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Between:
DANIEL O’CONNOR,
Appellant
-and-
Respondent
DECISION (APPEAL)
Written Release of
Decision: January 12, 2001
[1] The Provincial Government, through its Priorities and Planning Secretariat, has undertaken
a critical review of all its existing programs. In its two-phased approach, it identified the
purpose, cost and policy objectives of each program (phase one) culminating with these
(either essential, necessary or discretionary) would in turn dictate the program’s future.
[2] Pursuant to the Freedom of Information and Protection of Privacy Act, S.N.S. 1993, c.5,
(FOIPOP Act), the Appellant Mr. Dan O’Connor asked the Respondent Government to
release detailed information pertaining to this review. While some information was
forthcoming, the same was insufficient from Mr. O’connor’s perspective. Mr. O’Connor
therefore sought the assistance of the FOIPOP Act Review Officer, Mr. Darce Fardy.
Following Mr. Fardy’s report, more information was forthcoming but the Government
refused to produce everything sought by Mr. O’Connor. It maintained that the undisclosed
information was protected by Cabinet confidentiality. The Appellant disagrees and therefore
Issues
[3] The main issue in this case is an interesting one. It involves the balancing of two conflicting
aspects of good government. On the one hand we have the public’s interest in a government
that is accountable. This means a government that is open and transparent. Thus we have the
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need for broad disclosure of government records. On the other hand, government must be
efficient and manageable. Thus the need for confidentiality at the highest level (the Cabinet).
After providing for presumed accessibility (s.5), s. 13 deals with the exemption for Cabinet
confidentiality:
Exceptions
(2) Subsection (1) does not apply to
(iii) five or more years have passed since the decision was
made or considered. 1993, c.5, s. 13
[5] Thus under a regime of presumed openness, s. 13(1) allows the Government to shield
information that would otherwise reveal the substance of Cabinet deliberations. In turn s.
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13(2) limits this shelter by listing that which is not protected by s.13(1). To withhold the
Procedural Matters
[6] Before assessing the issues, first I will address some procedural matters.
[7] Section 41(1) of the FOIPOP Act establishes my jurisdiction to hear this appeal:
[9] In the case at bar I have decided to resolve this matter de novo. I have as well reviewed the
Appellant, I confirm that the Respondent, bears the burden of justifying its refusal. Section
Overview
[10] My initial task is to determine the actual meaning of s. 13(1). I am guided by Driedger on the
Construction of Statutes (Butterworths Canada Ltd. 1994, 3rd ed.). At page 131, the author
The modern rule. There is only one rule in modern interpretation, namely, courts are
obliged to determine the meaning of legislation in its total context, having regard to the
purpose of the legislation, the consequences of proposed interpretations, the
presumptions and special rules of interpretation, as well as admissible external aids.
In other words, the courts must consider and take into account all relevant and
admissible indicators of legislative meaning. After taking these into account, the court
must then adopt an interpretation that is appropriate. An appropriate interpretation
is one that can be justified in terms of (a) its plausibility, that is, its compliance with the
legislative text; (b) its efficacy, that is, its promotion of the legislative purpose; and (c)
its acceptability, that is, the outcome is reasonable and just.
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[11] I am as well guided by s. 9(5) of the Interpretation Act, (1989) R.S.N.S. c. 235 which
(e) the former law, including other enactments upon the same or similar
subjects;
(a) to ensure that public bodies are fully accountable to the public by
[13] Thus the FOIPOP Act’s fundamental goal is to promote open government. It should
therefore be interpreted broadly as other Nova Scotia cases have confirmed. This has been
(b) The onus is on the Minister to prove that the information denied falls
within a specific and limited exemption: Davidson v. Canada (Solicitor
General) (1986) 98 N.R. 126 (F.C.A.).
12. The Nova Scotia Court of Appeal has not often had the opportunity to
comment on freedom of information legislation, but in McLaughlin v. Halifax-
Dartmouth Bridge Commission (1993), 125 N.S.R. (2d) 288 (C.A.), the Court
stated (at p. 293): “The Nova Scotia Freedom of Information Act should be
construed liberally in light of its stated purpose.” Although decided under
predecessor legislation, MacLaughlin is still leading FOI case in Nova Scotia.
