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200900487
Theoretical Study on the Role of Surface Basicity and Lewis Acidity on the
Etherification of Glycerol over Alkaline Earth Metal Oxides
Abstract: Alkaline earth metal oxides thermic is the adsorption process and in good agreement with experimental
(MO) are catalytically active in the the higher the dissociation extent. data on catalyst reactivity. Moreover,
etherification of glycerol. Density Thus, the dissociation of glycerol in- the earlier postulated reaction mecha-
Functional Theory (DFT) calculations creases in the order: MgO (not dissoci- nism, which also involves the addition-
have been used to examine the reactiv- ated) < CaO (partially dissociated < al involvement of Lewis acid sites
ity of glycerol with MO surfaces with SrO (partially dissociated) < BaO proved to be feasible for CaO and SrO
M = Mg, Ca, Sr or Ba. More specifical- (completely dissociated). The presence regular surfaces, and for the stepped
ly, the optimum glycerol adsorption of defects is found to play a key role in CaO surface. It was found that for
mode and the strength of glycerol in- the mechanism: glycerol interaction these oxides one of the most favored
teraction with regular MO (001) sur- with a stepped CaO surface presents adsorption modes involves a non-disso-
ACHTUNGREfaces and a stepped CaO surface have the highest adsorption energy ciative adsorption of one hydroxyl
been investigated and involves the in- (3.78 eV), and the molecule is found group of glycerol, which as a result be-
teraction with acid–base surface sites. to dissociate at the step. The calculated comes a better leaving group. There-
The basicity of lattice oxygen atoms is structural parameters are found to be fore, theoretical evidence was found
correlated with the adsorption energy: for the possible direct involvement of
BaO (3.02 eV) > SrO (2.85 eV) > Lewis acid sites in the catalytic etherifi-
Keywords: alkaline earth metals ·
CaO (2.05 eV) > MgO (1.35 eV). cation of bio-derived alcohols, such as
basicity · density functional calcula-
The interactions have an exothermic glycerol, as it is anticipated that these
tions · glycerol · heterogeneous
character, that is, the more basic the al- observations can be extended to sugar
catalysis · renewable resources
kaline earth metal oxide, the more exo- alcohols as well.
Introduction
10864 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim Chem. Eur. J. 2009, 15, 10864 – 10870
FULL PAPER
The catalytic valorization of glycerol has been the subject MgO, CaO and SrO with water and methanol.[17, 18] In the
of several review articles.[3–5] Direct use of crude glycerol as case of MgO, it was found that water maintains its molecular
a cheap, attractive starting material has also been investigat- character and dissociation was not observed at room tem-
ed.[6, 7] One possible route of glycerol valorization is the syn- perature on the (001) surface. This is due to the large barri-
thesis of di-, tri- and/or polyglycerol. Di- and triglycerol and ers involved in the separation of proton-hydroxyl struc-
their derivatives can be used as polymer additives, lubri- ture.[19] At the same time it was found that defects can in-
cants, plasticizers, emulsifiers, stabilizers and dispersants. crease the activity and dissociation of water can occur on
Glycerol etherification is catalyzed by both acids[8] and those places.[20]
bases.[9] Considerable attention in the literature has been To the best of our knowledge, the interaction of glycerol
given to both mesoporous materials and base-modified zeo- with the surfaces, including alkaline earth metal oxides, has
lites investigated as catalysts for this reaction. Worth men- never been investigated from a theoretical point of view.
