visard: And from the Stage, hath been translated to any Representer of
speech and action, as well in Tribunalls, as Theaters. So that a Person, is
the same that an Actor is, both on the Stage and in common Conversa-
tion; and to Personate, is to Act, or Represent himselfe, or an other.37
This brief, but critical, passage tells a tale of how theatricality came to
be abstracted from the stage, to be applied to the ways human beings
are required to act out their social identities by performing established
codes of social interaction.38 To be a person involves mask-wearing
and play-acting, something that is indicated by the very etymology of
the word. Starting as either the full-body or the strictly facial disguise
through which a play-actor made his character know to a theatre audi-
ence, the word ‘persona’ came with time to designate ‘any Representer
of speech and action’.39 It was thus by way of metaphorical extension,
that ‘a Person’ became ‘an Actor’, ‘both on the Stage and in common
Conversation’, and the theatre came to be subsumed in the whole
world.40 In the process, ‘to Personate’ was made a synonym of ‘to Act,
or Represent himself, or an other’, and a continuum was established
between the actor bearing a stage character and the self-impersonator,
acting his own part(s) on the stage of everyday life.41
The extension of the term ‘personate’ to include the representation
of the self in everyday life is not very true to the idiomatic English
of Hobbes’s own day.42 The idea of ‘representing oneself ’, or ‘playing
one’s own character’, was not then—and still is not today—the pri-
mary meaning of ‘to personate’.43 But it was not unprecedented either.
37
Ibid., p. 112.
38
On the suggestion that the modern notion of personhood is indebted to a new,
early modern, dramatic understanding of ‘character’, see, amongst others, Greenblatt
1980.
39
Hobbes 1996, p. 112.
40
Ibid.
41
Ibid. According to the OED, it was Shakespeare who first gave the word ‘act’ its
peculiarly theatrical overtones. It was also during Shakespeare’s lifetime that the term
‘actor’ moved from being the designation applied to any agent and came to designate
specifically the stage performer. It seems justified to assume that Hobbes was con-
sciously playing with recent linguistic developments.
42
As noticed by Hobbes’s contemporary and critic William Lucy: ‘no man can
properly be say’d to act himself, or represent himself; for the Actor and the acted, the
Representor and the represented, are two’. Lucy 1996, p. 275.
43
The English verb ‘to personate’ seems to have appeared around the turn of the
sixteenth to seventeenth centuries, as the first example of its use registered in the
OED dates from 1597–8. None of the meanings listed there, however, bears the notion
of representing one’s own character. On the contrary, ‘personation’ commonly des-
ignated the action of passing oneself off as someone else for fraudulent purposes.
dramatic representation 87
In 1649, Hobbes’s friend, the poet John Hall, wrote about personation
in terms that closely foreshadow Hobbes’s: ‘Man in business’, Hall
declared, ‘is but a Theatricall person, and in a manner but personates
himself, but in his retired and hid actions, he pulls off his disguise,
and acts openly.’44 By conferring a similar centrality on the notion
of self-personation, Hobbes shows signs of being equally persuaded
of the complex intersections between theatricality—i.e., the type of
self-conscious performance that involves the polishing of a persona
for display—and the multiple personages we sustain everyday, as we
move from one milieu to the next. In Hobbes, as in Hall, the worlds
of play, business and politics are closely knit in their requirements of
performativity.
Hobbes’s claim that the ‘person’ concerns man as actor hinges, like
Hall’s, on the possibility, indeed on the necessity, of a disjunction
between signifiers and signified, inner and outer states, private sub-
jectivity and public performance. It turns away from the conception
of the person as an ontological essence, and ideals of unmediated self-
assertion, to concentrate on things that are on view: masks, disguises,
words, actions and other external appearances, which must conform
to laws, roles and other extant limits on public expression. As repre-
sentations, persons are always constructed in the presupposition of a
spectatorship, whose critical judgment they need to meet successfully.
Persons are not simply about the ways we present ourselves to others.
They are also, and more importantly, about the ways others see us.
The externalities that make up Hobbes’s person are amenable to
transmission, making the person representable, and to public exami-
nation, making the construction of personality an eminently inter-
personal matter. It is interpersonal because all the externals of public
conduct work as signs, which, qua signs, are always directed at an
audience. The audience’s role is to reconstruct these signs as a unitary
process, and acknowledge (or reprehend) the social actor in the result-
ing overall performance. Signs are, however, notoriously ‘subject to
45
Hobbes 1996, p. 314.
46
This means that the Hobbesian state should leave citizens alone as long as they
behave as subjects, that is, as long as they act according to the sovereign’s will on all
occasions, regardless of what they think of it. But it does not mean, of course, that
the sovereign should not try to act on the subjects’ system of beliefs (their ‘opinions’)
by promoting a programme of civic education whereby they are taught the rights of a
commonwealth and the grounds of their civic duties. In effect, since ‘our wills follow
our opinions, and our actions follow our wills’, it is critical to the long-term survival
of the state that it works on its subjects’ opinions, so that the subjects may, without
reservations, accept, and indeed adopt, the sovereign’s public reason as their own.
Hobbes 1969, p. 63.
47
Hobbes 1996, p. 84.
dramatic representation 89
48
Ibid., p. 467.
49
Ibid., p. 249.
50
See Rosendale 2004.
90 chapter two
51
See Garnet 1598.
52
For Hobbes’s relation to the reason-of-state tradition see Malcolm 2007a, pp.
92–123.
53
Machiavelli 1998, p. 62. For the opposite view, see Cicero 1913, p. 44 and 46.
54
Tacitus 1956, where the emperor Tiberius is described as someone who ranked
dissimulation highest amongst his virtues, an observation that reappears in the ‘Dis-
course upon the Beginning of Tacitus’, a work likely to have been written by William
Cavendish under Hobbes’s close scrutiny. See [Hobbes(?)] 1995, pp. 57 and 64.
dramatic representation 91
55
For Lipsius’ theory of ‘mixed virtue’, countenancing secrecy, as well as bribery
and active deception on exceptional occasions, but vehemently rejecting breach of
contract or the infringement of law, see Lipsius 1970, p. 113. For Castiglione’s discus-
sion of dis/simulation as essential to the courtier who wishes to promote himself in
the eyes of the powerful, see Castiglione 1984.
56
Bacon 1985, p. 22, and Montaigne 1978, p. 795.
57
Many of the books discussed here figure in the early catalogue in the library at
Hardwick. Also, Hobbes was Bacon’s amanuensis, and had a close association with the
Anglo-Venetian circle (including the Earl of Devonshire, Fulgenzio Micanzio, and his
collaborator Paolo Sarpi) within which secrecy and dis/simulation were topical points
of discussion.
58
Hobbes 1996, p. 69. See also Frost 2001 and Hoekstra 2006a.
92 chapter two
59
Cardan 1652 and Accetto 1983.
60
See Hobbes 1998, p. 54.
61
Hobbes 1996, p. 55, my emphasis; see also p. 52.
dramatic representation 93
62
Ibid., p. 52.
63
Ibid., p. 107.
94 chapter two
masks facilitates, runs the risk of being ‘cast out of Society, as comber-
some thereunto’.64 As the new civil religion, sociability carries its own
threats of excommunication.
Theatricality is vital to the maintenance of the civil condition. But
it is not exclusive to it. It is at play in the state of nature, which is,
for Hobbes, already social, and far from un-theatrical. In the state of
nature, an acute consciousness of others as beholders creates a the-
atrical consciousness whereby men constantly compare themselves
to others—in whose regard and opinion, it sometimes seems, they
solely exist. Glory, in particular, is a distinctively theatrical passion,
structured around an exchange of signs of recognition between actor,
wanting to be honoured, spectator, from whom signs of esteem are
expected, and onlooker, who is to be impressed by the honouring.
Without the active dissembling of signs, this exchange is likely to
break into strife, as the returned signs may easily declare (or, at least,
be taken to declare) lack of respect. The judicious and steady perfor-
mance of mutual deference, which would disarm the disruptiveness of
honour, is not prone to be adopted in the absence of a state acting as
the guarantor of mutuality and civilisation.65 In nature, theatricality is
likely to step out of bounds.
The arts of dissimulation and simulation are not so much allowed
as required to put the laws of nature into action once the theatrical
presence of the state makes it secure to perform them. And if anything
these arts must increase in refinement as we enter the civil condition,
where the disruptive potential of passions and their signs is still pres-
ent, but the rules of acceptable behaviour are more clearly codified, and
more readily enforceable. I put the stress on signs, because whenever
two interlocutors meet, strife-free interaction depends on their careful
administration. This is primarily so because, despite Hobbes’s initial
analogy, our everyday mask is nothing like that unmoving, opaque
object affixed to the ancient actor’s face, but rather a succession of
facial and bodily movements that may, at one’s least distraction, let
one’s mind be revealed. Nor do our everyday expressions simply act
on a script’s signal. The personae we build in everyday life require sub-
64
Ibid., p. 106.
65
In nature, the unilateral acting of modesty, tractability, fidelity, etc. is most likely
to bring about self-destruction.
dramatic representation 95
66
Hobbes 1969b, p. 64.
67
Hobbes 1996, p. 43.
68
Hobbes 1969b, p. 64.
96 chapter two
69
Hobbes 1996, p. 52.
dramatic representation 97
70
Prynne 1632, p. 156.
71
Ibid., p. 159.
72
Ibid., p. 156.
73
Ibid., p. 159.
98 chapter two
selves of their own contriving for the ones given by nature, Hobbes is
visibly undercutting any such Manichean views of the theatrical social
person, and reinstating it as simply an individual playing his expected
role. Dis/simulation, Hobbes would agree, is, as Prynne claims, self-
interested. But this may well be a form of enlightened self-interest,
which works for the benefit of all, in that it is conducive to peace-
ful social interaction. By contrast, to affirm one’s natural being in all
one’s acts, always to show oneself outwardly as one is inwardly, are
imperatives that transgress the dictates of natural reason, and reveal
themselves as irreconcilable with the demands of civilisation. Such
injunctions resolve themselves in a utopian vision of an anti-theatri-
cal society, where the clash of men in the full force of their passions
would be disastrous, and unavoidable. Robbed of their powers of play,
men would be forever condemned to nature.
74
Hobbes 1969a, p. 159, my emphasis.
dramatic representation 99
75
Hobbes’s use of ‘histrionic’ comes in the OED as an early example of the employ-
ment of ‘histrionic’ in the sense of ‘theatrical in character or style, “stagey”; also fig.
“acting a part”, hypocritical, deceitful, face’. The theme of hypocrisy is central to Behe-
moth, where the character B. comments, with respect to Presbyterians that ‘Hypocrisy
hath *indeed* this great prerogative above other sins, that it cannot be accused.’ Hob-
bes 1969a, p. 48; see also p. 25.
76
Ibid., p. 25.
100 chapter two
churches, to hear them preach in other places, and to despise their own
and all other preachers that acted not so well as they.77
And thus we see how the word of civil society never leaves the theatre
behind.
In reality, men were so powerfully engaged by the Presbyterian
ministers’ cunningly rehearsed performance that they were willing
to travel afar, leaving work and church behind, to gaze in rapture at
the spectacle staged before them. The audience’s inability to suspect
the plot hidden beneath the histrionics can, in Hobbes’s opinion, be
explained by the ordinary man’s unfamiliarity with the dramatic arts,
in particular with the actor who performs a tragic role in the theatre.
As Hobbes puts it, ‘a man unacquainted with such art, could never
suspect any ambitious plot in them’.78 And the judgement of the ordi-
nary man being so impaired, he ceases to belong to an active force—a
public, and becomes a member of a herd of followers, which the Pres-
byterians animate to rebellion.
There is an interesting and instructive ambiguity in Hobbes’s use
of the term ‘plot’ in this sentence. Presbyterians are masters of plot at
least at three levels, not explicitly separated by Hobbes, but to which
the amateur audience remains equally blind. Behind their claim to be
mere actors of a plot that is dictated by the spirit of God within them,
the Presbyterians carry out what is a self-designed script, concealing a
(com)plot: i.e., a secretly contrived plan to instigate sedition and take
hold of power, under the cover of pristine religious zeal.79 But all the
way through, the English public are unable to see through their perfor-
mance. To be able to see that the Presbyterians were but prideful, or
at best self-deceiving men, sacrificing the public good at the hands of
their reified fancies, would require greater spectatorial sophistication.
Hobbes leaves his reader with the impression that the collective
blindness to the Presbyterian duplicitous fraud would have been less
pervasive if the Presbyters’ audience were composed of theatregoers. It
is not hard to elaborate why. The self-conscious theatricality of many
Elizabethan and Jacobean plays typically confronted their audiences
with a troubling yet liberating sense of the theatricality of society itself,
77
Ibid., p. 24, my emphasis.
78
Ibid.
79
According to the OED this second meaning of ‘plot’ (which occurs in England
c.1575) was influenced by the French ‘complot’ and was already common currency in
Hobbes’s time in connection with the Gunpowder Plot against James I.
dramatic representation 101
80
See Gurr 2004, especially pp. 124–8.
81
Hobbes 1969a, p. 25.
82
Ibid., p. 155.
83
This distance was reinforced by speaking in verse rather than prose, the use of
men to play women, the grouping of audiences in three dimensions, the tight com-
pression of spectators against one another, and particular dramaturgical techniques
such as the play-within-the-play and soliloquy, to give but a few examples. See Gurr
2004.
84
Hobbes 1996, p. 31.
102 chapter two
Thus we see Hobbes turning the Puritan attack on the stage against
itself. Not content to stop here, he proceeds from the Puritan con-
demnation of the theatre, and all theatricality in human relations, to
their reproach of any stage-play in worship. The Puritan advocacy
of absolute sincerity—however much they contrived its appearance
themselves—underpinned not only their opposition to play-going,
but also their anti-theatrical conception of worship. Repeated prayers,
no less than the lines repeatedly recited on the stage, followed for
them a mechanical pattern, rather than the spontaneous expression
of one’s mind. As Barish explains, for the Puritans, ‘worship, to be
85
In 1642 Parliament issued an ordinance forbidding all stage-plays. As illicit play-
acting resurged, however, a new and stricter ordinance was issued five years later.
In 1648, it was finally ordered that all playhouses be pulled down, all players seized
and whipped, and everyone caught attending plays fined. Playhouses were therefore
practically closed from 1642 until the restoration of theatre in 1660. For the order that
closed the playhouses on 2 September 1642, see Firth and Rait 1911, pp. 26–7.
86
Hobbes 1969a, pp. 26 and 2.
dramatic representation 103
genuine, could only be a direct translation of one’s inner self ’, that is,
‘unique, spontaneous, unpremeditated’, it being for them unacceptable
to ‘reduce it to set forms, to freeze it in ritual repetitions of word or
gesture, to commit it to memory, to make it serve a variety of occa-
sions or a diversity of worshippers’.87 These objections, we will see,
are in stark contrast to Hobbes’s multi-layered conception of worship,
whereby different types of performance are required from worshippers
as they move from the private to the public realm.
For Hobbes, our inward conception of the power of another is sig-
nified by external acts, words, actions and gestures, which are com-
monly known as ‘worship’. Worship, we have seen in Chapter 1, can
be divided into civil and divine: into the worship we ‘exhibite to those
we esteem to be but men, as to Kings, and men in Authority’ and ‘the
worship we exhibite to that which we think to bee God’,88 as well as
into private or public, depending on whether it is exhibited by men
according to their individual will, or exhibited according to the will
of the state.
The institution of public forms of worship coincides with the institu-
tion of commonwealths, and gives expression to their unity in a newly
representational form. Each commonwealth being one person, it must
be one religion that represents itself publicly through one communal
form of worship, defined by its uniformity: ‘But seeing a Common-
wealth is but one Person, it ought also to exhibite to God but one Wor-
ship.’89 Different forms of religious worship may be tolerated privately,
but if the commonwealth is to worship God as one, then it must pub-
licly show a unity of religious expression. To this end, those actions,
words and gestures ‘as the Common-wealth shall ordain to be Pub-
liquely and Universally in use, as signes of Honour, and part of Gods
Worship, are to be taken and used for such by the Subjects’.90 Subjects
are obliged to follow the commonwealth’s prescription because when
men transferred their right of judgement to the sovereign, they also
passed to him the right to decide on the manner of expressing their
awe of God. Whilst in the state of nature the different manners of
honouring God were determined by each man’s private reason, and
conflict would arise from some of these seeming impious in the eyes
87
Barish 1981, p. 95.
88
Hobbes 1996, p. 447.
89
Ibid., p. 252, my emphasis. See also Hobbes 1998, p. 181.
90
Ibid., p. 253.
104 chapter two
91
Ibid., p. 253.
92
Ibid., 249.
93
The Act of Uniformity of 1559 decreed one form of public worship for the entire
realm and made attendance at church services on Sundays and holy days compulsory.
During at least the first dozen years of Elizabeth’s reign, most English Catholics seem
to have attended the official church to avoid any penalties, but in the aftermath of
Pope Pius V’s bull of excommunication (1570), the official line of the Catholic church
hardened. See Garnet 1593, pp. 144–55.
dramatic representation 105
the virtue of the subject consists entirely in his obedience to the law.
Where a uniform public state worship is prescribed, dutiful subjects
must dissimulate, if it forbids the expression of what they believe, and
simulate if it requires the expression of what they do not believe. In so
doing, they are but signifying their acceptance of state control over all
their external behaviour, including their public religious practice.
This is something that Hobbes infers from the scriptural passage
most frequently cited in defence of religious dissimulation: the prophet
Elisha’s authorising of Naaman—a servant of the king of Syria, who
‘was converted in his heart to the God of Israel’—to worship an idol,
Rimmon, at the command of his sovereign.94 For Hobbes the licence
of Naaman perfectly illustrates the difference between inner belief,
which never follows men’s commands, and public religious practice,
which must follow them; or how one might be able to reconcile inner
religious integrity (conscience) with outer religious conformity (civil
obedience). If most of Hobbes’s contemporaries condemned Naaman
for his anti-religious hypocrisy, Hobbes’s response to them is twofold.
First, Naaman’s action should be seen as an act of political obedience
rather than one of religious adherence, because the externals of one’s
conduct are subject to the sovereign, and neither engage nor infringe
one’s conscience: ‘Profession with the tongue is but an externall thing,
and no more then any other gesture whereby we signifie our obe-
dience.’95 Second, Naaman’s action was not ‘repugnant to true, and
unfeigned Christianity’, for ‘whatsoever a Subject, as Naaman was,
is compelled to do in obedience to his Sovereraign’, ‘that action is
not his, but his Soveraigns’.96 However hard this last conclusion is to
square with Hobbes’s theory of attributed action (further discussed
in Chapter 3 below), whereby all the actions the sovereign does, qua
representative of the state, are ipso facto his subjects’ actions, it fulfils
a clear purpose.97 It disarms all resistance, all martyrdom, founded on
94
Hobbes 1996, p. 343. Hobbes excludes pastors, however, from the freedom of
Naaman: their worship of an idol under the command of an idolatrous king would be
‘sinfull Scandal’ and ‘a perfidious forsaking of [their] charge’. See ibid., p. 452.
95
Ibid., p. 343.
96
Ibid., p. 344.
97
Hobbes’s claim that the action required of the subject (i.e., bowing to an idol)
ceases to be problematic because it is not his, but rather attributable to the sovereign,
conflicts with the fundamentals of his theory of attributed action, according to which:
‘[E]very Subject is by this Institution Author of all the Actions, and Judgments of
the Soveraigne Instituted.’ Ibid., p. 124. This contradiction has also been noticed in
Hoekstra 2006a.