13. Shortly after the MacLaughlin case, the legislation was re-written and enacted
as S.N.S. 1993, c. 5. Commenting on the new legislation, Justice Kelly of this
Honourable Court noted that “the legislative intent of the current Act is for
even broader public disclosure of information relating to the legislative,
executive and judicial branches of government” (emphasis added): Atlantic
Highway Corp. v. Nova Scotia (1997), 162 N.S.R. (2d) 30 (S.C.) at p. 32.
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[14] At the same time, it is equally clear that the purpose of s. 13(1) is to protect Cabinet
49 ...But I do not think that many people would give as the reason that premature
disclosure would prevent candour in the Cabinet. To my mind the most important
reason is that such disclosure would create or fan ill-informed or captious public or
political criticism. The business of government is difficult enough as it is, and no
government could contemplate with equanimity the inner workings of the government
machine being exposed to the gaze of those ready to criticize without adequate
knowledge of the background and perhaps with some axe to grind. And that must, in
my view, also apply to all documents concerned with policy making within departments
including, it may be, minutes and the like by quite junior officials and correspondence
with outside bodies. Further it may be that deliberations about a particular case
require protection as much as deliberations about policy. I do not think that it is
possible to limit such documents by any definition.
50 While some of these remarks may seem somewhat dated, I would agree that the
business of government is sufficiently difficult that those charged with the responsibility
for running the country should not be put in a position where they might be subject to
harassment making Cabinet government unmanageable. What I would quarrel with
is the absolute character of the protection accorded their deliberations or policy
formulation without regard to subject matter, to whether they are contemporary or no
longer of public interest, or to the importance of their revelation for the purpose of
litigation. Subsequent cases have addressed these issues.
[16] In the end Justice La Forest promotes a balanced approached. I refer to paragraph 79:
79 The foregoing authorities, and particularly, the Smallwood case, are in my view,
determinative of many of the issues in this case. That case determines that Cabinet
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documents like other evidence must be disclosed unless such disclosure would interfere
with the public interest. The fact that such documents concern the decision-making
process at the highest level of government cannot, however, be ignored. Courts must
proceed with caution in having them produced. But the level of the decision -making
process concerned is only one of many variables to be taken into account. The nature
of the policy concerned and the particular contents of the documents are, I would have
Analysis
[17] Because Mr. O’Connor has not seen the subject material, it is important that I provide some
[18] The subject information was prepared by the secretariat of Cabinet’s Priorities and Planning
Committee; thus making s. 13(1) applicable if such information “...would reveal the
[19] The issue therefore becomes whether or not the subject information would reveal the
Carey, supra, it is safe to presume that Cabinet’s actual deliberations are confidential, does
[20] In this context, the word “substance” may allow two potentially conflicting interpretations.
It could broaden the meaning of “deliberations” to include all information upon which the
deliberations are based. That was the approach taken by the British Columbia Court of
No. 1927 when interpreting British Columbia’s equivalent provision. I refer specifically to
48 What then is a workable test for s. 12(1) questions? The Attorney General
argues, and I agree, that the Commissioner took the right approach in another case:
Inquiry Re: A Request for Access to Records about the Premier’s Council on Native
Affairs (2 February, 1995), Order No. 33-1995, where he said at p. 5 of the decision:
[emphasis added]
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From that acceptance there emerges this test: Does the information sought to be
disclosed form the basis for Cabinet deliberations?
words, only that information touching on the actual deliberations would be protected. This
view would significantly limit the s. 13(1) exception in favour of more Government
disclosure.
[22] With respect, when comparing the two approaches, I prefer the latter interpretation. To
interpret the “substance of deliberations” as protecting all information “form [ing] the basis
of Cabinet deliberations”, would paint Cabinet confidentiality with too broad a brush.
Cabinet may base its deliberations on a variety of data, some of which deserves no protection
at all. In fact in the case at bar, the Respondent released to the Appellant information that
arguably could have “formed the basis for Cabinet’s deliberations”. Let me use a refer to
example. The cost of each program is no secret. In fact the Respondent, properly released
each program’s actual costs and future projected costs. Yet this uncontested information
[23] However, at the same time s. 13(1) protects more than Cabinet’s actual deliberations (in a
verbatim sense). It would also protect information that would infer the “substance of cabinet
deliberations” (in a tangential sense). As the subsection provides, this would include
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committees...”.