tioning here is the early work of Clacens et al.[10–12] with the Only the structure of glycerol solvated in water has been op-
broad scope of examined materials, and also a more recent timized with DFT calculations by Sethu Raman et al.[21] Our
paper about base-type zeolites doped with Cs.[13] As recently work aims to provide a deeper understanding of the interac-
shown, the acid–base properties of metal oxides largely de- tion of glycerol, as a representative example of a biomass-
termine their catalytic activity. For example, our group has derived polyalcohol, with the surfaces of alkaline earth
shown that alkaline earth metal oxides (MgO, CaO, SrO metal oxides. For this purpose, we have investigated: a) The
and BaO) are promising solid catalysts and glycerol conver- reactivity of glycerol with MgO, CaO, SrO and BaO; b) the
sion increases with increasing catalyst basicity. Furthermore, optimum glycerol adsorption mode and strength of interac-
Lewis acidity seems also to play an important role since dif- tion with the surface; and c) the influence of surface steps
ferently prepared CaO materials show different glycerol on the interaction of glycerol. These findings will be com-
etherification activity, which even may surpass that of pared with experimental data on the glycerol etherification
BaO.[9] reaction.[9]
Theoretical calculations on the nature of acid–base prop-
erties of alkaline earth metal oxides have already been car-
ried out. Adsorption on oxide surfaces, including MgO, has Results and Discussion
been investigated by Calatayud et al.[14] Pacchioni et al.[15]
have examined the basic character of alkaline earth oxides Surface models of alkaline earth metal oxides and their in-
in great detail. In this work, the different reactivities of teraction with glycerol: We intended to remain as close as
MgO and CaO have been explained by their electrostatic possible to the experimental conditions used for the etherifi-
nature. In those cases the oxygen ion is stabilized on the sur- cation of glycerol where freshly prepared oxides have been
face of oxides by the Madelung potential of the ionic crystal used.[9] As a consequence, only the lattice oxygen and cation
(the electrostatic potential generated by the charge distribu- sites have been taken into account in the surface models of
tion of the crystal). Based on ab initio cluster calculations the different alkaline earth metal oxides. Firstly, we have
they found that MgO and CaO surfaces possess different performed the modeling of the interaction of glycerol mole-
electrostatic (Madelung) potentials. This potential is smaller cule with the optimized, rocksalt-type surfaces of the alka-
for CaO than for MgO, which results in a more diffuse line earth metal oxides. The reactivity towards glycerol for
charge distribution around the oxygen atoms in CaO and in MO with M = Mg, Ca, Sr or Ba has been compared. The op-
a lower cost for the charge transfer from the donor orbital timum glycerol adsorption mode and the strength of glycerol
of the surface anion. In other words, the cation–anion dis- interaction with the surface were investigated.
tances in CaO in comparison to MgO are larger and the Ma- The most stable surface for the MO is (001). The MO
p p
delung potential is smaller. All this leads to a higher basicity (001) surface was modeled by a 2 2 unit cell five layers
and reactivity for CaO. thick, as illustrated in Figure 1. The uppermost three layers
More recently, the Madelung potential of alkaline earth were allowed to relax together with the adsorbate, the two
metal oxides was studied in relation to the adsorption of CO bottom layers were kept fixed to optimized bulk positions.
on defect-free surfaces of MgO, CaO and SrO. Halim[16] In this unit cell four M and four O atoms are exposed on
found that the strength of adsorption decreases in the fol- the surface. One glycerol molecule is considered (coverage
lowing order: SrO > CaO > MgO. This corresponds to cat- q = 1/4 molecules/surface M), which is a reasonable choice
ionic site distances dACHTUNGRE(O–M), which are the shortest for MgO considering the high coverage expected in real conditions
and the longest for SrO. This is in line with the cation size, where the catalyst is put in a pure glycerol reaction medium.
which changes in the same order. It is also known that the The carbon atoms of glycerol are labeled as 1, 2 and 3 in
metal oxides with larger metal cations are more basic and Figure 1. Carbons 1 and 3 are terminal, while carbon 2 is the
thus more active towards acidic species. This ability seems middle one. A vacuum of at least 10 is ensured in all the
to be determined by the differences of crystal potentials as- adsorption systems to prevent interaction between succes-
sociated with the large differences in lattice parameters and sive layers. Table 1 displays the details of the models used.
by the difference in the size of the cation. Density functional The interaction is calculated as the difference between the
calculations have also been used to study the interaction of final adsorption system total energy and the gas-phase mole-
Chem. Eur. J. 2009, 15, 10864 – 10870 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org 10865
B. M. Weckhuysen, M. Calatayud and A. M. Ruppert
Figure 2. The best adsorption modes for glycerol on MgO (001). In pa-
rentheses is the adsorption energy; distances in ; carbon atoms are indi-
cated by numbers 1, 2 and 3.
