DECLARATION

I hereby declare that the project entitled Role of KARVY in Investment Management of its Investors prepared

in partial fulfillment of degree of Master Of Business Administration of U.P. Technical University Lucknow
the
under guidance of Mr. Ajay Singh (Regional Head) during training period in KARVY Finapolis, Mirzapur, is

an original record of research.

I also declare that this project is result of my own effort and has

not been copied from anywhere else, further more it has not been submitted in any other organization.

Place:

Date:

Signature

(Priyanka Srivastava)
 ACKNOWLEDGEMENT

the
I express my gratitude towards KARVY Finapolis for providing me the opportunity of summer training in

their highly reputed organization. I would sincerely thank Ghanshyam Binani Academy Of Management

Sciences for arranging my training in such a reputed organization. The whole training period was learning as well

as an enjoyable experience.

This project has been completed with the help of many distinguished persons who really helped at each and

every step in the process of completion. Without their cooperation it was very difficult to complete the project in

time, their help in collection of data and all other information needed for project is worth mentioning. I sincerely

acknowledge the contribution of Mr. Ajay Singh (Regional Head), Mr. Vivek Shukla (Branch Head), and all

other employees.

This would not be fair if I do not thanks Dr. S.N. Kasera (Faculty of GBAMS), all other faculty and staff

members who helped in completing the project.

Last but not the least my sincere thanks to my parents, batchmates and all those people who indirectly helped me

throughout the project.

 Preface

A Foreword about the project report made on the topic Role of KARVY in investment management of its

investors in Mirzapur urban area is for introducing the content in brief. This report talks about investment

management and role of KARVY. Importance of investment management with help of expert’s advice has been

explained with special reference to KARVY. The project contains relevant subject matter collected from different

reliable sources and presents a report based on survey of investors which left the reader with a mind ready to

rethink about their investments. What made me to choose this subject as topic of research is the challenge

presented by the vastness of the topic, one cannot resist taking into account multidimensional outlook of the topic

but I have tried my best to limit myself only to the areas relevant in my studies. Research work always has some

limitations same is the case here also.

I wish the project would be appreciated by all readers; further any suggestions for the improvement would be

welcomed.

Priyanka Srivastava

25,JULY 2010
 CONTENTS

 Certificate from College

 Certificate from Company

 Declaration

 Acknowledgement

 Preface

CHAPTERS Page No.

1. Introduction about Financial Services Industry 1-25

2. Introduction about KARVY the Finapolis 26-47

3. Conceptual framework of Investment management 48-60

4. Conceptual framework of Investment management 61-89

In KARVY

5. Research Methodology 90-97

6. Analysis & Interpretation 98-108

7. Findings, Suggestions and Conclusion 109-111

Appendix 112-117
Introduction about Financial Services Industry
Introduction About KARVY the FINAPOLIS
Conceptual Framework of Investment Management
Conceptual Framework Of Investment Management

In KARVY the Finapolis

Research Methodology
Analysis and Interpretation
Findings, Conclusion And Suggestions
 A
Summer Training Report On
Role of KARVY In Investment Management Of Its Investors In
Mirzapur Urban Area
Submitted in partial fulfillment of the requirement for the award of

degree of Master of Business Administration

Of

Uttar Pradesh Technical University Lucknow

Under the supervision of: Submitted By:

Mr. Ajay Singh Priyanka Srivastava

Regional Head MBA IIIrd Semester

Roll Number: 0907670037

Batch: 2009-2011

Ghanshyam Binani Academy Of Management Sciences

Affiliated to Uttar Pradesh Technical University, Lucknow & Approved by ACITE New Delhi.