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The Adolescent

Brain:
A Work in Progress
Daniel R. Weinberger, M.D.
Brita Elvevåg, Ph.D
Jay N. Giedd, M.D.

June 2005
THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY BOARD OF DIRECTORS
Chairman President Director and Treasurer
THOMAS H. KEAN ISABEL V. SAWHILL, PH.D. SARAH S. BROWN
President, Drew University Vice President and
Former Governor of New Jersey Director of Economic Studies,
The Brookings Institution

ROBERT WM. BLUM, M.D., M.P.H, PH.D. STEPHEN A. WEISWASSER


William H. Gates Sr, Professor and Chair Partner, Covington & Burling
Department of Population and GAIL R. WILENSKY, PH.D.
Family Health Sciences Senior Fellow, Project HOPE
Bloomberg School of Public Health
JUDY WOODRUFF
CAROL MENDEZ CASSELL, PH.D. Prime Anchor and Senior Correspondent, CNN
Senior Scientist,
Allied Health Center, School of Medicine
Prevention Research Center, University of Mexico Trustees Emeriti
LINDA CHAVEZ CHARLOTTE BEERS
President, Center for Equal Opportunity Former Under Secretary for Public Diplomacy and
ANNETTE P. CUMMING Public Affairs, U.S. Department of State
Executive Director and Vice President, FRANKIE SUE DEL PAPA
The Cumming Foundation Former Attorney General, State of Nevada
SUSANNE DANIELS WHOOPI GOLDBERG
President and CEO, First Move Television Productions Actress
DAISY EXPÓSITO-ULLA KATHARINE GRAHAM (1917-2001)
Former Chairman and CEO, The Bravo Group Washington Post Company
WILLIAM GALSTON, PH.D. DAVID A. HAMBURG, M.D.
School of Public Affairs, University of Maryland President Emeritus, Carnegie Corporation of New York
DAVID R. GERGEN Visiting Scholar, Weill Medical College, Cornell University
Editor-at-Large, U.S. News & World Report IRVING B. HARRIS (1910-2004)
STEPHEN GOLDSMITH Chairman, The Harris Foundation
Partner, Knowledge Universe, Former Mayor of Indianapolis BARBARA HUBERMAN
ALEXINE CLEMENT JACKSON Director of Training, Advocates for Youth
Chair, Community Foundation for the LESLIE KANTOR
National Campaign Region Kantor Consulting
SHEILA C. JOHNSON, HON., PH.D. NANCY KASSEBAUM BAKER
CEO, Salamander Farm Former U.S. Senator
JUDITH E. JONES, M.SC. DOUGLAS KIRBY, PH.D.
Clinical Professor, Mailman School of Public Health Senior Research Scientist, ETR Associates
Columbia University
C. EVERETT KOOP, M.D.
JOHN D. MACOMBER Former U.S. Surgeon General
Principal, JDM Investment Group
SISTER MARY ROSE MCGEADY
BRENT MILLER, PH.D. Former President and CEO, Covenant House
Vice President for Research, Utah State University
JUDY MCGRATH
JODY GREENSTONE MILLER President, MTV
Venture Partner, MAVERON, LLC
KRISTIN MOORE, PH.D.
BRUCE ROSENBLUM President, Child Trends, Inc.
Executive Vice President, Warner Bros. Television Group
JOHN E. PEPPER
STEPHEN W. SANGER Vice President for Finance and Administration,
Chairman and Chief Executive Officer, General Mills, Inc. Yale University
VICTORIA P. SANT HUGH PRICE
President, The Summit Foundation Former President, National Urban League, Inc.
KURT L. SCHMOKE WARREN B. RUDMAN
Dean, Howard University School of Law Senior Counsel, Paul, Weiss, Rifkind, Wharton & Garrison
Former Mayor of Baltimore Former U.S. Senator
ROLAND C. WARREN ISABEL STEWART
President, National Fatherhood Initiative Former Executive Director, Girls Inc.
VINCENT WEBER ANDREW YOUNG
Partner, Clark & Weinstock and Chairman, GoodWorks International
Former U.S. Congressman Former Ambassador to the U.N.
The Adolescent
Brain:
A Work in Progress
Daniel R. Weinberger, M.D.
Brita Elvevåg, Ph.D
Jay N. Giedd, M.D.

June 2005
Foreword

When the National Campaign first set up shop From all these sources and more, the National
in the mid-1990s, a serious commitment was made Campaign and others have developed a list of back-
to basing the entire enterprise on science and ground and contextual factors that help to explain
research. We strongly believed then, and still do, teen pregnancy in the United States. What is strik-
that when an organizations deals with a compli- ing about this list—in addition to its sheer length—
cated and controversial issue such as teen preg- is that it is almost entirely confined to psychological
nancy, a solid grounding in the facts significantly and social factors as attitudes, feelings, beliefs, cou-
strengthens the overall enterprise. In that spirit, one ple relationships and communication, family and
of the very first advisory groups established by the peer influence, community and school attributes,
National Campaign was the Task Force on Effective poverty and ethnicity, the characteristics of medical
Programs and Research. To this day, this Task Force services and clinics, health insurance status and
remains a critical part of the National Campaign’s more. Aside from age of puberty, physiological fac-
work, and it was under its auspices that the paper tors are virtually absent. It is as though there were
presented here was developed. not one biological factor or insight that might
deepen our understanding of teen sexual behavior
Two of the most important tasks that the and pregnancy, or that might help us craft effective
Research Task Force and the National Campaign interventions.
have addressed are (1) trying to understand the
factors within teens themselves and their broader In truth, this inclination to see teen pregnancy
environment that help to determine teen sexual only in psychosocial and contextual terms charac-
behavior and pregnancy, and then, based on such terizes much of the field generally. For example, the
insights, (2) outlining approaches to teen preg- vast majority of conferences about teen pregnancy
nancy prevention that are likely to be most effec- that occur around the nation rarely include even
tive. This basic line of inquiry has brought us into one session on biological issues that help in under-
contact with countless teens and parents, advocates standing adolescent sexual behavior. By contrast,
and experts in the field, and people who fund, run, the field of early child development—the so-called
and study intervention programs. "zero to three" community—now combines intense

The Adolescent Brain: A Work in Progress


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attention to biological development in the prenatal development that is not fully complete—perhaps
and infant/toddler stages, along with a continuing until the mid 20’s—is a stable, solid capacity to
focus on such psychological constructs as infant make complex judgments, weigh closely competing
personality and temperament and on the impact of alternatives in a balanced and careful way, control
various parenting styles. impulses and take the longer view. An important
reason that these so-called "executive functions" are
The paper presented here, authored by interna- not reliably in full effect in adolescence is that they
tional experts in adolescent brain development Drs. spring from a particular area of the brain—the pre-
Daniel Weinberger, Jay Giedd, and Brita Elvevåg, frontal cortex—which is one of the last areas of the
begins to fill this gap by making a very simple brain to fully mature, as this paper details.
point: neurological development is an important
dimension of overall adolescent development, and At a minimum, this new field of research sug-
our efforts to understand, guide and help teens gests that neurobiological factors should be one part
should be based in part on a deeper appreciation of of the wider universe of factors that are considered
adolescent neurobiology. Being very careful scien- when trying to understand teen sexual behavior,
tists, the authors do not overstate what is known decision-making and pregnancy. In addition, these
and they do not move immediately or carelessly findings are consistent with the view that adoles-
into recommendations for policy or practice. But cents may fare best in environments where there is
they do ask us to expand our view of teens so that an appropriate degree of structure and guidance
important new research on adolescent brain devel- within which opportunities for growth and learn-
opment will be considered as a relevant factor in ing exist. Options, yes, but probably limited options
understanding adolescent sexual behavior and along with ample adult involvement. This perspec-
pregnancy. tive compliments previous social science research
that has repeatedly underscored the pressing need
When the Campaign first began working with that adolescents as well as children have for close,
the authors of this paper, the topic of adolescent caring relationships with the adults in their lives.
brain development was still a bit remote—hardly
the focus of carpool discussions or office chitchat. Interestingly, these new insights into adolescent
But in just a few months, it has made it onto the neurobiology have troubled some people. They
cover of Time magazine, into many newspapers, worry, for example, that if teens are viewed as less
and into numerous popular articles and books, than fully mature neurologically, they will be
such at The Primal Teen: What the New Discoveries treated as incompetent or worse, they will be
About the Teenage Brain Tell Us About Our Kids, by denied opportunities to make autonomous deci-
Barbara Strauch, and Why Do They Act That Way: A sions, and/or adults will use this new information
Survival Guide to the Adolescent Brain for You and to unfairly restrict or control teens. For example,
Your Teen, by David Walsh; it was also the subject of could this research be used to argue that minors
a PBS Frontline special, and New York University should not be able to obtain family planning care
recently convened a conference on this complex without parental consent? Could these new insights
topic. In fact, with this paper, the Campaign is actu- into adolescent brain development be used to
ally weighing in a bit late on an engaging topic. prevent courts from charging minors as adults in
criminal cases?
Not all of the popular writing and press cover-
age has been careful and measured, of course, but The Campaign has considered these worries
there does seem to be agreement on a basic point: and offers several thoughts. Most fundamentally, we
adolescents are not adults. They are on their way to assert that no one should turn away from new
becoming adults, but they are not fully there (or as research findings just because they might modify
this paper’s authors say, they are still partly "under our thinking. In addition, the scientists working in
construction"). And one aspect of their overall this area are the first to be cautious, to note that