106 chapter two
98
De H. (OL II, p. 123), my emphasis.
dramatic representation 107
there are thus no ceremonies, but only the natural signs of honour
are displayed. The situation is different in the case of private worship
by many together. This is because in social contexts the spectatorial
perspective takes centre stage, and behaviour tends to become theatri-
calised. Therefore, whenever many worship together, worship consists
not in one’s opinion, but in the opinion of the beholders, which means
that worshippers must agree (tacitly or explicitly) with one another the
ways in which their piety should be expressed.99 This much concert is
needed because, as Hobbes explains, ‘if to them the words, or actions
by which we intend honour, seem ridiculous, and tending to contu-
mely; they are no Worship; because no signes of Honour.’100 Signs,
unlike marks, are representations of one’s thoughts to others: that is,
‘not a signe to him that giveth it, but to him to whom it is made; that
is, to the spectator’, and there is no sign of honour unless it seems so
to others.101 Once an agreement on the suitable signs of awe is reached,
worshippers, who constantly alternate between the role of each other’s
spectators and each other’s spectacle, can successfully coordinate their
actions, and engage in a choreographed collective ritual. This consti-
tutes an invitation to simulation, as they must sublimate impulses, to
represent to one another only those outward characteristics and ritu-
alised behaviours likely to gain their acceptance. But in so far as it
prevents conflict, and sustains a peaceful exchange of signs, simulation
is also without fault here.
Alongside the religious representation, a new and far more interest-
ing process is set in motion. For it is as if the concourse of many men
in one place at the same time possesses them with some of the trouble-
some passions of a disunited multitude, making every man want to be
feared and revered by every other. To avoid conflict, men must, in that
situation, repress any unmannerly harshness, and address one another
clothed in their most distinguished personae. This requires dis/simula-
tion, i.e., the denial or delay of all impulses that would compromise the
exhibition of public selves whose every gesture is grave and measured
by the risk of anticipated confrontation. But this theatricality, which
creates an impassive mask, is, Hobbes insists, without fault, in that its
only purpose is to temper social interaction.
99
Conventional signs of honour are those ‘based upon tacit or explicit agreement
[constitutio]’. Hobbes 1998, p. 181.
100
Hobbes 1996, p. 249.
101
Ibid., p. 249. See also Hobbes 1998, p. 183.
108 chapter two
102
Hobbes 1996, p. 64.
103
Lat. Lev. (OL III, p. 247).
104
Ibid.
dramatic representation 109
105
Hobbes 1969a, p. 24.
106
Ibid., p. 75.
107
Hobbes 1996, p. 205.
110 chapter two
108
Ibid., p. 42.
109
Ibid.
dramatic representation 111
110
Ibid., p. 43.
111
Hobbes 1969b, pp. 37–8, my emphasis.
112
For a comprehensive study of Renaissance theorists of laughter, see Ménager
1995. On their special contempt for the vices of pride and vaingloriousness, see Skin-
ner 2002b, pp. 158–60.
113
Jonson 1953, p. 71.
112 chapter two
114
Hobbes 1969b, p. 52. The first English translation of Cervante’s Don Quixote
was Thomas Shelton’s version of part I, published in 1612, followed by part II in 1620.
Earlier in The Elements of Law, Hobbes refers to the vainglorious man as he who
‘imagineth himself to do the actions whereof he readeth in some romant, or to be like
unto some other man whose acts he admireth’. Hobbes 1969b, p. 37. Again, on the
connection of vainglory to ‘the Histories and Fictions of Gallant Persons’, see Hobbes
1996, p. 43. Ironically, Charles I too was known for his love of chivalric romance.
115
Cervantes 1999, p. 15.
116
Ibid.
117
See, for instance, ibid., p. 332.
118
Foucault 1974, p. 54.
119
Cervantes 1999, p. 14.
dramatic representation 113
120
Ibid., p. 414.
121
Ibid., p. 417.
122
De H. (OL II, p. 111).
123
Hobbes 1996, p. 16.
124
Ibid., p. 270.
114 chapter two
125
Ibid., p. 17.
126
Ibid.
127
See Hobbes 1969b, pp. 9–10, as well as p. 13. See also Hobbes 1996, p. 17.
128
Hobbes 1996, p. 18.
129
See Cervantes 1999, p. 335.
dramatic representation 115
making a real spectacle out of his own folly.130 Hobbes’s explicit fool’s
folly consists in an absolute lack of discretion, which makes him pass
into verbal discourse what he should keep in the seclusion of his
thoughts, and thus commit social suicide.131
In response to the fool’s appeal to the opportunistic violation of jus-
tice, Hobbes emphasises that the reasonableness of a course of action
must not be inferred from its actual outcome, but rather from the
likeliness of its leading to a positive one. This remark could easily be
a warning against those vainglorious men who, blinded by their self-
deception, lack the judgement to make that estimation. Prone to act
on the basis of a foolish evaluation of their capacities, the proud can
irreversibly endanger not only their lives, but also the life, and the
fragile theatrical balance, of the commonwealth. Glory consisting, like
honour, in representing oneself above others, it is only to be expected
that vain men act ‘as if difference of worth, were an effect of their wit,
or riches, or bloud, or some other naturall quality’, which they see
as indicators of divine or natural favour, impelling them to the most
ambitious adventures.132 Reassured by their self-asserted greatness,
they venture themselves ‘upon great exploits, and danger’, as well as
‘on Crimes, upon hope of escaping punishment’.133
It is typical of the self-important man to react with disproportion-
ate rage, whenever his dream world breaks down, by virtue of a col-
lision between his inflated self-perception and the devaluation of his
status by others.134 Any sign on another’s part that is interpreted as
expressing depreciation is suffered as an unbearable hurt, which must
be ruthlessly, even dramatically, responded to.135 Owing to his special
susceptibility to his own image as reflected in others’ eyes, there is
virtually no word, or deed, however innocent, that cannot be taken
130
Hobbes 1996, p. 101. For a discussion of the ‘fool’ passage that hinges upon the
distinction between the silent and the explicit fool, see Hoekstra 1997.
131
This is because any man who becomes known for not keeping his agreements
will see the willingness of others to cooperate with him weaken at the same pace as
his reputation for injustice grows.
132
Hobbes 1996, p. 205.
133
Hobbes 1969b, p. 35 and Hobbes 1996, p. 205. See also Hobbes 1996, pp. 88,
107 and 205.
134
Anger comes, accordingly, defined as the ‘grief proceeding from an opinion of
contempt’. Hobbes 1969b, pp. 38–9, my emphasis.
135
This ‘hurt’ is, of course, ‘not Corporeal, but Phantasticall’, and therefore, when
the vainglorious man breaks the law to ‘protect’ himself for the future, his action is
entirely unjustified, and rightly taken for a ‘crime’. See Hobbes 1996, p. 207.
116 chapter two
for offence, nor any slight injury which cannot grow in his mind to
a major affront. This tendency to overreact is also explained by his
fear that ‘unlesse he revenge it, he shall fall into contempt, and conse-
quently be obnoxious to the like injuries from others’.136 It is this fear,
this insecurity, which lies behind the nobleman’s engagement in duels,
and revengeful enterprises.137 Revenge being, however, past-oriented,
and specifically directed at the humiliation of another, it serves no
other purpose than the triumph of glory, and even this at the cost of
igniting further revenge.138 Obsessed with social recognition, the proud
are likely to enter mutually reinforcing mechanisms of self-delusion,
which result in an operatic spiral of violence, from which the com-
monwealth cannot escape unharmed.
More than a mere annoyance, vainglorious men are a menace to the
very foundations of the civil peace, and the well-measured theatricality
that sustains it. This is especially so when, encouraged by their false
presumption of their wisdom, they ‘take upon them to reprehend the
action, and call in question the Authority of them that govern, and
so to unsettle the Laws with their publique discourse, as that nothing
shall be a Crime, but what their own designs require should be so’.139
Their fault lies less in their actual infringement of the law than in the
unabashed public encouragement of its generalised violation, which,
if their position of power or reputation is great, is likely to be imitated
by others.140
Besides leading to the open contestation of public authority, vanity
grounded in a duel of wits is also behind contempt for monarchy in
particular. As Hobbes mordantly explains in De Cive, those citizens
who decry their loss of liberty under a monarchical form of govern-
ment are, in reality, ‘only annoyed because they are not called to play
a role in the government of the Country’, and, this being so, are not
136
Ibid., pp. 206–7.
137
Knowing that monopoly over legitimate coercion and administration of jus-
tice is essential to the consolidation of the state, Hobbes dismantles the noble ethics
behind duels. Ibid., p. 67.
138
See Hobbes 1969b, p. 39.
139
Hobbes 1996, p. 205. Hobbes repeats the same claim in chapter 11, where he
writes: ‘Men that have a strong opinion of their own wisdome in matter of govern-
ment, are disposed to Ambition. Because without publique Employment in counsell
or magistracy, the honour of their wisdome is lost. And therefore Eloquent speakers
are enclined to Ambition; for Eloquence seemeth wisedome, both to themselves and
others.’ Ibid., p. 72.
140
See Hoekstra 1997.
dramatic representation 117
141
Hobbes 1998, p. 122, my emphasis.
142
Ibid.
143
‘To agree with in opinion, is to Honour; as being a signe of approving his judge-
ment, and wisdome’, but ‘to dissent, is Dishonour, and an upbraiding of errour, and
(if the dissent be in many things) of folly’. Hobbes 1996, p. 65.
144
Hobbes 1998, p. 122.
118 chapter two
Theatre of Politics
145
See Hobbes 1996, p. 62.
146
See Tuck 1996, p. 184.
147
See Hobbes 1996, p. 63.
148
Ibid., p. 66, my emphasis.
dramatic representation 119
him powerfull, and is the readier to obey him; which makes his Power
greater’.149
For power ever to be recognised as such, it must first make itself rep-
resented in ways that elicit recognition. A concealed power, a power
that does not display itself in identifiable signs, is a power reduced
to the shelf-life of its most immediate effects, a power condemned to
progressive atrophy. For this reason, Hobbes is adamant that politi-
cal power depends on visibility and thus on a disciplined deployment
of the spectacular. I say disciplined, because the spectacular is always
dangerous: it involves the potential for manipulation. If the politi-
cal audience is not to be entrapped by the enemies of the common-
wealth, Hobbes’s sovereign must prevent the imaginary from getting
out of hand; passion from eclipsing reason; the necessary spectacu-
larity of power from occluding the proper measure of political truth.
His deployment of the spectacular in the construction and staging of
verbal and visual symbols of sovereign authority must, therefore, be
complemented by a state-led process of rationalisation, whereby men
are emancipated from their fear of imaginary powers, and educated in
the necessity of the greatest of visible ones: their own, as represented
in the Leviathan state.
Visibility has a potential for generating power because, for Hobbes,
passion is aroused by the imagination (the image-making faculty), and
passion being more potent than reason, it dominates the will. If he is
right in contending that image makes passion, then the diffusion of
images of sovereign power that appeal most vividly to the popular
imagination is an essential step in the production of the power the
image depicts. Seeing is believing, and belief in a virtually irresistible
sovereign agency which is given in an inedible representational image
is vital to securing the type of obedience that creates it. This explains
why Hobbes thought it necessary to combine picture, pictographic
language and text for the striking presentation of his political mes-
sage. The visual representation of the Leviathan state had to be such
that it elicited passionate reverence, by confronting onlookers with a
‘visible Power that keeps them in awe’, and by the ‘terror thereof’ ties
them also emotionally to their promises.150 In other words, to draw
together the adherence of all those in need of protection, Leviathan,
149
Ibid., p. 249.
150
Hobbes 1996, pp. 117 and 120.
120 chapter two
151
Greenblatt 1981, pp. 56–7. See also Pye 1984.
dramatic representation 121
fictitious person of the state, which does not exist prior to, or inde-
pendently of, representation, as the original cause of the sovereign’s
acting, but rather because of sovereign representation itself. Political
theatre, even more than stage theatre, is not merely mimetic of the
world around it: it is constitutive of it.
When maintaining that the sovereign must bear the person of the
people, Hobbes deliberately deploys theatrical language to suggest the
need for the extension of mask-wearing into politics. Should the sov-
ereign representative come before us, he ought to come as a persona,
invested in a public role, his private identity dissimulated behind the
impersonal mask of our collective unity. In the bourgeoning interpre-
tations of the iconographic meaning of the frontispiece of Leviathan,
this mask has variously been taken for the face of different individu-
als, including Hobbes himself. But the truth is that in its unresolved
ambiguity lies its political strength. As an impersonator of each and
every subject, the sovereign’s power depends on his capacity to pro-
duce universal psychological identification, or the self-recognition of
all others in him. This means he must don a mask that cannot be iden-
tified with any of the particular men, or groups of men, that compose
the commonwealth at any given time. He must rather be beyond all
literality, beyond all partisanship, beyond himself. Only such a mask
as we see crowning the colossus, displaying archetypal characteristics,
with which everyone, but no one specific, can identify, will be able
to bestow on the multitude the unity of expression which is to be
expected of an impersonal sovereign agency like the state.152
Although the sovereign’s mask bears some resemblance to the
archetypal masks of ancient theatre, his role departs from a purely
theatrical one in that it eschews imitation and is an office, imposing
duties (officia) on its actor. These duties arise from natural law and
the end for which he was ‘trusted with the Soveraign Power’.153 Such
duties may demand self-contention from the sovereign’s natural per-
son, and force him to do things differently from the way that would
be appropriate for him if acting in his own name. As Hobbes stresses
in chapter 30 of Leviathan, the sovereign must make his representative
status manifest through both doctrine and example. As the temporary
bearer of sovereignty he inhabits a demanding, double-faceted role. He
152
See Dumouchel 1996, pp. 76–7.
153
Hobbes 1996, p. 231.
122 chapter two
154
Ibid., p. 120.
155
This is also the only type of political community Rousseau thought that the thea-
tre was able to sustain, as is clear from his invectives against theatre and the various
exclusions the theatre creates, namely the separation between the actors of sovereignty
and its passive spectators. This reads as an indirect rejection of the theatricality of the
Hobbesian sovereign. See Rousseau 1960.
dramatic representation 123
reflected in the care that the powerful take in dressing up their appear-
ances with all manner of symbolic paraphernalia. In ancient Germany,
Hobbes tells us, warlords made themselves recognisable to their fol-
lowers by painting ‘their Armor, or their Scutchion, or Coat, with the
picture of some Beast, or other thing’, or ‘some eminent and visible
mark’ they would put ‘upon the Crest of their Helmets’.156 So did the
gentry come to have ‘Scutchions, and Coats of Armes haereditary’
made for them.157 If it is characteristic of powerful men, in general,
to resort to settings and props to keep others in awe of their power,
it must, by necessity, be all the more so when the man in question is
the bearer of the ‘Greatest of humane Powers’, ‘such as is the Power
of a Common-wealth’.158 For not only is the power signified greater,
but also it is representational power, needing to represent itself back
to those in whose name it acts. The spectacle of representational sov-
ereignty, more than any other spectacle, is about performance in the
public view, directed at the theatrical intensification of the appearance
of what is being brought before their presence: their own estranged
power, in all its dynamic fullness.
But if it is the goal of theatrical sovereignty to subject the audience
by suspending their judgement, this is not necessarily always the out-
come. Representation is as powerful as it is dangerous. And to stand
on a place of privileged visibility before a multitude harbours consid-
erable risks: the actor, even the sovereign actor, becomes ultimately
subject to the (dis)approval of a multitude of spectators. This anxiety
surfaces in Elizabeth’s and James’s comments about being on stage.
Princes, Elizabeth observed, are ‘set on stages, in the sight and view of
all the world’.159 It was a place from which, King James added, their
156
Hobbes 1996, p. 68.
157
Ibid., p. 67. It was one such coat of arms that, according to Aubrey, Hobbes
declined. See Aubrey 1898, I, p. 354.
158
Hobbes 1996, p. 62.
159
This line uttered by Queen Elizabeth before the Parliament of 1586–7 can be
found in Neale 1957, p. 119. Neale has, in turn, taken it from Lansdowne MS. 94,
fols. 84–5. As noted by Neale, the text to which the quoted line belongs represents
the speech delivered to Parliament as the queen wanted the world to know it, for it
results from a report she amended heavily in her own hand. In total agreement with
what James I would come to say, Queen Elizabeth proceeds with the remark that ‘the
eyes of many behold our actions, [therefore] a spot is soon spied in our garments, a
blemish quickly noted in our doings’.
124 chapter two
‘smallest actions and gestures, all the people gazingly doe behold’.160
When even the most discreet of the sovereign’s acts is open to scru-
tiny, it is not surprising that his public image, spectacle and ceremony
should become a matter of the highest priority.
In reality, the problems the sovereign encounters when engaging in
the construction of his political persona may well be said to replicate
those of the natural person, but at a much higher level of complex-
ity. For if the sovereign has privileged access to stage devices he can
also, by their very misuse, easily slip into something of a clown-like
figure, lacking the gravity which is essential for the assertion of his
authority. Where, for instance, Elizabeth, a great performer and lover
of spectacles, carefully crafted (and even more carefully controlled) her
royal pose, James tried to master the dramaturgy of royal power by
covering up his weak natural presence in extravagant behaviour, but
to no avail.161 And yet, as Voltaire would stress a hundred years after
the publication of Leviathan, in the incumbent of the seat of power,
majestic bearing and nobility of features can be ‘more commanding
than the authority of his rank’.162
This remark comes immediately after Voltaire’s description of how
in 1655, after the suppression of the civil wars, his first campaign and
his coronation, Louis XIV, knowing that the Estates General wanted
to reassemble on the subject of various edicts, hastily left Vincennes
‘in his hunting costume, entered Estates General in great boots, whip
in hand’, and with a few resolute words dismissed it.163 Voltaire’s por-
trayal of the Sun King’s menacing presence brings immediately to mind
Hobbes’s own account of the threatening warning that Cromwell, that
other king of self-refashioning, gave to Parliament. Upon the king’s
rejection of the Nineteen Propositions, Cromwell told Parliament it
was time it should govern and defend the kingdom without the king.
This he did theatrically ‘laying his hand upon his sword when he spake
it’, whereby he showed who was in command, who had the Parliament
160
This observation was made by James I in his handbook of kingship, Basilikon
Doron, and directed to his heir, Charles I. See James I 1994d, p. 49.
161
For a discussion of Sir Anthony Weldon’s controversial description of the king’s
physical appearance in his satirical work A Perfect Description of the People and Coun-
try of Scotland, see Beasley 1995.
162
Voltaire 1966, I, p. 310.
163
Ibid.
dramatic representation 125
164
Hobbes 1969a, pp. 146 and 143.
165
For Hobbes’s discussion of Cromwell’s purely strategic reasons for not wanting
to change the title of protector for that of ping see ibid., pp. 188–9. Chief amongst
royal insignia is the crown, which was, of course, never adopted by Cromwell.
166
[Hobbes(?)] 1995, p. 38.
167
Ibid., p. 38.
168
Ans. Bram., p. 370.
126 chapter two
169
Hobbes 1969a, p. 128.
170
Ibid.
171
Kantorowicz 1997, p. 21. The text of the Declaration can be found in McIlwain
1910, pp. 389–90.
dramatic representation 127
172
Kantorowicz 1997, p. 22.
173
Hobbes 1969a, p. 124, my emphasis. Hobbes’s denunciation of the legal fiction
which allowed Parliament to war against the man Charles I, while convening in the
name of the person of the king of England, should not make us forget that Hobbes too
distinguishes between the king’s natural and political person. According to his theory
of representation, however, to put the former to death is tantamount to condemning
his political person and the person he bears, the commonwealth, to extinction. For
the distinction between the sovereign’s natural and political person, see Hobbes 1996,
p. 131.
174
Hobbes 1969a, p. 124.
175
Ibid., pp. 140–1.
128 chapter two
176
Hobbes 1996, p. 65.
177
Ibid.
dramatic representation 129
178
See Ans. Bram., pp. 306 and 316.
179
Hobbes 1998, p. 186.
130 chapter two
180
Louis Marin, in his Portrait of the King, offers a perceptive discussion of this
particular use of the verb représenter, which can be found in Littré’s Dictionnaire
de la langue française. Marin 1988, pp. 5–6. The general notion of representing as
exhibiting or displaying to the eye can also be found in the OED, but not the phrase
‘to represent a title’.
