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of screening criteria for implementation. It also presents a Kennedy Center, Glostrup, Denmark; and eDepartment of
criterion based on the estimated risk of developing treatment- Neonatology, Copenhagen University Hospital, Rigshospitalet,
demanding retinopathy of prematurity. This criterion is more Denmark
effective and safer than any conventional screening criteria. KEY WORDS
screening, preterm delivery, retinopathy of prematurity,
threshold disease, retinal ablation therapy, expected missed
treatment-demanding ROP cases, risk-based criterion,
conventional screening criteria
abstract ABBREVIATIONS
ROP—retinopathy of prematurity
T-ROP— threshold retinopathy of prematurity
OBJECTIVE: The aim of this study was to uncover the most effective and GA—gestational age at delivery
safe criterion to implement for retinopathy of prematurity screening in BW—birth weight
Denmark. PTROP—prethreshold retinopathy of prematurity
TD-ROP—treatment-demanding retinopathy of prematurity
METHODS: This retrospective national cohort study is based on data
NRBVIC—National Registry for Blind and Visually Impaired
from 3 national registers. These registers provided on infants treated Children
for retinopathy of prematurity, infants in need of treatment but missed CI—confidence interval
by the present screening program, and the candidate neonates for www.pediatrics.org/cgi/doi/10.1542/peds.2010-1974
advanced retinopathy of prematurity development A nonlinear logistic
doi:10.1542/peds.2010-1974
regression model was fitted to the data, and various screening criteria
Accepted for publication Nov 19, 2010
were evaluated.
Address correspondence to Carina Slidsborg, MD, Department
RESULTS: During the study period (2002–2006), 116 infants were of Ophthalmology, Glostrup Hospital, Nordre Ringvej 57, 2600
treated for retinopathy of prematurity, no treatment-demanding reti- Glostrup, Denmark. E-mail: carinaslidsborg@hotmail.com.
nopathy of prematurity infants were missed by the screening program, PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
and 182 premature infants were candidates for developing treatment-
Copyright © 2011 by the American Academy of Pediatrics
demanding retinopathy of prematurity. Screening criteria combining
gestational age at delivery and birth weight limits and new risk-based FINANCIAL DISCLOSURE: The authors have indicated that they
have no personal financial relationships relevant to this article
criteria were compared with regards to their effectiveness. The risk- to disclose.
based criteria were the most effective. Use of the 0.13% risk-based
criterion to define the population to be screened resulted in the detec-
tion of all treated infants in the study period and 17.4% fewer infants to
screen. The model predicted this criterion to result in 1 missed case of
treatment-demanding retinopathy of prematurity every 11 years and 1
case of blindness every 18 years in Denmark.
CONCLUSIONS: Screening criteria based on risk estimates of develop-
ing treatment-demanding retinopathy of prematurity are the most ef-
fective for retinopathy-of-prematurity screening. The risk-based crite-
rion of 0.13% can safely be implemented for future retinopathy-of-
prematurity screening in Denmark. Pediatrics 2011;127:e598–e606
e598 SLIDSBORG et al
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Retinopathy of prematurity (ROP) is the early treatment for ROP random- 20 weeks; 5 infants with a GA of more
one of the main causes of visual im- ized trial.18 Therefore, the infants who than 45 weeks; 65 infants with a BW of
pairment in premature infants.1 The vi- were treated will be referred to as in- more than 3 SDs; and 178 infants with a
sual impairment associated with ROP fants with treatment-demanding ROP BW of less than 6 SDs of that expected
is lifelong and has a great impact on (TD-ROP) instead of using the T-ROP for a given GA.19 None of the excluded
the individual’s quality of life.2 In 1988, designation. We define effectiveness infants had received treatment for
the US Cryotherapy for ROP multi- as the screening load associated with ROP. The resulting population con-
center study showed that poor struc- the number of expected missed TD-ROP sisted of 4182 infants. The primary
tural and functional retinal outcome cases. The number of expected missed screening criterion of a GA of less than
caused by threshold ROP (T-ROP) can TD-ROP cases is an independent indica- 32 weeks was actually used for the en-
be reduced if cryotherapy is per- tor of a criterion’s predicted safety. We tire study period.20 A survey clarified
formed.3 Subsequently, screening cri- developed a nonlinear logistic regres- that the secondary criterion of a BW of
teria were implemented worldwide. To sion model that estimated the risks of less than 1750 g was rarely applied.
date, the most commonly used screen- developing TD-ROP for each candidate Thus ⬃1305 of the study sample
ing criteria are those based on gesta- neonate. These risk estimates were (31.2%) was probably not screened for
tional age at delivery (GA) and the used to calculate the number of ex- ROP.
