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DEREK
THE MAKING
Original
Blackwell
Oxford,
©
0018-2648
History
HIST
XXX
2007 J.Publishing
PATRICK
Article
The
UK OFLtd
Historical THE
and UNION
CHRISTOPHER
Association andOF 1707 A.Publishing
Blackwell WHATLEY Ltd.
Abstract
Since the 1960s most historians of the Union of 1707 have considered it a less than
glorious chapter in Scotland’s history. Driven by ambition and greed, Scots politicians,
covetous of English wealth and swayed by promises and bribes, bartered their nation’s
independence for personal gain. Those genuinely committed to political union were in
a minority. The following article maintains that this interpretation is based on an essen-
tially short-term approach to the subject. Concentrating on the worsening relations
between Scotland and England in the years immediately preceding the Union gives a
distorted impression of what was a more enduring concern. It suggests the Revolution
of 1688–9 had a far greater impact on the politics of union than previously anticipated,
with the religious and political freedoms it guaranteed shaping the beliefs of a large
number of Scots MPs who sat in Parliament 1706 –7, almost half of whom had been
members of King William’s Convention Parliament with a majority supporting union.
Focusing on the squadrone volante – one of the two much-maligned Scots unionist
parties – the article traces the ideological roots of its key members and illustrates the
various factors that led them to endorse an incorporating union which offered security
for presbyterianism and a solution to Scotland’s economic underdevelopment. Not
denying that management and ambition played a significant part in securing the Union,
it highlights the fact that amongst the Scottish political elite there was also a degree of
genuine commitment and principled support.
T
he explanations of historians as to the reasons why the Scottish
parliament voted for the Union of 1707 which created the United
Kingdom of Great Britain have altered significantly over time.
The dominant interpretation from the Victorian era until the 1960s was
that support for incorporating union amongst the leading Scottish poli-
ticians was based on their foresight and recognition of the necessity of
union. Union in this view was canonized as a crucial stage in British his-
tory, a constitutional stepping stone which placed Westminster at the
centre of Britain’s imperial rule; it was preceded by milestone events such
as Magna Carta and the Revolution of 1688 and followed by the Great
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
Published by Blackwell Publishing Ltd., 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street,
Malden, MA 02148, USA.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 163
1 T. Claydon, ‘“British” History in the Post-Revolutionary World 1690 –1715’, in The New British
1707’ [hereafter Macinnes, ‘Politically Reactionary Brits’], in Kingdoms United? Great Britain and
Ireland since 1500, ed. S. J. Connolly (Dublin, 1999), pp. 54 –5.
7 G. Lockhart, Memoirs Concerning the Affairs of Scotland from Queen Anne’s Accession to the
Throne to the Commencement of the Union of the Two Kingdoms of Scotland and England in May,
1707 (1714) [hereafter Lockhart, Memoirs], p. 405.
8 P. H. Scott, Andrew Fletcher and the Treaty of Union (Edinburgh, 1992) [hereafter Scott, Andrew
Fletcher], p. 164. The Company of Scotland Trading to Africa and the Indies was established in
1695 in an attempt to improve Scotland’s overseas trade by establishing a colony at Darien on the
isthmus of Panama. The East India Company was hostile to the scheme and frustrated the Scottish
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
164 THE MAKING OF THE UNION OF 1707
of the process by which union was secured, was the bribe offered to the
nation – or at least to many thousands of Scots who had invested in the
Company of Scotland – of the Equivalent, which, amongst other things,
provided compensation for the losses incurred from the expeditions to
Darien and paid the salary arrears of a number of state servants. 9 And if
this were not enough to draw the Scots towards incorporating union
with England, such carrots could be complemented with the stick of mil-
itary force: invasion.10
Earlier ‘deterministic’ explanations for union have also been dismissed
in narratives which emphasize the volatility of the political situation in
Scotland in the years immediately preceding 1707 and the unpredictabil-
ity of the Scottish parliament.11 Concern about the economy and the
direction it was taking – in becoming increasingly dependent upon the
English market – is judged by some to have been of little consequence in
the thinking of Scotsmen who voted for the Union; others reject it alto-
gether.12 The constraints imposed on the Scots by the English Navigation
Acts in developing legal commerce with the plantations were less import-
ant than has been assumed, so this line of argument goes – with evid-
ence being adduced that the Scots were creating an overseas empire by
stealth.13 Historians who argue that there was a significant economic
impetus for union are currently in a minority.
Those who maintain that the Scots were bought or forced into union
have compiled a powerful set of arguments, which have been enormously
influential for the best part of half a century. When they are subjected to
close scrutiny, however, fissures can be found in the foundations upon
company’s attempts to raise capital in England. Consequently, Scots investors subscribed some
£400,000 sterling to the project which was viewed as a patriotic solution to Scotland’s economic
underdevelopment. The fact that Darien was a Spanish possession was hardly considered. The
Scots colonists were ill-equipped, under-provisioned and found the proposed location of the colony
completely unsuitable. Faced with Spanish troops and unable to obtain supplies from the English
colonies, the Scots were eventually forced to abandon ‘Caledonia’. Its failure had serious conse-
quences for the Scottish economy, with the loss of £153,000 sterling of paid-up capital. The
fifteenth article of union which dealt with the ‘Equivalent’ – a sum of just over £398,000 sterling as
compensation to the Scots for undertaking to pay part of the English national debt – stipulated
that Scots investors would be reimbursed with the repayment of their capital plus interest. This was
a significant concession secured by the Scots union commissioners.