181
On how the effectiveness of political authority, as held by the early modern
officeholder who exercised it in face-to-face contexts, depended not only on formal
warrant but also on the quality of his reproduction of relatively standardised perform-
ances, see Braddick 2000, p. 77 and 68–85. The use of warrants and legal papers as
symbols of power is more fully discussed in Rosenheim 1993.
182
Hobbes 1996, p. 189. And yet, because a climate of generalised suspicion would
endanger the workings of the machinery of the state, ‘if the question be of Obedience
to a publique Officer; To have seen his Commission, with the Publique Seale, and
heard it read; or to have had the means to be informed of it, if a man would, is a suf-
ficient Verification of his Authority.’ Ibid.
dramatic representation 131
his subjects and signified before all others.183 When politics borrows
from theatre, as Hobbes’s does, it must also pre-emptively protect
itself from the subversive potential of coups de théâtre.
183
As Blackstone notices with specific reference to subordinate corporations, where
the body is invisible, and cannot manifest itself by any personal act, it must make itself
represented, i.e., speak and act, by the mediation of signs, namely the common seal.
Blackstone 1862, p. 492.
184
Hobbes 1969b, p. 68.
132 chapter two
185
Coriolanus III.2. For the changing meaning of ‘personation’ see Trussler 2000,
p. 72. Throughout the Middle Ages it was widely believed that ancient comedy and
tragedy were forms of narrative intended to be recited with the occasional accompani-
ment of mute miming, rather than to be performed by actors impersonating charac-
ters with voice and gesture. For a few more accurate medieval interpretations of the
reality of ancient representation, which draw on Boethius’ information on stage-acting
in De Duabus Naturis, see Marshall 1950.
186
Gurr 2004, pp. 102–16.
187
These representations are, of course, primarily those images they—orators and
stage-players—compound in their minds by an act of imagination, to translate them
subsequently into speech and gesture. The notion of ‘representation’ as the action
of placing a fact, event or situation before another or others by means of discourse,
with a view to conveying a particular view or impression that influences his or their
opinion and/or conduct, was common currency in Hobbes’s times, as can be inferred
from the examples in the OED, and much used by, for instance, the spokesmen in the
Putney debates.
188
See Tuck 1996, pp. 184–6 and James 1997, p. 135.
dramatic representation 133
189
Hobbes 1969b, p. 68.
190
Hobbes is here drawing on the classical subdivision of narration into historiae
and literary fiction, and the division of literary fiction into two sub-genres, fabulae and
argumenta, the first of which presupposes a principle of charity (a willing suspension
of disbelief ). See Cicero 1949, I.19.27 and Sidney 1912, III, p. 29.
191
Hobbes 1969b, p. 68.
192
Quintilian 2001, vol. III, 6.2.31.
134 chapter two
193
Hobbes 1969b, p. 68. Hobbes offers a reason why people might enjoy the spec-
tacle of tragedy: men, he explains, take pleasure in beholding other men in dangerous
or afflictive situations when they themselves are safe, because ‘there is novelty and
remembrance of own security present, which is delight’. Ibid., p. 46.
194
Lucian 1968, pp. 3–5. Lucian blames the actor Archelaüs in particular for the
events in Abdera. Ibid., p. 3.
dramatic representation 135
did nothing but pronounce Iambiques, with the names of Perseus and
Andromeda; which together with the Fever, was cured, by the comming
on of Winter: And this madnesse was thought to proceed from the Pas-
sion imprinted by the Tragedy.195
Not unlike Lucian, Hobbes is suspicious of the causes of this out-
break of collective madness. As he sceptically puts it, it was ‘thought
to’ proceed uniquely from the passion aroused by the theatrical rep-
resentation. But caution is advisable, as the Greeks were also prone
to ascribe madness wrongly to the operation of supernatural entities
like the ‘Eumenides, or Furyes; and sometimes of Ceres, Phoebus, and
other Gods’.196 Determined, like his Roman predecessor, to strip the
Abdera episode of the aura of awe with which it had been traditionally
surrounded, Hobbes insists that the madness observed there was the
product of the combination of the powers of theatre and severe heat.
This suggestion is in perfect agreement with Hobbes’s understand-
ing of the physiological processes that account for the emotions we
experience both awake and in dreams. For him, mental representa-
tions and corresponding affections are produced by ongoing motions
between the brain and the vital parts, but, physically, they are also to be
explained ‘by the distemper of some of the inward parts of the Body’,
different distempers causing different delusions.197 Thence, ‘lying cold
breedeth Dreams of Feare, and raiseth the thought and Image of some
fearfull object’, whereas ‘Anger causeth heat in some parts of the Body,
when we are awake; so when we sleep, the over heating of the same
parts causeth Anger, and raiseth up in the brain the Imagination of
an Enemy’.198 Too much heat, springing from a burning sun, could
have produced in the citizens of Abdera an especially vivid imagina-
tion, whose original inspiration lay in the events performed on stage.
Though the effects of a well-acted tragedy may, in Hobbes’s view, be
no less powerful than those of a genuine murder, they would certainly
have been dispelled by the disappearance of the actors from the stage,
and the emptying of the stone seats of the theatre. The conventions of
ancient theatre provided reliable indicators of the play’s being a recon-
stitution of life in mere re-presentation: that is, of the performance
as something not to be read literally as yet another scene of everyday
195
Hobbes 1996, p. 56.
196
Ibid.
197
Ibid., p. 17.
198
Ibid.
136 chapter two
life. Only a deranged audience, like the citizenry of Abdera, could fail
to engage in the right kind of doubled vision, which all representa-
tions require. Thus they ceased to see simultaneously the realism of
the performance and the performance as artificiality, or theatre. And,
having stopped seeing the play as play, they proceeded to incorporate
it into reality.
199
For more details on this background, see Jacob and Raylor 1991.
200
Newcastle 1984, pp. 63 and 64.
201
Ibid.
dramatic representation 137
202
Hobbes 1996, pp. 82 and 83.
203
See Hobbes 1998, p. 9.
204
As Hobbes emphasises, the grounds of the rights of the sovereign ‘need to be
diligently, and truly taught; because they cannot be maintained by any Civill Law, or
terror of legall punishment’. Hobbes 1996, p. 232.
205
On the events leading to the republication of the Declaration of Sports, see Gar-
diner 1884, pp. 318–22.
206
Newcastle 1984, p. 100.
138 chapter two
207
Hobbes 1996, p. 235.
208
Ibid.
209
Ibid.
210
Ibid.
211
See ibid., p. 240.
212
Ibid., p. 235.
213
Ibid.
dramatic representation 139
214
The qualification is in place because, in a letter to the Marchioness of Newcastle,
Hobbes shows his apprehension about the moral effects of base comedy and reveals
his scepticism about the taste of vulgar audiences: comic writers, he writes, sometimes
‘present Vices upon the Stage [. . .] ridiculously and immodestly, by which they take
their [the vulgar] rabble [. . .] For that which pleases lewd Spectators is nothing but
subtile Cheating or Filch.’ Hobbes 1994, II, p. 524. These words of caution go, of
course, in tandem with Hobbes’s theory of laughter, according to which laughter is
an expression of contempt, which need not involve any wit: ‘for men laugh at mis-
chances and indecencies, wherein there lieth no wit or jest at all’. Hobbes 1969b, p. 41.
But there is hope for a higher form of comedy: there is laugher ‘without offence’, ‘at
absurdities and infirmities’, ‘where all the company can laugh together’ (ibid., p. 42);
and for a higher form of theatre: the Marchioness of Newcastle herself had produced
comedies and tragedies that provided ‘a truer Idea’s of Virtue and Honour than any
Book of morality’. Hobbes 1994, II, p. 524. Those plays, which could provide the basis
for innocent, even instructive, recreation in the Hobbesian commonwealth, can be
found in Playes written by the thrice Noble, Illustrious and Excellent Princess, the Lady
Marchioness of Newcastle (1662).
215
The authorship of the Proposition was convincingly asserted by Jacob and Raylor
in their 1991 article, to which I am much indebted.
216
Davenant 1971, p. 3.
140 chapter two
217
Davenant’s references to statesmen as immense whales, people’s representatives,
and the instrumental use of spectacles in ancient Greece and Rome are especially
revealing. See Davenant 1971, pp. 3, 54, 35 and 39–40.
218
Hobbes 1971b, pp. 50 and 46.
219
Ibid., p. 243.
220
Davenant 1971, p. 244.
221
Hobbes 1971b, p. 52.
dramatic representation 141
222
Davenant 1971, p. 247: for instance, to deceive them by making ‘them believe
they have peace’, even if ‘the sound of Trumpets and clashing of Armes’ reverberates
outside.
223
Ibid., p. 244.
224
Hobbes 1996, p. 233.
225
Davenant 1971, p. 245.
226
Hobbes 1996, p. 233.
227
Ibid., p. 227.
142 chapter two
Conclusion
228
Kottman 2008, pp. 55, 88 and 72. Kottman sees Hobbes as negating the theatre in
its spontaneous, relational, particularistic, here-and-now mode of being. But the thea-
tre Kottman takes as paradigmatic, despite bearing some resemblance to early modern
theatrical practice, can hardly be said to comprise all possible theatrical experience.
Despite my fundamental disagreement with Kottman as to Hobbes’s purported dis-
missal of the dramatic quality of human life, we are in close agreement as to Hobbes’s
treatment of personality, both natural and artificial. See ibid., especially pp. 69–70.
229
Ibid., p. 64.
230
As Kottman himself acknowledges; see ibid., pp 69–70.
dramatic representation 143
ing the bounds of nature and artifice, in ways that allowed artificial
personality, or the acting of others, to be solidly grounded in natural
personality, or the acting of oneself. It took one theatrical construct, a
person, to set up another. This is the larger-than-life person, sustained
by the desire of all to preserve the fiction of their unity, in order to
preserve themselves: the Leviathan state.231
Hobbes’s man-made state is far from a non-theatrical, non-active
entity. The guarantor of our peaceful co-existence, his state is insepa-
rable from agency—the capacity to decide and act. As a fictional entity
set in motion by the compositional activity of its chief actor, the sov-
ereign, the state’s representational efficacy depends on making its
artificiality disappear from view (albeit never totally so), and allowing
spectators to invest psychological reality in the fictional entity enacted
by the sovereign. The members of the citizen audience must hence
experience the state not only as something contrived, but also, and
critically, as something real, as something authentic.232 In Hobbes’s
politics, as in the theatre, audiences engage in a double experience, at
once re-presentational and actual, demystifying and mystical. For to
make a self-confessed artifice appear real is what ensures its believ-
ability, as well as its power to produce an affective response, setting
off the complicity, if not the collusion, which pre-empts all resistance
between actor and audience, representation and represented. For
Hobbes, political power, like the power of theatre, results less from
the actor’s acting alone than from his productive interaction with an
audience that suspends its judgement, and is emotionally complicit
in its submission to the fictional person being posited on the political
stage as its collective image. Appearance, visibility, representation and
theatricality are here not mere props of power, but sources of political
power in their own right. Either staged as the terrifying vision of a
colossus who oversees political order by taking over the visual horizon
of the expectant crowd, or approaching us in close-up as impersonated
by state officers addressing us in its name, Hobbes’s Leviathan state
exists only as acted as a doubled reality, since we always experience it
as happening in both imagined and everyday space-times simultane-
ously. In charge of its complex mise-en-scène—by which I mean, quite
231
As Jean-Christophe Agnew perceptively put it, only from the self-fashioned man
could Hobbes’s man-made state have originated. Agnew 1986, p. 93.
232
Schaffer 2002, p. 498.
144 chapter two
literally, the state’s putting into action, by the doing and orchestrating
of its appearances and movements, in both time and place, localised
and delocalised—is the representational sovereign. Like a stage direc-
tor overseeing the mounting of a stage production, the sovereign must
seamlessly unify the state’s different performative parts in a compel-
ling dramaturgy of power.
In Hobbes this dramatic artificiality of the state co-exists with the
dramatic artificiality of all social life. Although subjects give away
their representation with respect to things conducive to peace, they
do not stop representing themselves in a performative sense once the
state is formed. In effect, all social life consists for Hobbes of a set of
personations in response to demands of different social roles. As the
guardian of civilisation, the state enforces the conditions of an ordered
theatrical exchange between subjects, as well as between subjects and
sovereign. And it is the duty of subjects to display loyalty by play-
ing their part, that is, by actively joining in the public performance
of order. For Hobbes, to be a political subject has therefore much to
do with theatricality, role playing, or the public display of oneself in
stylized performances. Subjects are under an obligation to mould the
externals of their conduct to the dictates of law and sociability. They
must show a peaceful disposition towards others, and an obedient
disposition towards their sovereign. To both ends mask-wearing—or
the practice of simulating and dissimulating with others—may be
required, and indeed constitute virtuous behaviour, that is, behaviour
serviceable to the construction of order. It is Hobbes’s belief that men
can live together in peace only where they keep themselves somehow
apart, by using their powers of play (i.e., their ability to pretend what
is not, and conceal what is) to create between themselves a protective
distance, which avoids clashes in the violent force of their passions.
This requires a public staging of oneself that glosses the disorderly
work of passions, and constrains potentially disruptive beliefs behind
a steady mask of civic conformity. Political order would be hollow if
the plurality of human action within the city lost its dramatic quality.
CHAPTER THREE
JURIDICAL REPRESENTATION
Introduction
1
Pufendorf 1934b, p. 15.
146 chapter three
2
Hobbes 1996, p. 111.
3
As Coke puts it, ‘Persons capable of purchase are of two sorts, persons natural
created of God, and persons incorporate or politique created by the policy of man’, the
latter being ‘of two sorts, vz either sole, or aggregate of many’. Coke 1797, I.1.4: 2.b.
Among the persons sole singled out by Coke, the parish priest is of particular inter-
est, as Coke uses in its description some of the terminology that we will encounter
in Hobbes: ‘“Parson”, Persona. In the legall signification it is taken for the rector of a
church parochiall and is called persona ecclesiae, because he assumeth and taketh upon
him the parson of the church: he only is said vicem feu personam ecclesiae gerere.’
Ibid., III.9.528: 300.b. Coke’s categories of persons are taken up by Blackstone, who
148 chapter three
distinguishes between natural persons created by God and artificial persons ‘devised
by human laws for the purposes of society and government’. Blackstone 1862, p. 107;
see also p. 484.
4
Lucy 1996, p. 273.
5
Hobbes 1996, p. 112.
juridical representation 149
6
Ibid. In effect, Hobbes distinguishes between two different types of author: those
who own the actions of another simply and those who own his actions condition-
ally. See ibid., p. 115. The debtor—creditor ‘conditional’ type of relationship Hobbes
alludes to was central to monarchomach treatises, such as the Vindiciae of 1579 (Brutus
1994; see discussion below, according to which the people had, jointly with the prince,
made a contract with God, and were like a debtor who had a joint obligation to pay
a certain sum: should the king infringe the law of God, the entire debt fell upon the
remaining signatory, i.e., the people, who were therefore obliged to resist the king who
strayed from the divine path. The notion of a ‘conditional’ author was also used in
covenant theology. See Goodwin 1642, especially pp. 46–9.
7
See, for instance, Quintilian’s discussion of advocates as actors in Quintilian 2001,
vol. III, 7.1.10 and 7.6.2, as well as D. 26.8.3.
8
Brutus 1994, p. 59. Familiar as he was with the monarchomach treatment of kings
as accountable mandated agents, Hobbes asked in De Cive: ‘Quantum hominum inter-
fecit doctrina haec erronea, Reges summos multitudine superiores non esse, sed min-
istros ejus?’. Hobbes 1983a, p. 78.
150 chapter three
right the people could not exercise on its own. An originating, rather
than an active agency, the people of the Vindiciae held what amounted
to a power to yield its power to others: namely, assemblies and tuto-
rial magistrates of aristocratic extraction empowered to exercise final
political control over the king by their claim to act with the people’s
right, in the people’s stead.
Henry Parker, the foremost English parliamentarian publicist, con-
curred entirely. He maintained that whatever produces something is
greater than it, and peoples produce kings. Man being ‘the free and
voluntary Author’ of all political power, sovereignty must have resided
originally in the people, and is only to be found derivatively in parlia-
ments as well as kings.9 Since, however, the people as a whole is an
inchoate mass, incapable of formulating a single will, the people in
its political sense must be predicated on representation. Parker argues
that the people comes into being first in its representative body, Par-
liament, which, unlike the king, is not a mere authorised agent of the
people and of lesser power than the people, but the whole people itself,
in a mirror-image and therefore entitled to hold the people’s ‘Arbi-
trary power’ in its hands.10
One by one, we will see, Hobbes appropriates the ideas of the par-
liamentarians and turns them back on themselves, within the context
of an extended examination of the representative principle.11 Hobbes
realised that the parliamentarian ascending theory of politics, deriv-
ing legitimacy from authorisation, could ground absolute obligation,
if only representation were to be conceived in terms of ‘ownership’
and ‘attributed action’ rather than isomorphism. Transmuted into the
instrument of power, rather than the instrument of its limitation, rep-
resentation would no longer be interchangeable with a specific institu-
tion (Parliament) or a form of government among others (democracy).
Representation was rather what made all politics possible, the very
essence of political organisation as such. Political power came into
existence in the process of the sovereign representing it and could nei-
ther exist nor honour the duty of protection except by the continuing
supply of authorisation by those represented in it.12 Representativeness
9
Parker 1642a, p. 1, my emphasis. For the treatment of Parliament as an ‘Author’
instructing agents (‘Actors’) to act in its place, see ibid., p. 27. For the rejection of
Parker’s claim see Bramhall 1844a, p. 446.
10
Parker 1642a, p. 34.
11
The best study of this debate is Skinner 2005.
12
See Dumouchel 1996.
juridical representation 151
13
Hobbes 1996, p. 130.
14
Ibid., p. 112.
15
I therefore disagree with François Tricaud’s claim that for Hobbes ‘authority’
is always an attribute of the actor, never of the author. Redefined as a right to act,
authority must surely belong, in the first instance, to the author, and only secondarily,
to the actor, to whom it is transferred. See Tricaud in Hobbes 1999, p. 163, n. 12.
16
On the impact of this reconstruction of the premises of authority in terms of
ownership and contractual considerations, see Weimann 1996, pp. 12–13. Though the
concepts of ownership and authority seem, to the present-day reader, to be foreign
to each other, the truth is that it has not always been so: in Roman private law there
was the notion of auctoritas rerum, which designated a right of ownership established
by means of an act of acquisition presupposing an auctor from whom the res was
acquired. See Magdelain 1990, pp. 685–705.
152 chapter three
17
This ‘commodification’ of words and actions gains especial resonance in the light
of Hobbes’s treatment of the person as an actor, since actors made their living from
commodifying their verbal and gestural outputs when constructing different dramatis
personae.
18
Hobbes 1996, p. 112.
19
For there are certain rights that no one can transfer, not even to the sovereign;
see ibid., pp. 93–4.
juridical representation 153
his own perill’, leaving himself without grounds for future protest.20
In a world increasingly reliant on vicarious relations, as was Hobbes’s,
the author behind the mask may not always be apparent, and taking
the mask at face value may prove a perilous business.
Representation by Fiction
20
Ibid., p. 112.
21
As Hobbes explains, with regard to the church, ‘if the Church be not one person,
then it hath no authority at all; it can neither command, nor doe any action at all; nor
is capable of having any power, or right to any thing; nor has any Will, Reason, nor
Voice; for all these qualities are personall’. Ibid., p. 268.
22
Ibid.
154 chapter three
23
Resistance to this fiction of authorship can be found in Pufendorf, who accuses
Hobbes of being ‘mistaken in holding that in communities a man may frequently
represent the person of an inanimate object, which in itself is not a person, such as a
church, a hospital, etc. For it is not necessary by a fiction of law to assign a personal-
ity to any of these things, since it is very much simpler to say that certain states have
assigned to particular men the duty to collect revenues for the preservation of such
places, and to prosecute and defend any suits that shall arise on such an account.’
