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Original article

Nonlinear adaptive observer for sensorless passive control of permanent


magnet synchronous motor
Elhassen Benfriha a,⇑, Abdellah Mansouri a, Azeddine Bendiabdellah b, Mourad Boufadene c
a
Laboratoire d’Automatique et d’Analyse des Systèmes (L.A.A.S.), Département de génie électrique, Ecole Nationale Polytechnique-Maurice Audin-Oran. BP 1523 El’ M’naouer,
Oran, Algeria
b
Laboratoire de Développement des Entrainements Electriques (LDEE), University of Sciences and Technology Mohamed Boudiaf, El M’naouer, BP 1505, Bir El Djir 31000, Oran, Algeria
c
Laboratory of Telecommunications, Signals and Systems, University Amar Telidji of Laghouat, PB. 37G Ghradaia Road, 03000 Laghouat, Algeria

a r t i c l e i n f o a b s t r a c t

Article history: This paper presents an adaptive nonlinear observer for sensorless passivity based control applied to per-
Received 18 December 2018 manent magnet synchronous motor. The passivity based control approach is applied to a complex and
Accepted 19 June 2019 coupled nonlinear mathematical model of permanent magnet synchronous motor without any approxi-
Available online xxxx
mation or cancellation of nonlinearities.
A nonlinear adaptive observer is proposed to estimate the mechanical speed and the unmeasured load
Keywords: torque (unknown disturbance) that has an effect on the control performance; therefore, those estimated
Permanent magnet synchronous motor
states are then used to improve the performance of the passivity based control for permanent magnet
Passivity based control
Adaptive observer
synchronous motor.
Sensorless The performance of the proposed controller-observer have been tested using MATLAB/SIMULINK,
where those Simulation results show a perfect tracking of the mechanical speed and load torque.
Ó 2019 Production and hosting by Elsevier B.V. on behalf of King Saud University. This is an open access
article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction 1988; Slotine & Li, 1991; Takegaki & Arimoto, 1981). The passivity
based control (PBC) was applied to dynamical systems that could
The permanent magnet synchronous motor has been widely be modeled using Euler-Lagrange, such as permanent magnet syn-
used for industrial applications due to its simplicity, robustness chronous motor (PMSM) in (Romeo, Antonio, Per, & Hebertt, 1998).
and low cost; however, the permanent magnet synchronous motor Hence the passivity based control technique has been used to
(PMSM) is described by a nonlinear coupled and complex mathe- enhance the performance of the permanent magnet synchronous
matical model; which is a challenging task for control engineering. motor such as: passivity based voltage control (PBVC) (Achour,
Many control techniques have been studied and applied to drive 2011), passivity based current control PBCC (Achour, Mendil,
the permanent magnet synchronous machine, such as: Feedback Bacha, & Munteanu, 2009), passivity based control with flux orien-
linearization control, sliding mode control, adaptive control, back- tation (Belabbes, et al., 2009) and interconnection and damping
stepping control, passivity based control. . . assignment passivity (IDA-passivity) (Khanchoul, et al., 2014;
The passivity based control term was introduced in (Ortega & Petrovic, Ortega, & Stankovic, 2001). Therefore, different strategies
Spong, 1988), which was inspired from three proposed control of the passivity based control combined with other control tech-
laws that are applied to a robot manipulator (Paden & Panja, niques have been applied to drive the PMSM such as: integral
action control (Zhuang & Huang, 2017), sliding mode control
(Yang et al., 2018), backstepping control (Belabbes & Larbaoui,
2015), adaptive control (Liu et al., 2014) and Fuzzy sliding mode
(Shen & Ji, 2007).
⇑ Corresponding author.
In this work, the passivity based voltage control is applied to
E-mail address: e_benfriha@hotmail.com (E. Benfriha).
drive the PMSM, the PBC is based on the energy that links the input
Peer review under responsibility of King Saud University.
and output of the system. In order to construct such controller the
model of the system should be modeled using Euler Lagrange
method.
Production and hosting by Elsevier

https://doi.org/10.1016/j.jksues.2019.06.003
1018-3639/Ó 2019 Production and hosting by Elsevier B.V. on behalf of King Saud University.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
2 E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx

The contribution in this work is based on the following two Ld q€a  /f sin ðpqm Þpq_m þ Rs q_a ¼ Ua ð5Þ
points:
Lq q€b þ /f cos ðpqm Þpq_m þ Rs q_b ¼ Ub ð6Þ
- The passivity based control of the permanent synchronous
motor is affected by the variation of the unknown and unmea- sl ¼ Dm q
€ m þ Rm q_m þ p/f sin ðpqm Þq_a  p/f cos ðpqm Þq_b ð7Þ
sured load torque (input disturbance); therefore, the load tor-
que has to be estimated to hence the performance of the motor. The smooth poles PMSM model can be represented in state
- The unmeasured machine states as well as the parametric vari- space as follows (Khanchoul et al., 2014; Ramírez-Leyva, et al.,
ation have a direct influence on the control performance. 2013):

x ¼ Ax þ Fðx; y; uÞ þ B sl
A nonlinear adaptive observer is proposed to overcome the ð8Þ
Y ¼ Cx
aforementioned points, which is used to estimate the unmeasured
mechanical speed and the load torque of the PMSM. where:
 T
x ¼ q_a q_b q_m
2. PMSM modelling
2 Rs 3
Ls
0 0
Euler Lagrange method is used to construct the passivity based 6 7
A¼6 Rs 7
p£f
controller for permanent magnet synchronous motor. 4 0 Ls Ls 5
p£f Rm
0 Dm Dm
2.1. Euler-Lagrange model of PMSM
2 3 2 3
pXq_a þ ULsa 0
The Lagrangian function is given by (Dong-lian, Jia-jun, & 6 7 6 7
Guang-zhou, 2005): F ðx; y; uÞ ¼ 4 pXq_b þ Ub 5; B ¼ 4 0 5
Ls
1
0 Dm
1 T 1
Lðqm ; q_ m ; q_ e Þ ¼ q_ e De ðpqm Þq_ e uTf ðpqm Þq_ m þ Dm q_ m
2
ð1Þ
2 2   " #  
|fflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflffl{zfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflffl} |fflfflfflffl{zfflfflfflffl} 1 0 0 q_a Ua
electrical co - energy mechanical co - energy C¼ ;y ¼ ;u ¼
0 1 0 q_b Ub
The equations of motion of the machine are obtained by apply-
ing the Euler-Lagrange method (Achour, 2009; Mansouri, et al.,
2004; Mocanu & Onea, 2018): 2.2. Forces factorization

De ðpqm Þq_ e þ W1 ðpqm Þpq_ m q_ e þ W2 ðpqm Þpq_ m þ Re q_ e ¼ Me :U ð2Þ The model of the PMSM can be written in a compact form as
(Mellah et al., 2011):
€ m þ Rm q_ m ¼ s  sl
Dm q ð3Þ
€ þ Wðq; q_ Þ þ Rq_ ¼ MUab þ n
DðqÞq ð9Þ
1
s ¼ q_ Te W1 ðpqm Þq_ e þ WT2 ðpqm Þq_ e ð4Þ
2 where:
where: DðqÞ ¼ diagfDe ; Dm g; R ¼ diagfRe ; Rm g

- q_ m the mechanical speed n ¼ ½0; 0; sl T ; M ¼ ½I2 ; 021 T


- qm the rotor position
- q_e currents vector Rewriting the matrix Was product of a matrix C with q_ vector
- p the number of poles pairs yields:
- Re ¼ diagfRs ; Rs g 2 3
 T
1
2
W1 pq_m 1
2
W1 q_e þ W2
- U ¼ Ua Ub C ¼ 4
1 T 5 ð10Þ
   2 q_e W1 þ WT2 011
- De ¼ diag Ld ; Lq
- Ld : Longitudinal inductance
Hence, Eq. (9) will be written in compact form as:
- Lq : Cross inductance
- Rs : Stator resistor. € þ C ðq; q_ Þq_ þ Rq_ ¼ MU ab þ n
DðqÞq ð11Þ
- Dm moment of inertia
- Rm friction coefficient
2.3. Passivity of PMSM in open loop:
- s electromagnetic torque
- sl load torque
The Hamiltonian (total energy) of the PMSM is (Achour, 2011;
- W1 ðpqm Þ ¼ @D@ðepq
ðpqm Þ
Þ Mocanu & Onea, 2018):
m

 sin ðpqm Þ
- W2 ðpqm Þ ¼ @u f ðpqm Þ
=/f
@ ðpq Þ
m cos ðpqm Þ 1 T 1
- /f : Flux of the permanent magnets H¼ q_ De ðpqm Þq_e þ uf T ðpqm Þq_e þ Dm q_m 2 ð12Þ
2 e 2