Figure 1. Top view (left) and side view (right) of the slab used in the cal-
culations, together with the glycerol molecule (top right). The unit cells
p p
1 1 and 2 2 as well as the shortest M–M distances are displayed.
M: metal sites, O: oxygen sites.
cule plus bare slab energies; the more negative the values,
the more favorable the interaction between glycerol and the
alkaline earth metal oxide.
The adsorption geometries of the glycerol molecule in dif-
ferent orientations on the MO surfaces have been calculat-
ed: On top of the metal sites (top), bridging two M sites
(bri), completely protonated (3 H) or partially deprotonated
(2 H, 1 H and 0 H). We have considered that different hy- Figure 3. The best adsorption modes for glycerol on CaO (001). In paren-
droxyl groups of the glycerol molecule might bind to the theses is the adsorption energy; distances in ; carbon atoms are indicat-
surface: one (coming from carbon 1 or 2), two (coming from ed by numbers 1, 2 and 3.
carbon atoms 1, 2 or 1, 3), or three (coming from carbon
atoms 1, 2 and 3), perpendicular or flat to the surface. Table 2. Adsorption energy Eads obtained for all the metal oxide surfaces
More than 50 geometries have been tested and in what studied, negative values indicate exothermicity. The protonation of the
follows we present a summary of the results obtained. glycerol molecule in the most favorable mode is reported, together with
the average M–Ogly bond length dACHTUNGRE(M–Ogly).
The preferred adsorption modes of glycerol onto MgO,
CaO, SrO and BaO are shown in Figures 2–5. In all cases, it MgO CaO SrO BaO CaO step
10866 www.chemeurj.org 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim Chem. Eur. J. 2009, 15, 10864 – 10870
Alkaline Earth Metal Oxides
FULL PAPER
protons and leads to the non-deprotonated molecule. A
similar behavior has been reported in the literature for
the interaction between water or methanol and
MgO.[17, 19]
b) CaO (Figure 3): The most exothermic adsorption ener-
gies are about 2 eV. The glycerol molecule adsorbs flat
on the surface, completely deprotonated, its oxygen
atoms bridging two Ca surface atoms each (bri-123-0 H,
2.05 eV). Partial deprotonation of two hydroxyl groups
is isoenergetic (bri-12-1 H, 2.02 eV). There is no prefer-
ence for 1,2 or 1,3 deprotonation. As a result of the dis-
sociative adsorption, surface hydroxyl groups appear in
interaction with the glycerol molecule forming hydrogen
bonds.
Figure 5. The best adsorption modes for glycerol on BaO (001). In paren-
theses is the adsorption energy; distances in ; carbon atoms are indicat-
ed by numbers 1, 2 and 3. The rumpling of some Ba sites is indicated
with thick arrows.
Chem. Eur. J. 2009, 15, 10864 – 10870 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org 10867
B. M. Weckhuysen, M. Calatayud and A. M. Ruppert
Figure 7. Selected initial geometries for glycerol interacting with the step-
ped CaO (501) surface.
Figure 8. Selected optimized structures for glycerol interacting with the
stepped CaO (501) surface. The most favorable geometries involve inter-
Table 3. Adsorption energy for the most stable systems on a stepped action with the step.