Pufendorf 1934b, p. 12.
24
For the attribution of juridical personality to idols, see Duff 1929.
juridical representation 155
25
See Pitkin 1964a, pp. 333–6, as well as 1967, p. 25.
26
On the questions of authorship, attribution and ownership of texts, see Long
2001, and Foucault’s essay ‘What is an Author?’ in Foucault 1998, pp. 205–22.
27
Skinner was the first to point out that Pitkin’s objection is unhistorical, in so
far as by 1640, the licensing of stage-plays was compulsory. See Skinner 1999, pp.
15–16.
156 chapter three
shall recover the use of Reason) they shall judge the same reasonable. Yet
during the Folly, he that hath right of governing them, may give Author-
ity to the Guardian. But this again has no place but in a State Civill,
because before such estate, there is no Dominion of Persons.28
Just like the inanimate objects we have previously encountered, chil-
dren, natural fools and madmen are not legally competent to act.29
Although they perform actions, they cannot be regarded as present in
any transaction, since they lack understanding of what is being done,
and cannot work out for themselves the consequences of consent-
ing or refusing that something should be done for them. Neverthe-
less, the management of their affairs requires interaction with others,
and provision has to be made for someone legally competent to carry
out any necessary transaction on their behalf.30 And just as the owner
may authorise the representation of his possession, so may the gov-
ernor author the representation of his charge. The task of appoint-
ing a person to act on behalf of the legally incompetent falls upon
those who have them in their power, which under civil law will almost
certainly be the civil magistrate or (before him) the father himself.31
This is because the civil law determines that dominion rests with the
father, each family consisting of a man, his wife, children and servants
together ‘wherein the Father or Master is the Sovereign’.32 Alongside
the authority of the father, however, there ran in Hobbes’s time that
of the Lord Chancellor, who by right derived from the crown served
as supreme guardian to all wards.
28
Hobbes 1996, p. 113.
29
The discussion of the guardianship of buildings alongside that of men (minors,
lunatics and the spendthrift) is symptomatic of Hobbes’s indebtedness to Roman law.
In The Institutes of Justinian, Tit. XIII, for instance, we can read that tutors ‘are called
tutors as being guardians (tutores) and defenders in the same way as those who guard
buildings (aedes) are called custodians (aeditui)’. Inst. 1.13.
30
As Roman law put it, the tutor’s function was to supply what the minor could not
give—auctoritas. Therefore only the tutor could give the final approval and the final
guarantee to any transaction in which the minor had a part. See D. 26.8.
31
This, as Hobbes stresses with the neo-Roman theorists of liberty in view, was
already so in Rome, where children were called liberi, and yet ‘both the state had
power over their life without consent of their fathers; and the father might kill his son
by his own authority, without any warrant of the state’. Hobbes 1969b, p. 134. For the
Court of Chancery’s role in appointing and removing guardians who fail in their trust
see Blackstone 1862, pp. 477–9.
32
Hobbes 1996, p. 142. The family is therefore united in the person of the father,
as ‘one Person Representative’, who has the right to speak and act for his household
(wife, children and servants, included) ‘as farre as the Law permitteth’. Ibid., pp. 162
and 163.
juridical representation 157
33
As Hobbes puts it: what is true of ‘Covenants between man and man in their
naturall capacity, is true also when they are made by their Actors, Representers, or
Procurators, that have authority from them, so far-forth as is in their Commission, but
no farther’. Ibid., p. 112, my emphasis.
158 chapter three
34
Ibid., p. 10.
35
Ibid., p. 121.
juridical representation 159
36
Hobbes 1998, p. 27: ‘But a right to an end is meaningless, if the right to the means
necessary to that end is denied.’
37
Hobbes 1996, p. 114.
160 chapter three
38
Ockham 2001, p. 428.
39
Bartolus, Commentary on D. 48.19.16.10, where he develops the notion of the
corporation as a persona repraesentata or ficta, that is, as a legal personality that is
separate both from the state and from the corporation’s members, despite only being
capable of acting through them.
40
As Albericus de Rosciate put it in 1354: ‘collegium, licet constituatur ex pluribus,
est tamen unum per representationem’. Rosciate in Eschmann 1944, p. 33, n. 145.
41
Hobbes 1969b, p. 174.
juridical representation 161
42
Hobbes 1976, p. 141.
43
Ibid.
44
Hobbes 1998, p. 73.
45
Ibid.
46
See Hobbes 1649, p. 100.
162 chapter three
47
This has been clearly shown by Quentin Skinner; see Skinner 2005.
48
For the fullest discussion of the theses of the parliamentarians to date, see Skin-
ner 2005. Authors developing aspects of a theory of representative government in
support of the parliamentarian case between 1642 and 1644 included Henry Parker,
William Haller, John Marsh, Richard Ward, William Bridge, Philip Hunton, William
Prynne and William Bridge. It ought to be noted, however, that the use of a claim to
represent as a strategy for enhancing the Commons’ position dates from much earlier,
as is clear from the famous words uttered in 1601 by Sir Edward Coke: ‘That his Maj-
esty and the Nobles being every one a great person, represented but themselves; but
his Commons though they were but inferiour men, yet every one of them represented
a thousand men.’ Coke in D’Ewes 1708, p. 515.
49
Digges 1643b, pp. 33, 149 and 151–2.
juridical representation 163
50
I am here borrowing, if in a slightly altered form, Giuseppe Sorgi’s apt formula-
tion of Hobbes’s views on popular sovereignty: ‘It is not that sovereignty inheres in
the people, but the people in sovereignty.’ Sorgi 1989, p. 105. See also Hoekstra 2006b,
pp. 203–6.
164 chapter three
way through to the kernel of the idea of the people as the constitu-
ent power of the body politic’.51 But this is misleading. Representation
does not work, in Hobbes, as a pre-commitment device undertaken by
a constituted body politic (‘a people’), endowed with a unified consti-
tutive will, to limit future political authority. Representation is rather
the way of engendering the very possibility of a collective political
agency holding sovereign power. If ‘the people’ is ever to rule over
itself, it must be indirectly, by means of a sovereign representative,
appointed to act in its name. Popular sovereignty is represented; or it
is not. In a Hobbesian world, the construction of ‘the people’ is always
mediated and transformed by state institutions.
Hence the matter out of which Hobbes’s state is erected does not
constitute a corporate body politic, but a disorderly heap: not a people
but a multitude, which ‘naturally is not One, but Many’.52 Any such
aggregate of men, like a pile of stones, can share a common space,
occupy a common territory. But it remains a multitude, character-
ised by its plurality and lack of lasting cohesiveness. It would be in
vain, Hobbes warns, to search for unity in any amorphous multitude
of people. Unity amongst men is never a datum, always a constructum:
its shaping into being is dependent on the setting up of a ‘common
Representer’, whom the multitude entrust with the ‘Right to Present
the Person of them all’.53
However, as Hobbes makes sure to stress, it is not so much the
voluntary consent of each prospective subject that makes them one as
the fact that their representative is himself one unified person, capable
of acting for them with one will and on the basis of one judgement.
More than just consent, more than just concord (which would, at best,
form an unstable ‘wholeness’), it is the oneness of the artificial person
representing them all that achieves the much-desired unity of the body
politic:
A Multitude of men, are made One Person, when they are by one man,
or one Person, Represented; so that it be done with the consent of every
one of that Multitude in particular. For it is the Unity of the Representer,
not the Unity of the Represented, that maketh the Person One.54
51
Forsyth 1981, pp. 191–2.
52
Hobbes 1996, p. 114.
53
Ibid., pp. 114 and 121.
54
Ibid., p. 114.
juridical representation 165
55
Ibid., p. 114.
56
Ibid., p. 120.
57
See Chapter 1 above. The same analogy is drawn in Kahn 2003, p. 78 and Pettit
2008, p. 75.
166 chapter three
58
Hobbes 1996, p. 10.
59
Ibid., p. 121.
60
Ibid., pp. 62 and 9.
61
Ibid., p. 184.
62
Ibid., p. 321. These are personal qualities defining the church qua person, but
since in Hobbes church and state are fundamentally the same, the transposition is
warranted.
juridical representation 167
namely protection, but the best way of fulfilling this purpose will vary
as circumstances change. This means that the action of the sovereign
can never be specified in advance, and that he must be empowered not
only to do something definite, but to do virtually anything he thinks fit
or in our interest. The only constant for the sovereign performance is
the requirement to make the disunited multitude appear on the politi-
cal stage in the semblance of a powerful union capable of acting with
steadiness of mind and purpose in the face of any internal or external
menace. This is something the state, in all its abstractness, could never
do if stripped of its animator.
Sovereign and state are indeed, for Hobbes, not only co-original,
but entities as closely interdependent and as radically interwoven as
the circumference and the circle in geometry. The person of the state
is defined by its capacity to act on a single will; the sovereign is the
state as regards this capacity.63 In other words, the state depends on a
sovereign being in place that is capable of acting out the multitude’s
political part, transforming it into a res publica. For the state, sover-
eign performance means therefore nothing short of life itself. Hence
Hobbes’s insistence that a mere gap between the present sovereign
and the next poses the danger of the state ceasing to be and the mul-
titude dissolving into anarchy. For just as the soul is the principle of
thought and action in a man, so is the sovereign ‘the publique Soule,
giving Life and Motion to the Common-wealth; which expiring, the
Members are governed by it no more, than the Carcasse of a man, by
his departed (though Immortall) Soule’.64 And if the soul signifies, in
Scripture, either the life or the living creature, so does the sovereign
signify the state’s spring of life and therefore the state itself qua ‘living’
person. One could not be without the other. The bond between state
and sovereign is so indissoluble that Hobbes slides from speaking of
it in terms of interdependence to terms of identification, and refers to
the sovereign as being, rather than simply representing, that which he
presents: ‘in all Courts of Justice, the Soveraign (which is the Person of
the Common-wealth), is he that Judgeth’.65 To be sure, it was a com-
mon legal fiction of Hobbes’s time to judge the person representing
63
The capacity to act defining the state’s person, Kottman’s recent claim that
‘Hobbes’s Leviathan, quite simply, does not perform; it does not act’ must be strongly
resisted. Kottman 2008, p. 95.
64
Hobbes 1996, p. 230.
65
Ibid., p. 187, my emphasis.
168 chapter three
to be one with the person represented.66 But it was also a fiction that
gained striking credibility when the entity represented had no body,
no will, no voice: in short, no existence, except through its being rep-
resented, as is the case with the state.
The analogy with theatre is again enlightening. The play proper
exists first and only when it is played. Performance brings the play
into existence, and the playing of the play is the play itself. As with the
play, so it is with the state. Sovereign performance brings the state into
being, and the acting out of the state is the state itself, in so far as the
state is only in enactment. This necessary coupling of sovereign and
state explains why Hobbes alternates between treating the sovereign as
he who ‘bears’ and saying that he ‘is’ the person of the commonwealth.
The ambiguity is deeply rooted in Hobbes’s political writings, and too
conspicuous to be dismissed as a mere slip.67 In some ways, it can be
traced back to Hobbes’s claim, in chapter 16 of Leviathan, that the
persona being a mask, the person is an actor: a representative.68 The
inference is troubling because the theatrical mask is not the actor, but
he whom the actor represents: more correctly, a representation of the
66
Hobbes, Ans. Bram. (EW IV, p. 311). Digges resorts to the same legal fiction,
when he writes that the king is ‘legally the whole people’; see Digges 1643b, p. 149. See
also Lawson, who refers to the juridical treatment of represented and representative
as one and the same person with relation to Hobbes; Lawson 1657, p. 37. The legal
fiction figured prominently in contemporary law treatises, such as Antoine Dadine D’
Autreserre’s De Fictionibus Iuris Tractatus Quinque (Paris, 1659).
67
The ambiguity between the civil person as represented or representative appears
already in The Elements of Law, where Hobbes maintains that the people can signify a
multitude or ‘a person civil, that is to say, either one man, or one council, in the will
whereof is included and involved the will of every one in particular; as for example:
in this latter sense the lower house if parliament is all the commons’. Hobbes 1969b,
p. 124, my emphasis; see also ibid., p. 117. Similarly, in De Cive Hobbes contends that
neither any single citizen nor all together (except him whose will stands for the will of
all) are to be regarded as the commonwealth. Hobbes 1998, p. 73. Turning to Levia-
than, in chapter 26 Hobbes maintains that ‘The Legislator in all Common-wealths, is
only the Soveraign’, immediately explaining that ‘Therefore the Common-wealth is the
Legislator.’ In chapter 28, he asserts that Leviathan is the ‘Governour’ of man, leaving
the reader in doubt whether he is speaking of the sovereign or the state in its entirety,
not least because the biblical Leviathan was commonly associated with kings or men
in a position of eminence. Hobbes 1996, p. 221. In the next chapter, he explains that
that ‘to those Lawes which the Soveraign himselfe, that is, which the Commonwealth
maketh, he [the sovereign] is not subject. For to be subject to Lawes, is to be subject
to the Common-wealth, that is to the Soveraign Representative.’ Hobbes 1996, p. 224.
Also in the Latin Leviathan, Hobbes both refers to kings bearing the person of the
commonwealth, and identifies the kings as the person of the commonwealth. Lat.
Lev., pp. 139 and 209.
68
I thank Kinch Hoekstra for having brought this point to my attention.
juridical representation 169
69
This explains why in chapter 42, in a cross-reference to chapter 16, Hobbes main-
tains that the proper definition of ‘person’ is ‘that which is Represented by another’.
See Hobbes 1996, p. 339.
70
Ibid., p. 3.
170 chapter three
But what type of person is this Leviathan, the person of the state?
The first thing to notice is that the language Hobbes uses to describe
the state is reminiscent of the language traditionally used to charac-
terise the persona ficta. This was often described as real men united
in a fictitious being, which was nothing but a name, a thing of the
intellect, an incorporeal entity, having a being only in abstracto, like
‘man’ in respect to men. In a similar nominalist vein, Hobbes tells us
that the state’s incapacity to act is a consequence of its insubstanti-
ality. The state, he tells us, would be a purely verbal entity, nothing
‘but a word, without substance’, if it were not placed before us at a
distance by the sovereign through representation.71 But as a fiction
before the law, the state is not so much a legal as a political fiction:
not a supposition of fact created by the state and taken to be true by
the courts of law, but a supposition of ‘the Greatest of humane Pow-
ers’ which men must imagine to cause it to come into being. In its
almost spectral quality the state bears a resemblance to those figments
of mind, or idols, whose nothingness Hobbes also stresses.72 Idols, we
have seen, are purely imaginary entities, which have no reality except
that which is given to them in the minds of frightened people, or by
artists translating them into painted or sculpted image. To enter the
world of legally binding transactions, they have to be represented by
men authorised by the state to perform real actions in their name.
Similarly, despite acting severally through its several agents, and
forcefully addressing us in many disguises—king, judge, sheriff, con-
stable, ambassador—the state is an elusive entity, allowing only par-
tial glimpses of its person. As rational political fictions whose earthly
impression depends entirely on representation, they have no figure, no
real-world correspondence, upon which one could form an image: no
gross and material body can be found behind its many masks. Argu-
ably even more than other fictional entities, states resist attempts at
figurative representation, their overwhelming power transgressing the
law of located visibility, of figurativeness. When finally caught in an
71
Ibid., p. 245. Hobbes’s pronouncements as to the purely verbal existence of the
state in the absence of a sovereign bring to mind Pope Innocent IV’s famous words
on the nature of corporations, and the fictitious character of their legal personality:
‘capitulum, quod est nomen intellectuale et res incorporalis, nihil potest facere nisi per
membra sua’. In Decr., X 5.39.64 n. 2.
72
Hobbes 1996, p. 245. The case for Hobbes’s state being a person by fiction rather
than, as Skinner first argued, a ‘purely artificial person’ was first put by Runciman
2002. Skinner has come to revise his position, as seen in Skinner 2005.
juridical representation 171
73
For the influence of emblemata or emblem-books on Hobbes, see Skinner 2008.
For an especially perceptive discussion of this difficulty in ‘picturing’ the state, as well
as Hobbes’s attempt to circumvent it in the title page of Leviathan, see Malcolm 2002,
especially pp. 222–9.
74
For the notion of ‘imagined community’, albeit applied to the nation, see Ander-
son 1983, pp. 5–7 and Seton-Watson 1977, p. 5.
75
This analogy was originally drawn by Quentin Skinner, according to whom, ‘Just
as the mother brings her child into the world, thereby acquiring dominion over it, so
the union of the multitude serves to procreate the state.’ Skinner 1999, p. 23.
76
For some such objections, see Runciman 2000, p. 273, n. 13.
172 chapter three
dominion of the mother does not on Hobbes’s view spring from gen-
eration, but from consent.77 Consequently, no right of dominion could
have ever been acquired by the multitude over the state in virtue of
its genetic proximity to it. What is more, before submitting to a hus-
band, the mother retains dominion over the engendered, and it would
be disastrous for Hobbes if the multitude could reclaim its dominion
over the state once it is established. The analogy is visually suggestive,
but analytically flawed.
So how does the person of the state come onto the scene? The short
answer is: by means of a covenant of representation whereby the
would-be subjects covenant with one another to authorise the same
unitary representative to act for them, collectively speaking, on con-
dition that every would-be subject accedes. What we find here is the
same triadic relationship we encountered before in cases of represen-
tation by fiction. But this time it is not premised on dominion, which,
being established by positive law, belongs exclusively to the civil con-
dition. To distribute the roles, the multitude are now the authors, the
sovereign the actor and the state the entity represented, which, being a
fictional person, comes into full being only in and through represen-
tation. This also means that the state cannot object to its representa-
tion or the ways the sovereign decides to play its part. But neither can
the multitude of natural persons authoring the state raise any such
objections on the state’s behalf. To authorise is to acknowledge and
accept the attribution of the actions of another to oneself, making one-
self liable to take responsibility for whatever the other does in one’s
name, on one’s behalf, within his commission. In authorising the sov-
ereign unconditionally the multitude make themselves, every one, the
author of whatever the sovereign ‘shall do, and judge fit to be done’ in
their corporate person.78 They cannot dissociate themselves from the
sovereign’s actions—their actions—by way of objection, without self-
contradiction; nor can they disown the consequences of these actions,
as owners of the rights by which the actions of the representative state
are performed.79 In Hobbes, the institution of the sovereign cancels any
77
Hobbes 1996, p. 114.
78
Ibid., p. 122. Hobbes’s account of the responsibility accruing to the subject
through its representative relationship with the state sits uncomfortably with his claim
that subjects cannot be blamed for moral wrongs they commit at the command of the
state, as that of worshipping a false god, discussed in Chapter 2 above.
79
George Lawson, in his comments on Hobbes’s use of the term ‘representative’,
maintains that in Hobbes whatever is done by a lawful representative is considered to
juridical representation 173
be done by the author, so that ‘the person representative, is Judged to be one with the
person represented by fiction of Law’. Lawson 1657, p. 37.
80
This makes the case of commonwealth by acquisition sit somewhat uncomfort-
ably with Hobbes’s theory of shared citizen responsibility for state actions, as the
covenanters can authorise the sovereign singly, rather than by a mutual exchange of
promises.
81
Overlooking this multilateral dimension of the covenant, whereby a series of
individual authors bind themselves each to each, and all to all, has led David Runci-
man to conclude that ‘to leave the sovereign as merely the representative of a series
of individual “authors” is to reduce politics to a series of personal relationships, each
binding, but also each distinct, with the result that the people as whole remain a frag-
mented multitude’. See Runciman 2006, p. 7.