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


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more research is needed to fully understand adoles- Frontline program, “Inside the Teenage Brain,”
cent brain development, and to point out that the www.frontline.org)
precise practical applications of these new findings
are not yet clear. Moreover, no one is suggesting The National Campaign expresses warmest
that young people are incompetent or that they lack thanks to the authors for their diligence, patience,
capacity for making good decisions. Rather, the and heroic efforts to explain deeply complex ideas
message is that teens—however competent—are in relatively simple terms. We look forward to fol-
not adults, and we need to think harder about the lowing this exciting new area of research and to
nature of this critical life stage. As Jay Giedd himself thinking about its potential application to prevent-
has said, “Teenagers are capable of enormous intel- ing teen pregnancy.
lectual and artistic accomplishments, but the basic
Sarah S. Brown
part of the brain that gives us strategies and orga- Director, National Campaign
nizing and perhaps warns us of potential conse- to Prevent Teen Pregnancy
quences is not fully on board yet.” (See the PBS May, 2005

The Adolescent Brain: A Work in Progress


iii
Table of Contents

Summary and Key Findings .................................................................................................................1

Introduction ...............................................................................................................................................5

Section I. Changes in the cellular architecture of the brain in adolescence.......................6

Section II. Changes in the adolescent brain revealed


through new neuroimaging techniques .........................................................................................10

Section III. Behavioral evidence of a brain still developing ..................................................13

About the Authors ..................................................................................................................................21

References ..................................................................................................................................................23

The Adolescent Brain: A Work in Progress


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Summary

Neuroscience, the scientific study of the biol- The brain produces a large number of neural
ogy of the brain, has made great strides over the connections just before puberty—connections that
past decade in revealing that remarkable changes diminish in number throughout adolescence
occur in the brain during the second decade of life. through a "use-it-or-lose-it" pruning. Through this
Contrary to long-held ideas that the brain was process, the brain becomes leaner and more effi-
mostly grown-up—"fully cooked"—by the end of cient. Like a sophisticated computer, the maturing
childhood, it is now clear that adolescence is a time brain also grows circuits that can perform several
of profound brain growth and change. In fact, the tasks simultaneously and with ever-greater effi-
ciency. As circuits mature, they become coated with
brain of an early adolescent in comparison to that
a layer of a white fatty substance, myelin, which
of a late adolescent differs measurably in anatomy,
speeds communication, much like the insulation on
biochemistry, and physiology.
electric wire.
Between childhood and adulthood, the brain’s
In addition, cells that use the chemical messen-
"wiring diagram" becomes richer, more complex
ger dopamine—a neurotransmitter that, among
and more efficient, especially in the brain’s frontal
other things, increases one’s capacity to learn in
lobe, or front outer mantle, which is the seat of
response to reward—increase the density of their
such higher order functions as learning and social-
connections with the prefrontal cortex. Dopamine
ization. An important part of the frontal lobes is inputs to the prefrontal cortex grow dramatically
the prefrontal cortex (PFC), which is often referred during adolescence, probably representing one of
to as the "CEO" or executive of the brain and is the neuronal mechanisms that increase the capacity
responsible for such skills as setting priorities, orga- for more mature judgment and impulse control.
nizing plans and ideas, forming strategies, control- Indeed, beginning in adolescence, the dopamine
ling impulses, and allocating attention. New reward signal becomes especially important in the
research suggests that the PFC is one of the last prefrontal cortex as ideas, per se, become increas-
areas of the brain to fully mature. ingly reinforced and valued.

The Adolescent Brain: A Work in Progress


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It is also apparent that regions of the cortex of connections between cells. Both are likely influ-
(i.e. the outer mantle layer of the brain) that handle enced by genetic and environmental factors. The
abstract information and that are critical for learn- roles of bacteria, viruses, nutrition, education, par-
ing and memory of such concepts as rules, laws, enting, school, peers, drugs, video games and many
and codes of social conduct seem to become much other factors are hotly debated. At present, the sci-
more likely to share information in a parallel pro- entific jury is still out regarding how much of this
cessing fashion as adulthood approaches. This process is automatic versus how much is susceptible
increased information sharing is reflected in the to manipulation and intervention.
patterns of connections between and among neu-
rons in different regions of the cortex. For example, In addition to revealing more about the chang-
the branching of neurons in the prefrontal cortex ing structure of the brain during adolescence, MRI
becomes much more complex during adolescence, can also be used to see the activity of the brain at
likely reflecting a more intricate web of information work. For example, one key MRI study found that
flow. It is as if the cells change their architecture in
when identifying emotions expressed on faces, teens
order to meet the increasingly difficult cognitive
more often activated their amygdala—the brain
and emotional challenges that they are being asked
area that experiences fear, threat and danger—
to master. By the end of the twenties, the profile of
whereas adults more often activated their prefrontal
cell-to-cell contacts reaches an adult pattern and
cortex—the area of the brain linked more to reason
the number of connections reaches a steady state
and judgment—and performed better on the task.
that persists until old age.
Behaviorally, the adult’s responses were more intel-
Magnetic resonance imaging (MRI) is a medi- lectual, the teens’ more from the gut. These findings
cal imaging technique that safely provides and others suggest that although the plasticity and
exquisitely accurate pictures of the living, growing changeability of the adolescent brain are extremely
brain and has helped launch a new era of adoles- well suited to meet the demands of teen life, guid-
cent neuroscience. MRI studies show clearly that ance from parents and other adult institutions are
during adolescence, the brain is in a dynamic bio- essential while decision-making circuitry is being
logic state and that it exits this period in a different formed.
state from which it enters. Although it is not clear
exactly what cellular processes account for the ebb Impulse control, planning and decision-
and flow of the cortex’s volume seen on MRI scans making are largely frontal cortex functions that are
during adolescence, it is clear that changes are still maturing during adolescence. One way that the
occurring. In healthy subjects, the cortical gray functions of the frontal lobes have been understood
matter thickens throughout childhood as the brain is by observing changes in the cognitive processes
cells grow an exuberance of connections to other and behavior of adults who have suffered injury to
brain cells—gray matter that is pruned in a back- this key area of the brain. For example, adults
to-front sequence through the teen years. MRI whose frontal lobes are damaged often tend to be
studies also show an opposite front-to-back wave of
more uninhibited and impulsive. Often unable to
increases in white matter through childhood and
suppress irrelevant information, people with this
adolescence. Like Michelangelo starting with a
kind of damage are often easily distracted and falter
block of granite and eliminating rock to create the
at even the simplest tasks requiring sustained atten-
masterpiece David, certain connections are
tion and short-term memory. Such observations
strengthened and others eliminated—in essence,
suggest that one reason adolescents may have diffi-
brain functions are sculpted to reveal and allow
increasing maturity in thought and action. culty inhibiting inappropriate impulses is that the
circuitry needed for such control is not fully mature
Scientists do not yet understand all of the in early adolescence, thereby making such tasks rel-
forces that guide the building up or pruning down atively difficult.

