Академический Документы
Профессиональный Документы
Культура Документы
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Fabrizio Serra Editore is collaborating with JSTOR to digitize, preserve and extend access to
Materiali e discussioni per l'analisi dei testi classici
Persona<l> Problems.
The Literary Persona in Antiquity Revisited*
Je est un autre.
Artur Rimbaud, La lettre du voyant
ι. Introductory
* Audiences at the Institute of Classical Studies (London), Heidelberg, Pisa and Rut-
gers, as well as this journal's two anonymous référées, have helped to improve the pré-
sentation of this essay. I am most grateful to Christina Kraus, thè late Hubert Peters-
mann, Gian Biagio Conte and Lowell Edmunds for offering me platforms from which
to set out my views.
2. The Problem
2. See the discussion of this passage by Gauthier Liberman in his Budé édition of
Alcaeus (Paris 1999), vol. I, pp. xxvii ff. and then p. 11. Among his testimonia he refers to
Synesius, De Insomniis 20, 156a, p. 188 Terzaghi, from which it is clear that Synesius too
regarded thè personal poetry of Archilochus and Alcaeus as documentary.
3. For the biographical inferences Aristotle was prepared to draw from the poetry of
Solon or Theodorus of Colophon see Pol. 1296a and fr. 515 Rose = Athen. Deip. 14.618. I
believe that Françoise Frontisi-Ducroix, Du masque au visage. Aspects de l'identité en Grèce
ancienne, Paris 1995, does not recognize this 'rhetorical' account of the 'prosopon' in her
otherwise impressive survey and analysis.
4. Another motive for the use of a mask, or an assumed name, might hâve been politi-
cai; I hâve in mind Xenophon's assumption of the nom-de-plume Themistogenes of Syra-
cuse (see Plut., Glor. Ath. 345c).
5. See P.E. Easterling - B.M.W. Knox (eds.), The Cambridge History ofClassical Literature
i: Greek Literature, Cambridge 1981, p. 151.
7. D.R. Stuart, Authors' Lives as Revealed in Their Works: a Cntical Résumé, in G.P. Hadz-
sits (ed.), Classical Studies in Honor of]. C. Rolfe, Philadelphia 1931, pp. 301-304, provides a
crisp discussion and rightly stresses that this practice was endorsed by the philosophers
too; it was not merely the trifling of biographers. It is relevant to my overall project
hère that Stuart notes that antiquity's approach to what we should nowadays repudiate
as a biographical fallacy was pretty uniform; just another instance of how différent their
approach was from ours.
8. Das Wort 'Persona': Geschichte seiner Bedeutungen mit besonderer Berücksichtigung des
französischen und italienischen Mittelalters, Halle 1928 (Beihefte zur Zeitschrift für roma-
nische Philologie, 77), pp. 6-17.
9. Rudd returns to the issue of thè persona in Classical Humanism and its Cntics, «Echos
du Monde Classique /Classical Views» n.s. 40, 15, 1996, 295-296.
10. So Reid on Cic. Pro Sulla 3.8; Ramsay on Pro Clu. 29.78, both cited by Wilkins on De
Orat. 1.169. Cicero's view is also set out in De Off. 1.107, 115, and 3.43. More developed is
Seneca, Ep. 120.22: multiformes sumus. modo frugi tibi uidebimur et graues, modo prodigi et
uani; mutamus subinde personam et contrariam ei sumimus quam exuimus.
11. We lack the passages referred to, but it is a plausible guess that they were in private
letters.
15. One of the référées of this paper helpfully draws attention also to Don
say, Romantic Irony, in I. de Jong - J.P. Sullivan (eds.), Modern Crìtical Theory
Literature (Mnemosyne Suppl, 130), Leiden 1994, pp. 240-243.