174 chapter three
82
Before proceeding, it is important to notice that, according to the OED, to
seventeenth-century English speakers ‘to authorise’ meant not only to create a rela-
tionship of agency, by giving legal warrant to a person to do something on one’s
behalf, but also to endow with authority, set up as authoritative, acknowledge as pos-
sessing final decisiveness. All of these senses are embedded in Hobbes’s description of
the nature and effects of the pact of authorisation.
83
I am here using the term ‘translation’ in the un-Hobbesian sense of ‘loan’ or
mere ‘transfer of use’. Hobbes, however, explicitly equates translation with transfer
or renunciation of right, as can be seen in Hobbes 1996, p. 94. The ‘translation thesis’
has prevailed in French literature (see, for instance, Zarka 1995, pp. 208–27), though
its first, and also its foremost, advocate has been David Gauthier (see Gauthier 1969,
pp. 99–177), whose discussion of Hobbes’s doctrine of authorisation recovers points
first set forth by Pitkin (see Pitkin 1964b, pp. 911–14). Gauthier has, however, more
recently changed his mind, and acknowledged that authorisation implies, after all,
alienation of right (Gauthier 1988). Amongst the advocates of the ‘renunciation thesis’
can be counted Jean Hampton (see Hampton 1986, pp. 114–29) and Quentin Skinner
(see Skinner 1999, p. 9, n. 48).
84
Hobbes 1971a, p. 89, my emphasis.
juridical representation 175
85
Such is the case with elective kings, that is, monarchs elected for life, but who
do not have the right to nominate a successor. ‘For Elective Kings and Princes have
not the Soveraign Power in propriety, but in use only’: they are but ministers of the
people. Hobbes 1996, p. 136. The ‘sovereign power (like Ownership) remained with the
people; only its use or exercise was enjoyed by the time-limited Monarch, as a usufruc-
tuary.’ Hobbes 1998, pp. 98–9.
86
Ibid., p. 120. See also the formulation of the covenant in the Latin Leviathan:
‘Ego huic homini, vel huic coetui, authoritatem et jus meum regendi meipsum concedo’
(Lat. Lev., p. 131) Since the purpose of authorisation is self-preservation, the question
can be raised of whether the would-be subjects are to be understood as authorising
all the sovereign’s acts or only those necessary for peace and defence. However, the
gap between these two possibilities is closed by each subject’s simultaneous surrender
of his judgement, that is, of his right to judge what is necessary to government, and
what is not. See Pufendorf 1934b, p. 985.
87
Accordingly, the second law of nature commands men to lay down mutually
their right to all things. Hobbes 1996, p. 92. To lay down one’s right to everything is
not to lay down one’s right to anything. The end of the transfer of rights being the
security of one’s person, there are natural rights that cannot be relinquished, namely
the right of defending one’s life and one’s means of preserving it. See ibid., pp. 93–4,
96 and 107.
176 chapter three
they were their own. In reality, the negative duty not to pass judge-
ment, complain or interfere with sovereign action is now derived from
the positive obligation to take upon ourselves the responsibility for the
success of acts of ruling which are ultimately ours. The modern state
is not simply unopposed power. Its unopposability is a function of its
representational character.
88
Ibid., p. 120.
89
On this performative element, see Junge 2008.
90
Anderson 1983, p. 6.
juridical representation 177
91
Hobbes 1996, p. 96.
92
On the complex duality/circularity of Hobbes’s argument, see Malcolm 2002,
p. 228.
178 chapter three
93
This vulnerability intrinsic to the portrayal of the sovereign as ‘representative’
was detected by Hobbes’s critics, namely Clarendon, who warned the sovereign: ‘for
his greatness and security never so far to lessen himself, as to be considered as the
people’s Representative’. Clarendon 1676, p. 59.
juridical representation 179
94
Hobbes 1996, pp. 129 and 123.
95
Ibid., p. 441.
96
Ibid., pp. 92 and 231. So when Hobbes titles chapter 30 of Leviathan ‘Of the
Office of the Soveraign Representative’, ‘office’ refers here to the Ciceronian language
of officia in the sense of public duties.
97
For ‘it is not the right of the sovereign, though granted to him by every man’s
consent, that can enable him to do his office; it is the obedience of the subject, which
must do that’. Hobbes 1969a, p. 144.
180 chapter three
as one, the sovereign cannot, for instance, allow his personal ends to
come in the way of the ends of his office. He must rather direct all
those actions he performs in his political persona to the protection of
the interests of the fictional person he represents: the commonwealth.
The success of his performance depends on how credibly his actions
can be said to promote the purposes, or enhance the good, of all his
subjects taken as a whole, instead of serving merely personal, sectional
or short-term public interests. As Hobbes makes clear in chapter 30
of Leviathan, there are many things sovereigns are within their rights
to do, which do not fit the expectations of their office, or the duties
attached to their representative role. Should, for instance, a sovereign
legislate excessively, in too many areas of his subjects’ life, he may stand
in the way of their providing for their material flourishing, thereby
decreasing their wealth, and by implication that of the commonwealth
(and himself ).98 Should he choose to deprive his subjects of their prop-
erties and riches by force, to ensure a lavish endowment of titles and
gifts to a few favourites, he would again be rightly accused of acting
‘out of character’: that is, in his natural rather than his artificial person,
there being nothing in his behaviour which can be said to represent
the interests of the union of those who covenanted together for peace
and prosperity by lawful industry. These and similar courses of action
result from failures of political judgement, which can put the state and
even the private interests of the sovereign at risk. For, Hobbes insists,
a sovereign is at his strongest where he sees his interests as being one
with those of the commonwealth, and keeps his visage constrained
behind an unbiased mask of unity, which makes his subjects think
themselves into the mask he wears, and feel themselves to be repre-
sented in the words, decisions and decrees that sound through it.
98
‘The riches, power, and honour of a Monarch arise onely from the riches, strength
and reputation of his Subjects.’ Hobbes 1996, p. 131. For Hobbes this interdependence
between the private interest of the ruler and the public interest is at its strongest in a
monarchy, which makes it a superior regime.
juridical representation 181
99
Ibid., p. 129. My analysis here differs substantially from the one presented by
Runciman 2006, which hinges on the claim that ‘what is striking about the version [of
political representation] Hobbes gives in Leviathan is that it does not use the language
of representation to describe the relationship between the individual subject and the
sovereign’. Runciman 2006, pp. 5–6. The truth, however, as I show, is that there are
several instances in which Hobbes does just that.
100
Hobbes 1996, p. 130. See also Skinner 2005.
182 chapter three
Were Hobbes’s sovereign to mirror the many features that divide his
subjects up into separate groupings, identities and interests, capable of
being represented separately, it would have to be a collective body: an
assembly of men, rather than a single individual. This was exactly the
claim of the parliamentarians, for whom only a kind of harmonious
microcosm of the wider community on the smaller scale of the repre-
sentative body could count as being representative: ‘The composition
of Parliaments’, Henry Parker insisted, ‘takes away all jealousies, for it
is so equally, and geometrically proportionable, and all the States doe
so orderly contribute their due parts therein.’101 Parliament was, for
Parker, both a representative body and a representation. As an autho-
rised actor empowered by the people to act in its right on its behalf,
Parliament was also the whole people itself, in miniature, each repre-
sentative member being in some way like the people of the estate he
represents. There was nothing outside Parliament that was not already
in it, and therefore any divergence between both parties’ judgement
was effectively inconceivable. When representation is conceived, as it
is by Parker, as a matter of reproducing the composition of the body
politic, authorisation and accountability tend to recede from view, and
descriptive accuracy (real or suggested) is all that matters.102
But this is not so for Hobbes, in whose view parliamentarians err
in seeking to promote mimetic representation in a sovereign body.
What they fail to appreciate is the vital importance of the maintenance
of a division between state and society in the constitution of politi-
cal authority. If states are capable of protection, Hobbes insists, it is
because they represent the people in their unity by artificially sealing
out diversity, not because they subordinate themselves to it. Repre-
sentation aims to constitute and give reality to this political unity, by
having someone acting creatively for it, with one mind, one set of
purposes, and one centre of action. And there is nothing better than
one natural person, Hobbes maintains, to act in this way for the com-
monwealth. A natural person is already one by itself, and therefore
naturally capable of those intentional actions on the basis of which
101
Parker 1642a, p. 23.
102
Some of the royalist authors contested the idea that Parliament depicted the
realm’s distinctive features by offering a rigorous sampling of all its inhabitants: ‘For
some of the poorer, and some of the younger sort, and women generally by reason of
their Sexe are excluded; yet all having their lives to lose, are concerned in the publique
safety.’ Digges 1642, p. 15.
juridical representation 183
the people as a whole can be seen acting in the guise of a unified per-
son. By contrast, where the commonwealth’s representative is plural,
that is, an assembly, replicating within itself the variety of interests
present in society, the commonwealth cannot be set in motion except
by a plurality of agreeing opinions, which is normally reached after
a lengthy and potentially divisive process of deliberation. By virtue
of ‘the diversity of Opinions, and Interests of men’, Hobbes warns,
assemblies become ‘oftentimes, and in cases of greatest consequence,
a mute Person, and unapt, as for many things else, so for the govern-
ment of a Multitude’.103 They privilege diversity over of unity, thereby
compromising the ability of the commonwealth to act promptly as one.
Hobbes goes further in his criticism. A single individual is the fittest
representative not only on account of efficiency, but also on account of
what parliamentarians actively deny him: i.e., general representative-
ness. This is because the job of Hobbes’s sovereign representative is
not to represent diversity, but unity. In this, his role is profitably con-
trasted with the role assigned to MPs by William Hakewill, a junior MP
in the Elizabethan Parliament of 1601. Hakewill foreshadows Hobbes
in associating the kind of artificial personhood required by political
representation with theatrical impersonation: ‘We must lay down the
respects of our own persons, and put on others, and their affections for
whom we speak; for they speak by us.’104 But for Hakewill this imper-
sonation was dependent on empathetic identification with others, on
the capacity of putting oneself in different men’s shoes, and serving a
variety of interests that diverged from one’s own: ‘If the matter which
is spoken of toucheth the poor, then think me a poor man. He that
speaks, sometimes he must be a Lawyer, sometimes a Painter, some-
times a Merchant, sometimes a mean Artificer.’105 Hakewill’s exemplar
representative had to divide himself into a thousand parts; Hobbes’s
sovereign representative must, on the contrary, make all those parts
103
Hobbes 1996, p. 115. It should not therefore come as a surprise that to Henry
Parker’s claim that the king should always take advice with Parliament, for ‘the many
eyes of so many choice Gentlemen out of all parts, see more then fewer’ (Parker 1642a,
p. 11), Hobbes replies that ‘though it be true, that many eys see more then one; yet it
is not to be understood of many Counsellours; but then only, when the finall Resolu-
tion is in one man. Otherwise, because many eyes see the same thing in divers lines,
and apt to look asquint towards their private benefit; they that desire not to misse
their marke, though they look about with two eyes, yet they never ayme but with one.’
Hobbes 1996, p. 182.
104
Hakewill in D’Ewes 1708, p. 667.
105
Ibid.
184 chapter three
converge in one. And to achieve this he represents all his subjects not
on the basis of their conflicting identities and interests, as Hakewill
suggests, but on the basis of what makes them equal to each other: that
is, human nature, the force and similitude of the passions, on whose
restraint peace depends. In other words, to exhibit general representa-
tiveness one need not reflect the external social world in all its divisive-
ness, but engage in self-reflexiveness. Hobbes’s sovereign is first and
foremost the external agent of this general self-awareness.106
When someone asks ‘a painter to make him the picture of a man,
which is as much as to say, of a man in general’, Hobbes explains,
‘he meaneth no more, but that the painter shall choose what man he
pleaseth to draw’.107 Similarly, if one asks what type of sovereign has
the greatest degree of representativeness with regard to the multitude
of men he represents, Hobbes’s answer would undoubtedly be that it
is yet another individual, especially one capable of reading ‘in himself,
not this, or that particular man; but Man-kind’.108 This is a fundamen-
tal political skill, grounded in a fundamental similitude of passions
and thoughts between men, but also presupposing the ability to dis-
criminate between what is common and what is idiosyncratic, such as
are the objects of those passions. If perfected, however, self-knowledge
enables one man to epitomise every other man, and set them right
about themselves, by acting as the custodian of their higher-order
rational desire for peace and security, a desire whose representation
takes precedence over all potential subordinate claims parliaments
usually represent. Therefore, while Hobbes is willing to admit that an
assembly is the fittest representative when the end of the incorporation
is ‘the particular gaine of every adventurer’, he denies it is so when the
representative is to procure ‘a Common benefit to the whole Body’.109
Assemblies have a role to play in the commonwealth, but ideally not
the sovereign one.
Confident of having vindicated the general representativeness of
single rulers, in Leviathan Hobbes refers to ‘the King of any Countrey’
as ‘the Publique Person, or Representative of all his own Subjects’.110
106
Mansfield 1971, p. 102.
107
This is, of course, a direct inference from Hobbes’s nominalism; see Hobbes
1969b, p. 20.
108
Hobbes 1996, p. 11.
109
Ibid., p. 161.
110
Ibid., p. 285.
juridical representation 185
This move is purposeful. In applying to the king the title of ‘public per-
son’ (rather than ‘civil person’, as he did before), Hobbes is relocating
the public within the sovereign, and disidentifying it from the citizens.
The sovereign’s monopoly on public representation makes it possible
for Hobbes to speak of public opinion as the sovereign’s opinion, and
of public conscience as the sovereign’s conscience, as crystallised in the
civil law. Citizens, by contrast, in giving themselves in representation,
voluntarily withdraw from politics and the conduct of public affairs.
They become fully ‘privatised’ persons, whose only hope of acquiring
power and using it at their own discretion should lie in the world of
private affairs (but always within the limits set by the state).
But by referring to the sovereign as the public person, Hobbes is also
meeting his parliamentarian adversaries upon their own ground. Dur-
ing the 1640s a growing emphasis was put on the representative char-
acter of ‘public men’ integrating the House of Commons or the army,
as opposed to private men (such as the lords) who represented no one
but themselves. In 1641, Sir John Wray made this clear by urging his
fellow MPs to remember that they were ‘not only Parliament-men but
public men and Englishmen. [. . .] As public men, forget not whom we
here represent, and by how many chosen and trusted.’111 It is precisely
this republican idea of MPs as public men potentially speaking for the
whole realm that Hobbes is counteracting by reminding his readers
that where a monarch rules the king is the public person: that is, he
has the monopoly on representation, and is the sole absolute represen-
tative of all his subjects. This means that all public officials, including
MPs, exist only on the king’s sufferance, their powers of public repre-
sentation being limited by how the king defines their role.
The concept of the public, representative or common person (the
terms were used interchangeably) underlining Parliament and army
claims against the king flourished during the sixteenth and seventeenth
centuries, in particular in the writings of covenant theologians.112 For
111
Nalson 1682–3, p. 786.
112
Especially John Preston, Richard Sibbes, William Ames, William Gouge, Thomas
Goodwin, William Bridge and John Owen, who developed the doctrine as basically
formulated by William Perkins. See Preston 1634, p. 4; Sibbes 1862–4, III, p. 571, IV,
p. 462, and VII, p. 192; and, in particular, Goodwin 1642, pp. 46–9. The doctrine is
summarised in the Larger Catechism (1648) of the Westminster Assembly of Divines.
See The Larger Catechism 1865, pp. 110 and 122. For a history of the concept, to which
I am much indebted, see Hill 1986. On the links between Hobbes’s conception of the
sovereign as typical and covenant theology see Skinner 2005.
186 chapter three
113
Goodwin 1642, p. 47.
114
Perkins 1612–13, p. 161.
115
For Christopher Hill’s suggestion that the theological theory of the ‘public per-
son’ helped dissociate the idea of representation from the idea of election from below,
see Hill 1986, p. 316.
juridical representation 187
Parliament as Representation
116
By this I do not mean (as some commentators have suggested: see Martinich
1992, p. 363) that the frontispiece literally intends to portray a Christ-like figure, but
rather that it conveys the idea that the sovereign bears the collective person of his
subjects, and his acts are owned equally by each and every one of them, through a
colossal figure which is a composite of their various figures. For the concept of the
‘composite Christ’, see Hill 1986, p. 318.
117
Hobbes 1996, p. 130.
118
For the growing emphasis on the representative nature of the House of Com-
mons, whose ties are therefore to the country rather than to the king, see Hirst 1975.
119
Hobbes 1969b, p. 124.
120
Ibid., my emphasis. The legal fiction of the identity between the civil person as
the represented and the representative is at work here.
121
Hobbes 1998, p. 89.
188 chapter three
122
‘Nam in conventu multorum hominum civitatis faciem agnoscunt, & consilio res
geri intelligunt etiam imperiti. [. . .] Sed civitatem in persona Regis contineri, minus
manifestum est plerisque.’ Hobbes 1983a, p. 143, my emphasis.
123
Hobbes 1998, p. 83.
124
Parker 1644, p. 18.
125
Parker 1642b, p. 28.
juridical representation 189
126
The claim that Parliament was not simply the representative of the people, but
the people itself, was very common amongst parliamentarian apologists. See, for
instance, Ward 1642, p. 7: ‘the Parliament men are no other than our selves, and
therefore we cannot desert them, except we desert ourselves’. In Plain Dealing with
England 1643, p. 2, the claim to identity is made even more strongly: ‘their judgment
is our judgment, and they that oppose the judgment of the Parliament oppose their
own judgment’. From this reasoning, lawyers on the Parliament side arrived at the
conclusion that Parliament ‘can do no wrong’; ‘Kings seduced may injure the com-
monwealth, but the Parliaments cannot.’ Marsh 1642, p. 15. Reiterations of this argu-
ment can be found in Reasons why this Kingdom ought to adhere to the Parliament
1642, p. 7 and Animadversions Animadverted 1642, p. 5.
127
Tuck in Hobbes 1996, p. xxxvii, n. 51.
128
Hobbes 1996, p. 162, my emphasis.
129
Ibid. In effect the idea of the king being the or even a representative of the
people was resisted by both divine right theorists, for whom the king’s power was
derived directly from God, as the king was his earthly representative, and advocates of
Parliament, for whom Parliament, namely the Commons, whose members were effec-
tively elected, were the sole representative of the common people. For the Commons’
growing emphasis on election and electoral accountability to the country, particularly
190 chapter three
The authority of the sovereign over the people was now predicated
on the sovereign’s being recognised as the people’s legitimate repre-
sentative.130 And to allow every man in a commonwealth to have, or
believe to have, ‘his person represented by two Actors’ is the surest
way to dissolve its unity, and ‘reduce the Multitude into the condition
of Warre’.131
Therefore, in Behemoth, Hobbes recognises, again, that the people
of England may be represented by Parliament, but only ‘to some pur-
poses’, ‘as to put up petitions to the King’.132 At the same time he
takes the opportunity to undercut the Long Parliament’s aspiration
to represent the whole people, by remarking that the lower House of
Parliament was never ‘the representative of the whole nation, but of
the commons only; nor had that House the power to oblige, by their
acts or ordinances, any lord or any priest’.133 A representative’s actions
bind only those by whom he has been authorised, and the election of
the Commons belonged exclusively to townsmen and freeholders.134
The emphasis Hobbes puts on the factionalist character of Parliament
is an important development, but it does not undermine the general
point. Whether considered in its entirety, as representing the subjects
of the realm, or as Commons plus Lords, each representing a faction
within it, Parliament is a representative institution.135
under the Stuarts, see Hirst 1975. The Commons’ increasing awareness of their stand-
ing as a representative institution can already be inferred from the words Coke uttered
as Speaker in 1593, as quoted in n. 48: ‘that his Majesty and the Nobles being every
one a great person, represented but themselves; but his Commons though they were
but inferiour men, yet every one of them represented a thousand of men’.
130
In the Hereditary Right manuscript, Hobbes suggests that this instruction
should be accompanied with ceremonies such as enthroning, proclaiming, anointing
and crowning, whereby the subjects are ritualistically reminded of the fact that the
king has been duly commissioned to represent the commonwealth. See Hobbes 2005,
p. 177.