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Planning behavior is another case in point. that key areas of the adolescent brain, especially the
Adults with damage to the prefrontal cortex tend to prefrontal cortex that controls many higher order
be inflexible in adapting to the environment. skills, are not fully mature until the third decade of
Studies show that the ability to plan improves with life. Teens are full of promise, often energetic and
age until adulthood, since the process requires a caring, capable of making many contributions to
temporary mental workspace—"working mem- their communities, and able to make remarkable
ory"—which is still developing throughout adoles- spurts in intellectual development and learning. But
cence. Similar parallels can be drawn with regard to neurologically, they are not adults. They are, as we
decision-making. Damage to the lower middle por- say in this paper often, a work in progress.
tion of the adult prefrontal cortex appears to impair
the ability to imagine the future consequences of More research will be needed to fully under-
actions or to appropriately gauge their emotional stand the developing brain, of course, but in the
significance. One needs to be able to estimate the interim, it seems prudent for adults to think care-
probabilities of the possible outcomes of actions in fully about this new evidence regarding teenage
order to make appropriate decisions and to appre- brain development. At a minimum, the data suggest
ciate the complex relationships of cause and effect. that teens need to be surrounded by caring adults
People with such damage tend to make decisions and institutions that help them learn specific skills
on the basis of immediate reward. And it has also and appropriate adult behavior. But within that
been learned that teens are prone to certain types of fairly obvious suggestion are many more challeng-
flawed logic or to ignoring cues about how ques- ing and specific questions. For example, if teens are
tions are framed in their decision-making. Again, not the full neurological equivalent of adults, what
such observations suggest that one reason adoles- specific systems and practices will best help them
cents may have limited cognitive ability to simulta- grow and mature in appropriate ways? What
neously process information about antecedents and opportunities will be most effective in helping them
outcomes, hold it in working memory, and use it to develop the skills of judgment, planning and
make decisions is likely traceable, in part, to brain impulse control? What styles of parenting and
circuitry not fully developed and still under con- teaching can most help teens develop into solid
struction, particularly in the prefrontal cortex of adults? Under what circumstances should teens be
the frontal lobes. allowed to make their own choices among many
options, and under what circumstances should
In sum, a large and compelling body of scien- directed guidance be offered and options limited?
tific research on the neurological development of Although such questions are often discussed and
teens confirms a long-held, common sense view: debated in schools, families and communities, it is
teenagers are not the same as adults in a variety of important that the answers arrived at take full note
key areas such as the ability to make sound judg- of teens’ neurological development. Such biological
ments when confronted by complex situations, the underpinnings should not be the sole determinant
capacity to control impulses, and the ability to plan of the answers, but they should clearly inform
effectively. Such limitations reflect, in part, the fact them.

The Adolescent Brain: A Work in Progress


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Key Findings Why brain changes during adolescence matter
■ Impulse control, planning, and decision-
What we now know making are largely prefrontal cortex functions that
■ Neuroscience—the study of brain development— are still maturing during adolescence.
has made great strides over the past decade. This ■ Adult response to stimuli tends to be more intel-
progress is due, in large part, to the development lectual, while teens’ is often more "from the gut."
and continued sophistication of magnetic reso- This suggests that while the changeability of the
nance imaging (MRI) that safely provides adolescent brain is well suited to meet the
detailed and accurate pictures of the living, grow- demands of teen life, guidance from adults are
ing brain and of molecular biology, which has essential while this decision-making circuitry is
allowed for the molecular characterization of being formed.
changes in brain growth and development in
biological model systems. ■ The ability for the brain to plan, adapt to the
social environment, and to imagine possible
■ Research has now determined that remarkable future consequences of action or to appropriately
changes occur in the brain during the second gauge their emotional significance, is still devel-
decade of life. oping throughout adolescence.
■ The understanding that adolescence is a time of ■ Brain functions that enhance teens’ ability to con-
profound brain growth and change is contrary to nect gut feelings with their ability to help retrieve
long-held ideas that the brain was mostly fully memories, to put situations into context, and to
"formed" by the end of childhood. remember past details about a situation that might
be important, are also under major construction
How the adolescent brain changes during adolescence.
■ Between childhood and adulthood the brain’s
"wiring diagram" becomes more complex and Implications
more efficient, especially in the brain’s prefrontal ■ Neurobiological factors should be one part of a
cortex or frontal outer mantle. wider universe of factors that are considered
■ An important part of the front lobes—and one of when trying to understand teen decision-making
the last areas of the brain to fully mature—is the and behavior, including pregnancy.
prefrontal cortex (PFC). The PFC is responsible ■ Teens need to be surrounded by caring parents,
for such skills as setting priorities, organizing adults, and institutions that help them learn spe-
plans and ideas, forming strategies, controlling cific skills and appropriate adult behavior.
impulses, and allocating attention.
■ Teens themselves may be able to shape their own
How such changes take place brain development. For example, neuroanatomi-
cal evidence suggests that learning and positive
■ Like a computer, the maturing brain grows "cir- experiences help build complex, adaptive brains.
cuits"—neural connections—that can perform
several tasks simultaneously and with ever-greater ■ More research is needed to fully understand the
efficiency. brain development, including the relative influ-
ence of genetic and environmental factors and
■ Dopamine inputs to the PFC—a chemical mes- how much of the brain’s developing "wiring dia-
senger critical for focusing attention when neces- gram" process is automatic versus how much is
sary to choose between conflicting options— susceptible to manipulation and intervention.
grow dramatically during adolescence.

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The Adolescent Brain:
A Work in Progress
Introduction Neuroscience, the scientific study of the biol-
ogy of the brain, has made great strides over the
Peter Blos, a renowned child psychoanalyst and past decade in revealing that remarkable changes
author, once referred to adolescence as a “crazy occur in the brain during the second decade of life.
time.” A recent flurry of popular books echoes this Contrary to long-held ideas that the brain was
sentiment; note, for example, Michael J. Bradley’s mostly grown-up—“fully cooked”—by the end of
Yes, Your Teen Is Crazy! Loving Your Kid Without childhood, it is now clear that adolescence is a time
of profound brain growth and change. In fact, the
Losing Your Mind, and Now I Know Why Tigers Eat
brain of an early adolescent in comparison to that
Their Young: Surviving A New Generation of
of a late adolescent differs measurably in anatomy,
Teenagers by Peter Marshall. These titles seem quite
biochemistry, and physiology.
overblown, of course, but it is true that the teenage
years can be difficult, and many young people By the end of adolescence, the human brain,
struggle with conflicting ideas, confusing emotions, the most complicated three-pound mass of matter
and confounded choices. Adolescence also is a time in the known universe, contains over 10 billion
that challenges one’s judgment about taking risks, neurons and another 100 billion support cells. The
about making plans, and about balancing short- 10 billion neurons form over 100 trillion connec-
term rewards with long-term goals. Most people tions with each other—more than all of the
now understand that this stage of life is shaped and Internet connections in the world! So how does the
teen brain become this massive complex of inter-
affected by such factors as family and friends as well
connections and networks?
as school and community institutions. But there are
also powerful neurological issues at play—factors In the earliest stages of brain development, pri-
that this paper describes—which merit greater marily before birth, there are many more brain cells
attention from those who seek a deeper under- and connections formed than can possibly survive.
standing of adolescent development and of the A process of competitive elimination, or “pruning,”
teens we live with. follows this vast overproduction. Those cells and

The Adolescent Brain: A Work in Progress


5
connections that are used survive; those that aren’t Section I. Changes in the cellular
used wither. This process occurs in all species pos- architecture of the brain in adolescence
sessing a central nervous system. In humans, a sec-
ond bout of overproduction of connections occurs The brain is not fully grown at birth, not just
just before puberty, followed by “use-it-or-lose-it” in terms of its size, but in terms of the complexity
pruning through the teen years, as connections are of the networks of nerve cells that determine how it
shaped and refined. These changes have important functions (Nowakowski, 1987). The basic func-
implications for a teen’s ability to become an inde- tional elements of the brain are nerve cells, or neu-
pendent and successful adult, to manage an envi- rons, large assemblies of which join together in
ronment that offers conflicting choices, to information processing neuronal networks. These
understand cause and effect, to plan for the future, networks help to turn such sensory information as
and to manage impulses and reject temptations that sights, sounds, smells into complex patterns of
are not consistent with mature, long-term goals. behavior. Neuronal networks change as a result of
learning, experience and advancing age. The
In this paper, we summarize recent scientific
changes that take place over time involve the biol-
research about brain development in adolescence.
ogy of contacts or connections between neurons,
In particular, we emphasize changes in a part of the
called synapses. While the number of nerve cells
brain—the prefrontal cortex (PFC) of the frontal
may not change much after birth, the richness and
lobes—that appear to be especially critical for
complexity of the connections between and among
mature decision-making and impulse control (See
cells do, as does the capacity for these networks to
Figure 1). Section I addresses changes in the brain
process increasingly complex information.
during adolescence at the cellular level; Section II
Neuroscience research has established that neuronal
also describes adolescent brain development but
connectivity, or synaptic complexity (elaboration of
from the perspective of new techniques now avail-
the “wiring diagram”), is the critical developmental
able for studying living brains—i.e., magnetic reso-
change that occurs in the brain after birth.
nance imaging (MRI). The final section, Section III,
summarizes knowledge about how the brain It has been known for over a century that the
changes described in Sections I and II may affect gross appearance of the brain changes from birth to
thinking and behavior. young adulthood. In addition to doubling in size,
the brain’s surface folds become much more com-
Figure 1 plicated. Evidence suggests that this increasingly
complex folding may be related to the elaboration
of underlying connections among cells. The com-
Cerebrum plexity of the folding patterns becomes increasingly
obvious in parts of the brain cortex—the outer
Parietal mantle—that process cognitive and emotional
lobe
information (as distinct from parts of the brain
Frontal responsible for the control of more basic motor and
Occipital
lobe
lobe
sensory functions)(Chi, Dooling, & Gilles, 1977). In
other words, those parts of the brain related to such
Temporal lobe Cerebellum higher-order functions as learning and socialization
Pons
appear to show the greatest changes in adolescence.
Brain stem In fact, the evolving pattern of folds and crevices
reaches a peak and levels off by the late teens, after
which it remains stable throughout adult life.