16. For thè alleged persona of Philodemus see now David Sider, The Epigrams ofPhilo-
demos, Oxford 1997, pp. 32-39; his position is thè polar opposite of Marcello Gigante's Gli
epigrammi di Filodemo quali testimonianze autobiografiche, in Filodemo in Italia, Florence
1990 (Bibliotechina del Saggiatore, 49).
17. In an essay in D. Obbink (ed.), Philodemus and Poetry: Poetic Theory and Practice in Lu-
cretius, Philodemus, and Horace, New York, Oxford 1995, Diskin Clay speaks of Cicero's
«forensic way» (p. 14) of reading thè poet - a neat phrase, but it is not clear that thè so-
called forensic way was any différent from thè common way. On Clay's own showing
in thè «MD» article of 1998 there was no alternative in fact, and Cicero knew his au-
dience would take thè poems thè way he did.
18. See D. Fehling, «Rhein. Mus.» 117, 1974, 103 η. ι; C.W. MacLeod, «Class. Quart.» 23,
1973, 300-301; V. Buchheit, «Hermes» 104, 1976, 331 ff· and J. Griffin, «Journ.
66, 1976, 97·
19. See Robert C. Elliott, The Literary Persona, Chicago 1982, 43.
20. So G. Williams in «Journ. Rom. Stud.» 52, 1962, 39-40, who tried to relieve Catullus
of thè stigma of homosexuality by claiming that the «autobiographical form in Roman
poetry is a poetic convention». Was that how Roman readers like Furius and Aurelius
took it?
21. For the Roman attitudes to and notions of mollitia see C. Edwards, The Politics of
Immorality in Ancient Rome, Cambridge 1993, eh. 2.
22. For a modern appraisal of Catullus' persona see Niklas Holzberg, Catull Der Dichter
und sein erotisches Werk, Munich 2002.
23. I accept Ovid's description of his relegation to Tomis as fact, though aware that
some do not. Their agnosticism is invincible because they can say that any later Roman
who refers to Ovid's sojourn on the Black Sea, for instance the Eider Pliny (Ν. Η.
32.152), has been taken in by the poet. But for my purposes here such a successali fraud
would only go to prove that the Roman reader accepted thè poetic persona as gospel.
That Ovid shows first-hand knowledge of the Black Sea is argued by R.H. Batty On Getic
and Sarmatian Shores: Ovid's Account ofthe Danube Lands, «Historia» 43, 1994, 88-111; Batty
notes that Ovid's account is frequently far from conventional.
24. Adultenum here means «love-affair» rather than 'adultery'.
25. Exactly the same sort of induction is employed when Quintilian censured the plays
of Afranius; by induding in his farces paederasty Quintilian says that he gives himself
away: mores suos fassus (Inst. io.i.ioo).
26. For modern appraisals of the literary persona in Martial see now Sven Lorenz, Ero-
tik und Panegyrik: Martiab epigrammatische Kaiser, Tübingen 2002 (Classica Monacensia,
23), and Niklas Holzberg, Martial und das antike Epigram, Darmstadt 2002.
6. Persona in Satire
Let us finally turn to a particular genre, Roman satire, that has been
for some time now regarded as deploying a generic persona, to see
to what extent thè ancient view of that genre matches thè approach
now dominant among anglophone critics28.
The contemporary approach to thè reading of Roman satire has
its origin in several essays of thè early 1960s by W.S. Anderson29. He
virtuaUy eliminated thè writer from satire by postulating thè per-
petuai présence of a persona or mask, behind which thè writer faded
out. He was avowedly trying to do for Latin satire what Alvin Ker-
nan in The Cankered Muse (New Haven 1959) had done for thè Eng-
lish satirical tradition. Kernan had aimed to reestablish thè English
verse satire of thè seventeenth and eighteenth centuries as a literary
form, and to rescue it from thè historical, biographical, and cultural
approaches which had virtually denied English verse satire its artis-
tic status as poetry. Kernan sought a new définition of thè «aes-
thetic» of verse satire, and one of his hypothèses was a figure he
called «thè satirist», who was not to be identified with thè writer of
27. For thè sake of completeness it is worth recalling that Ausonius brought a good
deal of this information to bear in defence of his Cento Nuptialis (see thè concluding de-
dicatory letter). Odd, since it could hardly hâve been taken as an autobiographical
document.