birth-weight (BW) limits. They use sin- pected missed TD-ROP cases resulting
The registry of the National Univer-
gle values of GA or BW or both in con- from a given criterion. The new type of
sity Hospital, Rigshospitalet, pro-
junction (AND criteria, OR criteria). criteria that emerged from isolines of
vided information on all infants
Such screening criteria are herein la- estimated risk of TD-ROP (risk-based
treated for ROP in Denmark. Three
beled conventional screening criteria. criterion) is, when based on a sensible
treated infants, born by mothers
statistical model and a sufficiently
Unnecessary screening should be with a permanent address outside
large sample, the most effective of all
avoided because the screening exami- Denmark at childbirth, were ex-
criteria.
nations are painful and potentially haz- cluded from the study population be-
ardous to infants.4–9 Hence, screening cause such infants were not pre-
MATERIALS AND METHODS
criteria need to be reviewed periodi- sented in the National Birth Registry.
cally. An effective and safe criterion The Register Data The remaining sample consisted of
keeps the screening load low while de- We present a retrospective, register- 116 treated infants.
tecting all advanced ROP cases. Re- based cohort study for premature in- The National Register of Blind and
cently, several studies of highly devel- fants born in Denmark in the period Visually Impaired Children (NRBVIC)
oped countries showed that infants 2002–2006. The data were obtained was searched on August 6, 2009, to
who develop T-ROP are very young and from 3 different national registers. identify advanced ROP cases missed
small, and new screening criteria Data from these registers were unam- by the present screening program.
were suggested accordingly.10–13 Re- biguously linked to specific infants The law mandates reporting to this
cent Danish studies showed a similar through their individual civil registra- registry if a child is suspected of be-
trend, and one study additional dem- tion number. ing visually impaired (ie, best cor-
onstrated that older T-ROP infants In the National Birth Register of the Na- rected visual acuity ⱕ6/18 [0.33] in
also are born small for gestational tional Board of Health, we obtained the better eye). Such children are ex-
age.14–17 All considered, in Denmark, birth information on all candidate neo- amined by a specialist pediatric oph-
larger infants seems to be screened nates for advanced ROP development. thalmologist, who records into the
unnecessarily. Thus, inclusion criteria (GA ⬍32 weeks registry the most likely underlying
This study aims to specify an effective or BW ⬍1750 g) of the search resulted cause. In the NRBVIC, 11 children
and safe screening criterion to imple- in 4478 infants alive at the fifth postna- were registered with a primary diag-
ment in Denmark. In Denmark, the in- tal week. We excluded infants who nosis of sequels to ROP, and all had
tention was to maintain treatment on were registered with extreme values, retinal treatment during the neona-
classical threshold disease (T-ROP).3,18 which were most likely typing errors tal period. Thus, no screening fail-
Nevertheless, some of the treated in- and not real values of preterm infants. ures were found. The 116 infants iden-
fants in the present study were treated Consequently, we excluded the follow- tified as treated infants could be linked
at prethreshold ROP (PTROP), in accor- ing infants: 46 infants with unknown GA to the National Birth Registry data set by
dance with the recommendations of or BW; 2 infants with a GA of less than the civil registration number.
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ARTICLES
16%
2000
8%
4%
2%
Birth weight (g)
1500
1%
0.25%
1000
0.12%
SGA by −2SD
0.06%
0.03%
24 26 28 30 32
Gestational age (wk)
FIGURE 2
The risk card represents the estimated risks of developing TD-ROP for all combinations of gestational age and birth weight. The stippled lines depict the
limits according to which data points are classified as large for gestational age, average for gestational age, and small for gestational age. Three crucial
risk-based isolines of 0.07%, 0.13%, and 0.89% also are presented. The risk-based isolines are defined by an identical risk of developing T-ROP for the all the
points (gestational age and birth weight) on the line. To the left of the risk-based isolines, the risk of developing TD-ROP is higher than on the line and to the
right of the line the risk is lower than on the line. These risk-based isolines can be used to delineate an area representing the population to be screened.
premature, being either average for isolines, the risk of developing TD-ROP cases, and the expected number of
gestational age or large for gesta- is higher than on the line, and to the blind children resulting from different
tional age, are at the lowest risk of de- right of the risk-based isolines the risk risk-based criteria. The reported val-
veloping TD-ROP. The infants born is lower than on the line. The risk- ues are normalized to 1000 candidate
small for gestational age are at high- based isolines can be used to delineate neonates. All these criteria result in
est risk. Figure 2 also represents the an area representing the population to fewer infants to screen than the
treated sample, including the largest be screened. Therefore, the isolines present screening criterion, while de-
T-ROP infant with an estimated risk of can be used as screening criteria with tecting all treated infants of the 2002–
0.89% and the PTROP outlier with an which infants with risk estimates 2006 study cohort.