9 B. Lenman, An Economic History of Modern Scotland, 1660–1976 (1977), pp. 58–9.
10 J. R. Young, ‘The Parliamentary Incorporating Union of 1707: Political Management, Anti-
after the Glorious Revolution, ed. G. Holmes (1969), pp. 176–96, have been described as deterministic;
counter-cases include I. B. Cowan, ‘The Inevitability of Union: A Historical Fallacy?’, Scotia,
v (1991), 1–7; T. M. Devine, Scotland’s Empire, 1600–1815 (2003), pp. 56–7.
12 Riley, Union of England and Scotland, p. 281.
13 Scotland and the Americas, c.1650–c.1939: A Documentary Source Book , ed. A. I. Macinnes,
M. A. D. Harper and L. G. Fryer (Edinburgh, 2002) [hereafter Macinnes, Harper and Fryer,
Scotland and the Americas], pp. 11–12.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 165
which the historiographical status quo is built. This article will propose
that religious adherence was not simply a flag of convenience adopted at
will by devious members of the political class, but instead was a force
that drove political action. Many accounts of the making of the Union
of 1707 choose as their starting date 1702–3, when Queen Anne’s new
parliament was elected, which courtiers found much more difficult to
manage than its predecessor, largely owing to the increased strength of
the country opposition.14 But while few historians ignore altogether the
impact of economic and political events of the preceding years, rather
too little attention has been paid to the place of the ‘Glorious’ Revolu-
tion in the making of the Union of 1707. Fortunately, much more is
known now about the Revolution in Scotland than when several of the
recent classic studies of the Union were written.15 The Revolution, it will
be argued – as well as the religious and political circumstances which
brought it about in Scotland – played crucial parts in forming the ideology
and core beliefs of several key members of the nobility in Scotland, as
well as significant numbers of commissioners (MPs) who sat as members
of the pre-Union Scottish Parliament. It provided some of the personnel
too, men who were instrumental in driving the Articles of Union through
parliament in the winter of 1706–7, whilst others with similar sympathies
voted for them. Although the country-cavalier opposition alliance played
the patriotic card when arguing and campaigning against incorporation,
there were unionists who could – and did – claim that they too were act-
ing in Scotland’s best interests, and that the Union would provide the
Scots with opportunities that would bolster their flagging economy. New
economic policies had begun to be devised and implemented, in the early
post-Revolution years – inaugurating the era of ‘economic politics’, of
which incorporating union can reasonably be interpreted as a part. 16
Limitations of space preclude the possibility of examining this pro-
position as it applies to the totality of MPs17 who voted for Union. Accord-
ingly, the present study focuses on the squadrone volante, or flying squadron,
14 This is not always a failing on the part of the historian: the publishers of the late P. W. J. Riley’s
study of the Union, The Union of England and Scotland: A Study in Anglo-Scottish Politics of the
Eighteenth Century (Manchester, 1978), insisted that the chapters that later became King William
and the Scottish Politicians (Edinburgh, 1979) be removed. We are grateful to Dr Alex Murdoch of
the University of Edinburgh for this information.
15 In particular, D. J. Patrick, ‘People and Parliament in Scotland, 1689–1702’ (PhD thesis, University
of St Andrews, 2002) [hereafter Patrick, ‘People and Parliament’]; and idem, ‘Unconventional
Procedure: Scottish Electoral Politics after the Revolution’ [hereafter Patrick, ‘Unconventional
Procedure], in Parliament and Politics in Scotland, 1567–1707, ed. K. M. Brown and A. J. Mann
(Edinburgh, 2005) [hereafter Brown and Mann, Parliament and Politics in Scotland], pp. 208– 44;
E. Vallance, The Glorious Revolution, 1688: Britain’s Fight for Liberty (2006); T. Harris, Revolution:
The Great Crisis of the British Monarchy, 1685–1720 (2006); G. Gardner, The Scottish Exile Community
in the Netherlands 1660 –1690 (East Linton, 2004).
16 R. Saville, ‘Scottish Modernisation prior to the Industrial Revolution’, in Devine and Young,
shire and burgh commissioners. ‘Commissioner’ refers to an elected representative of the shires and
burghs.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
166 THE MAKING OF THE UNION OF 1707
known initially as the ‘new party’, which had broken away from the coun-
try opposition following the general election of 1703. It has long been
recognized that the squadrone, which comprised two dozen MPs, perhaps
twenty-five, played a crucial part in carrying the Union in the Scottish
parliament.18 In order to steer the Articles of Union through a parlia-
ment which comprised over 200 MPs (in theory, 247 members could have
participated in 1706–7; old age, infirmity and deliberate abstention account
for most of the shortfall), the government or court party needed to com-
mand over 100 votes on each Article.19 The court itself could muster
around ninety supporters, the opposition around eighty-seven. The party
that tipped the balance in favour was the squadrone. Thus, the critical
vote on whether to approve the first Article of Union on 4 November
1706 was carried by a majority of thirty-three (116 votes to eighty-three);
had the squadrone voted with the opposition the proposal would have
been defeated by fifteen (107 to ninety-two).20
Led by John Hay, second marquess of Tweeddale, and John Ker, fifth
earl of Roxburghe, but with Patrick Hume, Lord Polwarth and later the
first earl of Marchmont, John Leslie, ninth earl of Rothes, and his younger
brother Thomas, sixth earl of Haddington, also playing prominent parts,
18 K. M. Brown, Kingdom or Province? Scotland and the Regal Union, 1603–1715 (1992) [hereafter
Brown, Kingdom or Province?], p. 191; J. S. Shaw, The Political History of Eighteenth-Century Scot-
land (1999) [hereafter Shaw, Political History], p. 18; Young, ‘Parliamentary Incorporating Union’,
p. 27. For an overview of the squadrone volante see C. A. Whatley, The Scots and the Union (Edin-
burgh, 2006) [hereafter Whatley, The Scots and the Union], ch. 5. See the appendix of this article for
a list of the twenty-five squadrone members.