and mere factual information (which must be disclosed). This distinction was recognized
Justice) [1999] M.J. No. 348 when considering a similar advice and recommendation
The subsection 23(1)(a) and (b) exemption (advice to a public body – sections 38, 39 and
41 of the old Act) has been considered by this court on more than on occasion [see
Brousseau v. Manitoba (Minister of Industry, Trade and Tourism (1996), 116 Man.R. (2d)
8 and Pollock v. Manitoba (Minister of Justice) (1995), 103 Man.R. (2d) 64]. The
purpose of this exemption is [to] promote open and candid discussion and advice
internally within the government with respect to the deliberative and decision-making
process. The “advice” referred to in s. 23(1)(a) and (b) must contain more than mere
information [see a decision of the Ontario Access and Privacy Commission dealing with
a similar provision in Ontario’s Freedom of Information and Protection of Privacy Act,
1987, in order #118 (appeal 890172)]. [Emphasis added]
[25] Clearwater J.’s reference to Ontario’s Order #118 is to a decision of Commissioner Sidney
B. Linden (as he then was) dated November 15, 1989. Beginning at page 2, Commissioner
Linden after referring to the relevant Ontario legislation and opined as follows:
...The general purpose of the section 13 exemption has been discussed in Order 94
...In my view, “advice”, for the purposes of subsection 13(1) of the Act, must contain more
than mere information. Generally speaking, advice pertains to the submission of a
suggested course of action, which will ultimately be accepted or rejected by its recipient
during the deliberative process.
...advice is “an opinion expressed during debate”, the action of debating being
the fact of “studying in view of a decision to be made”. Advice is thus not an
opinion “that a person is made aware of to keep him informed”, but rather “to
invite that person to do or not to do a certain thing”. Considering therefore,
that advice implies a decision-making process in progress, the Commission
concluded “advice is counsel or a suggestion as to a line of conduct to adopt
during the process. Logically, it takes place after research and examination
into the facts, i.e. study, has taken place” [Tr.]
[Emphasis added]
[26] I accept Commissioner Linden’s analysis completely. Advice is part of the deliberation
process. It deserves s. 13(1) protection. The facts upon which the advice is based need not
be protected.
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[27] With this backdrop, I have in my Chambers reviewed the subject material. In so doing, I find
that all the withheld material constitutes advice given and/or recommendations made to
commentary), and
[28] This type of information, by its very nature, involves advice and/or recommendations. All
other information has been released to the Appellant. Subject to s. 13(2), therefore the held
Overview
[29] In keeping with the Act’s theme of openness, s. 13(2) recognizes that Cabinet confidentiality
is less significant with the passage of time and when advice has been acted upon by Cabinet.
[30] Specifically, the Appellant asserts that even if the held information is exempt under s. 13(1),
it should nonetheless be released now because the relevant advice and/or recommendations
have been acted upon. Section 13(2)(c)(i) and (ii) are the relevant provisions:
“Charting the Course” which was essentially an update on the PAO program.
[32] With the release of this document and with the June, 2000 budget being passed, the
Appellant contends that the subject advice and/or recommendations have now been acted
upon.
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[33] For its part, the Respondent maintains that the program review is an ongoing endeavour
that will be updated and relied upon in the future. In other words, the June 2000 budget was
just the start. This is explained in paragraph 2 of assistant deputy Finance Minister Ramsey
[emphasis added]
[34] This position was repeated in Mr. Duff’s viva voce testimony before me.
Analysis
[35] In reviewing all the materials both released and unreleased, and all the evidence before me,
I find that the program review is very much a work in progress. Except for 86 programs that
have been eliminated, it is not something upon which a final decision has been
“implemented or made public”. From the information that has been released, I note, for
instance, that for each program, the cost and work force projections are made to the fiscal
year 2001/2002.
[36] Therefore I find that s. 13(2) has no possible application vis à vis the Respondent’s ongoing
programs. To release this type of advice while an exercise is “in stream” would risk the
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orderly process of government which s.13(1) is designed to protect and for which La Forest,
have certainly been acted upon. Section 13(2)(c) would therefore apply to them with the
Background Information
[38] Thus, I must determine whether or not any of the subject documentation would be
considered “background material”. In this regard, I have the benefit of a specific definition.
