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B. The Electromagnetic Parabolic Equation into forward and backward propagating terms. If forward
Through a series of approximations summarized below, scatter dominates backscatter, as is typically the case in low-
Maxwell's four-dimensional (t,x,y,z) vector equations are elevation radar beams, one may retain only the forward term:
reduced to a two-dimensional (2D) (x,z) scalar Parabolic Wave
Equation (PWE or just PE). This is essentially an initial-value ( 2 2 _2
problem that, like the heat equation, can be solved by
"marching" a solution forward in range using either Fourier or
ox'kfn+e 2,JU=O (2)
finite-difference techniques. FFT-based PE solvers provide an
excellent mix of numerical efficiency and accuracy for Equation (2) is the EM Parabolic Equation. The only
terrestrial, low-elevation-angle radar propagation. The PE remaining complication is the square root; because n is, in
accurately models multipath, spherical-Earth diffraction, general, a function of both x and z, the square root prevents
atmospheric refraction, and ground impedance effects (e.g., separation of variables. Once separated, z derivatives can be
HF surface wave). The PE can also model terrain diffraction, handled with Fourier techniques, and the x dependence is a
terrain forward-scatter and blockage [2]. For these reasons, PE simple differential equation with exponential solutions.
solvers have been popular in radar modeling for over two Methods of approximating the radical will not be discussed
decades. References [3] and [4] chronicle the history of PE- here; it is merely noted that such approximations limit PE
based modeling in acoustics and radar. References [5] and [6]
provide a full derivation of the Electromagnetic (EM) PE. The 1 The factorization is exact when n is independent of x. For realisticx
major assumptions involved in the derivation will be merely dependence in n, the factorization is relatively accurate but does introduce a
small error [5].
897
2. run the PE on a scenario identical to the desired case,
but with a Leontovich boundary condition, then apply A
the spectral estimation (SE) technique described in m. or f)re
[10] to determine a dominant grazing angle at each pc
898
To do the required interpolation, a custom processing and The GAP method handles "skip zones" by interpolating
interpolation method was developed. This method, termed through regions where no rays struck the surface. While this is
greatest angle path (GAP), was designed with the following in a bold interpolation, it is adequate given that little or no radar
mind: 1) angle estimates should be relatively smooth and, 2) energy reaches the surface in these regions.
erring towards larger angles tends to be the conservative Two key points about TEMPER grazing angles are worth
approach for most TEMPER applications (e.g., external clutter reiterating. First, output angles are merely estimates, and can
models). Fig. 4 and Fig. 5 demonstrate GAP interpolation for be noisy (in the case of SE) or smoothed and interpolated (in
two ducting environments. Both figures display the grazing the case of GO); estimates tend to be good in high-power
angles of all ray surface bounces as blue dots (i.e., "raw" GO regions, but may not be accurate in low-power regions.
angles). GAP output is overlaid as a continuous red curve. Fig. Second, as a PE model, TEMPER's solution at any given
4 is GO output from the same scenario as Fig. 3, except that range represents a spectrum of propagating angles, whereas
the island has been removed and the 20-m evaporation duct is grazing angle output only provides the dominant angle. These
now capped by a 50-m bilinear/attached surface duct. Note two limitations only become severe when TEMPER's grazing
that at some ranges (e.g., 80 km) four ray paths are angle output are divorced from the corresponding propagation
intersecting the surface at four different angles. At such factor output. Thus, external models that rely on TEMPER
ranges, GAP interpolation attempts to follow the highest grazing angles should also take into account propagation
angles without creating severe discontinuities in the output. factors. The accuracy of TEMPER's solutions when using
Fig. 5 shows GAP output for a 20 m evaporation duct capped these grazing angles internally was demonstrated in [11].