131
Hobbes 1996, p. 130.
132
Hobbes 1969a, p. 152.
133
Ibid., p. 180. For the self-characterisation of the Commons as ‘the Representa-
tive Body of the whole Kingdom’, as opposed to the Lords, who are said to be only
‘particular persons’, acting ‘in their particular capacity’, see the Journals of the House
of Commons (II, 330).
134
This was a common claim amongst royalists. The contention that the House of
Commons represented the whole country was attacked, amongst others, by Filmer
and Spelman. For the former’s criticism see Filmer 1991, pp. 145–6.
135
Though Hobbes is not explicit about this, it seems that the Parliament as a whole
(i.e. both Houses) must, in his view, represent the whole people by aggregation only.
This is because parliamentary representatives could never be chosen by the ‘people’
juridical representation 191
(as opposed to the distinct sets of subjects of different provinces, cities and borough
towns), since ‘the people’ has no existence independently of the king. The point was,
however, made by Filmer, who argued that for the Commons to represent the whole
people, ‘either every each one of those representers ought to be particularly chosen
by the whole people’, ‘or else it is necessary that continually the entire number of the
representers be present’. Ibid., p. 277.
136
See Parker’s contestation of the royal ‘Prerogative to discontinue Parliaments’
in Parker 1642a, p. 7.
137
Both acts were clear attacks upon the royal prerogative of calling and dissolving
Parliament at will. The Triennial Act of February 1641 was designed to prevent the
‘inconveniences happening by the long intermission of Parliaments’, and established
that Parliament should be assembled every third year ‘without any further warrant or
direction from His Majesty’. See Gardiner 1906, pp. 145–6. In turn, the Act Against
Dissolution of May 1641 determined that ‘this present Parliament now assembled
shall not be dissolved unless it be by Act of Parliament to be passed for that pur-
pose; nor shall be, at any time or times, during the continuance thereof, prorogued or
adjourned, unless it be by Act of Parliament to be likewise passed for that purpose’.
Ibid., p. 159. For an influential contemporary defence of the idea of an annual parlia-
ment, see John Pym’s speech to the Commons on 17 April 1640 reproduced in Cope
1977, especially pp. 155 and 234.
138
See the Earl of Leicester quoted in Russell 1983, pp. 149–50. The immortality of
corporations was famously asserted by Coke; see Coke 1794, III.6.413: 250a. Under
the common law, however, in the case of a corporation aggregate, the death of all its
members determined its dissolution. See Blackstone 1862, p. 501.
192 chapter three
139
Hobbes 1969b, p. 104.
140
Ibid., p. 124.
141
Hobbes 1996, p. 130.
142
Ibid., p. 162. Hobbes’s position stands very close to that advocated by Dudley
Digges against Parker: ‘Whatsoever the Houses do, [Parker] calls that, the Act of the
People whereas the truth is, they represent them only to some purposes and ends. So
that if they exceed their Commission, and vote things not belonging to their Cogni-
sance the People by no meanes is engaged in it, as having no Legall way of expressing
themselves, in such cases.’ Digges 1642, p. 17.
143
Hobbes 1996, p. 162.
juridical representation 193
144
Ibid., p. 243.
145
Lawson 1657, p. 37.
194 chapter three
far forth, as he shall give leave’.146 The prudent sovereign must keep his
monopoly on corporate being and expression.
Hobbes’s approach to collective agency within the state is disarm-
ingly straightforward once the essentials of his theory of representation
have been laid out. Only those collectives represented by one artificial
person are capable of having actions assigned to them on the basis
of the actions performed by that authorised common representative.
Such groups are called, in Hobbes’s own terms, regular systems. As
groups incorporated into one through representation, they must be
contrasted with irregular systems. These are unincorporated individu-
als temporarily sharing a common design, such as defensive leagues,
or sometimes ‘meer concourse of people’, such as church meetings,
markets or public shows, including audiences of theatre plays.147 The
political challenge the sovereign faces with respect to these groups in
particular is to establish whether they should be deemed dangerous:
depending on their design, the occasion, and how controllable their
numbers might be by ‘present [state] Officers’, popular gatherings can
be declared lawful or unlawful.148
All regular systems are representative, but only one of them is inde-
pendent and absolute: the state. The state is the sole corporate per-
son subject to no one but its own representative, who unconditionally
represents the whole people for all purposes. By contrast, subordinate
regular systems must be subject to the sovereign and so must their
representative (and its powers). To exist legitimately, they have to be
authorised, and their authorisation can take one of two alternative
forms. It can be either the act of the members of the group, acting
within their liberty as subjects, or of a foreign power, and then the
system will be private; or the act of the sovereign himself, and then
the system will be public.
To explain: in private associations, A, either a foreign power or the
members of one group singly, authorise B, one and the same represen-
tative, to speak and act for C, i.e., the members of A in their corporate
personality.149 They will be lawful if permitted by the state, unlawful if
146
Hobbes 1996, pp. 155–6.
147
Ibid., p. 163.
148
Ibid., p. 165.
149
Authorisation by a foreign power takes place when, for instance, the Catholic
clergy based outside the territory of the Holy See claims its pastors are invested by
the pope’s authority. Needless to say, for Hobbes this claim is unlawful, and a clear
attempt against the unitary and absolute nature of civil authority, except if made on
juridical representation 195
disallowed, or acting in ways that are at odds with the state and chal-
lenge sovereign representation, as when factions for the government
of religion, e.g. papists, claim for themselves jurisdiction independent
of the sovereign. Private corporate persons are lawful if allowed by the
law of the commonwealth, as occurs for example with families, which
are collective bodies united in one person: the father. But families too
can turn into unlawful corporate persons, as is the case with a large
and powerful family which, by equipping its own private army, chal-
lenges the state’s monopoly on the sword.
Whereas private associations are constituted by subjects amongst
themselves, in political associations the authority whereby the group
gains its corporate identity springs directly from the sovereign, because
political associations concern the governance of people’s affairs, as we
have seen with parliaments. The sovereign will not only pre-emptively
set limits on the powers of the association’s representative, but also
carefully regulate the business, times, places and numbers of the body
itself. The relevant question in political associations is therefore not so
much that of who chooses the corporate representative as by whose
authority their election occurs. And the answer is the sovereign’s
authority, which also establishes the amount of power to be trans-
ferred in the election. As Hobbes explains, just as, when an assembly
of Christians choose their pastor, it is the sovereign who ultimately
elects him, because the election is done by the sovereign’s authority,
so ‘when a Town choose their Maior, it is the act of him that hath the
Soveraign Power: For every act done, is the act of him, without whose
consent it is invalid.’150 To avoid misunderstanding, Hobbes immedi-
ately adds that the sovereign can never be understood as having autho-
rised ‘a Body Politique of Subjects, to have an absolute Representative
to all intents and purposes’.151 This would be tantamount to giving
away the government of the commonwealth, something which the
sovereign cannot be conceived as doing except by error, and therefore
invalidly.
sufferance from the sovereign: ‘Corporations of men, that by Authority from any for-
raign Person, united themselves in anothers Dominion, for the easier propagation of
Doctrines’ are unlawful, their likely purpose being that of ‘making a party, against the
Power of the Common-wealth’. Hobbes 1996, p. 163.
150
Ibid., p. 373.
151
Ibid., p. 156.
196 chapter three
152
The principle according to which, to have a legal standing, any corporation has
to have the approbation of the (competent) superior is commonly known as the ‘con-
cession principle’
153
To these could be added educational bodies, namely universities, which Hobbes
does not, however, explicitly discuss in chapter 22 of Leviathan.
154
See Hobbes 1996, p. 159. Hobbes was a shareholder of the Somer Islands
Company.
155
Ibid., p. 160. For instance, towns that were granted charter privileges gained the
right not only to name their own governors, but also to make their own ordinances,
administer their own laws and collect their own taxes, all of these activities requiring
representatives to act as enforcing authorities.
juridical representation 197
156
Ibid., p. 156.
157
Ibid., p. 157.
158
Ibid., p. 158.
198 chapter three
159
Ibid., p. 155.
160
Hobbes 1998, p. 149 and Hobbes 1969b, p. 171.
161
Hobbes 1996, p. 230.
162
For an exception, see Lessay 1992, pp. 165–7.
juridical representation 199
fulfil the variety of roles we expect from it and to spread its presence
over a large territory, sovereign authority must be represented back to
the people, both by the sovereign and by multiple other representa-
tives, executive and judicial officers whom the sovereign appoints to
impersonate the state and carry out the tasks of government. Hence,
the moment the sovereign occupies the seat of power he becomes not
only the main political actor within a given commonwealth (that is,
the person with the monopoly of the commonwealth’s representation),
but also the main political author (that is, he who alone is entitled to
create the law and to authorise others to represent under him the per-
son of the commonwealth). It is in this latter, often neglected quality
of ‘author’ that the sovereign embodies himself in the state’s machin-
ery and confers full juridical efficacy on the state’s acts.
First and foremost, the sovereign is the author behind civil law. As
Hobbes stresses, ‘all Lawes, written, and unwritten, have their Author-
ity, and force, from the Will of the Common-wealth; that is to say,
from the Will of the Representative’.163 Accordingly, for a law to be
formally instantiated it must not only be written and published, but
also show ‘sufficient signes of the Author, and Authority’.164 By these
signs laws are verified, not authorised, ‘for the Verification, is but the
Testimony and Record; not the Authority of the Law; which consisteth
in the Command of the Soveraign only’.165 In other words, the author-
ity of law has no other source than the will of the lawgiver, whether
he originally drafted it or not. As Hobbes explains, ‘the legislator is
he, not by whose authority the Lawes were first made, but by whose
authority they now continue to be Lawes’.166 Sovereign authorisation
of the law can take one of two forms: active endorsement or mere
non-prohibition. Active endorsement is expressed by means of affixing
public seals to the text of a new law; tacit authorisation, by allowing
custom to continue to be applied with the force of law.167 Through the
163
Hobbes 1996, p. 186. For Locke’s subversive use of Hobbes’s language of rep-
resentation to make Hobbes’s sovereign representative pass from unbounded author
to he who is acted upon by the will of the people as declared in its laws, see Locke
1988, p. 368.
164
Hobbes 1996, p. 189.
165
Ibid.
166
Ibid., pp. 185–6.
167
Against common lawyers, who maintain that the control of common law belongs
to Parliament, Hobbes insists that it is only the ‘Will of the Soveraign signified by his
Silence’ that gives old custom the authority of law. Ibid., p. 184.
200 chapter three
168
Ibid., p. 147.
169
This charge is raised by David Gauthier, who, when speaking of the sharing of
the exercise of sovereign power between sovereign and ministers, argues—wrongly in
my view—that ‘if the formal division of sovereignty is ruled out, then the informal
division of sovereignty among the sovereign’s agents is also ruled out’. Gauthier 1969,
p. 167.
170
Hobbes 1998, p. 142.
juridical representation 201
171
See Hobbes 1971a, p. 89.
172
Hobbes 1996, p. 167. As George Lawson remarks, the idea that in all acts of civil
government ‘the principal agent is the Soveraign, the instrumental or ministerial are
Officers’ is perfectly conveyed by the expression ‘instrumenta majestatis vicaria’, of
common use amongst political authors. Lawson 1657, p. 78.
173
Hobbes, 1996, p. 166.
202 chapter three
174
Ibid., p. 169.
175
Ibid., p. 167.
176
Ibid.
177
The monarchomach claim is founded upon the distinction between officers of the
king, roughly Hobbes’s private ministers, serving the sovereign in its natural capacity,
and officers of the kingdom. These differ substantially from Hobbes’s public ministers
in that they are conceived as members of a corporate body, receiving authority from
and being dismissed only by the people, as represented in the assembly of the people
as a whole or in local assemblies. Therefore, whereas for Hobbes public ministers
depend entirely on the supreme authority of the king, for monarchomachs the officers
of the kingdom, the king included, depend exclusively upon the supreme lordship of
the people, and though individually they are the king’s inferiors, as a whole, they are
his superiors. Brutus 1994, pp. 77–8.
juridical representation 203
jects, not to mention against himself, as he too is subject and hence co-
author of everything the sovereign does in their collective name.178
One way the sovereign can assert his presence in the actions of those
ministers he employs is by issuing clear instructions about what they
may do. But even where the sovereign does not control his ministers
by ‘written Instructions’, they are still obliged ‘to take for Instructions
the Dictates of Reason’, as to what is ‘most conducing to his Soveraigns
interest’.179 As mere instruments of the sovereign’s will, ministers must
have their actions constrained by his implied presence, while the sov-
ereign is free to create and discharge them at will. The whole difference
between them and the sovereign, as George Lawson rightly remarked,
‘is that they are essentially and properly but subjects, and accidentally
officers’, which comes to explain why ‘though they have power, the
same is the Soveraigns, as in him it is original, supreme, universal in
respect of the whole state, in them it is derivative, subordinate, par-
ticular, or but a part and a particle of it’.180 It is exactly this need to
stress that only the authority of the sovereign is held without interme-
diaries that leads Hobbes to declare that ‘Christian Kings have their
Civill Power from God immediately; and the Magistrates under him
exercise their severall charges in vertue of his Commission’.181 From
this asymmetry it follows, as Lawson emphasises, that ‘whatsoever the
Soveraign acts, is valid immediately in it self; but what they act is only
good and valid as they are one person with him, and make his will
their rule and principle, and do all things in his name’.182 This is not
to deny that subordinate public officers wield significant power to do
certain things in the state’s name, but to stress that whatever power
they may wield is entirely derived from the state’s coordinating centre,
the sovereign, and owes all its authoritativeness to it. Nowhere does
Hobbes make this point more forcibly than when explaining why we
are obliged to the commands of a constable:
178
Hobbes’s argument about the identity of interests between sovereign (whether
a man or assembly) and subject suffers from visible flaws, not least because, as he
himself acknowledges, ‘if the publique interest chance to crosse the private, he [i.e. the
sovereign] preferrs the private’. Hobbes 1996, p. 131.
179
Ibid., p. 188.
180
Lawson 1657, pp. 78–9.
181
Hobbes 1996, p. 391.
182
Lawson 1657, p. 79.
204 chapter three
183
Hobbes MS D.5, as transcribed in Hobbes 2005, p. 177. See also Hobbes 1996,
p. 391.
184
Lawson 1657, pp. 30–1.
185
As Blackstone would later remark, the king’s ‘judges are the mirror by which the
king’s image is reflected. It is the regal office, and not the royal person, that is always
present in court.’ From this ubiquity, Blackstone added, it follows that ‘in the forms
of legal proceedings, the king is not said to appear by his attorney, as other men do;
for he always appears in contemplation of law in his own proper person’. Blackstone
1862, p. 260.
186
Hobbes 1996, p. 168.
187
Ibid., p. 187.
juridical representation 205
188
It is interesting to compare Hobbes’s position with the view expressed ten years
earlier on the same subject by Dudley Digges: ‘The reason why the King cannot coun-
termand their [i.e., ordinary judges’] judgments’, Digges explains, ‘is, because they
sustaine his person, and his consent is by Law involved in what by Law they doe, and
there would be no end, if he should undoe what he hath done. Authoritas rei iudicate
vim legis habet; there can be no appeale from himself to himself.’ Digges 1642, pp.
21–2. Hobbes differs from Digges in that he believes the king can countermand the
inferior judges’ sentences, but it might not be in his, and especially in the state’s, best
interest that he does so frequently.
189
Hobbes 1996, p. 191.
190
To keep judicial rulings under supervision, Hobbes promotes judicial transpar-
ency and mechanisms of accountability. He instructs sovereigns not only ‘to practice
justice themselves’, but also to construct incentives to ‘compel the judges they have
appointed to do the same’, namely by lending ‘an ear to the complaints of citizens’ and
appointing ‘a special court of inquiry into the regular judges’. Hobbes 1998, p. 152.
206 chapter three
forces, which give the people distinct voices within government, was
an invitation to mutual destruction. But his fears would prove to be
exaggerated. As the revolutions of the next century showed, by playing
with countervailing power and the right kind of institutional arrange-
ments, representation in the state could be unitary yet divided between
different branches of government, each jealous of its own indepen-
dence, and controlling the other, but all still representing the nation
as one, albeit in different ways, and for different purposes.
Conclusion
Furthermore, because the stability of the state would suffer if judicial rulings were
constantly countermanded, Hobbes trusts the abolition of the rule of precedent to
impede most errors of judicial interpretation from being propagated throughout the
judicial system, and to impede the judiciary from becoming self-regulating. Hobbes
1996, p. 194.
juridical representation 207
REPRESENTATION IN THEOLOGY
Introduction
1
As is clear from Hobbes’s exposition, representation in theology follows Hobbes’s
account of representation in politics and not the other way around, as sometimes sug-
gested. See, for instance, Tuck in Hobbes 1996, p. xli, n. 55.
2
See Dixon 2003.
3
Boethius famously defines ‘person’ as ‘naturae rationabilis individua substantia’.
Boethius 1973, p. 84. While setting forth his definition, however, Boethius also empha-
sises the original theatrical meaning of persona, making an explicit reference to the
210 chapter four
ancient theatrical masks called personae, as well as to the etymology of persona as from
personando, that is, ‘sounding through’. Ibid., p. 86.
4
Bayly 1631, pp. 5, 6.
5
Hobbes 1996, p. 59.
6
Ibid., pp. 59 and 462. For the de-Hellenisation impetus underpinning Hobbes’s
reformed theology, see Wright 1999.
7
Hobbes 1996, p. 59. Gianni Paganini has argued that Lorenzo Valla is a probable
humanist source of Hobbes’s Trinitarian theology, as in the fifteenth century Valla
controversially confronted the Boethian definition of ‘person’ by maintaining that the
three divine persons should be read after the Latin notion of person as some ‘quality’
whereby we differ from one another; for instance, the different professional, social
and familial roles we commonly impersonate. See Valla 1686, lib. 6, ch. xxxiv, Ll4 and
Paganini 2001, especially pp. 30–6. Although there are obvious continuities between
Valla’s and Hobbes’s anti-clerical and anti-Scholastic project of leaving behind the
Aristotelian categories in favour of common speech, any suggestion that Hobbes is
historically dependent on Valla for his particular use of the concept of ‘person’ should
be rejected, as Hobbes may have derived the relevant idea independently from a prior
source, namely Cicero, as Hobbes repeatedly claims (see below). (Paganini discounts
Hobbes’s reference to Cicero as merely a humanist commonplace.)
representation in theology 211
8
Hobbes 1996, p. 112.
9
Ibid., p. 490.
10
Ibid., pp. 113 and 114.
212 chapter four
11
Hobbes, App. (OL III, p. 563).
12
Hobbes 1996, p. 112.
13
As Hobbes himself came to stress, the Council of Nicaea was unequivocal in
its denial of the equality and consubstantiality of the Son with the Father. The Son
was begotten, not made; he proceeded of the Father ab aeterno; he was of one sub-
stance (homoousion) with the Father, true God of true God, uncreated and co-eternal.
Fifty-six years later, at Constantinople, the same divinity expressed for the Son at
Nicaea was ascribed to the Holy Spirit. The doctrine of the church councils seems to
be undercut by Hobbes’s rendering of the Trinity in terms of historical personations
representation in theology 213
of God. For Hobbes’s narration of the history of the Council of Nicaea, see Hist. Narr.
(EW IV, pp. 390–402).
14
Hobbes, App. (OL III, p. 563).
15
Hobbes 1996, p. 295.
16
‘For a Person being a relative to a Representer, it is consequent to a plurality
of Representers, that there bee a plurality of Persons, though of one and the same
Substance.’ Ibid., p. 338.
17
Ibid., p. 339. Richard Tuck’s edition (following Hobbes’s own error) here gives
chapter 13 instead of 16.