CaO (501) slab, calculated as the difference between the adsorption
system and the sum of bare surface plus gas-phase glycerol total energy;
negative values indicate exothermicity. Labels indicate the model (see mode. This supports the presence of defects as the basis of
Figure 7) and the protonation of the glycerol fragment (1H: partially pro-
higher reactivity found in irregular materials.
tonated, 0H: deprotonated).
The adsorption takes place by the interaction of glycerol
Structure Eads [eV]
oxygen sites with surface Ca2 + sites forming strong CaOgly
123 C 1H 3.78
bonds. Indeed, the interaction is of electrostatic character
0H 3.69
123 B 0H 3.66 and proceeds as an acid–base reaction. Lewis acid lattice
1H 3.19 Ca2 + sites interact with basic glycerol Ogly sites. In parallel,
12 D 1H 2.88 the glycerol hydroxyl groups deprotonate through another
0H 2.55 acid-base reaction. The acidic proton binds to the lattice
13A 1H 2.84
oxygen Olatt site behaving as a basic site. Thus, the acid–base
12 B 1H 2.61
123 D 0H 2.16 pairs present on the slab are necessary to stabilize glycerol
123 D 1H 2.11 on the metal oxide surface.
Summarizing, the interaction of glycerol with regular or
defective CaO surfaces involves its partial or complete de-
protonation. It was found that at least two hydroxyl groups
Analysis of the results shows that the most favorable dissociate on CaO-forming lattice hydroxyl groups, whereas
structures involve interaction with the step. Adsorption en- in some cases full deprotonation is observed. There is no
ergies can be divided into three groups. The most exother- preference for terminal or bridging glycerol deprotonation.
mic modes, above 3.60 eV, correspond to glycerol adsorb- Such deprotonation is related to the basicity of the material,
ing as an extension of the step. The oxygen sites are parallel the lattice oxygen sites being the basic sites. The oxygen
to the surface facing the step atoms (123-C and 123-B), sites lying in the step are the most basic and the formation
while the high exothermicity corresponds to the formation of step hydroxyl groups is expected to be preferred. For the
of a maximum number of Ogly–Mlatt bonds. The second interaction of glycerol with the stepped CaO surface it can
group presents adsorption energies in the range 2.88 to be concluded that:
2.55 eV. Geometries are associated to the interaction of
glycerol on the border of the step (12-D) or tilted to the ter- a) Glycerol interacts directly with the step. Adsorption en-
race (13-A or 12-B). A third group considers the adsorption ergies are exothermic and are between 3.78 (step) and
of glycerol on the terrace region (123-D). This geometry is 2.16 eV (terrace).
only 2.16 eV exothermic. These results clearly show that b) Glycerol deprotonates to a high extent. Formation of
the interaction of glycerol with the step is extremely favora- surface hydroxyl groups takes place; and
ble as compared to the terrace sites; that is, more than c) Glycerol adsorption takes place on surface acid/base
1.5 eV in the calculated adsorption energy for the best pairs forming Ogly/Ca2 + and H + /Olatt bonds.
10868 www.chemeurj.org 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim Chem. Eur. J. 2009, 15, 10864 – 10870
Alkaline Earth Metal Oxides
FULL PAPER
These results support the highest reactivity of stepped CaO of glycerol. Thus, glycerol dissociation increases in the
surfaces. series: MgO (not dissociated) < CaO (partially dissociated)
< SrO (partially dissociated) < BaO (completely dissociat-
Role of Lewis acidity in glycerol etherification: Although ed). The dissociation of glycerol forms surface hydroxyl
the theoretical work described so far concerns the adsorp- groups that interact by hydrogen bonds with glycerol. The
tion of a single glycerol molecule on the surface of alkaline geometry of adsorption is determined by the topology of the
earth metal oxide surfaces, we will try to refer to some ob- surface, that is, the lattice parameters and the basicity, to-
servations where two glycerol molecules are activated by gether with the interaction with the surface hydroxyl groups.
