FortiGate Multi-Threat Security System

Release Notes
v4.0 MR3 Patch Release 1
01-431-84420-20110628

Release Notes

FortiOS v4.0 MR3 - Patch Release 1

Table of Contents
1 FortiOS v4.0 MR3 Patch Release 1................................................................................................................. 1 1.1 Summary of Enhancements Provided by v4.0 MR3 Patch Release 1.........................................................1 1.2 FortiOS to FortiClient Interoperability....................................................................................................... 2 2 Special Notices....................................................................................................................................................3 2.1 General........................................................................................................................................................3 2.2 UTF-8 Coding.............................................................................................................................................3 2.3 Captive Portal Authentication for WiFi connections..................................................................................3 2.4 Vritual APs in non-root VDom on a WiFi Controller.................................................................................3 3 Upgrade Information...........................................................................................................................................5 3.1 Upgrading from FortiOS v4.0 MR2............................................................................................................5 3.2 Upgrading from FortiOS v4.0 MR1............................................................................................................6 4 Downgrading to FortiOS v4.0.0..........................................................................................................................9 5 Fortinet Product Integration and Support......................................................................................................... 10 5.1 FortiManager Support...............................................................................................................................10 5.2 FortiAnalyzer Support...............................................................................................................................10 5.3 FortiClient Support....................................................................................................................................10 5.4 FortiAP Support........................................................................................................................................10 5.5 Fortinet Single Sign On (FSSO) Support..................................................................................................10 5.6 AV Engine and IPS Engine Support.........................................................................................................11 5.7 Module Support.........................................................................................................................................11 5.8 SSL-VPN Support.....................................................................................................................................12 5.8.1 SSL-VPN Standalone Client............................................................................................................. 12 5.8.2 SSL-VPN Web Mode........................................................................................................................13 5.9 SSL-VPN Host Compatibility List............................................................................................................13 5.10 Explicit Web Proxy Browser Support.....................................................................................................14 5.11 FortiExplorer Support............................................................................................................................. 15 6 Resolved Issues in FortiOS v4.0 MR3 - Patch Release 1.................................................................................16 6.1 Web User Interface................................................................................................................................... 16 6.2 System.......................................................................................................................................................16 6.3 High Availability.......................................................................................................................................18 6.4 Router........................................................................................................................................................18 6.5 Firewall..................................................................................................................................................... 19 6.6 IPS.............................................................................................................................................................19 6.7 Web Filter..................................................................................................................................................20 6.8 Web Proxy.................................................................................................................................................20 6.9 Antispam................................................................................................................................................... 20 6.10 VPN.........................................................................................................................................................20 6.11 Log & Report.......................................................................................................................................... 21 6.12 FSSO.......................................................................................................................................................22 6.13 WiFi.........................................................................................................................................................22 7 Known Issues in FortiOS v4.0 MR3.................................................................................................................23 7.1 Command Line Interface (CLI)................................................................................................................ 23 7.2 System.......................................................................................................................................................23 7.3 High Availability.......................................................................................................................................23 7.4 Firewall..................................................................................................................................................... 23 7.5 VPN...........................................................................................................................................................23
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FortiOS v4.0 MR3 - Patch Release 1

8 Image Checksums............................................................................................................................................. 24
Change Log Date 2011-06-28 Initial Release.

Change Description

Copyright 2011 Fortinet Inc. All rights reserved. Release Notes FortiOS v4.0 MR3. Patch Relase 1. Trademarks Copyright 2011 Fortinet, Inc. All rights reserved. Fortinet, FortiGate, and FortiGuard, are registered trademarks of Fortinet, Inc., and other Fortinet names herein may also be trademarks of Fortinet. All other product or company names may be trademarks of their respective owners. Performance metrics contained herein were attained in internal lab tests under ideal conditions. Network variables, different network environments and other conditions may affect performance results, and Fortinet disclaims all warranties, whether express or implied, except to the extent Fortinet enters a binding contract with a purchaser that expressly warrants that the identified product will perform according to the performance metrics herein. For absolute clarity, any such warranty will be limited to performance in the same ideal conditions as in Fortinets internal lab tests. Fortinet disclaims in full any guarantees. Fortinet reserves the right to change, modify, transfer, or otherwise revise this publication without notice, and the most current version of the publication shall be applicable. Certain Fortinet products are licensed under U.S. Patent No. 5,623,600. Support will be provided to customers who have purchased a valid support contract. All registered customers with valid support contracts may enter their support tickets via the support site: https://support.fortinet.com

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

1FortiOSv4.0MR3PatchRelease1
This document provides installation instructions, and addresses issues and caveats in FortiOSTMv4.0MR3B0458PatchRelease1 release. The following outlines the release status for several models. Model FortiOS v4.0 MR3 Patch Release 1 Status