19 Riley, Union of England and Scotland, p. 328; D. Szechi, George Lockhart of Carnwath, 1689–
to 1750 (3 vols., London, 1831) [hereafter Marchmont Papers], iii. 329. In a short memorandum
drafted after the Union was concluded, the earl of Marchmont referred to 115 votes cast for the
first article rather than the 116 votes recorded in parliament, although it is unclear whether he
included himself in his calculation. He reckoned there were twenty-two squadrone members in
attendance, all of whom voted for the article. Subsequent analysis suggests that twenty-four mem-
bers of the squadrone – or individuals closely associated with the squadrone – participated in the
first division, all voting in favour of the article. This level of participation was typical. Twenty of
the twenty-five squadrone members took part in at least twenty-five of the thirty recorded divisions;
nine participated in all thirty with twenty-three voting for the ratification of the treaty on 16 Janu-
ary 1707. In parliament voting was affected by both absence and abstentions. However, it is debate-
able whether this had a significant impact on the passage of the Union. In the first division on
4 November 1706, twenty-five MPs who either sat in parliament at least once but never took part in
any voting, or who took part in subsequent divisions, failed to register a vote. This does not include
James Douglas, second duke of Queensberry, the queen’s commissioner, who had no vote. Even
assuming these men were all anti-union, which their voting records clearly indicate was not the
case, the article would have still been carried by a majority of eight votes. Likewise, the Union was
ratified by forty-one votes. Using the same criteria to identify MPs who were absent or abstained –
there is no way to establish accurately who was in parliament on any given day unless they made a
speech, are mentioned in an account of that day’s business or participated in a vote – some forty-
six members who had attended parliament or voted in a former division did not vote on the
ratification. Of these, twenty-four had cast all or the majority of their votes with Hamilton’s con-
federated opposition, five had been in parliament without voting in any division, one MP had split
his votes between the unionist and opposition interests, and sixteen – including the Earl of Stair
who had died some days earlier – were predominantly in the pro-union camp. Overall, absence and
abstention made little difference to the ratification of union.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 167
21 W. Ferguson, Scotland’s Relations with England: A Survey to 1707 (Edinburgh, 1994) [hereafter
Ferguson, Scotland’s Relations], pp. 244, 247, 257; Scott, Andrew Fletcher, p. 182; Memoirs of the
Life of Sir John Clerk of Penicuik, ed. J. M. Gray (Edinburgh, 1892) [hereafter Gray, Memoirs of
Sir John Clerk], p. 48.
22 Ferguson, Scotland’s Relations, p. 233.
23 Brown, Kingdom or Province?, p. 191.
24 Two hundred and twenty-seven MPs sat in the ‘Union’ Parliament including Sir Archibald Hope
of Rankeillour, a commissioner from Fife, who died and was replaced by his son before voting
began. This calculation is drawn from a database which includes the names of all members of the
Scottish Estates from 1689 to 1707. In it are identified at which point during the fifteen sessions of
William’s and Anne’s pre-Union parliaments MPs first sat, as well as their voting behaviour in the
thirty divisions of which there is a record during 1706–7, that is when the terms of the Union were
debated and settled.
25 Patrick, ‘Unconventional Procedure’, p. 214.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
168 THE MAKING OF THE UNION OF 1707
26 This includes James Douglas, second duke of Queensberry, who as commissioner did not vote
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 169
that less than a handful of Scots favoured union. And the twelve is a
minimum: to these can be added a couple more, from the Grant family.