Connections among neurons have also been


studied at much finer levels of resolution.

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Anatomists and molecular biologists can count and hemisphere is damaged before age 5 or 6, there is
characterize these connection by using electron virtually no residual language deficit, as the exuber-
microscopes, cell-staining, and molecular labeling ant connections of the young right hemisphere can
techniques to visualize the expression of genes and take on language capability. After age 7 or so, left
proteins that identify such synapses. Studies of the hemisphere damage produces language distur-
brains of humans and of nonhuman primates have bances (aphasia) analogous to that seen with dam-
revealed dramatic evidence that the number of age to the adult brain (Kotrla & Weinberger, 2000).
synapses changes during the first two decades of life
(Huttenlocher, 1979). This process is both progres- When a contact is made between two neurons,
sive and regressive. That is, new connections sprout each cell sends out proteins that tell the other cell to
up while others fade away, culminating in a refine- hold tight and grow a synapse. The proteins
ment of the architecture of connections and a stabi- secreted by each cell are somewhat different, allow-
lization of the maturation process by early adult ing information to be transferred in both direc-
life. tions, from cell to cell. However, the direction of
information transfer is typically weighted in one
At birth, neurons seem to express an excess of direction, which is determined by release of a mes-
synapses (Okusky & Colonnier, 1982). It is as if senger chemical that changes the electrical
each cell sends out antennae in all directions to see excitability of the recipient neuron. These messen-
what potential contacts are out there. For a synapse ger chemicals exchanged between neurons are
to survive, it must encounter a partner, an antenna called neurotransmitters. The neuron releasing the
from another cell, with which to transfer informa- neurotransmitter is said to be presynaptic, while the
tion. Most of the synapses sent out by these young neuron whose excitability is affected by the neuro-
neurons fail to find sustaining partners and they transmitter is said to be postsynaptic. As the num-
regress. Studies in monkeys show that shortly after ber of functioning synapses grows, the postsynaptic
birth, there is a net loss of large populations of cell grows a more elaborate architecture to receive
nonfunctional synapses occurring fairly rapidly neurotransmitter signals. The receiving zone of the
during the first six months of the life of a monkey cell grows synapses primarily on extensions called
(Rakic et al., 1986). This corresponds to approxi- dendrites, which look somewhat like the roots of a
mately the first 5 years of human life. It has often tree. This process is called arborization, from the
been stated that this period is a time of extraordi- Latin word arbor for tree, and reflects the increased
nary brain changeability, or “plasticity.” This is “bushiness” of individual cells as their connections
reflected in the dizzying pace at which the brain grow like extra branches, twigs, and roots (see
acquires new skills, from learning to walk to learn- Figure 2). The dendrites grow out from the cell
ing to read. These new skills and abilities are pre- body, home to its nucleus (or headquarters) and
sumably grounded in an elaboration and hub of its DNA—its genetic blueprint. This root
stabilization of a synaptic architecture constructed structure increases in size and complexity as the
as part of the process of learning these new things. synaptic population grows.

The plasticity of the child’s brain is reflected in Precisely where a synapse sprouts up on this
the fact that damage to it—for example, through a dentritic tree also varies, depending on exactly what
stroke or head injury—can often be compensated information it is meant to convey. All synapses do
for, since so many extra synapses are available to not transfer the same signals, since each is con-
help out and take over for the damaged cells structed to recognize a specific neurotransmitter.
(Kennard, 1936). Later in childhood, after the For example, some synapses transmit excitatory
period of exuberant overproduction of connec- information and use a neurotransmitter called glu-
tions, recovery is much more difficult, because the tamate, which appears to increase the probability
potential for a cell to find an alternative wiring dia- that the receiving neuron will fire and send an
gram is more limited. For example, if a child’s left impulse to another neuron (excessive excitation of

The Adolescent Brain: A Work in Progress


7
Figure 2 other neuronal connections, especially those that
connect regions of the cortex to one another. As the
Elaboration of pyramidal cell dendritic arbor brain matures, the strategies for handling complex
and dopamine inputs in postnatal development environmental information change. The brain
of the primate prefrontal cortex. stores and processes information in different
regions, largely according to the nature of the infor-
mation—e.g., visual, auditory, and so forth. As the
demands for reasoning and for handling increas-
ingly complicated environments increase with
maturity, the brain grows more efficient circuits
that can process multiple steams of information in
parallel, like a sophisticated computer that uses
multiple processors. Unlike sequential processing,
in which one computation cannot begin until the
output from a previous computation is received,
2 week 6 months Adult
parallel processing divides problems into tasks that
can be worked on simultaneously. This greatly
increases the speed and capacity of problem
solving.

Regions of the cortex that handle abstract


information and that are critical for learning and
memory of such concepts as rules, laws, and codes
of social conduct seem to become much more likely
to share information in a parallel processing fash-
ion as adulthood approaches. This increased infor-
2 week 6 months Adult
mation sharing is reflected in the patterns of
connections between and among neurons in differ-
ent regions of the cortex. For example, the branch-
neurons is one mechanism of epileptic seizures).
ing of neurons in the prefrontal cortex becomes
Other synapses, which occur primarily on the shafts
much more complex during adolescence, likely
of dendrites, are inhibitory and respond to the neu-
reflecting a more intricate web of information flow
rotransmitter gamma amino butyric acid.
(Lambe, Krimer, & Goldman-Rakic, 2000). It is as if
Activation of these inhibitory synapses decreases
the cells change their architecture in order to meet
the probability that the receiving neuron will dis-
the increasingly difficult cognitive and emotional
charge (anti-anxiety and anticonvulsant drugs work
challenges that they are being asked to master (see
by enhancing activity of these inhibitory synapses). Figure 2 above).
From birth to early adulthood, most of the prun-
ing, or loss, of synapses involves excitatory synapses To bring about these architectural changes,
(Lidow, Goldman-Rakic, & Rakic, 1991). Thus, the cells turn on many genes, which then synthesize
brain by early adulthood appears to have under- many proteins as the brain rises to the maturational
gone a reorganization of synaptic balance such that, challenge (Romanczyk et al., 2002). Genes function
at least in certain circuits, there is much greater in cells not only to convey hereditary information,
weight on the inhibitory side and less weight on the but also as the master blueprint for guiding the
excitatory side. organism’s metabolic machinery throughout its life.
Genes related to synapse reorganization are espe-
In addition to the loss of many excitatory cially active in brain cells during adolescence, prob-
synapses, there is also a growth and elaboration of ably reflecting genetic programs that make early

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


8
adolescence a time of dramatic synaptic reorganiza- involved in such sensory and motor functions as
tion in the cortex (Webster, Shannon-Weickert, moving the arms and the eyes are fully myelinated
Herman, & Kleinman, 2002). The signals that her- by the first few years of life. The cabling of the pre-
ald the initiation of these genetic programs are frontal cortex and related regions, however, is not
unclear, but hormonal changes and other matura- fully myelinated until well into the third decade of
tional factors are probably involved. The sex hor- life (Yakovlev & LeCours, 1964). As noted in the
mones estrogen and testosterone, for example, act next section, MRI scans of living brains have
by turning genes on and off, so that as hormonal revealed various changes in the volume of white
changes occur during puberty, the genetic regula- matter during adolescence, which is consistent with
tion of cell metabolism also changes. changes in myelin content.