by a larger, 250-m trilinear/detached surface duct. This
environment yields a very different grazing angle profile, due
to "hot spots" and "skip zones" created by a detached surface Recent and ongoing work has also improved TEMPER's
duct. boundary condition for rough, imperfectly conducting
surfaces. A major advance in the most recent release of
0.5 TEMPER, version 3.1, is a more robust impedance boundary
Raw GO Angles condition (IBC) [12]. This new implementation alleviates a
0.45 -__Interpolated Angles numerical instability that had affected TEMPER and other PE
0.4 -------------------------------- ---------------------- ----------- routines. In ongoing work, significantprogress
hasalso been
-035 L . made towards improving the small-scale surface roughness
03 portion of TEMPER's IBC. TEMPER currently uses the
0.25 Miller-Brown method [13] to model small-scale roughness
0.2 -|-------- A/---/z-t---<(e.g.,
-- 7 ocean waves). The Miller-Brown method is currently
0 0.15 ~~~~~~~~~~being
compared to stochastic averages over ensembles of
exact integral-equation calculations for a variety of sea states
0.1------------ ----------- -------------------- moreaccurately
([14] & [15]). This work will help TEMPER
0.5 Lmodel the effect of ocean waves on radar propagation.
00 ! ! ! ! !Before proceeding, it should be mentioned that TEMPER
l3 l20 40 60 80 100 120 can also ingest profiles of ocean-wave height versus range to
Range [kin] compute wave blockage, scattering and diffraction in a manner
Fig. 4. TEMPER's GAP interpolation of geometric optics results; output for a
. . duct.
50-meter attached surface .- ' ~~~~analogous to terrain calculations. However, this approach
necessitates very small range steps to sample the ocean-wave
surface, and ensemble averaging of TEMPER runs over
different realizations of an ocean wave spectrum. Thus, it is
Raw GO Angles often advantageous to represent ocean-wave effects as an
0588 gE - - ---------,-- ----- -Interpolated Angles
nt r o a e AnlIs impedance boundary on a mean-flat surface.
A. A More Stable IBC Implementation
@0.52 In solving the PE (2), a boundary condition must be
-@ lt |enforced at the surface. TEMPER uses the following IBC:
KD ~4 ----------- -----------
*,* +au(xO)=O (3)
899
about z = 0. The advantage of symmetry is that the boundary v3. 1 final testFRIe9_POPA1.OISO-SCIOO-SPIOOORS3.0
condition is matched by either a sine or cosine transform
(horizontal or vertical polarization). The IBC algorithm 233
auxiliary function "w" for all z, not just z 0, then the function 1.5
"w" has negative symmetry and can therefore be propagated ac
I
using only sine transforms. The only additional burden of the the r
IBC then becomes back-solving a simple differential equation For 4
for u in terms In the discrete version of (3), [II] used a 3
centered, second-order finite difference for the z-derivative: 2
0.01 0.1 0.5 1.5 36 10 1520
un+ un -
Frequency (GHz) -oo
derivati(. ) natnFig. 7: Red indicates "bad alpha" problems in [ I]'s DMFT at the given
1e, 2r a Nive
insty Wne frequency and roughness; TEMPER is now stable in these regions.
Mca T,[1 1]'s
Despite its improvements over the continuous B. Improving The Miller-Bro,n Rough Surface Model
discrete MFT (DMFT) was still unstable for certain values of As mentioned above, TEMPER accounts for small-scale
a. Fig. 6 shows an example of this so-called "bad alpha" surface roughness via the parameter a in the IBC (3). More
instability. This problem was especially sensitive to frequency specifically, a "roughness reduction factor" modifies a via the
and small-scale surface roughness (a is a function of the reflection coefficient. Ongoing work is focused on improving
roughness-modified reflection coefficient; small scale the roughness reduction factor used in TEMPER.
roughness will be discussed in more detail in the next section). For simplicity, consider a smooth, flat ocean surface. In
Fig. 7 illustrates the frequency/roughness combinations that this case, propagation factor can be written in closed form as:
were problematic for [it]'s DMFT algorithm.
