National Stock Exchange of India Limited

Checklist of Public Issue of Debt - T+4

Sr. No. Particulars Submitted: Remarks
Yes/No/NA
1 Prospectus (also in soft copy CD)
2 Appendix A (Letter of application)
3 Appendix B (Listing application)
4 Appendix C (Listing Agreement), duly executed on non-judicial stamp paper.
5 Certified true copy of the resolution passed by the Board of Directors for allotment of
securities (the resolution should specifically make a mention of total number of
Securities allotted/allocated by the issuer).
6 Certificate from Statutory Auditors/Practicing Chartered Accountant /Practicing
Company Secretary stating that allotment has been made as per the basis of allotment
approved by the Designated Stock Exchange.
7 In case Securities issued are under lock in, confirmation from the Depositories for the
same.(If any)
8 ISIN code allotted by both the Depositories for all the securities proposed to be listed.
9 Confirmation regarding the allotment of securities and the refund being given.
10 Confirmation from the issuer that all securities required to be under lock-in are
subjected to lock-in, as mentioned in Offer Document for the issue.
11 Confirmation from the Lead Manager and Issuer confirming that the issue is in
compliance with all requirements of SEBI (Issue and Listing of Debt Securities)
Regulations, 2008 and any other applicable law, Rules and Regulations.
12 Certified true copy of the basis of allotment approved by the Designated Stock
Exchange (in case NSE is not DSE).
13 Copy of Internal Minutes executed in between Lead Manager, Issuer and Registrar (In
case NSE is not DSE) .
14 Basis of allotment advertisement.(in case NSE is not DSE)
15 Certified true copy of the approval received from the Reserve Bank of India for issue
of securities to Non Resident Indians.
16 Initial listing fees and Annual Listing fees plus GST.

Date
Place
Authorised Signatory and
Stamp of the company
Name
Designation

Note:
A. All pages of the documents/details provided must bear rubber stamp of company and initials of Company
Secretary/ Compliance officer.
B. The Exchange reserves the right to ask for documents other than those mentioned above.
C. If documents required as per the checklist is not applicable kindly provide remarks.