Another indication of the maturation of con- Certain neurons that provide more general
nections among areas of the cortex that takes place alerting and orienting signals—signals that help
during adolescence has come from studies of a pro- focus the activity of information processing net-
cess that protects nerve fibers and makes them works within the cortex—also become more
more efficient. The long extensions that allow neu- robust. One set of cells that shows this pattern in
rons to span many centimeters from one brain the prefrontal cortex is the set that carries the mes-
region to another are called axons. These fibers senger chemical dopamine. This chemical has been
connect the body of the cell—the nucleus with it found to be critical for focusing attention on envi-
DNA and the protein synthesis machinery—to the ronmental stimuli when it is necessary to chose
distant terminals where chemical signals are sent between conflicting options, especially when the
via synapses to the dendrites of other cells. Since
goal may not be obvious and choices based on
axons must conduct electrical impulses over rela-
memory, not impulse, are required. Dopamine
tively long distances, they are wrapped in a fatty
inputs to the prefrontal cortex grow dramatically
chemical coat called myelin, which makes them
during adolescence, probably representing one of
more efficient conductors, just like the insulation
the neuronal mechanisms that increase the capacity
on electrical wires.
for more mature judgment and impulse control
Myelin greatly increases the speed at which sig- (Lambe, Krimer, & Goldman-Rakic, 2000). Indeed,
nals between brain cells can travel—up to 100-fold beginning in adolescence, the dopamine reward sig-
compared to axons lacking myelin. During child- nal becomes especially important in the frontal lobe
hood and adolescence, the amount of myelin as ideas, per se, become increasingly reinforced and
increases throughout the brain. So, during the teen valued. Since learning is based on reward, the ado-
years, not only does the number of connections lescent begins to have the ability to follow an idea
change, but the connections themselves also in pursuit of a goal, rather than to simply act on
become faster. instinct.

Different regions of the brain produce these The role of dopamine neuron growth during
myelin coats at different stages of brain develop- adolescence may be important not just for increas-
ment after birth. It has been known since early in ing the capacity of the brain to learn in response to
the 20th century, for example, that the age at which reward, but it also may have implications for the
brain circuits become covered with myelin corre- vulnerability of the brain to certain drugs of abuse.
sponds, more or less, to the time at which they Drugs such as cocaine and amphetamine target
become functionally mature and achieve their adult dopamine neurons, and damage to these very neu-
role. Areas of the brain that process complex rons caused by such drugs might affect adolescent
abstract information—e.g., learning and memory brain development, especially the brain’s ability to
in the service of goal directed behavior—develop experience reward and learn from it throughout
these coats relatively late. Parts of the brain adult life.

The Adolescent Brain: A Work in Progress


9
In addition to changes in the wiring of the and reach a steady state that persists until old age.
cerebral cortex, lower centers of the brain also The many molecular changes that occur during
undergo changes in their connection patterns dur- adolescence make it clear that—from the perspec-
ing the second decade of life. Three areas that have tive of biological maturation at a minimum—the
been of particular interest in understanding aspects adolescent brain is still a work in progress.
of impulse control and judgment are the hip-
pocampus, the amygdala, and the caudate nucleus. Not surprisingly, these cellular changes are
The hippocampus is critical to the formation of reflected at other levels of the living brain, includ-
new memories, and studies in human brain and in ing its gross structure and function, as revealed by
nonhuman primates indicate that changes in the studies using neuroimaging and by studies that
hippocampus’s synaptic organization, dopamine assess cognition and behavior. The next two sec-
wiring, and myelination also occur during adoles- tions summarize the evidence that the adolescent
cence (Benes, 1989). The caudate nucleus is a relay brain undergoes reorganization and maturation at
station for information destined for the prefrontal these higher levels as well.
cortex, and seems to be important for learning to
make certain behavioral routines more or less auto- Section II. Changes in the adolescent
matic. The amygdala processes emotional informa-
brain revealed through new neuroimaging
tion, especially the experience of fear, danger and
threat in the environment. techniques

Although the intrinsic neuronal architecture of Few parents of a teen would be surprised to
the hippocampus and amygdala appear to mature hear that there are measurable anatomical differ-
relatively early in life, the manner in which this cir- ences between teen and adult brains, yet actually
cuitry processes environmental stimuli changes in characterizing these differences in living people has
adolescence. The changes reflect, in part, the fact long eluded science. This is because nature has gone
that the prefrontal cortex controls the responses of to a great deal of trouble to protect the brain dur-
these lower centers. Changes intrinsic to these ing life. It is wrapped in a tough leathery mem-
structures might also independently contribute to brane, surrounded by a protective moat of fluid,
differential responses or influence prefrontal cortex and completely encased in bone. This has shielded
development and adult function. As the prefrontal the brain from falls or attacks from predators, but it
cortex matures, a stimulus that might earlier have has also made it hard to study.
initiated an automatic behavioral routine or a
simple emotional arousal comes to be treated Old ways of looking at the living brain, such as
with a more reasoned or deliberate response. The X-rays or CAT scans, use harmful radiation, pre-
prefrontal cortex’s control of more automatic venting their use for the study of healthy children.
response patterns is another manifestation of the Now, magnetic resonance imaging—MRI—safely
reorganization of brain activity that emerges during provides exquisitely accurate pictures of the living,
adolescence. growing human brain and has helped launch a new
era of adolescent neuroscience. The most striking
In sum, many types and levels scientific inquiry finding from a recent series of MRI studies of teens
have demonstrated the changing organization of is the enormous plasticity, or capacity for change,
the brain during adolescence. At the most basic that can be observed in the living brain during this
level, as noted in this section, these changes involve time of life.
molecular rearrangements that affect how the brain
processes information from one cell to another. As summarized in the previous section, studies
Around the third decade of life, the profile of cell- had revealed the over-production and selective
to-cell contacts reaches an adult pattern. The net elimination of cells occurring in the womb—
change in the number of synapses tends to level off processes that are followed by a winnowing of

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


10
connections between cells for years after birth. But
for some time, the evidence of such changes had Table 1: Behavioral and cognitive
depended solely on studies of dead brains and on functions of the prefrontal cortex
animal studies. Recent MRI studies, which track
brain development by scanning the same individu- ■ Controlling impulses
als at two-year intervals through childhood and
■ Inhibiting inappropriate behavior
adolescence, show clear evidence of expansion and
regression of the cerebral cortex in living people ■ Initiating appropriate behavior
(Giedd et al., 1999)—a major step forward. On
MRI scans, these changes can be seen as a thicken- ■ Stopping an activity upon completion
ing of the gray matter—cell bodies and dendrites— ■ Shifting / adjusting behavior
in the cortex. when situations change

■ Providing a temporary mental


Parietal lobe workspace for working memory
Frontal
lobe ■ Organizing things
Occipital
lobe ■ Forming strategies and planning
behavior

■ Setting priorities among tasks and goals

■ Making decisions
Temporal lobe
■ Empathy

■ Sensitivity to feedback (reward and


MRI studies show clearly that during adoles- punishment)
cence, the brain is in a dynamic state and that it
exits this period in a different state from which it ■ Insight
enters. Although it is not clear exactly what cellular
processes account for the ebb and flow of the cor-
tex’s volume seen on MRI scans during adoles-
cence, it is clear that changes are occurring. In well into the third decade of life (Figure 3). While it
healthy subjects, the cortical gray matter thickens appears from the figure that the frontal lobe thick-
throughout childhood as the brain cells grow an ness peaks around age 12, this is purely a quantita-
exuberance of connections to other brain cells. tive value and does not reflect the efficiency of
information flow between neurons. It has been
As noted in the previous section, understand- assumed by scientists that the shape of the curve in
ing the development of the cortex’s frontal lobes— Figure Three reflects a surge of connectional
particularly the prefrontal cortex—is particularly growth in early adolescence in preparation for the
important in understanding teen behavior is. As final push to adult maturation, followed by a cut-
previously noted, the PFC is often referred to as the ting back or “pruning” of inefficient or ineffective
“CEO” or executive of the brain and is responsible connections to achieve maximal efficiency of func-
for such skills as setting priorities, organizing plans tion. Like Michelangelo starting with a block of
and ideas, forming strategies, controlling impulses, granite and eliminating rock to create the master-
and allocating attention (see Table 1). piece David, certain connections are strengthened
and others eliminated—in essence, brain functions
MRI studies show clearly that the level of gray
are sculpted to reveal and allow increasing maturity
matter in the frontal lobes does not stabilize until
in thought and action.