The "bad alpha" problem was solved in [12] by using an F 4i R)2 +4Rco2 ( c/2(5
alternate discretization for (4). Specifically, [12] uses either a Fflat I- II+4R O / 5
6 6.6 4.4 - 36
In (8), Jo is a modified Bessel function of the first kind of order 7 6.2 5.3 - -
zero and hrms is the rms wave height. While the assumptions 8 6.0 7.4
used to derive (8) do not follow any realistic wave model, [13] 9 6.8 5.4
showed improved agreement with measured data using (8), 10 13.0 6.3
relative to alternate models for p circa 1984.
For the purpose of assessing the accuracy of the Miller- Table I shows that the Miller-Brown approximation
Brown approximation, a rigorous method of moments code becomes less accurate as wind speed increases. Physically, this
was used to perform rough sea surface scattering calculations. is because scattering becomes more incoherent as roughness
To facilitate the implementation of method of moments increases. Since the Miller-Brown model is an approximation
computations, we combined an accelerated iterative method for the coherent field, one would expect it to become less
and multigrid technique. For brevity, we will call this the accurate with increased wind speed. Comparing the two range
multigrid iterative approach (MGIA). All numerical cuts (1 km and 5 km) also shows that FMB is more accurate at
calculations were performed at a frequency of 3 GHz using a longer ranges. This is because, for a fixed altitude, longer
horizontally polarized line source (cylindrical wave) for the ranges translate to smaller reflection angles and, therefore, a
incident field. The source is fixed at a height of 15 m above more coherent reflected field.
the surface. Surface dielectric properties were assigned in
901
In addition to null location, taper of the interference solution. In this approach, field magnitudes and phases are
envelope was also compared to FMGIA. The accuracy of this computed for two atmospheres: the actual atmosphere and a
taper corresponds to how well the approximate method reference atmosphere. Phase differences between these two
predicts the amount of coherent scattering. Both the Miller- fields, AO, are then computed at every range and height, and
Brown and the well known Ament approximation were phase ambiguities are unwrapped. Range bias is then simply
considered; that is, tapers of FMB and FAment were compared to (AO / 2;T )*, where A is the radar wavelength in the reference
FMGIA's taper to determine which approximation was more atmosphere (usually 2O). AO between two fields is used, rather
accurate. The comparison was broken down into different than a single field, in part because this approach "normalizes
regimes of the Rayleigh roughness parameter, 2khrmssiny. For out" some of the PE phase errors at wider angles.
small Rayleigh values (< 0.88), both approximations tend to The primary difficulty in this approach is the 2D phase
over-predict the coherence scattering relative to FMGIA. For unwrapping, and is analogous to the phase unwrapping
moderate Rayleigh values (0.88 to 2.5), Ament tends to match problem typically encountered in interferometry. The first of
the FMGIA taper slightly better than Miller-Brown; Miller- two simple unwrapping algorithm developed by Hock Lim, et
Brown still has a slight coherent bias. At larger Rayleigh al. [19] was found to give good results for the TEMPER range
values (> 2.5), Ament begins to under-predict the coherence, bias application, provided that 1) multiple pixel-unwrapping
whereas FMB's taper aligns relatively well with FMGIA. Overall, passes were applied, with successively relaxed algorithm
Miller-Brown performs well, considering that a coherent bias tolerances, 2) physical insights (e.g., strength of the field,
generates deeper null fades, and thus a more conservative number of unwrapped neighbor pixels) were used to help
estimate of communication margins and target detectability. determine the order in which pixels were unwrapped.