FGT-30B, FWF-30B, FGT-50B, FGT-51B, FWF- All models are supported on the regular v4.0 MR3-PatchRelease1 branch. 50B, FGT-60B, FWF-60B, FGT-60C, FWF-60C, FWF-60CM, FWF-60CX-A, FGT-80C, FGT80CM, FWF-80CM, FWF-81CM, FGT-82C, FGT100A, FGT-110C, FGT-111C, FGT-200A, FGT200B, FGT-200B-POE, FGT-224B, FGT-300A, FGT-310B, FGT-311B, FGT-310B-DC, FGT400A, FGT-500A, FGT-620B, FGT-620B-DC, FGT-621B, FGT-800, FGT-800F, FGT-1000A, FGT-1000A-FA2, FGT-1000A-LENC, FGT1240B, FGT-3000, FGT-3016B, FGT-3040B, FGT-3140B, FGT-3600, FGT-3600A, FGT-3810A, FGT-3950B, FGT-3951B, FGT-5001A, FGT-5001, FGT-5001B, FGT-5001FA2, FGT-5002FB2, FGT5005FA2, FGT-ONE and FGT-VM. Please visit http://docs.forticare.com/fgt.html for additional documents on FortiOS v4.0 MR3 Patch Release 1.

1.1SummaryofEnhancementsProvidedbyv4.0MR3PatchRelease1
The following is a brief list of the new features added in FortiOS v4.0 MR3 Patch Release 1. BGP AS Overrides Central Management Locking/Unloking Control and Mitigate Traffic Bypassing SSL Proxy Convert Web UI Language Files To Be UTF-8 Standard Enlarge Table Size for Firewall Address and Firewall Service on High-End Models FMC-C20 and FMC-F20 Support FortiClient Connect Licensing Support FSSO Sniffer Policy Support Geographic Destinations Chart in Default Report GTP v1 release 7.15.0 support GTP v1 release 8.12.0 support Improvements of Usability on Firewall Policy configurations via Web UI Improvements and Simplification of Local Ratings & Local Categories Settings in Web Filter Configuration Improvements of Usability on Application Control and IPS Sensor configurations via Web UI Improvements of Usability on Web Filter Profile configurations via Web UI Integration of DNS Service on Interface and Server adminstration Increase for Maximum Value of Local Users on FortiGate-50x Serial Models Increase for MaximumValue of User Group Quick Test Button for Remote Server Reachablilty via Web UI Restoration of Function LDAP-Group-Check STARTTLS Scanning Over SMTP Proxy 1 June 28, 2011

Release Notes Web Cache Monitor via Web UI Web Mail Logging Support Web UI Navigation Menu Reorganization and Improvement WiFi Controller on FortiWiFi Models Under Client Mode

FortiOS v4.0 MR3 - Patch Release 1

1.2FortiOStoFortiClientInteroperability
The release of FortiOS v4.0 MR3 Patch Release 1 introduces support for FortiClient Connect v4.0 MR3. Support for this client software requires a license key to be installed on the FortiGate device. This license key is based on concurrent connection usage and up to 10 clients can be used without a license key. Additional licenses may be obtained from your Fortinet sales representative or local Fortinet reseller. Version Requirement FortiOS v4.0 MR3 Patch Release 1 FortiClient Connect v4.0 MR3 Licensed Connectivity One concurrent IPSec connection established through FortiClient One concurrent End-Point control connection One concurrent SSL-VPN connection established through FortiClient Note: End-Point control connections established through an IPSec connection count as two concurrent connections.

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2 Special Notices
2.1General
The TFTP boot process erases all current firewall configuration and replaces it with the factory default settings. IMPORTANT! Monitor Settings for Web User Interface Access Fortinet recommends setting your monitor to a screen resolution of 1280x1024. This allows for all objects in the Web UI to be viewed properly.

Web Browser Support Microsoft Internet ExplorerTM 8.0 (IE8) and FireFox 3.5 or later are fully supported.

BEFORE any upgrade [FortiGate Configuration] Save a copy of your FortiGate unit configuration (including replacement messages) prior to upgrading.

AFTER any upgrade [WebUI Display] If you are using the Web UI, clear the browser cache prior to login on the FortiGate to ensure proper display of the Web UI screens. [Update the AV/IPS definitions] The AV/IPS signature included with an image upgrade may be older than ones currently available from the Fortinet's FortiGuard system. Fortinet recommends performing an "Update Now" as soon as possible after upgrading. Consult the FortiGate User Guide for detailed procedures.

