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Since the 1980s, it has become clear that the improvement of local livelihoods should be an
integrated part for the protection of biodiversity. However, 'win-win' relationship proved to
be elusive. Compensation mechanisms were inadequate and many initiatives have been
hamstrung by project planning processes that are largely driven by external actors, with little
participation by local stakeholders. Recently, renewed efforts have been made to influence
land use changes in more biodiversity- and socially-friendly ways. Rather than trying to
develop desk-based idealistic land use plans, the emphasis has shifted towards highlighting
tradeoffs as well as possible synergies, negotiating options to minimize conflicts and
reinforce possible synergies and supporting collaborative and adaptive natural resource
management schemes. A landscape approach integrates ecological patterns and processes
with socio-economic and institutional dynamics in defined geographical areas. On the one
hand, it is based on specific ecosystem and land management practices, while on the other,
it is linked to policies at multiple scales which have an impact on the landscape, and includes
social learning processes.
Video
http://www.forestlandscaperestoration.org/learning-resources/cinema/)
• Forests and landscapes have always been shaped and modified by human
intervention. At present, only 20% of the world’s original forest reserves has
remained to be intact, while 80% has suffered from some form of degradation or
deforestation (WRI, 2009). Many of these degraded forest landscapes could
potentially be regained, if not in its natural state, then at least in mosaic landscapes,
maintaining its original functions. This is the reasoning behind forest landscape
restoration, which is presently being promoted by more and more organizations,
governments and civic movements worldwide.
• Since the conservation value of restored forests is generally low, forest restoration is
not high on the conservation agenda. This while in terms of local populations’
livelihoods, the value of (secondary) forest might be equally high, in terms of food,
fuel, income, and socio-cultural values (Chokkalingam et al, 2005).
• Maginnis (2005) emphasizes the process orientation of forest landscape restoration,
having a double focus on both ecological integrity and human wellbeing, two
components that cannot be subject to trade-offs. Functionality of forests is a crucial
element, which has to be approached from a multi-stakeholder perspective.
Principles for Adaptive Landscape Approach 2011
A sound understanding of the social dynamics of the landscape and the ecological
interactions of the multiple resources it contains is a necessary basis for negotiating,
implementing and monitoring landscape management. But learning about these landscape
dynamics is not a one-time requirement. Activities have to be adapted both to evolving or
new negotiated objectives as well as to render the achievement of existing objectives
more efficiently. The generation, sharing and management of information on landscape
processes, changes and potentials are essential for a landscape approach.
Guidelines
Guideline 1
3. Evaluate historical patterns and expected trends in land use change, including
deforestation, forest regeneration, agricultural intensification, and land
degradation.
4. Assess market opportunities and constraints for the human population within
and outside the landscape, quantify the potential impact of the market on the
landscape and initiate reflection on effective market development.
5. Identify the underlying causes of possible market dysfunctions and
constraints, and focus on understanding the rules that govern the market
systems.
6. Assess the role of socio-economic flows in and out of the landscape, including
immigration, emigration, remittances, and off-farm employment
opportunities. For economic poles of attraction see also guideline 3.1.
7. Highlight past shocks and adaptive mechanisms at both the household and
landscape scale putting them into perspectives with global trends/issues that
are concurrently taking place.
8. Understand the spatial interactions between ecological, socioeconomic and
political factors, when possible based on topographic maps, remote sensed
images and digital elevation models
Avoid being trapped into “technocratic” GIS processes: spatial
planning should be a product of participatory processes and should
not be essential to precede or constrain the exploration of landscape
scenarios
9. Identify cultural landscapes, rare ecosystems, as well as key and charismatic
species and understand conservation objectives and needs both within and
outside of existing or potential nature reserves.
10. Consider global agricultural and tenure trends and highlight for external
opportunities and threats, especially with regard to resource extraction
concessions and cash crop expansion.
11. Develop future scenarios based on past trends and on a range of potential
interventions.
The use of scenario assessment and other decision support tools is a
critical element if one wants to manage landscapes as systems. The
complexity of interactions and dynamics often exceeds the ability of
stakeholders and managers to understand them without modelling or
decision support tools
12. Establish knowledge networks to promote a continuous flow of horizontal and
vertical information sharing and joint learning.
13. Document, analyse and communicate about practical experiences to feed the
policy dialogue with concrete ‘ground truthing’ – often obtained in the form
of the implementation of programs/projects (i.e. learning by doing).