Since the PMSM has a smooth poles (Ld ¼ Lq ) then De ðpqm Þ is a The Hamiltonian derivative is given by:
diagonal matrix with a constant elements, and therefore
W1 ðpqm Þ ¼ 0 d
T
Thus the differential equations that describe the smooth poles
H_ ¼ q_ T Rq_ þ uf ðpqm Þq_e þ yT v ð13Þ
dt
PMSM in ab reference frame are given by (Achour, 2009; Dong-
lian et al., 2005): By the integration of Eq. (13) on the interval ½O; T  we get:

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx 3

ZT h i ZT 2.6. Damping injection


 T
HðT Þ  Hð0Þ ¼
|fflfflfflfflfflfflfflfflffl{zfflfflfflfflfflfflfflfflffl}
y T
v dr þ u f ðpqm Þ qe
T
 q_ Rq_ dr
T
0
0 0 A damping term Ke is inserted into the controller that ensure
stored energy
|fflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflffl
ffl{zfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflfflffl} |fflfflfflfflfflfflfflfflffl
ffl{zfflfflfflfflfflfflfflfflfflffl} the negativeness of Eq. (21), therefore Eq. (20) will be:
supplied energy dissipated energy

Note that HðT Þ  0and Hð0Þ initial stored energy hence:


Uab ¼ Uab   Ke ee ð22Þ

Therefore, Eq. (17) becomes:


ZT ZT h iT
yT v dr P kmin fRg k q_ k  Hð0Þ þ uTf ðpqm Þq_ e
2
ð15Þ 1
0 De ðpqm Þe_ e þ W ðpqm Þpq_ m ee
O 0 2 1
8
< a ¼ kmin
1
fRg h iT þ W ðpqm Þpq_ m þ Re þ Ke ee ¼ 0 ð23Þ
where: 2 1
: b ¼  Hð0Þ þ uTf ðpqm Þq_ e
0
Choosing the same quadratic function Ve of Eq. (18), the deriva-
Therefore the PMSM is passive in the open loop (Achour, 2011).
tive of Ve is given by:

2.4. Problem formulation 1
V_e ðee Þ ¼ ee T W1 ðpqm Þpq_ m þ Re þ Ke ee ð24Þ
2
In order to perform a nonlinear sensorless control of the PMSM,
a nonlinear passivity based controller is applied to control the The function V_e is negative if:
speed and the torque of the PMSM; then the closed loop system
1
must give: Ke ¼ Ke T > Re  W1 ðpqm Þpq_ m ð25Þ
2
 lim ðs  s Þ ¼ 0 This condition can be satisfied if we choose (Achour, 2011):
t!þ1
 lim q_m ¼ q_m or lim qm ¼ qm
  1
t!þ1 t!þ1 Ke ¼ W 1 ðpqm Þpq_ m þ ke I2 ke > Re ð26Þ
2
A nonlinear adaptive observer is used to estimate the mechan-
ical speed and the load torque using the measured states (stator 2.7. Desired currents
currents).
The PMSM is working at a maximum torque if the desired cur-

2.5. Passivity based control design rent id is zero, then the torque equation is written as follows
(Sanjuan, et al., 2018):
The first synthesis step is to determine the desired dynamic.
According to the Eq. (2) the following dynamics is proposed
s ¼ p/f q_ q ð27Þ
(Achour, 2011; Benfriha, 2014): Desired currents in the dq frame are given by:
Uab ¼ De ðpqm Þq€e  ( 
q_ d ¼ 0
1 1  s ð28Þ
þ W1 ðpqm Þpq_ m Þq_ e  þ W1 ðpqm Þpq_ m þ Re q_e  þ W2 ðpqm Þpq_ m q_ q ¼ p/
f
2 2
ð16Þ Hence, the desired current vector in the abrefrence frame is
given by:
where q_e is the vector of the desired currents.