2.2UTF8Encoding
The CLI and Web UI in FOS v4.0 MR3 Patch Release 1 employ the UTF-8 encoding scheme for configuration objects. As such, configuration objects prior to upgrading that are longer than 2 bytes, may not be displayed well. To remedy this issue, users should reduce the length of names used for configuration objects before upgrading.

2.3CaptivePortalAuthenticationforWiFiconnections
Captive Portal Authentication for wifi connections are not supported when a wifi interface is a member of a soft-switch interface.

2.4VritualAPsinnonrootVDomonaWiFiController
This section applies to FortiWiFi models ONLY. FortiWiFi models can act as a Wireless controllers from FortiOS 4 MR3 as an enhancement. A FortiWiFi model will be the default WiFi controller for its own wireless inteface. As such, when wireless interface is running under AP mode and there are APs configured and running in non-root VDoms, those APs could stop working upon upgrade. To workaround this issue, either to use a second FortiGate/FortiWiFi model to act as WiFi controller or change all APs to be working in root VDom. 3 June 28, 2011

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FortiOS v4.0 MR3 - Patch Release 1

3 Upgrade Information
3.1UpgradingfromFortiOSv4.0MR2
FortiOS v4.0 MR3 - Patch Release 1 officially supports upgrade from the FortiOS v4.0 MR2 Patch Release 4 or later. See the upgrade path below. [FortiOS v4.0 MR2] The upgrade is supported from FortiOS v4.0 MR2 Patch Release 4 B0313 or later. v4.0 MR2 Patch Release 4 B0313 (or later) v4.0 MR3 Patch Release 1 B0458 GA After every upgrade, ensure that the build number and branch point match the image that was loaded. [DDNS] DDNS config under interface are moved to global mode config system ddns after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [DNS Server] dns-query recursive/non-recursive option under specific interface are moved to system level per VDom mode and config system dns-server can be used to configure the option upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [Ping Server] gwdetect related configurations under specific interface has been moved to under router per VDom mode. config router gwdetect can be used to configure the option upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [Central-management] set auto-backup disable and set authorized-manager-only enable configurations under config system central-management are removed upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [SNMP community] A 32 bits network mask will be added to an IP address of SNMP host upon upgrading to FortiOS v4.0 MR3 Patch Release 1. [Modem Settings] wireless-custom-vendor-idand wireless-custom-product-id are moved from config system modem to config system 3g-modem custom upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [AMC slot settings] The default value of ips-weight under config system amc-slot will be changed from balanced to less-fw after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [Wireless radio settings] wireless radio settings except SSID, Security Mode, Authentication settings will be lost after upgrade. Workaround is put into Special Notice Section.

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

[Web filter overrides] The contents of web filter overrides will be lost after upgrading from FortiOS v4.0 MR2 Patch Release 4 B0313 to FortiOS v4.0 MR3 - Patch Release 1. [Firewall policy settings] If the source interface or destination interface set as amc-XXX interface, the default value of ips-sensor under config firewall policy will changed from all_default to default after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [URL Filter] The action options in urlfilter configuration have been changed from Allow, Pass, Exempt, Block to Allow, Monitor, Exempt, Block. Action Allow will not report log in v4.3.1. New action Monitor will act the function as allow with reporting log. Action Pass in v4.2 has been merged to Exempt in v4.3.1 and the CLI command has been changed from set action pass to set exempt pass. [FortiGuard Log Filter] The settings of config log fortiguard filter are removed upon upgrading to FortiOS v4.0 MR3 Patch Release 1. [FortiGurar Log Setting] The options quotafull and use-hdd in config log fortiguard setting are removed upon upgrading to FortiOS v4.0 MR3 - Patch Release 1.

3.2UpgradingfromFortiOSv4.0MR1
FortiOS v4.0 MR3 - Patch Release 1 officially supports upgrade from the FortiOS v4.0 MR1 Patch Release 9 or later. See the upgrade path below. [FortiOS v4.0 MR1] The upgrade is supported from FortiOS v4.0 MR1 Patch Release 4 B0213 Patch Release 9 or later. v4.0 MR1 Patch Release 9 B0213 (or later) v4.0 MR3 Patch Release 1 B0458 GA After every upgrade, ensure that the build number and branch point match the image that was loaded. [Network Interface Configuration] If a network interface has ips-sniffer-mode option set to enable, and that interface is being used by a firewall policy, then after upgrading from FortiOS v4.0.0 or any subsequent patch to FortiOS v4.0 MR3 Patch Release 1 the ips-sniffer-mode setting will be changed to disable. [Traffic shaping] The Unit of guaranteed-bandwidth,inbandwidth, outbandwidth and maximum-bandwidth of traffic shaping has been changed from kilo-bytes/sec to kilo-bits/sec after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [System Autoupdate Settings] The default values of config system autoupdate schedule will be changed from disable to enable after upgrading to FortiOS v4.0 MR3 - Patch Release 1.