The Adolescent Brain: A Work in Progress


11
Figure 3: Brain Development in Healthy Children and Adolescents: Longitudinal and Cross-
Sectional Data (243 Scans from 145 Subjects)

Frontal Gray Matter


240
Volume In

220

200
4 6 8 10 12 14 16 18 20 22
Age in years

The reorganization and refinement of the cor- are used will survive and flourish; those that are not
tex, following a period of apparent growth and used will whither and die.
anatomical exuberance, appears to be the underly-
ing biology of the behavioral adaptability and plas- These concepts suggest that teens may be able
ticity seen at this time of life. But the brain’s to shape some aspects of their own neurological
circuitry, particular those parts involved in assess- development. Unlike their time in the womb or
during the first few months of life, teens can, to
ing risk, making long-range plans, and controlling
varying degrees, exert some control over how they
impulses, are not yet fully developed and refined.
spend their time and can therefore influence the
These parts of the brain are, in a sense, still “under
sculpting of their brains for the adult years to
construction”—a process that appears to continue
come. Consistent with this view, neuroanatomical
into the early 20’s.
evidence suggests that learning and positive experi-
Scientists do not yet understand all of the ence build complex, adaptive brains by increasing
the potential for forming and sustaining neuronal
forces that guide the building up or pruning down
connections—a perspective that echoes sociological
of connections between cells. Both are likely influ-
and psychological tenets, as well.
enced by genetic and environmental factors. The
roles of bacteria, viruses, nutrition, education, par- Periods of exuberant growth or restructuring
enting, school, peers, drugs, video games and many of the brain may also be sensitive periods when the
other factors are hotly debated. At present, the sci- environment can have enhanced effects. The notion
entific jury is still out regarding how much of this of sensitive, critical periods is well understood for
process is automatic versus how much is susceptible some fundamental processes, such as the visual sys-
to manipulation and intervention. The best tem. For example, if a baby has cataracts (a cloud-
hypothesis at present is that learning and the for- ing of the eyes’ lenses), the condition must be
mation of memories guide the building-up of con- corrected within the first two years of life if the
nections. The best current hypothesis at present to child is to have a chance at normal vision. Similarly,
explain the pruning phase is the “use it or lose it” songbirds must hear the singing of their species
principle; that is, those cells and connections that during critical periods in order to acquire their own

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


12
capacity for song; and through the process of are most active at any given moment, re-supplying
“imprinting,” goslings will follow the first object cells with needed nutrients.
they see moving after birth, even if it is a man
instead of their mother. As noted above, such sensi- Using fMRI, investigators at Harvard
tive periods are important in humans for recovery University showed teens and adults pictures of faces
from brain injury. expressing different emotions (Baird et al., 1999).
When trying to identify the emotions expressed by
The concept of sensitive periods is more con- the faces, the teens activated their amygdala, which,
troversial and less well characterized for more as noted above, is involved in the primal assessment
advanced functions such as moral behavior, sound of fear. By contrast, adults activated the frontal
judgment and controlling impulsivity—functions lobes when performing the same task and were bet-
usually attributed to the PFC. If the link between ter able to correctly identify the emotions expressed
periods of dynamic brain changes and sensitivity to on the faces. This investigation suggests that the
environmental influences does become well estab- adults and teens processed the same information
lished scientifically, then the teen years will also be using different parts of their brains and with differ-
seen as a potentially critical time for developing ent results. While the adults tended to ask questions
these essential functions. first (i.e., they more often first engaged the frontal
lobes and responded with reason and logic), the
One area that changes rather dramatically dur- teens quickly came to an intuitive conclusion (i.e.,
ing adolescence is a part of the brain having to do they more often first engaged amygdala and
primarily with language abilities. Another is the
responded to the stimuli with gut emotion).
connection between the cingulate, an area of the
Perhaps it is not so surprising that adults and teens
brain involved in emotions, and the hippocampus,
do not always react to situations the same way or
a memory hub. The cingulate connects to the brain
consistently see eye to eye.
stem and spinal cord, modulating our physical reac-
tions to emotions such as sweaty palms, increased It is important to stress that all of these various
heart rate, and that tense feeling in our stomach. findings do not mean that the teen brain is some-
The hippocampus helps retrieve memories, to put how lacking; indeed, in many ways the plasticity of
situations in historical context, and to remember the teen brain is extremely well suited to meet the
past details about a situation that might be impor- demands of teen life. But because the basic neu-
tant. A myelin-covered bridge of axons called the ronal circuitry of decision-making is still being
superior medullary lamina connects these two formed and shaped, parents and other adults who
areas. The laying down of myelin in this circuit is are in touch with and responsible for growing teens
one of the most active processes in all the brain, are still needed to help guide the process.
with the myelin content doubling during the teen
years (Benes, 1998). Thus, like the PFC, functions
that enhance teens’ ability to connect “gut feelings”
Section III. Behavioral evidence of a brain
with intellectual elements are under major still developing
construction.
Controlling impulses, planning, and making
The MRI scanner is able to look not only at the decisions are crucial components of our everyday
structure of the brain, but also at its function, or behavior. They provide the skills that we need to
activity. It does this by taking advantage of the fact function in a complex world where their absence
that oxygenated blood transmits telltale radio sig- can have serious, sometimes disastrous, conse-
nals when stimulated by the scanner’s strong mag- quences. As noted in the previous two sections, the
netic field. By tracking these signals, functional neurological structures that underlie these higher-
MRI (fMRI) visualizes the brain at work, since oxy- level abilities are still maturing during adolescence.
genated blood flows to the parts of the brain that This section summarizes the behavioral evidence

The Adolescent Brain: A Work in Progress


13
for the frontal cortex’s role—and the PFC in partic- sions and tend to be impulsive and even aggressive
ular—in controlling these cognitive processes; this (Best, Williams, & Coccaro, 2002). In brief, then,
section also assesses the extent to which teenagers damage to the frontal cortex leads to difficulties in
possess these needed skills. Interestingly, some of inhibiting and controlling inappropriate behavior,
the evidence available to understand the relation- which suggest that the PFC is crucial for inhibitory
ship of the frontal lobes to behavior comes from and impulse control in adults.
studies of adults with damage to this very part of
the brain. In the subsections below, evidence is pre- Controlling impulsive behavior: children and
sented which reveals the frontal lobes’ key role in adolescents. In healthy children and adolescents,
the control of impulsive behavior, planning behav- impulse control and the inhibition of irrelevant
ior, and making decisions. responses likely develop as part of more complex
functions, such as sustained and focused attention,
Controlling impulsive behavior: adults. and more complex cognitive processes, such as
Adults whose frontal lobes are damaged often lack planning and abstract reasoning. These abilities
“inhibitory control;” that is, they tend to be some- continue to develop well into adolescence
what uninhibited and impulsive. The classic exam- (Klenberg, Korkman, & Lahti-Nuuttila, 2001;
ple of this is the famous story of Phineas Gage, a Christ, White, Mandernach, & Keys, 2001).
25-year-old Vermont railroad foreman who suf- Examination of performance on tasks requiring
fered a brain injury in l848. While packing down subjects to now inhibit a response that was previ-
blasting powder, he inadvertently sparked an explo- ously reinforced has found that young children
sion that sent a 1.25” diameter tamping iron, more (ages 7 to 12 years) display more problems inhibit-
than a yard long, rocketing through the bottom of ing these responses than young adults (ages 21 to
his left cheek bone and out through the top of his 24 years) (Casey et al., 1997; see also Bedard et al.,
head. To the amazement of his co-workers, Gage 2002). Such studies show that the cognitive pro-
only briefly lost consciousness and stood up and cesses that underlie the ability to inhibit inappro-
spoke moments later. He was quickly taken by ox priate behavior are evolving and are not fully
cart to the nearest town, where a local physician, mature in early adolescence.
Dr. John Harlow, examined him. After talking with
people who knew Gage before and after the acci- Consistent with such data, fMRI studies have
dent, Harlow published an account of the incident shown that the adolescent brain functions relatively
in a medical journal 20 years later. Physically, Gage inefficiently on selected inhibitory tasks. Although
recovered well enough so that within a few months the teen brain expends a great deal of effort while
he was able to walk, speak, and demonstrate nor- performing working memory tasks involving inhi-
mal awareness of his surroundings. He lived for bition, it fails to fully engage the neural structures,
another 13 years, but his character was never the as reflected in a greater number of errors on the
same. The formerly diligent, responsible foreman task (Casey et al., 1997). Such inefficient “thinking
became a person who was extremely impulsive, ill machinery” may make young adolescents more sus-
mannered and unable to follow through on his ceptible to being distracted. If neural networks
obligations. “Gage was no longer Gage,” said one of responsible for the complex cognitive processing
his friends. demands of inhibitory and impulse control are not
yet physiologically mature, the teen brain may
People with frontal cortex damage also have struggle when it is necessary to control impulsive
problems suppressing irrelevant information in the behavior or inhibit inappropriate behavior and stay
environment, which renders them especially vul- focused on a current task or situation. This may be
nerable to distraction. As a result, they often per- even more of a problem if the brain is also strug-
form poorly on even the simplest tasks requiring gling with a disorder such as Attention Deficit
sustained concentration and short-term memory. Hyperactivity Disorder. Of course, this is not to say
Moreover, they lack confidence when making deci- that the adolescent’s brain cannot control impulsive