 
The dynamic equation of the error is calculated by subtracting s  sin ðpqm Þ
q_e  ¼ ð29Þ
(16) from (2), after calculation we obtain: p/f cos ðpqm Þ

1
Uab  Uab ¼ De ðpqm Þe_ e þ W1 ðpqm Þpq_ m ee
2
2.8. Desired torque
1
þ W1 ðpqm Þpq_ m þ Re ee ð17Þ
2 The desired torque proposed in (Achour, 2011; Belabbes &
ee ¼ q_e  q_e  is the error vector of the currents. Larbaoui, 2015) is given by the following equations:
To ensure the convergence of the tracking error, the following
s ðq_e  ; pqm Þ ¼ Dm q€m   z þ sl ð30Þ
quadratic function is considered (Belabbes & Larbaoui, 2015;
Benfriha 2014):
z_ ¼ az þ bðq_m  q_m  Þ a; b > 0 ð31Þ
1
Ve ðee Þ ¼ ee T De ðpqm Þee ð18Þ The parameters (a,b) are chosen to ensure the stability and
2
improve the system performance.
The derivative of Eq. (18) is given by: Note: In practice the load torque is not a measured quantity,
therefore the proposed adaptive observer is used to estimate the
1  
V_e ðee Þ ¼ ee T W1 ðpqm Þpq_ m þ Re ee þ ee T Uab  Uab  ð19Þ load torque.
2
Choosing: 2.9. Passivity of PMSM in closed loop
Uab ¼ Uab  ð20Þ
Let us consider the quadratic function (Achour, 2011):
The expression of V_e ðee Þ will be reduced to:
1 T
HCL ¼ q_ De ðpqm Þq_e ð32Þ
1 2 e
V_e ðee Þ ¼ ee T W1 ðpqm Þpq_ m þ Re ee ð21Þ
2 The derivative of Eq. (32) is given by:

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
4 E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx

H_CL ¼ q_e T v þ q_e T ðRe þ Ke I2 Þq_e ð33Þ  Assumption2: The signals y and u are measurable
 Assumption3: The unknown disturbance sl is boundedðs_l ¼ 0Þ
Following the same steps in Section 2.3, we get the following
 Assumption4: the observer gain matrix L is chosen so that
dissipation inequality:
Ac ¼ A  LC is Hurwitz, Such that P; Q are positive matrix that
ZTC ZTC satisfy Lyapunov function:
q_ e v dr P kmin fRe g þ Ke I2 k q_ e k dr  HC ð0Þ
T 2
ð34Þ
Ac T P þ PAc ¼ Q
O 0
where:
Taking:
aC ¼ kmin fRg þ Ke I2
bC ¼ HC ð0Þ
e ¼xb x
Therefore the PMSM is passive in the closed loop.
c is an adjustable gain of adaptation.
3. Adaptive observer synthesis: 3.2. Observer stability analysis

3.1. Adaptive observer structure Let us consider the following Lyapunov positive function:

Based on the model of Eq. (8) a nonlinear adaptive observer is eT Pe es l es Tl


V¼ þ ð36Þ
proposed to estimate the mechanical speed and the load torque 2 2c
of the PMSM as follow (Boufadene, et al., 2016; Hamida, et al., s l ¼ sl  s^l
with: e
2013): The derivative of V is given by:
8_
>
<x^ ¼ Ax ^; y; uÞ þ Bs
^ þ Fðx ^l þ LðY  Cx

s_ l es Tl es l es_ l
T
e_ Pe eT Pe_ e
T
_s ¼ cBT Pe
e ð35Þ V_ ¼ þ þ þ ð37Þ
>
:
l 2 2 2c 2c
y ¼ Cx
s l ) we get:
Replacing e_ by its expression (e_ ¼ Ac e þ B e
With the following assumptions are holds (Boufadene, et al.,
2018; Mohamed, et al., 2017):    
s l T Pe eT P Ac e þ B es l es_ l es Tl es l es_ l
T
Ac e þ B e
V_ ¼ þ þ þ ð38Þ
 Assumption1: The pair (A,C) Matrix are observable
2 2 2c 2c

Fig. 1. Simulation block of BPC of PMSM associated to nonlinear adaptive observer.