Ludovic Grant (d. 1716), representing the shire of Inverness, was nomi-
nated as a commissioner in 1689, while his son, Alexander (1673–1719),
who also represented the county, was a union commissioner in 1706,
suggesting that within certain families, there was a lasting commitment
to union with England, even though in the Grants’ case support for the
Revolution had cost the family over £12,000 sterling (144,000 pounds
Scots) – never repaid – for raising a regiment for William and as a result
of damage done to their estate by Jacobite enemies.27
Seafield is of particular significance in this regard, as he has been
written off as a cipher, a time-serving secretary of state prepared to work
for virtually any political master who offered him employment. 28 There
is substance in this description, but it is hard to deny the apparent lon-
gevity of his interest in the union project. Dalrymple’s part too is worth
emphasizing; indeed it was even more important. Savaged for his role in
the massacre of Glencoe, Dalrymple (he was created earl of Stair in 1703)
was a tireless worker for the union cause from 1689, when he had been
instrumental in removing James VII from the throne of Scotland, and
persuading William to lay down rules for the subsequent election that
hampered the Jacobites.29 The squadrone’s earl of Marchmont (then Sir
Patrick Hume) was another member of the four-member committee
appointed for this purpose, along with Sir James Montgomerie of Skel-
morlie and William Hamilton of Whitelaw, leaders of the ‘Presbyterian
and discontented party’. With Hume, Dalrymple also had a big hand in
drawing up the Scots’ Claim of Right, as well as the list of Scotland’s
‘Grievances’ under the later Stuarts; together these documents repre-
sented the Scottish Revolution manifesto. According to Lockhart, Dal-
rymple was ‘at the Bottom of the Union’, in which cause he was a highly
effective advocate who during the debates over the Articles in 1706 and
1707 robustly defended the court position and dealt incisively with many
of the objections raised by members of the opposition. He had much in
common with Ormiston, ‘a zealous Revolutioner, and bigoted Presbyte-
rian’, none equalling him ‘in vindictive persecution of all that he thought
Enemies to the Establish’d Government of either Church or State’. 30
At least three questions arise. How is the apparent coincidence
between length of service in parliament and support for the Union to be
explained? If, as seems likely, there is a link between support for the
Revolution in 1689, loyalty to King William, and the Union of 1707,
how can this be substantiated? Third, and as a consequence, could there
27 The Parliaments of Scotland: Burgh and Shire Commissioners, ed. M. D. Young (2 vols., Edin-
burgh 1992), i. 296–7; The House of Commons, 1690–1715, ed. E. Cruickshanks, S. Handley and
D. W. Hayton (4 vols., Cambridge, 2002 ) [hereafter Cruickshanks, Handley and Hayton, House of
Commons], iv. 73.
28 Riley, Union of England and Scotland, pp. 23, 42–3.
29 Patrick, ‘People and Parliament’, pp. 62–5.
30 Lockhart, Memoirs, pp. 96, 129.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
170 THE MAKING OF THE UNION OF 1707
be an ideological basis for the Union that appears to have escaped most
historians hitherto, and which needs to be understood in terms of the
context in which the Glorious Revolution in Scotland happened? Satis-
factory answers to these questions would demonstrate that there was
support for the Union in Scotland, long before the end of 1705 and
through 1706, when Queensberry, Argyll and the court began to drum
up support for the union treaty by using the nefarious means – including
the alleged orgy of court vote-buying – described earlier.
It would be wholly mistaken to dismiss religion as a factor in deter-
mining political behaviour in early modern Scotland. Religion was
one of the ideological foundations of the Revolution in Scotland, even
if historians’ scepticism about its extent makes it impossible to discount
altogether the possibility that in some cases there are grounds for
suspecting that the espousal of presbyterian sympathies may have
been driven by political self-interest.31 Religion was also a motive for many
supporters of the Union – and equally for those who opposed it, from
the standpoint both of the more fervent and extreme presbyterians (of
whom there were many thousands), and of most episcopalians – a term
which, by and large, meant Jacobites. 32 By and large, moderatism lay
in the future, although it was from the ranks of the less dogmatic pres-
byterians that unionists tended to be drawn.33 Confessional difference
mattered; adherence to a particular church could, and within living
memory had, cost lives, and resulted in torture, imprisonment, forfeiture
of estates and fortunes, and in some cases internal and even external exile.
Central to the explanation for the Union of 1707 was the behaviour of
key members of the community of exiled Scots in the Low Countries
during the 1670s and 1680s, presbyterians who had fled from Scotland
under the later Stuarts, the so-called ‘Killing Times’. Investigations
carried out by Ginny Gardner have revealed that there may have been
between three and four hundred political exiles from Scotland in the
Netherlands in the decades preceding the Revolution.34 Whilst there,
they met and plotted, sometimes in association with presbyterians still
resident in Scotland, and worked too with William, prince of Orange,
in hopes of restoring themselves and their religion back in Scotland.
Several of those who served in a military capacity or landed with William’s
triumphant invasion fleet on England’s south coast, along with many of
the Scots who flocked to London to greet him, determined never again
to endure the suffering they had experienced under what they considered
to be the arbitrary – and penal – rule of the Stuart kings Charles and
James, and their secretaries in Scotland like Lauderdale. Such men (and
sometimes their sons) were to become the staunchest supporters of the
31 A. C. Cheyne, Studies in Church History (Edinburgh, 1999) [hereafter Cheyne, Studies in Church
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 171
Union. Included in their ranks were the Rev. William Carstares, who was
held in irons in Edinburgh before enduring torture by the use of thumb-
screws in 1684; he became William’s chaplain and later principal of Edin-
burgh University from which base he was enormously influential in kirk
circles in 1706–7, and beyond the Union. The Rev. William Wishart was
another divine, who had opposed, with difficulty, the Stuarts from within
Scotland; as moderator of the General Assembly of the Church of
Scotland in 1706 he played a key role in nudging wary kirk members
towards acceptance of the Union by persuading them that a separate act
would secure their faith. George, fourth lord and later first earl of Melville,
was an émigré; so too was his son David, third earl of Leven, a military
man and future commander-in-chief of the army in Scotland who had fled
to Holland with his father in 1683 over the Rye House Plot, sailed with
William and thereafter remained loyal both to the new king and the electress
Sophia of Hanover (nominated in England as Anne’s successor in 1701).