(iv) an appraisal,
[39] As an aside, I note with interest that under s. 3(a)(i) “background information means “any
Otherwise why would it be a s. 13(2) exception? Despite this seeming inconsistency, for
reasons discussed above, I decline to interpret 13(1) as protecting factual material from the
public domain. To do so would be contrary to the spirit of openness upon which the Act is
based. It would in my mind be illogical and contrary to Driedger’s aforesaid modern rule
of interpretation. At the same time, to avoid redundancy, I conclude that the information
referred to in s. 3(a)(ii) to (xii) must mean more than factual material (as already included
in 3(a)(i).
[40] I now turn to the issue at hand. While other subsections may have relevance, it is clear to
me that at least s.3(a)(ix) applies in this case. The program review is essentially “a
integral part that study. It is therefore “background material” for the purposes of s. 13(2).
[41] At the same time it is important to remember that s. 13(2)(c) does not open the door to
unlimited disclosure as the Respondent may fear. It does not apply to all background
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documents that have been presented to Cabinet for its consideration. In other words it
Disposition
[42] Although I have only viewed a sampling, the disputed materials appear to be no more than
that envisaged by 13(2)(c); namely advice and/or recommendations presented to cabinet for
its consideration. Nothing about Cabinet’s actual deliberations would (or should ) therefore
be revealed .
[43] Therefore, according to s.3(a)(ix) and s.13(2)(c) the held information (only as it applies to
WAIVER
[44] Alternatively, Mr. O’Connor submits that regardless of s. 13, the Respondent Government
waived its right to Cabinet confidentiality. During the hearing before me, it became evident
that the relevant “Cabinet” sub committees had membership outside of Cabinet. Each had
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one or more additional caucus member. Mr. O’Connor therefore asserts that because the
subject material was shared beyond Cabinet, any privilege pertaining to these documents has
been waived.
confidentiality. Instead I must consider the effect of this limited disclosure when balancing
the aforesaid competing aspects of good government. In essence the issue is grounded in
fairness. This was recently recognized by Wright J. of this Court in Nova Scotia (Attorney
General) v. Royal and Sun Alliance Insurance Company of Canada et al.,[2000] N.S.J. No.
[para28] This passage was recently cited with approval by the Nova Scotia Court of
Appeal in Mitsui & Co. (Point Aconi) Ltd. v. Jones Power Co. Ltd. et al., [2000] N.S.J.
No. 258, 2000 NSCA 96.
[46] See also Regina v. Chief Constable of the West Midlands Police, [1994] H.L.J. No. 35 at
paragraphs 52 and53.
[47] Furthermore in the context of solicitor-client privilege it has been held that disclosure within
Government does not constitute waiver. I refer to the decision of Rothstein J.in Stevens v.
The Prime Minister of Canada (The Privy Council), [1997] 2 F.C. 759 (F.C.C.T.D.) where
at paragraph 23 he states:
[48] Therefore, as stated in Carey, supra, the purpose of Cabinet confidentially is to promote
candid Cabinet deliberations and smooth government generally. Sharing this information
with fellow caucus members outside of Cabinet does not undermine these dual purposes.
[49] An added issue involves the format in which the information ought to be released. The
format (PDF). This format is much less “user-friendly” than the “access” format in which
the database was originally created. Mr. Matt Hebb explains at paragraph 13 of his affidavit:
13. The difference, then, between a database file, such as Access, and Portable
Document Format is that the former allows users the continued ability to
organize, access and analyze information with ease and flexibility. A PDF
allows users to see information in a published state, just like a book, but it
greatly or completely (depending on security set by the creator of the
document) restricts access to the information in the document.
[50] Understandably, the Appellant prefers the more “user- friendly access” format. It makes no
difference to the Respondent because one format is as easy to relay as the other. Thus, it only
makes sense to provide all the relevant information in “access” format and I so order. By
doing so I am not saying that all FOIPOP Act applicants shall have their choice of formats.
Stay of Execution
[51] Immediate release of the subject documentation would effectively deny the Respondent any
direct that it remain sealed for a period of thirty days after my Order is issued; pending any
Costs
[52] I trust that the parties can agree on costs. Since there has been mixed success, my inclination
would be to have each party bear its own costs. However, in the event of disagreement I
invite written submissions by Ms. Poirier, on or before January 22nd, 2001 and in reply by
[53] If agreement is reached on costs, I invite Ms. Poirier to prepare the Order for presentation
Michael MacDonald
Associate Chief Justice