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

[DHCP Server] The name of DHCP Server are replaced with entry number. The start-ip and end-ip are changed to config ip-range under DHCP Server after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [DDNS] DDNS config under interface are moved to global mode config system ddns after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [DNS Server] dns-query recursive/non-recursive option under specific interface are moved to system level per VDom mode and config system dns-server can be used to configure the option upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [Ping Server] gwdetect related configurations under specific interface has been moved to under router per VDom mode. config router gwdetect can be used to configure the option upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [Central-management] set auto-backup disable and set authorized-manager-only enable configurations under config system central-management are removed upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [SNMP community] A 32 bits network mask will be added to an IP address of SNMP host upon upgrading to FortiOS v4.0 MR3 Patch Release 1. [Modem Settings] wireless-custom-vendor-idand wireless-custom-product-id are moved from config system modem to config system 3g-modem custom upon upgrading to FortiOS v4.0 MR3 - Patch Release 1. [IPS DoS sensor log setting] The default log setting of an IPS DoS sensor is disable on FortiOS v4.0 MR3 - Patch Release 1. Whether the log stetting of an IPS DoS sensor is disable or enable on FortiOS v4.1.9 or any subsequent patch, after upgrading to FortiOS v4.0 MR3 - Patch Release 1, the setting will be set to disable. [IPS sensor log setting] The log setting of IPS sensors is enable by default on FortiOS v4.0 MR3 - Patch Release 1. If the log setting of an IPS sensor is disabled on FortiOS v4.1.9 or any subsequent patch, the value will be kept after upgrading to FortiOS v4.0 MR3 - Patch Release 1. If the log setting of an IPS sensor is enable or default on FortiOS v4.1.9 or any subsequent patch, the value will be changed to enable after upgrading to FortiOS v4.0 MR3 - Patch Release 1. [DLP Rule] A DLP rule with subprotocol setting set to sip simple sccp will be lost upon upgrading to FortiOS v4.0 MR3 Patch Release 1.

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FortiOS v4.0 MR3 - Patch Release 1

[Web Filter & Spam Filter] The name webfilter-status and spamfilter-status have been change to webfilter-force-off and antispam-force-off. The default values is set to enable after upgrading to FortiOS v4.0 MR3 - Patch Release 1. To use web filter and spam filter, users have to disable the two entries by using the following CLI command: config system fortiguard set webfilter-force-off disable set antispam-force-off disable end [URL Filter] The action options in urlfilter configuration have been changed from Allow, Pass, Exempt, Block to Allow, Monitor, Exempt, Block. Action Allow will not report log in v4.3.1. New action Monitor will act the function as allow with reporting log. Action Pass in v4.2 has been merged to Exempt in v4.3.1 and the CLI command has been changed from set action pass to set exempt pass. [FortiGurar Log Filter] The settings of config log fortiguard filter are removed upon upgrading to FortiOS v4.0 MR3 Patch Release 1. [FortiGurar Log Setting] The options quotafull and use-hdd in config log fortiguard setting are removed upon upgrading to FortiOS v4.0 MR3 - Patch Release 1.

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FortiOS v4.0 MR3 - Patch Release 1

4DowngradingtoFortiOSv4.0.0
Downgrading to FortiOS v4.0.0 GA (or later) results in configuration loss on ALL models. Only the following settings are retained: operation modes interface IP/management IP route static table DNS settings VDom parameters/settings admin user account session helpers system access profiles

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5 Fortinet Product Integration and Support

5.1FortiManagerSupport
FortiOS v4.0 MR3 - Patch Release 1 is supported by FortiManager v4.0 MR3.

5.2FortiAnalyzerSupport
FortiOS v4.0 MR3 - Patch Release 1 is supported by FortiAnalyzer v4.0 MR3.

5.3FortiClientSupport
FortiOS v4.0 MR3 - Patch Release 1 is fully compatible with FortiClient v4.0 MR2 Patch 3. FortiOS v4.0 MR3 - Patch Release 1 is supported by FortiClient v4.0 MR3 for the following: 32-bit version of Microsoft Windows XP 32-bit version of Microsoft Windows Vista 64-bit version of Microsoft Windows Vista 32-bit version of Microsoft Windows 7 64-bit version of Microsoft Windows 7

5.4FortiAPSupport
FortiOS v4.0 MR3 - Patch Release 1 supports the following FortiAP models: FortiAP-210B FortiAP-220A FortiAP-220B FortiAP-222B

The FortiAP devices must be running FortiAP v4.0 MR3.