Tools
Examples
Under development
The entry point common concern should be people oriented because perceptions
concerning a number of variables/attributes of a landscape are likely to differ between
different stakeholders. To be a motivating factor, it is important that the choice of the
entry point intervention is perceived by key stakeholders to be promising in terms of
addressing common concerns concretely and in the short term. It can be a tentative or trial
action/activity which is anticipated and that will also provide valuable and pertinent
information to the other principles, and in particular will encourage confidence and
interest in stakeholders to address other related issues of common concern which may be
more sensitive.
Guidelines
Guideline 2
Tools
Examples
Under development
Stakeholders must pay close attention to the multiple scales at which ecological dynamics
and socio-economic activity in a landscape originate, evolve and interact. This is essential
for developing sound governance systems and management strategies that
are coordinated across different scales and issues as well as different political and
administrative entities.
Optimising the provision of multiple socio-economic and ecological functions and reconciling
conflicting conservation and development goals often requires interventions across the
diverse components of landscape mosaics. Solutions to many natural resource problems
require units of analysis large enough to encompass multiple land uses and ecological
functions but manageable enough for leaders in the landscape to comprehend and
communicate. A chosen landscape often encompasses several settlements (villages, towns,
locations, etc.) and is influenced by multiple administrative units. Landscapes therefore
often represent a useful mid-level scale between local and higher levels. Paying close
attention to the multiple scales at which ecological dynamics and socio-economic activity in
a landscape originate and evolve is essential to developing sound governance systems and
management strategies for the landscape. These have to be linked to plot or village scale
activities as well as district-national-global policies and an enabling institutional environment
which impact, or may impact on the landscape dynamics.
In addition, economic poles of attraction (push-pull factors) might not overlap fully with the
ideal landscapes boundaries set from an (hopefully) appropriate sociological, ecological or
administrative perspective. Such poles of attraction might indeed be in areas that are not
part of the landscape (e.g. a major export market being out of the landscape but still strongly
influencing it). Therefore, analyses have to be scaled at levels that are beyond the strict
boundaries of the landscape. Finally the definition of boundaries will be the result of the
trade-offs made between the ecological, social and economic perspectives.
Guidelines
Guideline 3
Tools
About “Thinking and Working at Landscape Scale”, see the Landscape Measures
Resource Center http://treadwell.cce.cornell.edu/ecoag1a/?p=42
Tools for participatory mapping:
http://cifor.cgiar.org/conservation/_ref/research/research.3.2.htm
Tools for identifying a relevant territory from an economic perspective:
o Local Economic Development territorial analysis;
o Ecoloc and identification of the neighbourhood;
o ILO LED manuals (www.ledknowledge.org/);
o Territorial Competitiveness (www.mesopartner.com), etc.
Tools for analysing the economic potential of products and services produced in the
landscape:
o Value chain analysis (particularly value addition);
o Value links from GTZ (http://www.value-links.de/manual/)
o A resource library on the topic: www.valuechains.org
Examples
Under development
To support social and ecological objectives, landscapes must be intentionally managed for
‘multifunctionality’ to generate multiple outputs in a sustainable manner with the least
trade-off costs and where possible maximised synergies.
The land, water and other resources in a landscape may provide a diverse range of
consumable and marketable products that can support local livelihoods and also feed global
markets. Rural landscapes also provide valuable ecosystem services and may be essential for
conserving biodiversity. Multi-functionality can occur in a spatially integrated or segregated
way, the latter can potentially lead to a risk of losing ecological connectivity. Cost-benefit
analysis of the various functions and trade-offs and/or synergies between them, provides
the basis for objectively defining management objectives.
Guidelines
Guideline 4
Describe the landscape functions and values, possible synergies and compensation
requirements
1. Consider, including in economic terms, the entire mosaic and multiple dimensions of
production (agriculture, forestry, fisheries, mining etc.), conservation (e.g.
biodiversity, water, other ecosystem services), and livelihoods (e.g. food security,
nutrition, health, gender, off-farm incomes).
2. Assess productivity within multi-functional farming systems and identify options for
possible improved practices.
3. Identify users and beneficiaries of ecosystem goods and services; understand their
management objectives and their socio-political networks.
4. Recognize trade-offs between the various conservation and development objectives,
and investigate potential synergies.
5. Undertake cost-benefit analyses of the various options to guide the development of
management objectives.