214 chapter four
what ultimately defines the person is a capacity for action which comes
with personation. Therefore, in Chapter 2 above, we saw Hobbes
showing us that the same person can be many different persons, as he
personates himself in different ways, or is personated by many differ-
ent people; Hobbes concludes chapter 16 by maintaining that the unity
of the people is consequent on the unity of its representative. Thus,
should the person of the people be personated by three distinct rep-
resentatives, ‘they are not one Person [. . .] but three Persons’.18 Now,
in a similar vein, Hobbes tells us that God, who is one, becomes three
persons on account of being engaged in three representative relation-
ships: (1) God/Moses = Person of the Father; (2) God/Jesus = Person
of the Son; (3) God/apostles = Person of the Holy Spirit. The Father is
God personated by Moses; the Son is God personated by Jesus Christ;
the Spirit is God personated by the apostles.
If a person is he who is represented, as often as he is represented,
then each personation presents a different person. The same God was
personated on earth three times, which means he is three persons.
He is three, in so far as he ‘has been Represented (that is, Person-
ated) thrice’, and yet he is but one, for every person represented ‘is
the Person of one and the same God’.19 Each person is now clearly,
ontologically speaking, one and the same individual God; that is, one
and the same substance, God himself, as he intervened in different
ways in history—speaking and acting in different roles, through the
mediation of this or that representative ‘in three different times and
occasions’.20 The heavenly sovereign, like the earthly one, can be rep-
resented by vice-regents, but in neither case does this representation
put the sovereign’s unity at stake.
If Hobbes’s first phrasing of the Trinity in chapter 16 raised suspi-
cions of his subordinating the persons of the Trinity to God himself,
the one offered in chapter 42 seems to fall into some variant of the
opposite form of anti-Trinitarianism, known as Sabellianism or modal-
ism.21 Sabellianism is a heresy originating in an exaggerated defence of
the unity (monarchia) of God. While verbally admitting that the divine
unity is triune, modalism denies the real distinction between persons.
18
Ibid., p. 228.
19
Ibid., pp. 339–40.
20
Ibid., p. 340.
21
Matheron quite rightly refers to Hobbes’s modalism as juridical in type, as it is
conceived in terms of the effects of delegated action. See Matheron 1990, p. 386.
representation in theology 215
Father, Son and Holy Spirit are but modes, aspects, attributes or quali-
ties of one and the same divine being, to whom different names are
ascribed, according to the different functions God exercised, at differ-
ent historical times, outside the Trinity: creation (Father), redemption
(Son), sanctification (Holy Spirit). A strong emphasis on God’s mon-
archy seems indeed to be the corollary of Hobbes’s focus on the three
different historical manifestations of the different persons of God:
In this Trinity on Earth, the Unity is not of the thing; for the Spirit,
the Water, and the Bloud, are not the same substance, though they give
the same testimony: But in the Trinity of Heaven, the Persons are the
persons of one and the same God, though Represented in three differ-
ent times and occasions. To conclude, the doctrine of the Trinity, as far
as can be gathered directly from the Scripture, is in substance this; that
God who is alwaies One and the same, was the Person represented by
Moses; the Person Represented by his Son Incarnate; and the Person
Represented by the Apostles. As Represented by the Apostles, the Holy
Spirit by which they spake, is God; As Represented by his Son (that
was God and Man), the Son is that God; As Represented by Moses, and
the High Priests, the Father, that is to say, the Father of our Lord Jesus
Christ, is that God: From whence we may gather the reason why those
names Father, Son and Holy Spirit in the signification of the Godhead,
are never used in the Old Testament: For they are Persons, that is, they
have their names from Representing, which could not be, till divers men
had Represented Gods Person in ruling, or in directing under him.22
This formulation resolves the relationship between Moses and the first
person of the Trinity. Moses can no longer be mistaken for a person
of the Trinity. Instead, its first person, the Father, is God himself, in
so far as represented on earth by Moses and his successors. The third
person is also clarified. The Holy Ghost is again God himself, in so far
as he is represented on earth by the apostles and their successors in
their specific office of preaching and teaching. Furthermore, as persons
represented, instead of persons representing, the three persons of the
Trinity are no longer seemingly thrown outside God. They are rather
so vigorously conducted back to the person of one and the same God
that Alexander Ross, the Scottish vicar of Carisbrook on the Isle of
Wight, readily accused Hobbes of turning the three persons of the
Trinity into nothing but names, as we seem to be left with only one
true person, God himself, receiving different names as he manifests
22
Hobbes 1996, pp. 340–1.
216 chapter four
23
Ross 1653, pp. 53 and 54.
24
Bramhall 1844b, p. 527.
25
An interregnum in which, Hobbes writes, ‘there was [de facto] no Soveraign
Power in Israel’. Hobbes 1996, p. 328.
26
Ibid., p. 341.
27
Bramhall 1844b, p. 527. This would have meant that whereas Hobbes’s reasons
for denying the three divine persons as eternal sprang from his making the divine per-
sons relative to an earthly representative, for the subordinationists the denial of that
co-eternity is consequent on the belief that the Son of God is merely a creature, and
therefore had a beginning, before which the Father was not. For Hobbes’s rejection of
the Arian doctrine of Christ as a creature, see App. (OL III, pp. 514, 517 and 527).
representation in theology 217
28
As Pocock claims, for Hobbes ‘God’s Trinity may be known from his having
been personated on earth three times—by Moses and the prophets as Father, by Jesus
as the Son, by the apostles and their successors as the Spirit’. Pocock 1972, p. 188.
29
In effect, Hobbes has little to say about the immanent Trinity, traditionally
described in terms of the eternal generation of Christ and the eternal procession of
the Holy Spirit, notions which Bramhall saw as having been cast aside by Hobbes, and
which Hobbes indeed disclaimed, given his criticism of the Scholastic understanding
of eternity. On this disappearance of the immanent Trinity from Hobbes’s account,
see Wright 1999, p. 418. For Hobbes, eternity cannot be understood as ‘the Standing
still of the Present Time, a Nunc-stans (as the Schools call it)’, which holds that God
exists out of time in an eternal instant, but rather as ‘an Endlesse Succession of Time’,
implying God’s presence in history. See Hobbes 1996, pp. 466–7.
30
Hobbes 1996, p. 271. It should be noted that Hobbes seemingly departs from the
conception of the persons of the Trinity as mere ‘aspects’ of God when he speaks, in
some detail, of the relations of origin whereby the divine persons are commonly dis-
tinguished, that is, of the Father as he who generates, the Son as he who is begotten,
and the Holy Spirit as he who proceeds from both. (See The Westminster Confession
of Faith (1646), chapter II, 2:3.) But soon after establishing the distinction between
the internal relations of the divine persons Hobbes rejoins the monarchian position
by denying any real difference between ‘being born’, ‘begotten’ and ‘proceeding’. See
Hobbes, App. (OL III, p. 538).
218 chapter four
God as Son could not be inferred before God disclosed himself before
men as such, which happened only when the Son came to speak to us
in the Father’s name.
But however much Hobbes may want to speak simply of a beginning
of the use of names to refer to the different persons in the Godhead,
he seems to have committed himself, by his own definition of ‘person’
as a thing consequent on the existence of a representative personating
it, to a beginning of Father, Son and Holy Spirit as persons. Moreover,
despite Hobbes’s suggestion, each of God’s personators does not per-
sonate just one person: for instance, Jesus commanded baptism in the
name of the Father and the Son and the Holy Spirit (Matt. xxviii. 19).
Despite its reformulation, Hobbes’s rendering of the Trinity remains
muddled and certainly incapable of providing anything like an ortho-
dox account.
Can Hobbes fare better in his response to the second of Bramhall’s
charges? If God is as many persons as the representatives he has had,
is he not, as Bramhall implies, many more than three persons? Are
not the apostles themselves twelve? And do not their successors to this
day include Christian kings as supreme governors of the church in
their own dominions, amongst whom also figure the popes? There are
textual grounds for Bramhall’s criticism, as Hobbes explicitly main-
tains that ‘it is consequent to plurality of Representers, that there bee
a plurality of Persons, though of one and the same Substance’.31 To
prevent Bramhall’s criticism, Hobbes would have needed to qualify his
definition of the person as he who is represented, as often as he is rep-
resented ‘in the exercise of a different role or function’. For Hobbes’s
theory of representation does allow for one and the same person to
be represented by a collective, in so far as the individuals composing
it represent their commissioner for the exercise of one and the same
function.32 Nevertheless, in the light of that same theory, for the rep-
resentatives exercising the same function to count as one, they must
themselves constitute one person, through an institutionalised proce-
dure which extracts one voice for the collective from the voices of its
members.33 It is none the less clear that in the case of the earthly per-
sonations of God, Hobbes would have to keep exclusively to the first
31
Hobbes 1996, p. 338.
32
See Matheron 1990, p. 386, n. 6.
33
See Curley 1996a, p. 266.
representation in theology 219
Since the reading of the Trinity put forth in chapters 41 and 42 of the
English Leviathan had not succeeded in saving him from accusations
of ‘atheism, impiety and the like’, Hobbes withdrew tactically in the
works that followed.36 In the Latin Leviathan, the relevant passages
were simply excised, whereas the passage in chapter 16 was altered in
such a way as to drop the problematic reference to Moses and to come
closer to the wording of the Trinity in the Anglican catechism. None
the less, the originally theatrical language of representation (‘to bear
the person of’)—whereby ‘person’ denotes a fictional character, a role
or, by extension, a function that is delegated—is fully retained, and
the persons of the Trinity reappear as persons emanating from three
34
Hobbes, Ans. Bram. (EW IV, p. 316).
35
Ibid.
36
Ibid., p. 282. In 1666, Hobbes was threatened with accusations of atheism by
Parliament.
220 chapter four
37
Hobbes, Lat. Lev. (OL III, p. 125).
38
In the Latin Leviathan, a natural person is referred to as a ‘persona propria, sive
naturalis’. Ibid., p. 123; see also Hobbes 1996, p. 267.
representation in theology 221
39
Hobbes, Lat. Lev. (OL III, p. 533).
40
‘Hypostasis’ is a Greek philosophical term that corresponds to substantia, both
deriving from words meaning ‘under’ (hypo and sub) and ‘standing’ (the accidents or
qualities of a thing). The Greek word hypostasis was not, however, used by Aristotle,
but only later coined by the early Greek Christians to explain the doctrine of the
Trinity: God as having three hypostases, namely Father, Son and the Holy Spirit. For
Latin-speaking Christians, however, to render hypostases as substances made it seem,
in effect, as though there were three gods rather than one.
41
Hobbes, App. (OL III, pp. 533–4).
42
Ibid, pp. 534 and 529. In articulating these relationships, Hobbes approaches the
meaning of ‘hypostasis’ by resorting to the example of a group of three relatives—
father, son and grandson. On the son, who is but one real being, are imposed two
different names in virtue of the diversity of relations in which he is engaged (i.e., he
is, at the same time, son of the grandfather and father of the grandson). The son is
thus the suppositum of the two denominations, that is, the hypostasis or foundation
of the relation involving the three terms. With his analysis of this family triad Hobbes
aims to capture something of the relational nature of God, though the denominations
(father and son) refer in the example not to two really distinct entities in relation, but
rather to two roles performed by one and the same being (the son). See ibid., p. 529.
222 chapter four
43
Hobbes 1996, p. 448.
44
Hobbes App. (OL III, p. 564). It should be noted that Hobbes is again quite care-
less with his use of words. For here God is literally said to have created for himself a
church both ‘in his own person’, that is, directly, and through the ministry of Moses,
that is, through the mediation of a representative. Though in his answer to Bramhall
Hobbes tries to clarify the sentence, it seems that in both cases he should have written
not ‘God, in his own person’, but instead, ‘God, the Father, created the world in his
own person, and instituted a Church in Israel, using therein the ministry of Moses’.
45
Hobbes, Ans. Bram. (EW IV, p. 316). As we have seen in Chapter 3 above, Hobbes
defines a ‘public minister’ as he who ‘is employed in any affaires, with Authority to
represent in that employment, the Person of the Commonwealth’. Similarly, an ‘eccle-
representation in theology 223
siastical minister’ or minister of the church is he who ‘voluntarily doth the businesse
of another man; and differeth from a Servant onely in this, that Servants are obliged by
their condition, to what is commanded them; whereas Ministers are obliged onely by
their undertaking, and bound therefore to no more than that they have undertaken’.
Hobbes 1996, pp. 166 and 367.
46
‘In the person of’ seems to have been a common phrase in the seventeenth
century meaning that if a man is duly entitled to act on behalf of another he can be
said to act in the person of that other. Still, according to the OED, ‘in the person of ’
was also used as ‘(as) personally represented by’ during at least the last quarter of that
century. See, however, Hobbes using ‘in the person of’ as ‘representing’ in Hobbes
1996, p. 156.
47
See, for instance, Lessay 1992, pp. 181–2.
48
Hobbes, Ans. Bram. (EW IV, p. 310).
224 chapter four
49
Ibid., pp. 310–11.
50
Ibid., p. 311.
51
See Lucy 1996, especially pp. 272, 275, 280 and 284. Lucy’s comments refer to
Hobbes’s use of the Ciceronian definition of ‘person’ in chapter 16 of the English Levi-
athan, but they apply equally well to Hobbes’s later uses of the Ciceronian analogy.
representation in theology 225
take Hobbes’s God for a God-actor, and the three divine persons as
three different roles God himself acted on earth, under different masks
and at different times, in his plan of salvation. Each of the divine per-
sons would then be but God, in so far as he manifested himself ad
extra under different personalities.52 However, I believe that Hobbes
unwittingly undermines this reading of the Trinity in insisting that
Cicero takes ‘person’ in the same sense as it was then used ‘in English
vulgarly, calling him that acteth by his own authority, his own per-
son, and him that acteth by the authority of another, the person of
that other’.53 If a transfer of authority were indeed involved in God’s
different personations, the Ciceronian trinity would translate into a
conceptualisation of God as the actor who received the right to per-
form certain actions from his Son and the Holy Spirit. These, in turn,
would emanate as natural persons, the outcome Hobbes so vigorously
wanted to prevent, as it seemingly divides the heavenly sovereign into
three mixed powers.
Would there, then, be any reading of the Trinity by which Hobbes
could at once preserve the notion of authority and avoid treating the
persons of the Trinity as substances? There seems indeed to be one
kind of representation in which all these goals could be achieved: the
representation of fictitious persons by artificial persons. If we conceive
of God’s Trinity as a case of fictitious personality, God’s designated
earthly actors (Moses, Jesus and the apostles) appear as artificial per-
sons playing the roles or speaking the lines drawn up by God himself,
the supreme author, in order to allow for the representation of differ-
ent characters (Father, Son and Holy Spirit) over which God has the
kind of authority that emanates from authorship. In this case, God no
longer appears as the actor who puts on the Trinitarian masks, but
rather as he who affixes them to the personalities in need of being rep-
resented as well as to the human actors who are to do the representing.
This understanding of the Trinity would explain the parallel Hobbes
52
In the Latin Leviathan Hobbes explicitly interprets the judge and the adversary
in Cicero’s quotation as simply parts acted by Cicero. See Hobbes, Lat. Lev. (OL III,
p. 123). The fathers of the church criticised the application of the concept of persona
(understood as a mask) to the analysis of the Trinity precisely because they thought
that if a deity were to assume three alternative roles, he would be forced to abandon
two of them whilst performing the third. Such a God-actor would then be not unlike
Hobbes’s ‘histrio’, who ‘potest diversas personas diversis temporibus induere’, and his
Trinity would consequently not be eternal. Hobbes, De H. (OL II, p. 130).
53
Hobbes, Ans. Bram. (EW IV, pp. 310 and 311).
226 chapter four
establishes between the pagan idols and the Trinitarian God. Both the
false gods and the true God seem to exist for us, and to acquire their
place in the world we inhabit, mainly by virtue of the credit placed
in their earthly representatives qua representatives with authority to
represent God in particular employments.
But there is more to this analogy than first meets the eye. Across
his writings, but particularly in Leviathan, Hobbes shows an admira-
tion for the instrumental value of the civil religions of the gentiles in
bringing about obedience.54 He evinces the state-centred organisation
of ancient religions, whereby the gentile gods, purely imaginary crea-
tures, were given earthly influence by being personated at the com-
mand of the state, to serve the state’s purposes. Nowhere is the parallel
between the personation of the pagan gods and that of the Christian
God made more explicit than in chapter 15 of De Homine. Here we
find Hobbes’s original account of the Trinity replaced with the estab-
lishment of a long line of human representatives of God, from Moses
and Christ, as bearers of the ‘person of God reigning’, to the Christian
sovereigns and supreme governors of the church in their dominions.55
Christian kings, Hobbes tells us, as long as they acknowledge God
as ruler, represent God to their subjects. It is, he admits, normally
required ‘that the will of Him that is represented be the author of the
actions performed by those who represent Him’.56 Yet God is now
unapproachable, and with the close of the age of prophets his will is
no longer made known to men through their direct mediation. And
if God is no longer author, Hobbes boldly explains, ‘it needs be that
God’s person’, no less than that of the ancient idol, ‘be created by the
will of the state’.57 If God continues to have a presence in the world of
men, it is because the state appoints officers to act in his name, all of
whom derive their authority from the Christian sovereign, the person
with the monopoly on God’s earthly personation. As the immortal
God fell back into himself, the mortal god took absolute control over
God’s representation in speech and action. In the age of Scripture, God
must speak to man exclusively through the voice of the Leviathan.
54
Hobbes 1996, pp. 79–82.
55
Hobbes, De H. (OL II, p. 131).
56
Ibid., p. 171.
57
Ibid.
representation in theology 227
When he stated that all those who venture to reason of God’s ‘Divine
and incomprehensible Nature’ condemn themselves to ‘fall from
one Inconvenience into another, without end, and without num-
ber’, Hobbes pointed to his own predicament.58 And yet, as the many
windings of his argument show, he relentlessly insisted on taking
this enterprise upon himself, even in the face of the English Houses
of Commons’ threat of a charge of atheism.59 This was not because
of his deference to post-Nicene orthodox Trinitarian theology. His
contempt for the Trinitarian orthodoxy is apparent, as he attributes
its formation to useless speculation between power-hungry clerics.60
He stresses Constantine’s great indifference to the precise articles
of faith the Council of Nicaea agreed upon, while also praising the
emperor for his instrumental understanding of religion, in particular
his conviction that theology must submit to the dictates of statecraft,
as doctrinal conflict breeds political conflict. It was not the truth of
the Trinitarian doctrine, Hobbes notes approvingly, that worried Con-
stantine, but the uniformity of doctrine, on which the peace of his
people depended.61 Nor does Hobbes insist on developing his views
on the Trinity because he thought belief in the Trinity essential to
salvation.62 No more than belief in Jesus as the Christ is necessary to
58
Hobbes 1996, p. 467.
59
This threat is clear from an entry in the Journal of the Commons for Wednesday
17 October 1666, where a work by ‘Mr Hobbes called “The Leviathan”’ is one of the
two main books mentioned as tending ‘to atheism, blasphemy and profaneness’.
60
See Hobbes, Hist. Narr. (EW IV, pp. 392–402). This undermines Martinich’s
tendency to take Hobbes at his word when Hobbes says he accepts these councils’
doctrines: Martinich takes Hobbes for a sincere Trinitarian. Martinich 1992. Because
the doctrines of the first four church councils had been endorsed by Elizabeth’s High
Commission on Religion, Hobbes was obliged to their external observance qua sub-
ject, but his disdain for the Nicene Creed is clear from his placing of the doctrine of
the Trinity amongst the typical cases of ‘madness’ or ‘insignificant speech’ (Hobbes
1996, pp. 58–9), as well as from his ‘Narration Concerning Heresy’ and his Historia
ecclesiastica. His rather free thinking about the Trinity in Leviathan might have been
encouraged by the looser regime in 1651.
61
Hobbes, Hist. Narr. (EW IV, p. 393). Where Constantine failed was in giving too
much power to the assembled bishops to determine the interpretation of Scripture.