estimated risk of 0.13%. All candidate equal to or higher than a given risk
neonates also are shown, and risk es- Evaluation of Screening Criteria
level are all screened for ROP.
timates extrapolated beyond these Table 2 presents various risk-based
Figure 3 presents the effectiveness of
data points are not trustworthy. Three and conventional screening criteria.
risk-based criteria and conventional
crucial risk-based isolines of 0.07%, The reported values are normalized to
0.13%, and 0.89% also are presented. screening criteria. The reported val- 1000 candidate neonates. The criteria
They are means of the estimated risk ues are normalized to 1000 candidate expected to result in 0.05 missed TD-
for 2 genders because the gender- neonates. When a dual criterion re- ROP cases would imply 1 missed TD-
specific lines were practically insepa- sulted in several screening loads for a ROP case every 22 years or 1 infant be-
rable. The risk-based isolines are de- given number of missed TD-ROP cases, coming legally blind every 37 years.
fined by an identical risk of developing the lowest one was reported. The currently used criterion of a GA of
TD-ROP for all points (GA and BW) on Table 1 presents the screening load, less than 32 weeks is exceeded by the
the line. To the left of the risk-based the expected number of missed TD-ROP risk-based criterion of 0.071% and the
2.0
missed TD-ROP cases are equal to 1
Risk criterion missed TD-ROP case every 1.2 years or
AND criterion
Expected missed TD-ROP cases
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TABLE 2 Presents the Various Possible Screening Criteria mainly results from exclusion of many
Criterion Risk GA BW Screening Load Expected Missed Blindness Cases older and larger infants from screen-
Estimate Limits Limits per 1000 TD-ROP Cases per 1000 ing according to the new criterion. On
Candidate per 1000 Candidate
Neonates Candidate Neonates Neonates the basis of recent national and inter-
Risk-based criterion 0.00071 630 0.055 0.032 national experience, such infants no
AND criterion 32 ⫹ 1 1890 662 0.053 0.031 longer develop T-ROP.11,13,15,16,28 This
OR criterion 31 ⫹ 5 1350 684 0.053 0.031 study also confirmed these results. Fi-
GA criterion 31 ⫹ 6 688 0.055 0.032
BW criterion 1760 914 0.053 0.031 nally, statistical uncertainties and the
Risk-based criterion 0.00130 568 0.113 0.066 slightly conservative nature of the risk
AND criterion 31 ⫹ 6 1750 599 0.113 0.066 estimates for the older and larger in-
OR criterion 31 ⫹ 4 1110 614 0.111 0.065
GA criterion 31 ⫹ 5 626 0.104 0.061
fants might also contribute to the dif-
BW criterion 1670 797 0.113 0.066 ference. Although individual risks of
Risk-based criterion 0.00890 353 0.988 0.580 developing TD-ROP can be estimated
AND criterion 31 ⫹ 1 1370 368 0.984 0.577
OR criterion 29 ⫹ 6 1070 387 0.979 0.575
with reasonable accuracy from this
GA criterion 30 ⫹ 2 418 0.879 0.516 moderately sized data set, the esti-
BW criterion 1340 428 0.956 0.561 mated CIs for the expected missed TD-
The expected missed TD-ROP cases for the conventional criteria correspond to one of the risk-based criteria presented. The small ROP/blindness cases are, as expected,
decimal deviates result from the conventional criteria evaluation in full days for GA limits and full grams for BW limits.
relatively broad, reflecting that the
risks are accumulated over a larger
TABLE 3 GA and Gender-Specific BW Values the lowest screening load. However, set of infants (those who would not be
for the Risk-Based Criterion of 0.13% this criterion is associated with an un- screened). In addition, the CIs of the
GA, wk/d Male BW, g Female BW, g acceptablly large number of expected screening load for the risk-based cri-
ⱕ30 ⫹ 5/215 All All missed TD-ROP/blindness cases and teria are wider than for the conven-
30 ⫹ 6/216 1804 1770 was therefore rejected for implemen-
31 ⫹ 0/217 1764 1731
tional criteria because or the fact that
31 ⫹ 1/218 1720 1688 tation. Thus, determining a new the risk-based criteria are based on
31 ⫹ 2/219 1672 1641 screening limit based on the detection estimated risk and thus subject to ad-
31 ⫹ 3/220 1620 1590 of all TD-ROP alone can easily have se- ditional statistical uncertainty. Supple-
31 ⫹ 4/221 1563 1534
31 ⫹ 5/222 1501 1473 rious ophthalmic and medico-legal menting additional data to the model
31 ⫹ 6/223 1434 1408 consequences when such cases are will lead to narrower CIs.