6. Assess appropriate compensation mechanisms (PES, REDD+) whenever possible,
assess transaction costs and support policy dialogue to equitably compensate the
rendered ecosystem services.
Tools
Examples
Under development
The concerned stakeholders include primary users of the landscape (farming communities
and the eventual natural resource extracting private sector), secondary beneficiaries, as
well as the institutional and administrative sectors. It is important that improved
landscape governance and management initiatives invest the time and resources needed
to equitably engage the multiple stakeholders in realizing common elements of their
visions for change, and to make special efforts to involve women and other marginalized
groups. A participative process is aimed at helping build and strengthen multi-stakeholder
dialogue, informed negotiation and equitable decision making processes.
Guidelines
Guideline 5
Tools
Examples
En desarrollo
Negotiated change must be built on an agreed vision through building trust and setting
priorities in a collaborative and transparent manner. Even if the logic of change models
generally requires coping with a certain level of uncertainty, it must be clearly discussed
and described on how changes are expected to take place and what these are likely to be
in order to adapt them if needed. A transparent logic of intervention should include
underlying assumptions and expected pathways from interventions to develop and
negotiate new directions.
Guidelines
Guideline 6
Develop a shared vision and an explicit idea of how change will be achieved
Tools
Examples
Under development
Guidelines
Guideline 7
Tools
Examples
Under development
There are numerous challenges to identifying key values or functions of the landscape as a
whole, as well as to measuring and monitoring outcomes of efforts in terms of biodiversity
conservation, livelihood improvements and environmental services which are likely to
concern in varying ways different stakeholders in a landscape. For stakeholders to
collaboratively adapt their interventions and management over time, it is therefore
essential that they can measure, monitor and communicate the nature and extent to
which a landscape is changing over time with respect to the collaboratively agreed
conservation and livelihood outcomes. Participatory and user friendly monitoring is
therefore of fundamental importance to such landscape conservation and development
approaches. One needs to be very clear on objectives yet need to be flexible to cater for
different needs of different stakeholders: i.e. need for standard transferable indicators
(important for scaling up) as well as local stakeholder specific pertinent indicators
Guidelines
Guideline 8
Tools
LOAM:
http://wwf.panda.org/what_we_do/how_we_work/conservation/forests/publication
s/?uNewsID=120980
Principles for Adaptive Landscape Approach 2011
Examples
Under development
The resilience of landscapes, i.e. the capacity of their ecological and livelihood systems to
absorb disturbances, must be maintained or improved so that these ecological and social
systems can reorganize while undergoing change, so as to still retain essentially the same
functions, structure, identity and feedbacks.
Guidelines
Guideline 9
Manage landscapes for strengthening resilience with and through local institutions
1. Especially for natural areas, but also for eco-agricultural practices, management
regimes close to natural ecological processes should serve as effective models for
interventions
2. Avoid natural habitat fragmentation where appropriate and possible; protect buffer
core protected areas and other natural habitats from encroachment and
infrastructure development
3. Organize regular events to learn from failures and share lessons learned from both
successes and shortfalls
4. Plan continuous training for land use institutions and facilitate research and
development activities
5. Support inter- and transdisciplinary training, the integration of facilitation principles
and elements of support to negotiation
6. Facilitate the preparation of long term development plans in accordance with
conservation objectives and that ensure resilience is safeguarded. Such plans are
then fed into the decision making processes to protect and manage the landscape
o Agricultural intensification programmes should be aligned or calibrated
according to the capacity of the landscape and supervision should be ensured.
7. Resilience can be fostered by specific investments that could be made by the actors
evolving in the landscape: foster investments that build on synergies between a
conservation agenda and a business.
8. Foster the maintenance of multi-stakeholder processes over time: shared
communication and information among these actors will have a major impact on
how the landscape is managed in the long term. For stakeholders to perceive the
Principles for Adaptive Landscape Approach 2011
Tools
http://www.cifor.cgiar.org/Events/ForestDay3/LearningEvents/Landscape+approaches+to+
mitigation+and+adaptation.htm
Examples
Under development
Guidelines
Guideline 10
Build capacities
1. Build on, and strengthen, existing organizational capacity and culture to enable
negotiation between stakeholders (community leaders, facilitators, local scientists,
managers).
2. Establish a mechanism for capacity development for stakeholders at village and
landscape levels to acquire the appropriate knowledge to participate in landscape
management negotiations.
3. Promote training and evaluation procedures adapted to the skills required for
landscape monitoring approaches.
Tools
Examples
Under development