5.5FortinetSingleSignOn(FSSO)Support
FortiOS v4.0 MR3 - Patch Release 1 is supported by FSSO v3.00 B068 (FSSO collector agent 3.5.068) for the following: 32-bit version of Microsoft Windows 2003 R1 Server 64-bit version of Microsoft Windows 2003 R1 Server 32-bit version of Microsoft Windows 2008 R1 Server 64-bit version of Microsoft Windows 2008 R1 Server 64-bit version of Microsoft Windows 2008 R2 Server Novell E-directory 8.8.

IPv6 currently is not supported by FSSO.

5.6AVEngineandIPSEngineSupport
FortiOS v4.0 MR3 - Patch Release 1 is supported by AV Engine 4.00257 and IPS Engine 1.00231.

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5.7ModuleSupport
FortiOS v4.0 MR3 - Patch Release 1 supports AMC removable modules. These modules are not hot swappable. The FortiGate must be turned off before the module is inserted or removed. AMC Modules Internal Hard Drive (ASM-S08) FortiGate Support FGT-310B FGT-620B FGT-621B FGT-3016B FGT-3600A FGT-3810A FGT-5001A-SW FGT-200B FGT-311B FGT-1240B FGT-3040B FGT-3140B FGT-3951B FGT-310B FGT-311B FGT-620B FGT-621B FGT-1240B FGT-3016B FGT-3600A FGT-3810A FGT-5001A-SW FGT-3810A FGT-5001A-DW FGT-3810A FGT-5001A-DW FGT-310B FGT-311B FGT-620B FGT-621B FGT-1240B FGT-3016B FGT-3600A FGT-3810A FGT-5001A-SW FGT-310B FGT-311B FGT-620B FGT-621B FGT-1240B FGT-3016B FGT-3600A FGT-3810A FGT-5001A-SW FGT-1240B

Internal Hard Drive (FSM-064)

Single Width 4-port 1Gbps Ethernet interface (ASM-FB4)

Dual Width 2-port 10Gbps Ethernet interface (ADM-XB2) Dual Width 8-port 1Gbps Ethernet interface (ADM-FB8) Single Width 2-port Fiber 1Gbps bypass interface (ASM-FX2)

Single Width 4-port Ethernet bypass interface (ASM-CX4)

AMC Security Processing Engine Module (ASM-CE4)

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FortiOS v4.0 MR3 - Patch Release 1

AMC Modules

FortiGate Support FGT-3810A FGT-3016B FGT-5001A-SW

AMC Security Processing Engine Module (ADM-XE2) AMC Security Processing Engine Module (ADM-XD4) AMC Security Processing Engine Module (ADM-FE8) Rear Transition Module (RTM-XD2) Four Port T1/E1 WAN Security Processing Module (ASM-ET4) Rear Transition Module (RTM-XB2) Fortinet Mezzanine Card (FMC-XG2) Fortinet Mezzanine Card (FMC-XD2) Fortinet Mezzanine Card (FMC-F20) Fortinet Mezzanine Card (FMC-C20)

FGT-3810A FGT-5001A-DW FGT-3810A FGT-5001A-DW FGT-3810A FGT-5001A-DW FGT-310B FGT-311B FGT-5001A-DW FGT-3950B FGT-3951B FGT-3950B FGT-3951B FGT-3950B FGT-3951B FGT-3950B FGT-3951B

5.8SSLVPNSupport 5.8.1SSLVPNStandaloneClient
FortiOS v4.0 MR3 - Patch Release 1 supports the SSL-VPN tunnel client standalone installer B2143 for the following: Windows in .exe and .msi format Linux in .tar.gz format Mac OS X in .dmg format Virtual Desktop in .jar format for Windows 7, XP, and Vista

The following Operating Systems are supported. Windows Windows XP 32-bit SP2 Windows XP 64-bit SP1 Windows Vista 32-bit SP1 Windows Vista 64-bit SP1 Windows 7 32-bit Windows 7 64-bit Virtual Desktop Support Linux Ubuntu 8.0.4 (2.6.24-23) Mac OS X

CentOS 5.2 (2.6.18-el5) Leopard 10.6.3

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Windows XP 32-bit SP2 Windows Vista 32-bit SP1 Windows 7 32-bit

5.8.2SSLVPNWebMode
The following browsers and operating systems are supported by SSL-VPN web mode. Operating System Windows XP 32-bit SP2 Windows XP 64-bit SP1 Browser IE7, IE8, IE9 and FF 3.6 IE7, IE9 and FF 3.6