Additional details of this comparison can be found in [15]. This PE-based method is extremely flexible. Furthermore,
More recent work has focused on developing improved it naturally computes measurement biases relative to any
approximate models that yield a complex-valued p. As alluded assumed atmosphere, not just free space. Many radar systems
to above, a non-zero phase on p can result in more accurate perform table-lookup corrections that are based on a nominal
null-location predictions. One model under investigation is refractivity profile. Using this nominal profile as the reference
somewhat ad hoc, but nevertheless motivated by the physical atmosphere in TEMPER, range biases can be computed for a
notion of a raised mean scattering-center plane due to wave specific radar system under specific atmospheric conditions.
shadowing. This ad hoc approach involves translating the And because the approach is based on full-wave methods, it is
mean plane by an amount Az until a value for p is obtained potentially more accurate and general than ray tracing.
that results in the first null of Feff being exactly aligned with The disadvantages of the approach are that both the
the first null of FMGIA. Interestingly, it was found that aligning TEMPER solution and the phase unwrapping are numerically
this first null tended to bring several higher-altitude nulls into intensive and, unlike ray tracing, elevation angle errors are not
alignment as well. A second, more physics-based method uses naturally provided along with the range biases. Angle errors
an expression for P() in (7) that incorporates shadowing. for specific radar systems can, however, be determined using
Specifically, we employ a "shadowed" PDF that is valid for TEMPER and monopulse processing.
low grazing angles. Initial results using this shadowed PDF in B. 3D Versus 2D Propagation Modeling
(7) show significantly improved null alignment [14]. JHU/APL also recently developed and tested a 3D
IV. ADVANCED TEMPER APPLICATIONS propagation model based on the vector PE (VPE):
All the improvements discussed above are related to ( 2 2
improving TEMPER capability. In addition to these efforts, - k2 + + |E (9)
TEMPER's new capabilities have also been applied as a ox a
2 oz2)
research tool in a wide range of radar propagation studies.
A. Refractive Range Bias where E is the vector electric field [20]. The 3D model solves
TEMPER was recently applied to the problem of (9) subject to an IBC at the terrain surface (10).
predicting refractive range biases for high resolution radars
[18]. Due to slowed propagation speed and refractive bending, nxE = Z fix(fixVxE) (10)
radar pulses take longer to return from an object than one V E= o
would expect based on free-space propagation time. Thus, the
actual range of a scatterer will be closer than the range In (10), Zis the terrain impedance and n is the outward unit
computed assuming a free-space time delay. The resulting normal vector to theterrain surface.
range measurement bias is often negligible, but can become Note that the terrain boundary conditions (10) couple the
significant for some geometries when radar accuracy is three field components, which precludes independent solutions
crucial. for the components. To overcome this difficulty, each range
Range biases are typically computed using look-up tables step of the VPB solution is carried out in two parts. The first
based either on analytic solutions for a simplified atmosphere part propagates fields without any terrain boundary, which
or ray tracing. One may also infer range biases, however, by uncouples the E components into three scalar finite-difference
counting the phase rotations in TBMPBR's full-forward-wave
902
equations. The second part of every range step corrects E for the numerical calculation. For visualization of the 3D field, the
boundary effects in close proximity to the terrain. This is done one-way propagation factor is plotted in three orthogonal
by discretizing (9) and (10) near the terrain, resulting in a planes. Fig. 9 provides a more quantitative comparison of the
sparse linear system of the form: two results at x = 22 km. In this bivariate histogram, perfect
2D-3D agreement at all power levels would correspond to all
Ax = b (I1) data clumped along a horizontal line in the middle of the plot.
The observed agreement is, in fact, surprisingly good,
The linear system (l1) is then solved iteratively to compute especially at higher power levels. Its only when 1F2 drops
the field values near the terrain boundary, and these corrected below -20 dB that 2D errors exceed ±5 dB. More pronounced
field values replace the values computed in absence of a 2D-3D differences were observed, however, in notional urban
boundary during part 1 of the range step. scenarios, where vertical building edges reflect and diffract
The primary motivation for developing a 3D model was to significant energy out of the 2D range/height plane [20].