the metal oxide. In our previous study[9] the differences in The M–Ogly distances correlate with the crystal lattice pa-
activity of differently prepared CaO materials could not be rameter. Regarding the adsorption modes, MgO shows pref-
explained solely by their basic strength and we postulated erence for top adsorption sites, while CaO, SrO and BaO
the role of Lewis acid sites. More specifically, it was argued stabilize bridging modes between two surface metal sites,
that the leaving of a hydroxyl group (normally a very bad due to the larger M–Olatt distances. The presence of steps in
leaving group) could be facilitated by a Lewis acid site at CaO enhances the interaction with glycerol (3.78 eV) so
the CaO surface. the final system is more reactive than BaO. The molecule
In some of the favored adsorption modes on regular CaO adsorbs at the step sites and is partially deprotonated.
(bri-12-1H and bri-13-1H) one of the OH groups is not dis- Overall, the theoretical results obtained correspond nicely
sociated even though its oxygen atom is adsorbed on a Ca with our experimental data on glycerol etherification[9] that
ion. It opens the possibility that in the conditions of glycerol the strength of basic sites largely determines the glycerol
etherification this Ca ion, as a Lewis acid site, indeed acti- etherification activity. It confirms that deprotonation of a
vates the hydroxyl group as a leaving group. The adsorption glycerol hydroxyl group is a key factor in the reaction. The
energy for this mode is only 0.03 eV lower than that of the empirical glycerol conversion and the calculated tendency of
most favorable one. Therefore, its contribution must be sig- glycerol deprotonation follow the same pattern; that is,
nificant enough to considerably shift the reaction equilibri- MgO < CaO < SrO < BaO. MgO, which we proved to be
um towards the products. It would explain our observation not basic enough to effectively deprotonate glycerol, is
that the CaO material with the highest Lewis acidity was indeed the least active. During glycerol deprotonation hy-
the most active catalyst of glycerol etherification. droxyl groups are formed on the surface and the highest
Similarly to CaO, in one adsorption mode of SrO (bri- number of those groups is observed on BaO. This could be
123-1H) one of the glycerol hydroxyl groups is adsorbed via well connected with the partial hydration of the metal oxide,
an oxygen atom, but not deprotonated (Figure 5). However, which was observed during the reaction - the highest ten-
this situation seems to have similar potential of enhancing dency being observed for BaO.[9] Finally, the theoretical cal-
the glycerol etherification reaction, as the adsorption energy culations reveal that for glycerol adsorption on CaO and
difference between this mode and the most favorable one is SrO surfaces some of the favored modes display one glycer-
slightly higher (0.1 eV) than for CaO (0.03 eV). Finally, the ol hydroxyl group being adsorbed in a non-dissociative way
most favorable geometry for glycerol on the stepped CaO on the Lewis acid metal cation. This finding supports our
surface (123-C-1H) also presents a protonated OH group earlier postulated mechanism of glycerol etherification
pointing to the same mechanism. where an OH group is activated for leaving by a Lewis acid
The Lewis acid site-involving glycerol etherification mech- site during the nucleophilic attack of another glycerol mole-
anism[9] may still take place over SrO surfaces, however, it is cule.
probably less likely to occur than in the case of some CaO
materials. Finally, for BaO surfaces where total deprotona-
tion of glycerol is strongly favored, Lewis acidity seems to
play no significant role. In other words, its strongest basicity Computational Details
solely accounts for the high glycerol etherification activity
and the reaction proceeds in spite of the bad leaving group The theoretical calculations have been performed with the periodic ab
initio VASP code.ACHTUNGRE[25–27] The PW91 functional was used together with a
(HO).
plane wave basis set (cutoff 400 eV). The core electrons have been re-
placed by PAW generated pseudopotentials,ACHTUNGRE[28, 29] according to Table 4.
Chem. Eur. J. 2009, 15, 10864 – 10870 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org 10869
B. M. Weckhuysen, M. Calatayud and A. M. Ruppert
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