Windows Vista 32-bit SP1 IE7, IE8, IE9 and FF 3.6 Windows Vista 64-bit SP1 Windows 7 32-bit Windows 7 64-bit CentOS 5.2 (2.6.18-el5) Ubuntu 8.0.4 (2.6.24-23) Mac OS X Leopard 10.5 IE7, IE9 and FF 3.6 IE8 , IE9 and FF 3.6 IE8, IE9 and FF 3.6 FF 1.5 and FF 3.0 FF 3.0 Safari 4.1

5.9SSLVPNHostCompatibilityList
The following Antivirus and Firewall client software packages are supported. Product Symantec Endpoint Protection v11 Kaspersky Antivirus 2009 McAfee Security Center v8.1 Trend Micro Internet Security Pro F-Secure Internet Security 2009 Antivirus Windows XP Firewall

Product CA Internet Security Suite Plus Software AVG Internet Security 2011

Antivirus

Firewall

Windows 7 (32bit)

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Product F-Secure Internet Security 2011 Kaspersky Internet Security 2011 McAfee Internet Security 2011 Norton 360 Version 4.0 Norton Internet Security 2011 Panda Internet Security 2011 Sophos Security Suite Trend Micro Titanium Internet Security ZoneAlarm Security Suite Symantec Endpoint Protection Small Business Edition 12.0

Antivirus

Firewall

Product CA Internet Security Suite Plus Software AVG Internet Security 2011 F-Secure Internet Security 2011 Kaspersky Internet Security 2011 McAfee Internet Security 2011 Norton 360 Version 4.0 Norton Internet Security 2011 Panda Internet Security 2011 Sophos Security Suite Trend Micro Titanium Internet Security ZoneAlarm Security Suite Symantec Endpoint Protection Small Business Edition 12.0

Antivirus

Firewall

Windows 7 (64bit)

5.10ExplicitWebProxyBrowserSupport
The following browsers are supported by Explicit Web Proxy feature. Supported Browser Internet Explorer 7 Internet Explorer 8

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FireFox 3.x

5.11FortiExplorerSupport
FortiOS v4.0 MR3 - Patch Release 1 is supported by FortiExplorer 1.3.1205.

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FortiOS v4.0 MR3 - Patch Release 1

6Resolved Issues in FortiOS v4.0 MR3 - Patch Release 1

The resolved issues listed below does not list every bug that has been corrected with this release. For inquires about a particular bug, contact Customer Support.

6.1WebUserInterface
Description: VLAN interfaces fail to be appeared on network page in specific VDom if VLAN interface and its binding physical interface do not belong to the same VDom. Bug ID: 140671 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Browser will be crashed when Append Signature Text is configured under Protocol Options. Bug ID: 141751 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.2System
Description: FortiGate may drop connections when AV database update is performed. Bug ID: 123389 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Firewall will send multiple authentication requests to Radius/LDAP server if a user to be authenticated matches multiple identify based firewall policies. Bug ID:126523, 140246 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Daemon Proxyworker may hog memory and cause FortiGate into conserve mode. Bug ID: 141174 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: IPSec tunnel interface on FortiGate-30B can not be edited. Model Affected: FortiGate-30B Bug ID: 137876 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A VoIP profile was added by default after upgrade from FortiOS 4 MR1 and may cause VIP occasionally stop working. Bug ID: 139419 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: User may fail to add interfaces into a zone in TP mode and error message Interfaces in a zone must have the same forward_domain id in TP mode via CLI. Bug ID: 141011 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Some SNMP settings may cause FortiGate to take longer to boot up. Bug ID: 134274 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Aggregation interface failed to turn back on after it was turned down. Bug ID: 141502 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Release Notes Description: Multiple fixes on SNMP. Bug ID: 139872, 140308, 141026, 141088, 141384 Status: Fixed in v4.0 MR3 - Patch Release 1.