28. Dominant, but not unquestioned: for criticism of thè approach as applied most re-
cently to Juvenal see J.G.F. Powell in «Class. Rev.» 47, 1997, 304 and F. Beîlandi in «Rev.
Filol. Istr. Class.» 126, 1998, 100-102. Other voices hâve been raised against the over-use
of this reading, e.g., M. Citroni, L'autobiografia nella satira e nell'epigramma latino, in G.
Arrighetti - F. Montanari (eds.), La componente autobiografica nella poesia greca e latina fra
realtà e artificio letterario, Atti del Convegno, Pisa, 16-17 maggio 1991, pp. 275-292, esp. 281
on Horace; and most recently C. Nappa, Praetextati Mores: Juvenal's Second Satire, in
«Hermes» 126, 1998, 90-108, esp. p. 90.
29. The Roman Socrates: Horace and his Satires (= 1982, 13-49, esp. 28 ff.), Roman Satirists
and Literary Criticism (1982, 3-10) and Anger in Juvenal and Seneca (= 1982, 293-339); see also
the index of 1982, 492, s.v. persona.
and he ignores lines 55-56, where thè speaker associâtes himself with Virgil and Varius -
see my review in «Class. Rev.» 42, 1992, p. 442.
Το what the poets said as readers of satire we may add what the
scholiasts said about them in their verse satires. They indeed refer
to thè persona of the poet, by which they mean his own self, as dis-
tinct from any other character who may speak in a poem. It is for in-
36. E.g., in Horace 1.4.138-139, and 10.46-48, 92 libello, 2.1. 1, and 3.1-4, 7.117; in Persius the
Prologue and 1.120 libelle; in Juvenal 1. 17-18, 30 difficile est saturant non scnbere, 79, 152,
3.321-332.
37. It is interesting to see that in her récent pamphlet on thè persona in satire Susanna
M. Braund twice quotes thèse Unes; on their first appearance she says that Persius is re-
ferring to «Horace» (1996b, 29), and on the second to Horace (1996b, 55). Why are the
quotes dropped the second time, and why weren't they put round Persius' name at
ail?
40. Partly what lies behind his use of Horace here is the quasi-didactic form of the sa-
tire. Now in generai Pliny treats didactic poets as authorities; he regularly refers to He-
siod and Virgü for agricultural matters (see thè index of the Mayhoff-Jahn édition). See
Mynors on Virg. G. 1.216.
41. It might be worth mentioning in passing in this respect that Galileo, despite using
the dialogue form, and keeping himself out of the conversation, was nevertheless
charged with establishing the Copernican System in his Dialogo of 1632. The use of a per-
sona did not save him from condemnation. The problem is still with us. «The Daily Te-
legraph» for May 1, 1999, p. 20, reported that the white American rapper, Eminem, rela-
ted in one of his hit songs «I just found out my mom does more dope than I do». She
threatened to sue him! One would have thought the generic persona of the rapper to be
one of thè more obviously fictionalized, but where money and réputation are at stake
artistic stratégies offer no defence.
Bibliography
Ford 2002: Andrew Ford, The Ongins ofCnticism. Literary Culture and Poetic The-
ory in Classical Greece, Princeton and Oxford.
Freudenburg 1993: Kirk Freudenburg, The Walking Muse. Horace on thè Theory of
Satire, Princeton and London.
Rösler 1985: Wolfgang Rösler, Persona reale 0 persona poetica? Uinterpretazione
dell'Ho' nella lirica greca arcaica, «Quad. urb. cult, class.» 48, n.s. 19, 131-144.
Rudd 1976: Niall Rudd: Lines ofEnquiry. Studies in Latin Poetry, Cambridge.