1. ISO 9.1.

1 1st sentence
What has the organization determined needs to be monitored and measured? [11.2 D]
2. ISO 9.1.1.A.1
Is effectiveness of action plans reviewed? [Can’t find reference]
3. 9.1.1.A.2
Are EnPI’s monitored/measured? [11.2 A]
4. 9.1.1.A.3
Is operation of SEUs monitored / measured? [11.2 A]
5. 9.1.1.A.4
Is expected energy consumption compared to compared to actual usage? [3.2 E]
6. 9.1.1.B
Are methodologies for monitoring, measurement, analysis and evaluation, identified? [11.2 D]
7. 9.1.1.C
Are frequency / Intervals for monitoring and measurement identified?
8. 9.1.1.D
Is a frequency for the analysis of monitoring and measurement results determined? [11.2 D]
9. 9.1.1 5th from last sentence
How does the organization evaluate int’s energy performance and the effectiveness of the EnMS?
10. 9.1.1 4th from last sentence
Are improvement in energy performance evaluated by comparing the EnPI value against the
corresponding EnB?
11. 9.1.1 3rd from last sentence
Does the organization investigate significant deviations in energy performance.
12. 9.1.1 2nd to last sentence
What documented information on the results of the investigation and response is maintained?
13. 9.1.1 last sentence
What documentation is retained from the monitoring and measurement activities? (see 7.5).
14. 9.2.1.A – Global 9.1
Are audits conducted to improve energy performance?
15. 9.2.1.B – Global 9.1.B
How does Global ensure it’s internal auditing requirements are implemented?
16. 9.2.1.B – Global
Do audits include the organization’s own requirements for its EnMS in addition to ISO 50001?
17. 9.2.1.B
Does audit scope include the energy policy objectives and energy targets established by the
organization?
18. 9.2.1.C
What evidence does the audit program provide that the EnMS is effectively implemented and
maintained?
19. 9.2.2.A
What is the frequency, methods, responsibilities, planning requirements and reporting requirements
of the audit program?
20. 9.2.2.B
Define the audit criteria and scope for each audit.
21. 9.2.2.C
How do you maintain objectivity and the impartiality of auditors as well as audit process?
22. 9.2.2.D
How are audit results communicated to management?
23. 9.2.2.E
How do you determine what appropriate actions are as a result of audit findings?
24. 9.2.2.F
What audit documention / records do you record?
25. 9.3 Management review
26. 9.3.1
When does top management review the organization’s EnMS to ensure continuing suitability,
adequacy, effectiveness and alignment with the strategic direction of the organization.
27. 9.3.2
What topics does the management review include?
28. 9.3.2.
Are the status of actions from previous management reviews included?
29. 9.3.2.B
Are changes in external and internal issues (and associated risks and opportunities) that are relevant
to the EnMS discussed?
30. 9.3.2.C
Are trends in nonconformities and correction actions, monitoring and measuring, audit results,
evaluation of compliance results, opportunities for improvement, and the Energy Policy included in
the data presented to the Management team for review?
31. 9.3.3
Does the management review include the extent to which objectives and energy targets have been
met?
32. 9.3.3
Does the management review include monitoring and measurement of energy performance and
energy performance improvement
33. 9.3.3
Does the status of the action plans get reviewed in the Management Review
34. 9.3.4
Does the management review include specific outputs including decisions regarding opportunities to
improve energy performance; the energy policy, the EnPI(s) or EnB(s), objectives, energy targets,
action plans or other elements of the EnMS and actions to be taken if they are not achieved,
opportunities to improve integration with business processes, the allocation of resources, the
improvement of competence, awareness and communication.
35. 9.3.4 last sentence
Does the organization retain documented information as evidence of the results of management
reviews.
36. 10.1-
How do you identify nonconformities? [10.2 A]
37. 10.1 a) 1)-
What actions do you take to control and correct them? [10.2 F]
38. 10.1 a)2)-
How do you deal with consequences of non-conformities? [10.2 F]
39. 10.1 b 1)-
Describe how you review non-conformities [1.3, 4th bullet]
40. 10.1 b 2)-
How are causes of non-conformities evaluated? [10.2 F]
41. 10.1 b 3)-
Do you review the system to identify if similar non-conformities can or do exist? [10.2 c]
42. 10.1 c)-
Can you provide evidence of actions implemented to resolve non-conformities? [10.2 H]
43. 10.1 d)-
What is your process for reviewing effectiveness of corrective actions? [10.2 H]
44. 10.1 e)
Do you have a record of changes to the EnMS? [1.3, last paragraph]
45. 10.1 2nd Sentence
How do you evaluate that corrective actions are appropriate to the effects of the non-conformities?
[10.2 D]
46. 10.1 3rd Sentence
Can you provide documents showing the nature of non-conformities and subsequent actions taken?
[1.3, first paragraph]
47. 10.1 3rd Sentence
Can you provide documentation showing the results of corrective actions? [10.2 H]
48. 10.2 1st Sentence
Can you demonstrate that the EnMS is continually improved in terms of suitability, adequacy, and
effectiveness? [1.3, last paragraph and 1.3 first paragraph]
49. 10.2 2nd Sentence
Can you provide evidence of continual energy improvement? [1.1, first paragraph and 1.3 first
paragraph]