FortiOS v4.0 MR3 - Patch Release 1

Description: Critical event logs with same Log ID 20057 were generated during bootup on some FortiGate models. Bug ID: 141502 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Policy-id number could be invalid occasionally via CLI when diagnose debug flow command was running. Model Affected: 64-bit FortiGate models Bug ID: 142408 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: SSL daemon kept crashed and CPU usage spiked when large SSL VPN users connected. Model Affected: FortiGate models that support CP6 accelerator Bug ID: 131420 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: All sFlow sample on modem interface cannot be parsed by an analyzer or packet capture software. Bug ID: 140361 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A 10G interface link is up when only Tx link is connected to switch. Model Affected: FortiGate models that support XLR card Bug ID: 134805 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A message that included User unknown rebooted the device from fgfmd may be occured at console during upgrade process when FortiGate received firmware upgrading request from FortiManager. Bug ID: 132559 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: WAD daemon kept crashed on FortiGate models that not support WANOPT. Bug ID: 142699 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Management IP failed to response Ping request via an interface which 'peer-interface' option was enabled under TP mode. Bug ID: 143024 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: FortiGates might fail to contact FortiGuard servers occasionally after reboot. Bug ID: 144162 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: FortiGate might drop RST packet rarely during TCP handshake. Bug ID: 144569 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: DSCP value was not kept when traffic was offload on XG2 interface. Model Affected: FortiGate models that support XLR interfaces Bug ID: 143683 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Description: Speed settings on WAN interface fail to take effect. Model Affected: FortiGate-30B Bug ID: 138556 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Vlan interface might stop working on mgmt interfaces. Model Affected: FortiGate-3950B, FortiGate-5001B Bug ID: 143720 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.3HighAvailability
Description: Sessions could be lost during upgrade when IPSec VPN used. Model Affected: FortiGate models that support NP2 interfaces Bug ID: 141125 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: 'source-ip' parameter in Syslog and SNMP configurations may not be effective for all messages during failover. Bug ID: 141098 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: The access to HA management interface can not be restricted completely by trusthost settings. Bug ID: 141465 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A Vdom-Link might fail to be created in Virtual Cluster environment via Web UI. Bug ID: 134486 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: HA cluster may fail to synchronize when an entry in an URL filter is deleted. Bug ID: 143090 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: FortiGate-5001A unexpectedly freeze in an A-A cluster environment. Model Affected: FortiGate-5001A Bug ID: 144537 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: HA Management IP can not be accessed by an IP which fall into an IP range configured in trusthost settings. Bug ID: 144002 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: HA management interface settings on slave were unexpectedly synchronized with master's when configurations were restored. Bug ID: 138673 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.4Router
Description: Floating static routes fail to work correctly with RIP when redistribution of static routes is enabled. Bug ID: 130176 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Release Notes Description: The auto-cost of a vlan interface in OSPF is not set properly. Bug ID: 141151 Status: Fixed in v4.0 MR3 - Patch Release 1.

FortiOS v4.0 MR3 - Patch Release 1

Description: Some BGP peers may fail to be established occasionally when hundreds of BGP peers are configured. Bug ID: 141301 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: AS number was repeatedly added when set-aspath parameter was applied in BGP configurations. Bug ID: 138613 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A few BGP routes might not be installed correctly under rare circumstance. Bug ID: 144710 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Stale routes may fail to be remove from BGP routing table when peer changed restart mode to non-graceful. Bug ID: 144403, 144703 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Multicast routing table failed to reflect the changes when an interface were recovered. Bug ID: 145704 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.5Firewall
Description: Firewall Policies were lost after upgrade from 4.2.4. Model Affected: FortiWiFi-60C Bug ID: 141553 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: TCP split-handshake attack is not blocked by FortiGate with default settings. Bug ID: 139367 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Users may fail to configure IPv6 Firewall Address Group recursively. Bug ID: 139598 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Users may fail to upload picture to Facebook when Deep Scanning option is enabled. Bug ID: 143628 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.6IPS
Description: IPS database updates could trigger FortiGate into conserve mode for a few seconds. Bug ID: 139625 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Traffic might experience a short period delay when IPS definition is updating. Bug ID: 134797 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

6.7WebFilter
Description: Multiple fixes for Web Filter. Bug ID: 139361, 140044, 142279 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: There shall be a message to notify user when FortiGuard Web Filter Quota was exceeded. Bug ID: 142596 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.8WebProxy
Description: HTTPS URL filtering does not work properly with explicit proxy. Bug ID: 123801 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Deep Scan may prevent some web sites from login page displayed. Bug ID: 131763 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: HTTP proxy may terminate http session prematurely when the session has a slow connection. Bug ID: 140917 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Large over-size file may fail to be uploaded through Web Proxy when 'Server Comfort' is enabled and connection is slow. Bug ID: 145008 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.9Antispam
Description: An user may not see next page in BWL list if BWL has more than one page entries. Bug ID: 142682 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.10VPN
Description: MS Office Communicator Web Access mode may fail to be accessed under SSL VPN web mode. Bug ID: 134620 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Java applet based Web Application RDP window may be crashed via SSL VPN portal after minutes. Bug ID: 138309, 139087 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: SSL VPN daemon may keep crashing and CPU and Memory usage may hike when a number of firewall policies configured. Bug ID: 131420 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: An IKE v2 IPSec VPN tunnel may fail to be established when more than one Phase2 are used for one Phase1. Bug ID: 141574 Status: Fixed in v4.0 MR3 - Patch Release 1.