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


14
actions—only that it may be a more difficult task All parts of an overall plan need to be held
than for the mature brain of an adult. temporarily in mind—in a mental workspace
known as “working memory”—in order to execute
Planning behavior: adults. Adult patients with the behavior appropriately. Importantly, working
damage to the frontal lobes are sometimes memory requires the integrity of the frontal lobe,
described as “stimulus-bound” (Luria, 1966; especially the prefrontal cortex (Diamond &
Lhermitte, 1986), meaning they are inflexible in Goldman-Rakic, 1986). Consistent with this view,
adapting to changing environmental demands. This deficits in working memory are typically observed
inflexibility may be due to an impaired ability to in adult patients with frontal lobe damage (Milner,
simulate internal models of the actual world 1964). In such individuals, memory for even very
(Knight & Grabowecky, 2000). Think of it this way: simple stimuli fades very rapidly. Within a few sec-
our judgments and planning behavior, such as onds or minutes, the information needed to execute
assessing a particular outcome and deciding on a plan may be forgotten.
future actions, are based on evaluations of alterna-
tives that we generate internally: “if I do X, then Y In brief, then, the cognitive components associ-
will happen.” We weigh such alternative scenarios ated with planning require a temporary mental
so that we can decide on the best course of action; workspace within which to consider possible sce-
we also compare what actually happens with what narios and the range of results that certain behav-
might have happened, and then use that informa- iors might lead to; planning also requires the ability
tion to guide future behavior and plans. Without to sequence behavioral responses appropriately. The
such mental simulations, it is difficult to avoid frontal lobes are uniquely suited to perform this
making the same mistakes over and over again. task by rapidly engaging large neural networks.
Thus, behavior may appear “stimulus-bound,” since Damage to the frontal cortex leads to a variety of
the individual appears to have little concern for the problems in adapting to the changing environment
past or future, lacks insight and foresight, and has and adjusting future behavior accordingly.
limited capacity to plan for the near and distant
future. Planning behavior: adolescents. It may well be
that immature frontal lobes make teens vulnerable
Functioning well in the real world requires that to problems in the cognitive processes that allow
we employ structured plans to guide our actions. sound planning. For example, a study examining
The disorganization of behavior after frontal dam- the cognitive components of planning in very
age in adults is characterized by fragmented young children, teenagers and young adults found
sequences of actions (Luria, 1966; Stuss & Benson, a general age-related progression in ability.
1984). Sometimes an individual with frontal lobe Importantly, while eight year olds’ performance was
damage will omit an important step in the superior to younger children in their ability to solve
sequence of attaining a goal, or introduce an irrele- complex problems, they had certainly not reached
vant one. This impairment can be observed on a adult performance levels on the difficult planning
variety of tasks and appears to be a result of a problems and working memory tasks (Luciana &
defect in the role that purpose plays in a given Nelson, 1998).
action (Duncan, 1986). Patients with frontal lobe
damage may also be unable to put the various parts It is probably not surprising that, in general,
of a plan in the right order, or they may give up planning abilities improve with age until adult-
altogether before goals are reached (Sirigu et al., hood. As noted above, the process of planning
1995). If an individual cannot correctly order con- requires a temporary mental workspace and it is
sequences and antecedents, it will be difficult to this very workspace (i.e., working memory) that is
accurately gauge the reward and punishment struc- not fully formed in adolescence (Swanson, 1999).
ture of a task. As a result, the individual’s behavior For example, in one study that examined perfor-
may seem rather odd or even bizarre. mance on a task that specifically required advanced

The Adolescent Brain: A Work in Progress


15
planning of one’s movements in a sequential strat- and specific to prefrontal cortex function and dys-
egy of actions, the investigators found that 11 year function, and thus it is interesting to note that a
olds required more extra moves (a measure of plan- certain type of error—namely, persisting on using
ning) to complete the task than the 15+ year olds the last rule learned even though it has changed—
(Anderson et al., 2001). Such data suggest that decreases with age. The fewer such “perseverative”
planning and the cognitive processes that underlie errors one makes, the better one is at incorporating
this ability—working memory—are not fully changing contingencies in the world (see Figure 4)
mature in early adolescence.
In brief, then, the prefrontal cortex is not yet
A similar task that involves future-oriented mature or especially efficient during adolescence.
processing is the Wisconsin Card Sorting Task. This This suggests that, as a group, teens may not always
challenge requires participants to sort cards that possess the cognitive workspace—the working
differ by color, shape and number of geometric memory—necessary for solid planning of complex
behavior.
objects on the card face. In order to sort correctly,
one must learn an abstract rule by incorporating
Decision-making: adults. In adults, damage to
feedback from the examiner after each attempt (i.e., the lower middle portion of the prefrontal cortex
whether one’s decision was correct or wrong). The appears to be associated with an impaired ability to
rule has to do with the abstract principle governing simulate the future consequences of current
the sort, i.e. whether to sort by color, shape or actions, positive or negative, regardless of the emo-
number of objects on each card, irrespective of the tional significance (“myopia for the future”). Thus,
specifc forms themselves. Once a subject has cor- the person appears to be excessively influenced by
rectly sorted according to the learned rule for a cer- immediate reward (Bechara et al., 1994, 2000). It is
tain number of trials, the rule changes arbitrarily also possible that these individuals may simulate
and previously correct sorts are not incorrect. The the outcome but not be able to attach an appropri-
subject must again learn the new rule by using this ate emotional meaning or significance to it.
error feedback. That is, the subject must show flexi- Research using a gambling task that models real-life
bility in rule learning. This test is relatively sensitive decisions in the context of risk and reward has

Figure 4: Developmental decline in perseverative errors on the Wisconsin Card Sorting Test
(source: Heaton et al., 1993).

20
18
16
% Perseverative Errors

14
12
10
8
6
4
2
0
12 13 14 15 16 17 18 & 19 20-29 30-39
Age in years

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


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found that these individuals (that is, adults with punishment, guided long-term decision-making
damage to the lower middle portion of the pre- (Bechara et al., 2002). Perhaps the value placed on
frontal cortex) continue to select from risky card reward and punishment is different in individuals
decks even after they have accrued considerable with certain addictions.
financial debt (Bechara et al., 1996).
In summary, among adults, abnormalities in
Given the role of the amygdala in processing both the prefrontal cortex and the amygdala are
the incentive value of stimuli (e.g., Bechara et al., associated with problems in decision-making
1999) as well as its activity during punishment (although their respective roles are different;
(Killcross, Robbins, & Evereitt, 1997; Zalla et al., Bechera et al., 1999). People with such challenges
2000), it is not surprising that damage to the amyg- seem unable to use feedback to guide their
dala has also been shown to impair performance on responses and tend to evaluate each decision in
this gambling task. Interestingly, it is associated terms of the available immediate reward.
with blunted responses to task punishment
(Bechara et al., 1999). Decision-making: adolescents. Building on
such data regarding adults, it is appropriate to con-
When we judge the odds of particular out- sider whether immature frontal lobes render ado-
comes stemming from a specific behavior, simula- lescents vulnerable to problems in decision-making
tion processes are most probably needed to imagine and in behavior that requires judgment under
examples of the possibilities and generate an appro- uncertainty. Adolescents do learn to reason effec-
priate decision based on this imagining of the pos- tively, and there is a progressive improvement in
sible outcomes. It has been reliably demonstrated reasoning competency from childhood through
using what are called gambling tasks, that in healthy adolescence and adulthood. Much of this is no
adults, the perception of decision problems and doubt due to the maturing biological underpin-
their evaluation of the probabilities and outcomes nings of higher-level cognition. But such environ-
change as a result of how the problem is framed mental factors as the behavior and examples set
(Tversky & Kahneman, 1981). Specifically, people (“role modeling”) by teenagers’ parents and teach-
tend to take risks if it can help them avoid what ers and other influential people determine to a large
they perceive of as a negative outcome (so as to extent the repertoire of behavioral responses that
avoid certain loss), and when situations are per- equip adolescents to deal with life situations. Teens
ceived as likely to be positive, people tend to prefer acquire an increasing number of such strategies as
to avoid risk so as not to lose what they are certain they grow (Klaczynski, 2001a, 2001b). However,
to gain. Again, in adults with damage to the frontal adolescents may also develop judgment strategies
cortex, judgments and probability estimations of that get them into trouble because they are not
this sort seem very impaired. appropriate to the specific circumstances. (Jacobs &
Klaczynski, 2002). Despite steady improvement,
Furthermore, it is possible that developmental older adolescents and young adults are more prone
abnormalities in decision-making “circuitry” may than are adults to committing what is known as the
predispose some individuals to making poor gambler’s fallacy1. A study examining the effect on
choices, as in substance abuse (Rogers et al., 1999). decision-making of how questions are framed
Indeed, a study of substance-dependent individuals found that while adolescents (mean age 14 years 10
found that feedback about reward, but not about months) responded similarly to adults, many teens

1 "The gambler’s fallacy is a belief that the next event in a series of events will compensate for a prior sequence in which an
outcome occurred with greater-than-expected frequency. For example, after a coin toss yields heads 15 times in a row, the
gambler’s fallacy would result in a belief that there is a greater than 50-50 chance that the next toss will yield tails, despite
the fact that each coin toss is independent and the probability of either outcomes is .50" (p.148, Jacobs & Klaczynski,
2002).