Leven was one of the twelve men who served as union commissioners in
1702 and 1706. On the accession of the first Hanoverian king, George, in
1714, he was reported to have tearfully recounted to his friends ‘all the
events of the Revolution’, and thanked God that his lifetime’s labours
were now crowned with success, ‘in that he would leave a Protestant king
sitting on the throne of Britain’.35 Similar searing experiences of flight
and exile were shared with several individuals who would later join with
the squadrone, including Baillie of Jerviswood and Sir Patrick Hume.
Following William’s invasion at the end of 1688, over one hundred
prominent Scots – including thirty-six noblemen – descended on White-
hall where they met to discuss the extraordinary events that would have
such a profound impact on the three kingdoms of England, Ireland and
Scotland. From the outset, it appears there was considerable Scottish
interest in union with the Scots’ southern neighbour. William of Orange
may have favoured this as a device for better securing the Revolution, but
he made no reference to union in his intentionally vague ‘Declaration’
(for Scotland). Likewise, the English were lukewarm. And although in
Scotland there was little consensus on the issue, if there was enthusiasm
for closer union between the two nations in the winter of 1688–9, it was
from Scotland that it came. Indeed, at this time, even ‘the patriot’ and
former exile Andrew Fletcher of Saltoun, a bitter opponent of incorpora-
tion by 1706–7, was advocating a union of parliaments and trade to
settle the differences between the two countries.36 It has been suggested
that Fletcher was advocating a federal arrangement, but his reference to
35 A. I. Dunlop, William Carstares & the Kirk by Law Established (Edinburgh, 1964), pp. 41–50;
J. Warwick, The Moderators of the Church of Scotland From 1690 to 1740 (Edinburgh, 1913), pp. 158–
99; The Melvilles, Earls of Meville and the Leslies, Earls of Leven, ed. W. Fraser (3 vols., Edinburgh,
1890), i. 195–307.
36 Smout, ‘Road to Union’, pp. 183–4. In a letter to an acquaintance in Rotterdam dated 8 Jan.
1689, Fletcher wrote: ‘For my own part I think we can never come to any true settlement but by
uniting with England in Parliaments and Trade, for as for our worship and particular laws we
certainly can never be united in these’ (ibid.).
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
172 THE MAKING OF THE UNION OF 1707
Realignment between the Restoration and the Union’ [hereafter Kidd, ‘Religious Realignment’], in
A Union for Empire: Political Thought and the Union of 1707, ed. J. Robertson (Cambridge, 1995),
pp. 146, 167.
43 Macinnes, ‘Politically Reactionary Brits’, pp. 46–50.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 173
were hostile to the idea of a closer union with prelatical England; the
fear was that, by adhering tightly to the National Covenant (1638) and
the Solemn League and Covenant (1643), presbyterianism would be
absorbed within a pan-Britannic episcopalian church.44 The international
concerns of the moderates – Scottish Whigs – underlay their allegiance
to King William and his successor Queen Anne – effectively defenders of
the faith, the security of which was seen ultimately to depend on a Prot-
estant Hanoverian successor to the childless Anne. There was also a British
dimension to their thinking, which again has been underplayed, but which
was a powerful attraction for Scottish politicians who in public were
against Union by 1706. Both James, fourth duke of Hamilton, joint leader
of the country party, and John Hamilton, Lord Belhaven, had expressed
their commitment to a united Britain in the previous two years, the last-
named (at this stage still holding office as a new party minister appointed
in 1704) calling for the appointment of union commissioners from both
countries who ‘dessine the peace of Brittain’, a particularly potent senti-
ment as relations between the two countries approached their nadir with
the hanging on Leith sands of the English captain Thomas Green and
members of his crew.45 There is also evidence to suggest that even in
1689, for some individuals, interest in union owed something to the
belief that incorporation would bring economic benefits not only for
themselves but for the nation at large, the prosperity of which within a
strong and united Britain would provide an important bulwark against
the intrusions of France and the Church of Rome. 46 It is difficult to
separate economic concerns from those of state, security and religion.
Estates of Scotland Establishing the Government Thereof’ observed that since ‘our Kings after
they became Kings of England . . . our money was exhausted and a great part of it spent in appli-
cations and addresses to our Kings to the benefite of England who communicat to us no benefite
of trading with them or their plantations more then to any other strange nation So that therby and
by the vast expenss of supporting standing armys and their irregular free quarters by forfaulturs
and excessive fynes . . . the nation is now reduced to extream poverty’. Incorporating union was the
preferred solution. For the security offered by closer union see NAS GD 3/10/3/10; NLS MS 7026/
94A; NLS MS 7026 John Hay, second earl and first marquess of Tweeddale’s letters to Lord Yester
1688–9; and the Convention of Estates’ letter to the prince of Orange, 23 March 1689.
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.