assess the aforementioned 2D assumption made in deriving One of the hurdles to performing a broader 2D-vs-3D
TEMPER. TEMPER, along with virtually every long-range analysis is that memory and processor capabilities had limited
propagation model in the radar community, relies on this the comparisons in [20] to relatively small domains ("small"
assumption due to the numerical efficiency it affords. A 2D by radar standards, though quite large by 3D modeling
assumption is known to be quite accurate for open-ocean standards!). The primary bottleneck in the 3D solution scheme
propagation, and was assumed to be accurate for moderately- is the iterative solution of (I1). The convergence rate of this
sloped terrain. Using the 3D model, this assumption is now iterative scheme depends on the height and cross-range width
being assessed quantitatively over digital terrain. While an of the computation domain, as well as the steepness of terrain
exhaustive set of terrain has not yet been examined, initial slopes.
comparisons show relatively good 2D-vs-3D agreement [20]. Case 07, V-pol @ x=22000 (n=188221) 10
Fig. 8 compares TEMPER and the 3D VPE model for 15
vertically-polarized radar propagation over a small hill at the ll
southern tip of Ni'ihau Island in Hawaii. Digital terrain 0.8
resolution was -4O0 meters, linearly resampled to -I meter for 5
~~~~~~w0.6
()
_liJM,, ......
1_I~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ . . . . . . .
200 4ey(}=
arranged such that 2D and 3D numerical grids aligned perfectly at this plane;
(a) hence, no interpolations were performed in the creation of this histogram
1.
{0 4 0 3|l
,! o
w
y (; * 1.
~~~~~~~~~~~~~~~~~~~~Jacobi
903
One may significantly enhance the numerical efficiency of the the environment's transfer function. In modeling realistic radar
iterative procedure, however, by designing a good systems, care must be taken to properly account for the
preconditioning matrix [21]. Recently, a Zero Fill-in ILU antenna beam and frequency-response characteristics at both
preconditioner was implemented in the iterative solution of the transmitter and receiver. The results shown below in Fig.
(11). Fig. 10 shows the dramatic improvement achieved by the 11 and Fig. 12 have assumed that transmitter and receiver
new preconditioner, relative to a Jacobi preconditioner, in responses are perfectly matched.
solving the problem shown in Fig. 8. Note that the Zero Fill-in Of particular interest to this application are errors related
ILU preconditioner reduces the number of iterations by three to PE assumptions. For example, the PE is known to have
orders of magnitude at certain range steps. This dramatic errors at angles away from horizontal. TEMPER's wide-angle
improvement will enable future efforts to examine larger and propagator has a tunable "problem angle" parameter; within
more varied swaths of digital terrain [22]. one "problem angle" above and below the horizontal,
TEMPER's solution is accurate [7]. It is worth taking a closer
tim-enn
In addition to 3D modeling, Ppaoodeling,
nt efforts henalo
look at TEMPER's accuracy here, however, because pulse
synthesis is sensitive to phase errors, and additive errors in the
explored time-dependent pulse modeling [23]. Asumined summation in (14) are of particular concern.
abve TEPE is a tim ineedn
moe.Sumn,
linear combination of chromatic solutions, however, allows
Fig. 11 investigates TEMPER phase errors for a 200-MHz
FFT b ndwithgeter 300 Mhz, usings probleMag
FFT bandwidth centered on 300 MHz, using a problem angle
TEMPER-based modeling of pulsed propagation. This
of 25' in TEMPER (marked with a 25° diagonal line on the
frequency-domain synthesis method has been routinely
employed in seismology and ocean acoustics (see, e.g., [24]). plot). The emitter is assumed to be point-source-like at all
The method is based on linearity. For typical radars in the frequencies. Within the 25° problem angle, Fig. 11 (a) exhibits
lower atmosphere, a linear-media assumption is appropriate the correct pulse shape, curvature, and magnitude (down to at
and, as mentioned above, used to derive the PE. Hence, least -30 dB). Above 25°, however, PE phase errors begin to
TEMPER is a linear operator that takes a source field with cause numerical dispersion; this can been seen as an artificial
frequency f at range x and returns the field at an advanced spreading of the pulse at higher angles in Fig. 11 (a).