The Adolescent Brain: A Work in Progress


17
were not influenced by either positive or negative ing memory, and use it to guide plans and behavior.
framing and selected the same type of response for These limitations are likely traceable, in part, to
questions framed both ways (Chien, Lin & brain circuitry still under construction. Naturally,
Worthley, 1996). the variability in the ages at which different
decision-making abilities develop, as well as the
Such weaknesses in assessing probability can abilities to avoid biased judgments, is a complex
have serious implications. For example, one study mixture of cognitive competencies and social,
found that young drivers seem more likely than motivational and affective influences (Jacobs &
older ones to underestimate the probability of the
Klaczynski, 2002). Moreover, the role of intense
specific risks of certain traffic situations, and to
emotion (lodged in the amygdala) in leading to
overestimate their own ability to manage such risks
risky behavior in adolescence (through reduced risk
(Brown & Groeger, 1988; Deery, 1999). This is con-
monitoring) is difficult to ascertain, although it has
sistent with the widespread notion that adolescents
been shown that situations likely to involve intense
engage in risky behavior because of problems in
emotion have preceded car crashes in 25 percent of
judging risk appropriately and in accurately per-
cases (Rothe, 1987). Clearly, this area is of great
ceiving their own vulnerability. However, this
importance for future research, but unfortunately
assumption has been challenged by studies that
at present, “research on the development of judg-
found the opposite (e.g., Moore & Rosenthal, 1991,
ment and decision making is in its infancy” (Jacobs
1992), or studies that found no such differences in
& Klaczynski, 2002).
risk perception or sense of vulnerability (Jacobs-
Quadrel, Fischhoff, & Davis, 1993). The accident-
Less than fully mature frontal lobes likely
proneness in young drivers is probably in part due
contribute to poor decision-making, in the sense of
to their risk-taking attitudes, which lead them to
estimations of frequencies and probabilities being
prefer risk-taking options in certain traffic situa-
less accurate than in healthy adults. The functions
tions (Jessor, 1984). Clearly, the manner in which
that underlie the complex processes involved in
adolescents perceive the benefits of a particular
decision-making are maturing during the early
risk-related behavior is also important—e.g., in
years of life but not fully mature in early
experimenting with alcohol (Goldberg, Halpern-
adolescence.
Felsher, & Millstein, 2002), and in perceptions of
risk towards sexually transmitted diseases and
In sum, then, impulse control, planning for the
HIV/AIDS. Interestingly (and surprisingly), a study
future, appreciating cause and effect, and decision-
investigating risk perception found that teenagers
making are important skills that rely on numerous
minimized the perceived risk for an occasional
interconnecting cognitive components that emerge
health-threatening activity, but were less optimistic
as the brain develops during adolescence. Exercising
about avoiding possible injury and illness than their
these skills requires a variety of cognitive processes
parents were (Cohn, Macfarlane, Yanez, & Imai,
that are not fully mature in early adolescence. One
1995). Although certain decision-making skills are
of the important reasons that these processes are
not fully mature in adolescence, an additional
not fully mature is that the biology of the brain that
behavior such as substance abuse, may compromise
this fragile capacity further. underlies these processes is not fully mature. A wide
variety of studies in both teens and in adults
Making sound judgments about causal rela- (including adults who have suffered damage to
tionships requires an individual to process large their frontal lobes) suggest that the maturation of
quantities of information about many possible the frontal cortex plays a pivotal role in guiding
combinations of antecedents and outcomes. As these complex behaviors, and that the fragility of
noted throughout this section, young adolescents these capacities in adolescence parallels the incom-
have limited cognitive abilities to simultaneously pleteness of the biological maturation of the brain
process such information, hold it in-mind in work- systems that make it all possible.

THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY


18
Future research examining the specific effects development and learning. But neurologically, they
of childhood adversity on the developmental trajec- are not adults. They are, as we say in this paper
tory of the prefrontal cortex promises to shed fur- often, a work in progress.
ther light on the extent of the fragility of cognition
in adolescence. However, it is noteworthy that More research will be needed to fully under-
adversity may be of many types and thus not neces- stand the differences outlined in this paper, of
sarily have similar neural correlates. Indeed, in course, but in the interim, it seems prudent for
some individuals, under some circumstances, adults to think carefully about these findings. At a
adversity may be adaptive and of positive biological minimum, the data suggest that teens need to be
value. There will be no simple and universal solu- surrounded by adults and institutions that help
tions to increasing the probability of a successful them learn specific skills and appropriate adult
adolescence, but it will require an appreciation of behavior. But within that fairly obvious suggestion
the importance of brain biology and development. are many more challenging and specific questions.
For example, if teens are not the full neurological
Final Thoughts equivalent of adults, what specific systems and
practices will best help them grow and mature in
A large and compelling body of research on the appropriate ways? What opportunities will be most
neurological development of teens confirms a long- effective in helping them develop the skills of judg-
held, common sense view: teenagers are not the ment, planning and impulse control? What styles of
same as adults in a variety of key areas such as the parenting and teaching can most help teens develop
ability to make sound judgments when confronted into solid adults? Under what circumstances should
by complex situations, the capacity to control teens be allowed to make their own choices and
impulses, and the ability to plan effectively. Such under what circumstances should directed guidance
limitations reflect, in part, the fact that key areas of be offered and options limited? Although such
the adolescent brain, especially the prefrontal cortex questions are often discussed and debated in
that controls many higher order skills, are not fully schools, families and communities, it is important
mature until the third decade of like. Teens are full that the answers arrived at take full note of teens’
of promise, often energetic and caring, capable of neurological development. Such biological under-
making many contributions to their communities, pinnings will not determine the answers, but they
and able to make remarkable spurts in intellectual should clearly inform them.

The Adolescent Brain: A Work in Progress


19
THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY
20
About the Authors

Dr. Daniel Weinberger, M.D. research focuses primarily on examining the bio-
logical basis of cognitive, emotional, and behavioral
Dr. Daniel Weinberger is nationally recognized disorders in children and adolescents and his mag-
for his work in psychiatry and neurology. His cur- netic resonance imaging studies have contributed
rent research focuses on neuropsychiatric disorders,
greatly to our understanding of adolescent brain
especially schizophrenia. He has published over 400
development. He has authored over 100 scientific
scientific articles and has authored or edited six
books. He is a member of the Institute of Medicine publications and has received numerous honors,
of the National Academy of Sciences and has won including the National Institute of Health Fellows
numerous awards, including the Research Prize of Award for Research Excellence. He received his
the World Federation of Societies of Biological undergraduate and medical degrees from the
Psychiatry and the Foundation’s Fund Prize form University of North Dakota, did his residency in at
the American Psychiatric Association. He received the Menninger School of Psychiatry and Duke
his BA from Johns Hopkins University and MD University Medical Center.
from the University of Pennsylvania. After medical
internship at UCLA-Harbor General Hospital, Dr.
Weinberger did residencies in psychiatry at Harvard Brita Elvevåg, Ph.D
Medical School and in neurology at George
Washington University. He is board certified in Dr.Brita Elvevåg worked for eight years in the
both specialties. Clinical Disorders Branch at the National Institute
of Menal Health. She received her PhD in cognitive

Dr. Jay Giedd, M.D. psychology at Oxford University in the UK, and
while at the NIH, she studed the functional mecha-
Dr. Jay Giedd is a brain imaging scientist and is nisms of basic cogntive processing in the human
widely quoted expert on adolescent brain develop- brain.
ment. He is board certified in General, Child and
Adolescent, and Geriatric Psychiatry. Dr. Geidd’s

The Adolescent Brain: A Work in Progress


21
THE NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY
22
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pp.1319-1339. MIT Press. National Academy of Sciences of the

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The National Campaign to Prevent Teen
Pregnancy is a nonprofit, nonpartisan
organization supported largely by private
donations. The National Campaign's
mission is to improve the well-being of
children, youth, and families by reducing
teen pregnancy. The National Campaign
celebrates its 10th anniversary in 2005.
When we began in 1996, we set a goal
of a one-third reduction in the teen preg-
nancy rate in ten years. Ten years later, it
seems almost certain that the nation will
reach this goal. Building on this great
success, the National Campaign's new
challenge to the nation for the next decade
will be to reduce the teen pregnancy rate
by another one-third.

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