174 THE MAKING OF THE UNION OF 1707
These concerns helped shape the concurrent address from ‘the Nobilitie,
Gentry, Majestrats and Inhabitants of Glasgow with others nou in armes
in the West of Scotland’. Studiously avoiding any overt reference to a
presbyterianism settlement at such an early stage in proceedings, the
signatories beseeched William to deal with their grievances and to secure
the Scots from ‘popery and Arbitrary power’ – the principal cause of the
‘evills under which we groan’. In order to achieve this end, they under-
took ‘to indeavour an union of these two nations of Great Britain into
one politick body as divine providence hath united us in one island and
under one head’; they were at pains to assure William that ‘the accom-
plishment of that Blissed work tending so much to the happiness and
securitie of both nations. . . . hath been reserved to be non of the least
Glorious trophies of your most illustrious name’.47
What the addresses from East Lothian and Glasgow make clear is that
closer or incorporating union as a means of securing Protestantism and
redressing recent grievances was not without support in Scotland at the
Revolution. Indeed, it was members of the Scottish political elite who
were advocating incorporation, a fact borne out by the reply of the Con-
vention of Estates to William of Orange’s letter dated 16 March 1689.
From the outset the Convention was dominated by the Revolution and
presbyterian interest. Despite a belief that the Scots were reluctant to
rebel and the Convention was packed with men who had yet to commit
to either William or King James, vigorous electioneering in the opening
months of 1689 had produced an overwhelming Revolutioner 48 majority,
as noted earlier.49 The prince declared that he was encouraged that ‘so
many of the nobilitie and gentry when here at London, were so much
Inclined to ane unione of both Kingdomes and that they Did look upon
it as one of the best means for procureing the hapines of these nationes
and setleing a lasting peace amongst them . . . They living in the same
Island having the same langwage, and the same comone Interest of Reli-
gion and Liberty’.50 His letter, however, was silent on the form of union.
This was to be left to Scottish Estates, on whose behalf it was replied,
‘that as both Kingdomes are united in one head and Soveraigne so they
47 NAS, Eglinton MSS, GD 3/10/3/10, ‘To His Royal Highness, The Prince of Orange, The Humble
Address of the Nobilitie, Gentry, Majestrats and Inhabitants of Glasgow with others nou in armes
in the West of Scotland for [the] Defense of the Protestant Religion, their Liberty and Property, 1688’.
48 ‘Revolutioner’ was a contemporary term used by the Jacobite, George Lockhart of Carnwath, to
describe Scots supporters of the Revolution settlement. See ‘Scotland’s Ruine’: Lockhart of Carnwath’s
Memoirs of the Union, ed. D. Szechi (Aberdeen, 1995) [hereafter Szechi, ‘Scotland’s Ruine’], p. 8.
49 I. B. Cowan, ‘The Reluctant Revolutionaries: Scotland in 1688’, in By Force or By Default? The
Revolution of 1688–1689, ed. E. Cruickshanks (Edinburgh, 1989), pp. 65–81; W. Ferguson, Scotland,
1689 to the Present (Edinburgh, 1994), p. 2; I. B. Cowan, ‘Church and State Reformed? The Revo-
lution of 1688–1689 in Scotland’, in The Anglo-Dutch Moment: Essays on the Glorious Revolution
and its World Impact, ed. J. I. Israel (Cambridge, 1991), pp. 164 –5; P. Hopkins, Glencoe and the End
of the Highland War (Edinburgh, 1986), p. 127; B. P. Lenman, ‘The Scottish Nobility and the Rev-
olution of 1688–1690’, in The Revolutions of 1688, ed. R. Beddard (Oxford, 1991), p. 146. The
alternative view is expressed in Patrick, ‘Unconventional Procedure’, pp. 208– 44.
50 Acts of the Parliaments of Scotland, IX (Edinburgh, 1822), p. 9.
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 175
51 Ibid., p. 60.
52 NAS, Leven and Melville MSS, GD 26/7/20, Act of the Estates of Scotland Establishing the
Government Thereof, n.d.
53 NAS, Leven and Melville MSS, GD 26/7/202.
54 Committees were appointed for a number of reasons – administrative and legislative. The most
important chosen by the Convention of Estates were the committees for controverted elections,
securing the peace, and settling the government.
55 Colin Lindsay, third earl of Balcarres, Memoirs Touching the Revolution in Scotland 1688–1690
(Bannatyne Club, Edinburgh, 1841) [hereafter Colin Lindsay, third earl of Balcarres, Memoirs], p. 33.
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176 THE MAKING OF THE UNION OF 1707
that lengthy negotiations would buy time for King James and his French
allies. The adoption of delaying tactics set a pattern that would re-emerge
in the parliamentary sessions between 1703 and 1707. Just as there was
an element of continuity in terms of the membership of the union com-
missions in 1689 and 1706, so amongst the ranks of the opposition ele-
ments of consistency can also be detected: Sir James Foulis of Colinton,
commissioner for the shire of Edinburgh, was fined for absenting himself
from the Convention, forfeited his seat in 1693 (but was re-elected in
1704) – and voted solidly against the Union in 1706–7; almost identical
was the case of Sir James Stewart of Ardmaleish, in Bute, although
Stewart (who became first earl of Bute in 1703) left Edinburgh in 1706
before the first votes on the Union were called. Yet on the other, pro-
Union side, the Revolution interest or Revolution sentiment and its
role in the ideological construction of the advocates of the Union went
considerably further than a handful of union commissioners.