32 ⫹ 0/224 1361 1337
missed soon after. It additional empha- To confirm that the risk-based crite-
32 ⫹ 1/225 1283 1260
32 ⫹ 2/226 1199 1177 sizes the importance of a safety zone rion of 0.13% is safe for future ROP
32 ⫹ 3/227 1108 1088 between the most mature (in this screening in Denmark, a retrospective
32 ⫹ 4/228 1011 993
case) T-ROP infant and the new screen- register search was done to identify
32 ⫹ 5/229 907 891
ⱖ32 ⫹ 6/230 None None ing limit(s). The risk-based screening treated and undetected advanced ROP
Infants with a certain GA should be screened if the BW is criterion of 0.13% detects all treated cases born between 1990 and 2009.
equal to or less than the values given in the gender-
cases on our year study sample and The risk-based criterion would nar-
specific column. Infants born at a GA 30 ⫾ 5 or less should
be screened irrespective of BW. None of the infants born at reduces the screening load by 17.4% rowly have missed advanced ROP case
GA 32 ⫾ 6 or more should be screened irrespective of BW.
infants. The oldest and largest T-ROP born in 1993 with a GA of 31 ⫾ 0 weeks
infant identified in the study period and a BW of 1920 g. Neonates develop-
is calculated from these risk esti- had a GA of 30.86 and a BW of 1150 g. ing advanced ROP were at that time
mates. Our study shows that among Thus, because the treatment criterion born older and larger at delivery, and
conventional criteria, those combining in Denmark has remained the classical such infant also went undetected by
GA and BW limits are the most effec- T-ROP, this criterion provides a reason- the current screening program. Thus,
tive, although they are inferior to the able safety zone to the nearest T-ROP because the risk-based criterion of
criteria based on the estimated risk of infant (risk estimate of 0.89%).3 The 0.13% would detect all treated infants
developing TD-ROP (the risk-based cri- number of expected missed TD-ROP/ of the study sample, this criterion is
terion). The risk-based criterion of blindness cases associated with this safer today than the current criterion
0.89% is the most effective criterion criterion is larger than for the cur- was in the early 1990s.
because it detected all T-ROP infants rently used criterion. The predicted The criterion of a GA less than or equal
during the study period and results in difference between the 2 criteria to 32 weeks and a BW less than or
equal to 1750 g is, for the same rea- guidelines could save many unneces- Furthermore, no T-ROP infants were
sons as the risk-based criterion of sary examinations if they should imple- detected because of it. However, with
0.13%, an equally safe but slightly less ment either of these criteria. However, implementation of either of the new
effective implementable alternative. whether such screening criteria that screening criteria, this criterion re-
We recommend continuous monitor- we have proposed can be directly im- gains importance.
ing of the effectiveness of the chosen plemented in these highly developed The statistical model was developed by
risk-based screening criterion. Moni- countries depends on their indepen- use of register-based data. Therefore,
toring can be done by updating the dent distribution of GA and BW and the the model’s accuracy is highly depen-
model with GA and BW values of new regional risk profile for advanced ROP. dent on data completeness and reli-
infants as they arise in the National Generally, it is highly recommended to ability. First, the treated sample was
Birth Registry. In the case that the risk perform retrospective, or preferably collected from the Rigshospitalet data-
profile of advanced ROP changes, de- prospective, studies to validate these base. This list was compared with the
pendent on disease presentation in results before implementation. For surgery list of the ophthalmology de-
Denmark, a statistical model should be countries where treatment is indi- partment, and because these 2 lists
fitted to the new data. cated at the threshold level other than corresponded well, the treated sample
Screening criteria of other highly de- the classical T-ROP, validation of these is expected to be complete. Second,
veloped countries would, if imple- results is even more important. In de- any infants not appropriately referred
mented in Denmark, result in either veloping countries with a very differ- for treatment from the local hospitals
overlooking TD-ROP infants or in exam- ent demographic GA and BW distribu- were expected to appear in the NRBVIC
ining too many infants unnecessari- tion and a different risk profile, if they are visually impaired as a result
ly.20,26,30,31,33,34,38 Implementation of ei- implementation of these criteria are of ROP. The registration to the NRBVIC
ther of the herein proposed screening clearly not recommended.39 is considered reliable because regis-
criteria will not alter the relative posi- Many highly developed countries have tration of any child suspected of being
tion of Denmark significantly with re- a secondary screening criterion imple- visually impaired (best corrected vi-
spect to missed TD-ROP/blindness mented as well, as presented in Table sual acuity ⱕ6/18 [0.33]) is mandated
cases compared with the other coun- 4.20,33,38 According to a national survey, by law. In addition, parents of regis-
tries (Table 4). Highly developed coun- during the study period, the Danish tered children can obtain economical
tries with conservative screening secondary criterion was rarely used. support when buying aids for their vi-
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