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FortiOS v4.0 MR3 - Patch Release 1

Description: A SSL VPN local user with LDAP password may not be authenticated to correct LDAP group when multiple groups were configured in the Identity Based firewall policy. Bug ID: 140924 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A XML website may fail to be accessed via SSL VPN web portal. Bug ID: 138748 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: auto-negotiate shall be enabled to avoid flapping when monitor-interface option is used for redundancy purpose on multiple IPSec Phase1 interfaces. Bug ID: 141897 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Some websites might not be accessed normally via SSL VPN web mode. Bug ID: 139012 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: An IPSec VPN client on Windows 7 PC may fail to connect when Sub-CA certificate is used. Bug ID: 141841 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Unnecessary NATed IP address may fail IPSec negotiation in Phase 1 when policy-based IPSec tunnel is configured and 'nat ip' option is enabled with same IP address of the binding interface. Bug ID: 141160 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A GRE tunnel may fail to be established on 64-bit FortiGate models. Model Affected: 64-bit FortiGate models Bug ID: 142858 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A SSL VPN user may fail to be authenticated via an LDAP server if the user belongs to a number of groups. Bug ID: 140827 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: IPSec tunnel might fail after a while when two FortiGate were in the same subnet and running in TP mode. Bug ID: 141748 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.11Log&Report
Description: Some models may fail to produce charts in report. Bug ID: 141279 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: 'logtraffic-app' option is disabled by default when a new firewall policy is created via Web UI. Bug ID: 140660 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: A wrong log ID needs to be corrected in FortiGuard Web Filtering Warning logs. Bug ID: 141123 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Release Notes Description: Improvements and corrections on FTP content log. Bug ID: 141501, 139241, 131630 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Log Event Filter settings were lost after upgrade. Bug ID: 139828 Status: Fixed in v4.0 MR3 - Patch Release 1.

FortiOS v4.0 MR3 - Patch Release 1

Description: Packet log to FAZ does not work in IDS One Arm mode if no firewall policy was configured. Bug ID: 133019 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: IM Contents was logged mistakenly when only Content Summary is selected. Bug ID: 128191 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.12FSSO
Description: Directory Service configured with DNS name might not be working properly after reboot FortiGate. Bug ID: 140408 Status: Fixed in v4.0 MR3 - Patch Release 1. Description: Users may fail to be removed from LDAP group on FortiGate. Bug ID: 142680 Status: Fixed in v4.0 MR3 - Patch Release 1.

6.13WiFi
Description: Upgrade to 4.3 will be failed if WLAN interface is a member of soft-switch. Bug ID: 140988, 140512, 140893 Status: Fixed in v4.0 MR3 - Patch Release 1.

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

7Known Issues in FortiOS v4.0 MR3

This section lists the known issues of this release, but is NOT a complete list. For inquiries about a particular bug not listed here, contact Customer Support.

7.1WebUI
Description: Configuration objects that exceed 2-bytes from use in multi-byte language encodings fail to display upon upgrading to FortiOS v4.0 MR3 Patch Release 1. Bug ID: 147484 Status: Please refer to Section 2.2 UTF-8 Encoding.

7.2CommandLineInterface(CLI)
Description: An error message Policy denies URLs when a rating error occurs may be display via console when web traffic was filtered by FortiGuard Web Filter service but failed to rate the website or failed to reach FortiGuard Server. Bug ID: 147529 Status: To be fixed in a future release.

7.3System
Description: FortiGate-One crashed when create a vlan interface. Model Affected: FortiGate-One Bug ID: 147718 Status: To be fixed in a future release.

7.4HighAvailability
Description: Merged_daemon could spike CPU usage and SYN packets were flooding to FortiAnalyzer's IP which could cause other devices from passing traffic. Bug ID: 147035 Workaround: Use the CLI command diag sys top to identify if Merged_daemon is causing CPU spike and use CLI command diag sys kill 9 xx to restart the daemon. Status: To be fixed in a future release.

7.5Firewall
Description: SMTPS, POPS AND IMAPS traffic were not processed by the configured dynamic profile. Bug ID: 147498 Status: To be fixed in a future release.

7.6VPN
Description: Option mode-cfg was turn on by default and thus can cause phase1 mismatch during tunnel initialization when interface mode IPSec Phase1 was configured via Web UI. Bug ID: 146113 Workaround: Use the CLI command config vpn ipsec phase1-interface>set mode-cfg disable to disable it. Status: To be fixed in a future release.

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Release Notes

FortiOS v4.0 MR3 - Patch Release 1

8ImageChecksums
The MD5 checksums for the firmware images are available at the Fortinet Customer Support website (https://support.fortinet.com). After login, click on the "Firmware Images Checksum Code" link in the left frame.

(End of Release Notes.)

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