The importance of the state, security and the Protestant religion observed
above in relation to the Revolution settlement in Scotland was as great in
1706–7 as in 1689. They were arguably more important in a period of
what had been virtually continuous war with France and her allies (re-
opened in 1702), and when Scotland – frequently referred to by contem-
poraries on all sides of the political spectrum in the early 1700s as ‘this
sinking nation’ – was economically vulnerable and still to recover from
the devastating blows of wartime maritime losses, famine and the colony
at Darien which had been struck during the 1690s.56 The Hanoverian
Protestant succession was still unresolved in Scotland, and from St Ger-
main James Francis Stuart – the ‘Old Pretender’ – and his energetic supporters
posed a real threat to the Revolution settlement.57 Relations between
Scotland and England were in freefall from 1702, although they had
begun to degenerate into bouts of mutual hostility earlier. With Anne’s
accession to the throne in Scotland the presbyterians fell into momentary
disarray – and panic, while the Jacobites recovered their confidence and,
with the opposition in parliament, played the patriotic card to great effect. 58
It was at this point – the aftermath of the general election of 1703 –
that the squadrone made its entry onto the Scottish political stage. What
was known initially as the ‘new party’ first emerged as a group distinct
from the country party opposition led by the duke of Hamilton. Most of
its members had been actively involved in the Company of Scotland in
the 1690s, sometimes as directors, or as substantial subscribers; in this
regard they can fairly be regarded as sincere patriots, having invested
considerable sums in what was a stupendously ambitious national enterprise. 59
56 T. C. Smout, Scottish Trade on the Eve of the Union, 1660–1707 (Edinburgh, 1963), pp. 244–56; C. A.
Whatley, Scottish Society, 1707–1830: Beyond Jacobitism, towards Industrialisation (Manchester, 2000),
pp. 16–47; E. J. Graham, A Maritime History of Scotland 1650–1790 (East Linton, 2002), pp. 63–97.
57 J. S. Gibson, Playing the Scottish Card: The Franco-Jacobite Invasion of 1708 (Edinburgh, 1988),
pp. 9–34,
58 Lockhart, Memoirs, pp. 49–51, 54 –66.
59 Shaw, Political History, p. 11.
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 177
With the exception of Marchmont and his immediate family, those who
had sat in the previous parliament had been prominent supporters of the
opposition and at the forefront of demands for redress for the failure at
Darien, often expressed in terms of the 1689 Claim of Right. Although
the cluster of MPs who would later form the squadrone remained part of
the opposition coalition in the contentious first session of Queen Anne’s
parliament, divisions had begun to appear amongst those who had previ-
ously been Hamilton’s supporters. Following William’s death, and in hopes
of furthering the Stuart cause under Anne, episcopalians (and Jacobites)
had begun once more to participate actively in electoral politics in
Scotland. Following the general election of 1703 there was a considera-
bly larger cavalier presence in the parliament than there had been in
the immediate post-Revolution years, much to the chagrin of men like
the (squadrone’s) earl of Rothes, who felt usurped by and aggrieved at the
Jacobite earl of Balcarres’s attempts to place himself at the head of the
country opposition in Fife.60 The election and consequent redistribution
of seats in parliament in 1703 underscored fundamental ideological dif-
ferences that persuaded members of the nascent new party to distance
themselves from their former colleagues. Party members were particu-
larly active in the campaign to introduce the Act of Security (1703) and
to limit the powers of Scotland’s future monarch. Nevertheless, their core
commitment was to the Protestant succession as established at the Revo-
lution; accordingly, the rise in Jacobite influence was greatly to the dis-
comfiture of the Revolution-supporting, mainly staunch if usually moderate
presbyterian, pro-Hanover countrymen who formed the breakaway group.
As is evidenced by the strength of their attachment to the in part patrioti-
cally inspired Company of Scotland, they also had an eye to Scotland’s
economic interests, although in this last respect they could claim no
monopoly or even pole position; the court party and its supporters
attracted many of the country’s leading economic modernizers, as in the
cases of John Clerk of Penicuik, Sir John Swinton, and his fellow former
émigré the third earl of Leven, governor of the Bank of Scotland from
1697 until his death in 1728.61 What is important, however, is that from
1703, for those who adhered to the new party, the quasi-republican and
anti-Hanoverian stances of Andrew Fletcher, the Jacobitism of the earl
of Home and George Lockhart of Carnwath, and the apparent oppor-
tunism of Hamilton and the old country party men had little attraction,
and none offered any obvious solutions to the difficulties Scotland faced.
It takes more than the ‘politics of the closet’ or references to promises
of post-Union financial gain to explain the party’s alleged turnaround in
1706–7. Their attitude to the Union – or the attitudes of several of the party’s
members – had begun to gestate many years beforehand. The twenty-five
60 K. M. Brown, ‘Party Politics and Parliament: Scotland’s Last Election and its Aftermath, 1702–3’,
in Brown and Mann, Parliament and Politics in Scotland, p. 268; NAS, Hamilton MSS, GD 406/1/
5181, John Leslie to duke of Hamilton, 13 Feb. 1703.