62
Hobbes advocates a minimal faith, hinging upon the belief in Jesus as the Christ,
‘that is, the King of the Jews, promised in the Old Testament’, as being sufficient, when
combined with obedience to the laws of nature, to secure eternal life. See, for instance,
Hobbes 1996, p. 299.
228 chapter four
that end, and Hobbes’s own readings of the Trinity are permeated by
a monarchian emphasis on the unity of God in himself whose Uni-
tarian implications are, essentially, anti-Trinitarian. Nor is Hobbes’s
obstinate defence of his doctrine of the Trinity explained by his being
a wholehearted reformed theologian, avidly deleting any extraneous
Greek philosophic influence from Christian theology, for the sake of
the principle of sola Scriptura.63 Hobbes’s reading of the Trinity is no
inward-looking theological exercise; rather it is heavily pregnant with
political implications, namely the entire establishment, on the basis of
Scripture, of a unified political and religious sovereignty.
This need for unified sovereignty does not, of course, contradict but
rather confirms the conclusions independently arrived at in parts I
and II of Leviathan. This should not come as a surprise. As Hobbes
stresses, natural theology may at best arrive at the knowledge that God
exists; but God’s nature is not within the scope of man’s natural pow-
ers. Hence, anything we may say about God’s (triune) nature must
stem from God’s revelation, as gathered from a historically contingent
human artefact, such as Scripture. However, any evidence given in
Scripture is not self-explanatory. It requires interpretation, which must
follow principles that cannot be derived from the given evidence itself,
but rather from ‘our naturall Reason’.64 This means that in interpreting
God’s word (for instance, regarding his triune nature), we must reject
anything contrary to the conclusions deduced from human nature and
human reason as ‘unskilfull Interpretation, or erroneous Ratiocina-
tion’.65 Thus scriptural interpretation cannot but confirm that unified
sovereignty—which reserves the right of the sovereign to be the sole
judge of doctrine in civil and ecclesiastical matters—is necessary to
peace. But scriptural interpretation also completes what reason alone
established, and significantly reinforces its persuasion of the faithful,
by showing that Christian sovereigns receive their right to interpret
Scripture and determine religious doctrine from Scripture itself, and
63
The view of Hobbes as a good reformed theologian is particularly emphasised
in Martinich 1992.
64
Hobbes 1996, p. 255. On the overlap between Hobbes’s political theory and his
exegesis of Scripture as a consequence of his theological position, in particular his
severance of any connection between the nature of created things and the nature of
God, see Malcolm 2002, especially p. 40.
65
Hobbes 1996, p. 256.
representation in theology 229
66
This point is made in Mitchell 1991, p. 693. Although Mitchell’s analysis is
enlightening at points, I disagree with his wider attempt to question the autonomy of
arguments developed in parts I and II of Leviathan.
67
Hobbes 1996, p. 326.
68
See ibid., p. 280.
230 chapter four
69
See ibid., pp. 335–8. Hobbes’s treatment of Christ, in particular his likening of
Christ to Moses, has bred accusations of Hobbes’s denying the divinity of Christ. See,
for instance, Lessay 2004 and 2007. Although it is true that Hobbes stresses Jesus’s
status as vice-regent, and defines the concept of Messiah as a representative, i.e., ‘the
Anointed Priest and the Soveraign Prophet of God’ (Hobbes 1996, p. 334), it should
be noted that if Hobbes assimilates Christ as man to Moses, for they perform similar
offices, he also asserts the divinity of Christ on various occasions. See, for instance,
Hobbes 1996, pp. 340 and 423, where he refers to the Son as ‘God and Man’; p. 295,
where Christ is distinguished from Moses, as the Godhead dwelt bodily only in the
former; and p. 335, where Hobbes states that after his resurrection, Christ ‘shall be
King, no onely as God, in which sense he is King already’.
70
Hobbes 1996, p. 405.
71
Ibid., p. 114.
representation in theology 231
72
Ibid., pp. 334 and 335.
73
Ibid., p. 335.
74
Ibid., chapter 42. Nor did the apostles have, according to Hobbes, a monopoly on
the interpretation of Scripture so that men were obliged to take ‘their Interpretation
for Law’. Ibid., p. 355.
75
Ibid., p. 359.
76
Ibid., p. 114.
77
For ‘spirit’, as in the Holy Spirit, must mean ‘either properly a reall substance, or
Metaphorically, some extraordinary ability or affection of the Mind, or of the Body’.
Ibid., p. 273.
78
Bramhall as quoted in Hobbes, Ans. Bram. (EW IV, pp. 333–5). For Hobbes’s
peculiar understanding of the Holy Spirit, see Hobbes 1996, pp. 273, 279, 338, 364,
232 chapter four
been just what was needed, for to empty the Holy Ghost of any deeper
significance as a divine person is to undermine any authority it might
have otherwise left to the church ‘in which the Holy Ghost resideth’.79
From first to second and second to third person of Hobbes’s Trin-
ity the way is cleared for the sovereign’s religious and ecclesiastical
monopoly, and the total absorption of the church by the Leviathan,
‘for they that are the Representants of a Christian People, are the
Representants of the Church: for a Church, and a Common-wealth of
Christian people, are the same thing’.80
Hobbes also uses the Trinitarian analogy in more metaphorical
ways, to support the all-important unity of the body politic, and its
dependence on undivided sovereignty. The use of the Trinitarian God
as a model for civil government was not unheard of. The metaphysical
poet John Donne, whom I have quoted in the epigraph to this chapter,
stated that God being a plurality, he surely would admit of a plural
state, or ‘a monarchy composed of monarchies’.81 Similarly, before the
close of Parliament as long ago as 1401, the Speaker had established
a comparison between the body politic and the Trinity: kings, lords
and commons, he proclaimed, jointly formed a trinity in unity and
a unity in trinity.82 Hobbes, in his turn, tried to invalidate this type
of argument by showing that the analogy is ill-founded. The Trinity
and mixed monarchy represent, for Hobbes, not mirror-images, but
opposites. In ‘the Kingdom of God, there may be three Persons inde-
pendent, without breach of unity in God that Reigneth’, but where
men reign ‘it cannot be so’.83 This is because the three divine per-
sons are one and the same substance, and their unity is both natural
and real. But the unity of the commonwealth is entirely artificial: it is
entirely dependent on the unity of the representative that unites the
multitude in one person. Therefore, ‘if the King bear the person of the
People, and another Assembly bear also the person of the People, they
are not one Person, nor one Sovereign, but three Persons and three
435 and 443. This makes it hard to accept the vital and indeed radically subversive role
James Martel ascribes to the Holy Spirit in his interpretation of Hobbes; see Martel
2007, ch. 6.
79
Hobbes 1996, p. 435.
80
Ibid., p. 378
81
Donne 1959, pp. 30–1.
82
Rot. Parl., III, 459, para. 32, as quoted in Kantorowicz 1997, p. 227.
83
Hobbes 1996, p. 228.
representation in theology 233
84
Ibid., p. 228.
85
I thank Kinch Hoekstra for drawing my attention to this point.
86
Hobbes 1998, p. 77.
CONCLUSION
ing loses itself in identity, and takes all appearance, all semblance of
being, for a real existence. In contrast, Hobbes’s theory of perceptual
representation insists that to appear is not to be, and appearances are
not things real or existing in the world outside, but outward motion
as it appears to us. In the pathological view’s conflation of seeming
and being Hobbes detects the source of the superstitious belief in two
parallel worlds, one visible, the other invisible; one material, the other
immaterial. Deluded duplex vision results in belief in a duplex reality,
which feeds two separate powers, the civil and the ecclesiastical, each
competing for the allegiance of subjects, to the great advantage of the
latter, as man’s fear of the other-worldly is always greater. Hobbes is
convinced that this is a fear intentionally enhanced by the manipula-
tion of artificial representations, pretending to embody supernatural
presences, and to possess extraordinary powers. In these images, rep-
resentation no longer operates by dint of mere mimesis: i.e., by copy-
ing its objects. Instead it claims to replace the representation with the
represented, as what is represented is now declared to be present in
the representation itself. Whether this is the Virgin Mary inhabiting
her icon, Christ substantially present within the bread and wine of the
Eucharist, or the English people personally present in Parliament, as
the English theory of representative presence claimed, the pathologi-
cal way of seeing is woven together with a view of representation in
which the represented is believed to be literally, bodily or substantially
present in its image’s material form. Literal-mindedness in reading
representations, both mental and external, leads to civically crippling
phantasmagorical confusion.
A new way of seeing, for a new representative relation: these are the
twin axes upon which Hobbes’s political project turns. In both the arts
and in politics, we have seen him advocating forms of representation
which openly avowed their own artificiality, without ceding their self-
construction as convincing objects of representational illusion. This
distinctive form of representation which Hobbes holds up contrasts
with the type of representation from which he believes the founders of
the gentile commonwealths derived obedience, and the Roman church
extracts much of its current power.1 As conceptualised by Hobbes,
1
However, and despite Hobbes’s direct criticism of the notion of transubstantiation
(as seen in Chapter 1 above), commentators continue to equate Hobbes’s covenant of
representation with the Catholic notion of real presence. See Picciotto 2009, p. 87.
240 conclusion
2
Ankersmit 1996, p. 78, n. 2.
242 conclusion
representative whose will must count as the will of everyone. But this
is also an identity which springs from a radical difference between the
entity which originally gives itself in representation (the multitude)
and the representation they create of themselves (‘the people’). This
constitutive difference, this gap between the two poles of the repre-
sentative relationship, is the space Hobbes carves out for generative
political action and the interpretative work of political leadership. For
the function he ascribes to his sovereign representative is not that of
representing in the sense of imitating what is already there: that is, a
multitude violently divided by passions, interests and boundless rights.
Rather, the sovereign must overcome this divisiveness by representing,
in the sense of constituting or enacting into being, their corporate iden-
tity: that is, the person of all of them considered as one single unity.
In other words, the identity between ruled and ruler does not come,
in Hobbes, at the cost of the separate agency and creative autonomy
of the representative: it presupposes it. The two perspectives of identity
and difference which Ankersmit separates into two distinct theories of
representation live, in Hobbes’s theory, not at odds with one another,
but in a mutually constitutive relationship.
The same can be said of many other seemingly contradictory aspects
of Hobbes’s theory of political representation, which, when properly
considered, re-emerge as entirely interdependent. Hobbes calls upon
us to combine the faculties of judgement and fancy systematically, to
hold together, in the same view, two dissimilar perspectives about our
representational relationship to the state and its sovereign represen-
tative. These two perspectives are, for him, equally indispensable, as
they enact one another and are the only way of making the state come
to be.3 Men will act as rationally committed authors who continually
authorise their sovereign’s actions only from fear of a state that they
believe exists as a virtually irresistible external agency. In other words,
if the state is ever to have the power to act as a state—i.e., a protec-
tive agency, capable of ensuring obedience—it must first compel its
subjects to obey it. Accordingly, Hobbes requires us to see ourselves
both as the autonomous makers of the state and as subjects bound by
a coercion that is also rationally willed. Just so he asks us to consider
ourselves as belonging both inside the state, as its constitutive parts
3
As mentioned in Chapter 1 above, this interdependence was first noticed by Noel
Malcolm. See Malcolm 2002, p. 228.
conclusion 243
and the fountain of its power; and outside it, as part of a submissive
crowd suspending its disbelief as they stand in awe of a power far
greater than the sum of its parts could have generated. And just so he
makes us regard ourselves both in perfect identity with the state, as
the person embodying our fundamental interest in living together in
peace, whose actions we must therefore own up to as if our own; and
in perfect separation from it, as we find ourselves denied any say, or
any right to question, decisions taken by the sovereign in the name of
‘the Public’, i.e., in our own name. In sum, Hobbes’s theory of politi-
cal representation makes us all stand in front of a mirror where each
of us finds himself doubled in two geminated, but very different parts,
which must be put into action if a state is to be born.
My study has reconstructed the inner logic of Hobbes’s thinking on
representation by bringing to the fore the two perspectives from which
he wants us to see the representative relationship, in both arts and
politics.4 But where it has moved well beyond previous discussions of
representation in Hobbes is in reuniting the different elements which
make up his theory of representation, in its more general sense, into
a coherent whole. As I have shown, these elements correspond to the
different forms of representation Hobbes believed were integral to the
life of a modern state, as they are what enable the state to function suc-
cessfully. In him we find, therefore, a theory of political representation
in which the political is also necessarily aesthetic, is also necessarily
theatrical, is also necessarily juridical, and is theological too.
The tendency in commentators to separate the elements of repre-
sentation in Hobbes is deeply rooted, beginning more than forty years
ago in the work of Hanna Pitkin. Pitkin saw Hobbes approaching
representation from one single angle, which led her to locate his dis-
cussion of the concept in a politico-juridical rather than an aesthetic
framework. Many commentators have since followed in Pitkin’s foot-
steps and have attempted to shed light on the uniqueness of Hobbes’s
conceptualisation of representation by reducing it to one of its dimen-
sions whilst treating the remaining aspects as mere gloss. This has often
resulted in a downplaying of the aesthetic and theatrical representa-
tional forms and practices which, as I have argued, are integral to it,
in favour of its juridical-political contractual armature, founded on the
4
In a development of Noel Malcolm’s earlier insight; see Malcolm 2002, pp. 227–8.
244 conclusion
5
This too can be seen as starting with Pitkin, for whom Hobbes’s dramaturgical
metaphors do not survive a more accurate analysis and do not actually bear out his
conclusions. See Pitkin 1967, especially pp. 23–8. The idea that theatricality in Hobbes
is no more than an instrument of abstract conceptualisation of the authorisation of
power in a purely contractual framework finds an echo in Robert Weimann, according
to whom, in Hobbes, ‘the business of delegation and authorisation’ constitutes ‘the act
of representation itself’ as displaced onto a ‘particular economic and judicial frame
of reified relations and references’. See Weimann 1996, p. 12. More recently, Paul
Kottman has argued that the essential bond between personhood and theatricality is
reduced by Hobbes to a rhetorical figure. Kottman 2008, p. 72.
conclusion 245
6
Hobbes 1969b, p. 68.
246 conclusion
protection, and lend their common power to the construct. They make
up Leviathan, and are the fountain of the god-like might it exudes.
But all prideful authorship needs to be subdued, if it is not to be re-
ignited at the expense of lasting political order. Therefore Leviathan’s
monstrous projection over a pacified human-modified landscape is a
stark reminder of the foolishness of any attempt to defy its supremacy
by extricating oneself from it, and in this sense works less as an image
of Leviathan than of what is to be imagined and feared about it. Levi-
athan’s public visual representation is indeed no likeness approximat-
ing the outward appearance of a thing we might have seen, or may
come to see, resembling it: it rather captures a wholly artificial being,
which cannot be extracted from its representations, in verbal, visual
and human forms. Leviathan is an artefacted god which the multi-
tude is nevertheless justified in fearing passionately, as this is a fear
conducive to ends posited by reason. Persuasion, Hobbes insists, is at
the heart of the exercise of authority, and in the image-wars engulfing
early modern politics he devised a political icon founded on his sci-
ence of politics which aimed to usurp the place of religious icons, and
superstitious fears, everlastingly.
But if Hobbes sees political representation as inseparable from
image-making, and particularly inextricable from the power of collec-
tive portrayal, I have also shown we would be wrong to equate Levia-
than with a static representational image, sealing up political unity
once and for all.7 For although Hobbes is adamant that visual rep-
resentations act on their beholders and more importantly can cause
them to act in desired ways, they are not agents, at least not in an
ordinary sense. And yet, for Hobbes, representation is co-extensive
with the government’s power to act, which means that to represent
politically consists primarily in decisive action, in authoritative perfor-
mance. This presupposes a power of collective interpretation which is
a power of voice, but also a power of setting goals for collective action
that is exercised in the name of all and binds all to its consequences.
To conceptualise this representational power we have seen Hobbes
turning concurrently to the worlds of stage, law and business, not least
because they were concurrent worlds in important ways.8 In all three
of them men engaged routinely in contractually transacted exchanges,
7
For one such attempt, see Kottman 2008, pp. 77–96.
8
See Agnew 1986.
conclusion 247
9
As famously put forth by Diderot in the essay ‘De la poesie dramatique’. See
Diderot 1965, p. 231.
conclusion 249
10
For all these possible extensions of Hobbes’s conception of representation by
fiction, see Brito Vieira and Runciman 2008.
250 conclusion
11
Democratic theory remains, on the whole, hostile to the idea of representation
(see, for instance, Barber 1984), and calls for a return to unmediated forms of politics
remain central to the political programme of radical democrats (see Tormey 2006).
This anti-representative prejudice, conjoined with a hostility to the role of fiction in
politics, has spread to a number of recent historical studies of the idea of political
representation, such as Friedland 2002, Arnold 2007 and Kottman 2008.
conclusion 251
12
See Brito Vieira and Runciman 2008.
13
Whereas the enchantment of Hobbes’s politics through its theatricalisation has
been noted, the demystifying potential of his theatrical analogy is normally overlooked,
as seen in George Shulman’s otherwise very perceptive analysis. See Shulman 1989.
252 conclusion
14
See Kateb 1981, pp. 357–74.
15
Misrepresentation occurs whenever the sovereign neglects his task of ensuring
us peace, security and the necessities of life, although in Hobbes’s view we cannot do
anything about it, as his actions are ours, except if they put our preservation at risk.
conclusion 253
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INDEX
Dubreuil, Jean, Perspective Pratique and vainglory 111, 112 and n, 113
(1640-9) 66 and n see also legal fictions
Filmer, Sir Robert,
East India Company 196 Observations Concerning the Originall
education 138 of Government (1652) 60n
value to public order 136 on representativeness of Parliament
Edward IV, King, funeral 44n 191n
effigies, in funeral processions 44–5, ‘Foole’,
44–5n Hobbes’s 114–15
Eikon Basilike (1649) 34–5 see also natural fools
elections, foreign power, authorisation by 194
from below 186 Foucault, Michel 112
and parliamentary accountability
189–90n, 251–2 Gauden, John, probable author of Eikon
by sovereign’s authority 195 Basilike 34n, 35
Elements of Law 112n, 131, 168n Gauthier, David 174n, 200n
corporations 160 geometry 55 and n
on House of Commons 187 glory,
Elisha, prophet, and Naaman 105 honour as 115
Elizabeth I, Queen, see also vainglory
High Commission on Religion God,
227n and authorisation of images 28–9
on spectacle of power 123 and n, as God-actor 225
124 human representatives of 226
English Optical Treatise 61–2 images of 23–32
eternity, understanding of 217n as natural person (author) 220
eucharist, nature of (as incomprehensible) 217,
compared with creation of unity of 228
body politic 165 personation on earth 211–13
as presence or representation 45–53 representation of 13, 230
Euripedes, substance of 221–2
Andromeda 134–5 three roles (functions) of 213–19,
Medea 66n, 75–6 220, 225
and transfer of authority 225
faces, artificial and representative 222 unity of 228
facial expressions, and dissimulation visualisation of 25–6
94–5 Godden, Thomas, recusant divine
family, 35n
as collective body 195 Golden Calf 28–9
as example of hypostasis 221n Gondibert 139–40
father as representative 156 and nn Preface (1650) 58n
as private person lawful or unlawful Goodwin, Thomas, covenant theologian
195 185n, 186
Fanshawe, Sir Richard, use of allegory Gouge, William, covenant theologian
67–8 185n
fiction, Great Seal of England, symbolic power
in images 17–18, 20, 26, 38, 42, 244 of 125–7
literary 133 and n, 134 Greenblatt, Stephen 120
of politics 14, 120, 169, 250 and n, guardians ad litem 157
252–3 guardianship, of legally incompetent
representation by 147–8, 153–60, persons 155–8
167–73, 193, 201, 225–6, 249 Guarini, Battista, Il Pastor Fido, 1647
theatrical 11–12, 75, 82, 145–6, 240, translation 67
247
index 279