x+Ax,
rangeaccounting for atmospheric and boundary effects. Curvature Check 200 to400 megahertz. 25 degree line Random error-O5to 05 by frequency
10
N-1
50 100
150 200
250 300 350 s0 100 150 200
250 300 350
~~~~~~~~~~~~~~~~~~~~~~~~~~
T(x,z,t)
k=O
PkVI(XIZ,
( fk)e -i 2;7fkt
(13) (a)
Fig. 11: Effect of phase errors on (14): (a) invalid PE phase above the
(b)
"problem angle" (25°, noted by diagonal line) cause numerical dispersion,
however pulse is correct within the problem angle; (b) for comparison, the
In (I13), Pk are complex linear coefficients. By letting x 4 . . with artificial ±0.5° phase noise intentionally introduced into
same calculation
x+Ax in (13), substituting (12), then swapping the summation (14). Both plots show I]2up to -300 m in altitude and to G400 m in range.
and linear operator, one obtains (14).
Note that, at most ranges and heights outside the pulse, the
N-1 sum of TEMPER solutions accurately cancels to at least 1F2 =
T(x + Ax,z,t)= pkTEMPER(VJ(x, z,fk))e (14) -50 dB (the lowest value on Fig. 11's color scale). This
k=O cancellation indicates that TEMPER is computing a
sufficiently accurate ephase. For comparison, Fig. 11 (b) was
Equation (14) states that, given a time-dependent field at scmpted forat psce ario p nd phas error
range x, use TEMPER to range-advance each fk frequency cofp+0.5 was ithenial intriodcedt ' sum.
component of that field through the environment separately, Phase errors atideales andu all th other s ret
then sumthenthese
sum these
togeerateThe
solutions to generate the time
TEMPER solutions tie- to approximations made angles,
Phase errors at wide and all
in deriving thethe
PE,other errors
do not related
affect the
dependent solution at x ±Ax. The sum in (14) is efficiently more rigorous finite difference time domain (FDTD) method.
computed via FFT, and the coefficients Pk can be related to Hwvr Efeunydmi us oeighsahg
time dependence of the initial transmitted pulse. Discretization numeverical fefi
numerical efficiency advantage over FDTD, ming
ency-dvan ove FdT makingthe the Pe
PE
in time
in At and ndfreueny
imeAt frequency Af fk+] - fk are subject
f ==fk+ re ubjcttoto Nyquist
yqust attractive for long-range radar calculations. This advantage is
and aliasing constraints (see, e.g., chapter 8 of [24]). In exemplified by the time snapshots in Fig. 12, where a 20 ts "
practice, At and Af are also constrained by factors such as pulse has been propagated over a domain that extends 120 km
computational burden and desired output resolution. in range and 600 m in altitude. Fig. 12's scenario also
This frequency-domain approach is directly analogous to demonstrates the ability to incorporate realistic atmosphere
system transfer function analysis, with TEMPER representing
904
caliFbrniat stepfl9 t69423e6OQs , 1T8126km caIifornit: stpO78t2.4396eiO04s r73A264km daiif6rnia: stepll18#
I St6O-04s 1 M626km
500 5~~~~~~~~~~~00 501
and terrain effects. The refractivity profile is one measured via [10] R.O. Schmidt, "Multiple emitter location and signal parameter
rocketsonde off the coast of southern California, and the estimation," IEEE Trans. Ant. and Prop., vol. 34, no. 3, pp. 276-280,
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poiesasfo[11]
1986.
G.D. Dockery and J.R. Kuttler, "An improved impedance boundary
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Meeting, Washington, DC, July 2005.
D.E. Freund, N.E. Woods, H. Ku, and R.S. Awadallah, "Forward
TEMPER along with recent developments to Improve radar propagation over a rough sea surface: a numerical assessment
robustness and to extend applicability. of the Miller-Brown approximation using a horizontally polarized 3-
GHz line source," IEEE Trans. Ant. and Prop., vol. 54, no. 4, pp.
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905