61 R. Saville, Bank of Scotland: A History, 1695–1995 (Edinburgh, 1996), pp. 6–7, 909.
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178 THE MAKING OF THE UNION OF 1707
style 300 Years Ago (Edinburgh, 1986) [hereafter Kelsall, Scottish Lifestyle], p. 188; M. Warrender,
Marchmont and the Humes of Polwarth (Edinburgh, 1894) [hereafter Warrender, Marchmont and the
Humes of Polwarth], pp. 57–8; Brown, Kingdom or Province?, p. 186.
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 179
Macinnes, Harper and Fryer, Scotland and the Americas, pp. 71–2.
68 Lockhart, Memoirs, p. 414.
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180 THE MAKING OF THE UNION OF 1707
are grounds for believing that the depth and longevity of his support for
union was recognized by parliamentary managers: it was Marchmont
who on 1 November 1706 moved that parliament should proceed to
consider the first Article of union, which would unite the kingdoms ‘into
one Kingdom by the Name of Great-Britain’.69
Marchmont was an important figure in the squadrone and his parlia-
mentary significance has almost certainly been underestimated by
historians. Few men were able to deliver so many pro-union votes in
parliament where he was joined by two of his émigré sons, Sir Alexander
Campbell of Cessnock and Sir Andrew Hume of Kimmerghame, and
two sons-in-law, James Sandilands, seventh lord Torphichen – an army
officer – and George Baillie of Jerviswood, a grand total of five votes,
one fifth of the squadrone’s membership. For his efforts Marchmont
received the thanks of Queen Anne in November 1707.70 There was
nothing irresolute, inconsistent or ignoble about his behaviour. 71 Incor-
porating union promised to secure what the Revolution had re-established,
and ensured that for men and women of his ilk – devout Protestants of a
presbyterian bent – never again would there be a return to the desperate
circumstances of the 1670s and 1680s, when political and religious liberties
appeared to have been withdrawn.
Similarly if not more intensely felt sentiments can also be detected in
Jerviswood’s character and background. According to his enemies he
was ‘morose, proud and severe’, the ‘Hardest Headed Man of all his
Party’.72 But even Lockhart conceded that Jerviswood was something of
a patriot, and his daughter was in no doubt about the strength of his
devotion to the national interest, pointing to the long periods her father
spent in London prior to the Union, and afterwards as a Westminster
MP.73 Like Marchmont, whose daughter Grisell he married in 1691,
Jerviswood had been several years in exile in the Netherlands following
the execution in December 1684 of his father Robert – a covenanter,
much revered by English Whigs – for his alleged part in the Rye House
Plot. His son, still in his teens, had witnessed what must have been the
torment of his ailing father’s execution in Edinburgh.74 He was descended
too from Sir Archibald Johnston of Wariston, one of the architects of
the National Covenant, who had suffered a similar fate when he was
hanged in Edinburgh in July 1663. Jerviswood could also claim family
connections with the celebrated reformer John Knox – thus, he could
fo. 24.
70 Warrender, Marchmont and the Humes of Polwarth, p. 58.
71 Since the 1960s most historians who have written on the period have considered unionist politi-
of Jerviswood and of Lady Grisell Baillie (Edinburgh, 1824) [hereafter Stanhope, Memoirs], p. 10.
74 G. Gilfillan, Martyrs & Heroes of the Scottish Covenant (Edinburgh, 1863), pp. 122–3; A. Smellie,
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 181
75 Correspondence of George Baillie of Jerviswood, 1702–1708, ed. Earl of Minto (Bannatyne Club,
1842) [hereafter Correspondence of Jerviswood], p. 145.
76 Shaw, Political History, pp. 13, 15.
77 Cruickshanks, Handley and Hayton, House of Commons, iii. 175.
78 NAS, Ogilvy of Inverquharity MSS, GD 205/31/1/8, Capt. William Bennet to Sir William
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182 THE MAKING OF THE UNION OF 1707
80 NAS, Ogilvy of Inverquharity MSS, GD 205/38, Capt. William Bennet to William Nisbet of
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 183
81 NAS, Leven and Melville MSS, GD 26/7/20, Act of the Estates of Scotland Establishing the
Government Thereof, n.d.
82 Marchmont Papers, iii. 295.
83 Correspondence of Jerviswood, p. 138.
84 NAS, Hamilton MSS, GD 406/M9/266, handwritten minute of speeches in parliament, 1706 –7,
fo. 33. For further discussion of the speeches in parliament 1706 –7 see Whatley, The Scots and the
Union, ch. 8.
85 Rothes was also the son-in-law of John Hay, second marquess of Tweeddale; Lockhart, Memoirs,
p. 137.
86 The Scots Peerage, vii (Edinburgh, 1910), p. 297.
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184 THE MAKING OF THE UNION OF 1707
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DEREK J. PATRICK AND CHRISTOPHER A. WHATLEY 185
[A] Nobility
92 The list of squadrone members was compiled using a variety of sources including Riley, Union of
England and Scotland, p. 334; NAS GD 406/M1/208/21; Lockhart, Memoirs; and Correspondence
of Jerviswood.
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186 THE MAKING OF THE UNION OF 1707
© 2007 The Authors. Journal compilation © 2007 The Historical Association and Blackwell Publishing.