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx 5

s l eT ATc Pe es Tl BT Pe es_ l es Tl es l es_ l


T
eT PAc e eT PB e 4. Simulation results
V_ ¼ þ þ þ þ þ ð39Þ
2 2 2 2 2c 2c
In order to conclude on the performance of the use of the pas-

sivity based control via adaptive observer, let’s introduce the sim-
eT ATc P þ PAc e s l es Tl BT Pe es_ l es Tl es l es_ l
T ulations performed on a PMSM powered by a PWN inverter using
eT PB e
V_ ¼ þ þ þ þ ð40Þ MATLAB/SIMULINK.
2 2 2 2c 2c
The PMSM’s parameters are given in the table below (see
Using the expression of the Lyapunov function we obtain: Table 1):

s l es Tl BT Pe es_ l es Tl s l es_ l
T
1 T eT PB e e
V_ ¼ e Qe þ þ þ þ ð41Þ
2 2 2 2c 2c
Table 1
Note that s_l ¼ 0 and sb_l ¼ cBT Pe, then the Eq. (41) will be simpli- PMSM parameters (Amrous, 2009).
fied to:
Rated power Pn 2 KW

1 T Phase resistance Rs 1O
V_ ¼ e Qe ð42Þ Longitudinal inductance Ld 3.2 mH
2 Cross inductance Lq 3.2 mH
Number of pole pairs p 3
£f
V_ < 0
Flux of the permanent magnets 0.13 Wb
Moment of inertia Dm 6.104 Kg.m2
Therefore the proposed adaptive observer is stable in Lyapunov Friction coefficient Rm 9.5*105 N.m/rd/s
sense (see Fig. 1).

Fig. 2. Speed benchmark and load torque benchmark.

Fig. 3. Tracking Speed.

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
6 E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx

4.1. Robustness test test the performance of the proposed control method for several
speed profiles; low speed zone ([0 s 3 s], [6 s 10 s]), the instant of
To highlight the importance of passivity-based control associ- reversal of the motor rotation direction (6 s), the speed benchmark
ated with an adaptive observer, the following robustness tests also allows to test the period that the speed increases (upward) or
were carried out: decreases (downward) and also when the speed is constant.
Test 1: The performances were established from the simulation of the
following operating modes: start without load followed by an
 variation 50% of stator resistanceRs application of a positive load torque of Cr = 5 Nm between 2 s
 variation 50% of stator inductance Ls and 3 s, and another application of a negative load torque of
 variation 20% of the flux of magnets £f Cr = 5 NM between 7 s and 8 s (Fig. 2).
The results (Fig. 3) show that the tracking speed error is zero
Test 2: when the speed is constant, however the appearance of a very
small error in the tracking speed when the speed varies (upward
 variation + 50% of stator resistanceRs or downward); it is noted also that the tracking speed error is cor-
 variation + 50% of stator inductance Ls responding to 0.45 rad/s during the period of application of the
 variation + 20% of the flux of magnets £f positive load and 0.45 rad/s during the period of the application
 variation + 200% of moment of inertia Dm of negative load.
According to the results in Fig. 3 we notice that the real speed
5. Results discussion follows perfectly its reference.
A small chattering occurs in the simulation results due to the
Fig. 2 shows the input load torque, and the mechanical speed that use of the PWM inverter which is similar to the case in [20], where
were applied to the PMSM, where the speed benchmark is used to a low pass filter is proposed to minimize it.

Fig. 4. Speed estimation.

Fig. 5. Load torque estimation.

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx 7

Fig. 6. Tracking speed error (robustness test).

Fig. 7. Speed estimation error (robustness test).

Fig. 8. Load torque estimation error (robustness test).

Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003
8 E. Benfriha et al. / Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx

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Please cite this article as: E. Benfriha, A. Mansouri, A. Bendiabdellah et al., Nonlinear adaptive observer for sensorless passive control of permanent magnet
synchronous motor, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2019.06.003

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