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TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

TBM TUNNELLING IN THE HIMALAYAN REGION WORKSHOP KATHMANDU JANUARY 2011

Experiences in Long TBM and Drill & Blast Tunnels under Consideration of Risk Management Issues

presented by: M.Sc. M. Rehbock-Sander Amberg Engineering Ltd., Regensdorf, Switzerland

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Introduction

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Introduction
Challenges

Here at the Gotthard Basetunnel Logistics via shafts and access tunnels

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Introduction

S edrun shaft

P ortal installation field

H ead of shaft

A ccess tunnel V entilation tunnel


P ipeline for pneum atic cem ent conveying Trackbound transport C age for: - carrying persons - excavated m aterial - construction m aterial C ounterw eight C oncrete plant, silos

D epth ~800 m

G otthard Base Tunnel


S outhern drives
Trackbound transport

N orthern drives

Foot of shaft

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Introduction
Main Challenges of Long and Deep Tunnels
Tunnel length leeds to long construction time Automation of all procedures, trend to the use of TBM Intermediate points of attack if possible High overburden Investigations Not possible over the entire length Higher remaining risks compared to other projects Logistics Long distances Access shafts and galleries

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard, Ltschberg and Vereina Tunnel, Switzerland and Alborz Tunnel, Iran
D
Basel Schaffhausen Zrich St. Gallen

F
Neuchtel Lausanne Sion Genve Zermatt Bern

Baden Solothurn Luzern

A Vereina
Chur St. Moritz

LBT
Ltschberg Base Tunnel

GBT
Gotthard Base Tunnel

Bellinzona Lugano

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Technological Progress TBM versus Drill and Blast

Clear tendency to the use of TBM in longer tunnels On the other hand: In Drill and Blast heading the possibilities to react to changing and difficult ground conditions are much bigger Drill and blast technology has developed and high advance rates are possible

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Inrush of Water and Debris (Furka-Tunnel)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Technological Progress

St. Bernadino Road Tunnel

Vereina Tunnel

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Technological Progress

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Vereina Tunnel, Back-up Installations

Suspended back-up platform

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Ltschberg: Back- Up Installations, D&B Heading

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard, 12 km lot: Comparision of construction time


Month

TBM D&B

Contractor I

Contractor II

Contractor III

Contractor IV

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard, 12 km lot: Comparision of costs


Offered Price Lot Faido, GBT 3% 3% 9% 0%

TBM D&B

Contractor I

Contractor II

Contractor III

Contractor IV

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Ltschberg Base Tunnel, length 34.6 km

(Source: www.bls.ch)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Ltschberg: Excavation Costs of TBM and D&B


SK I II Drill & Blast ESA1 ESA2 ESA3a III IV ESA3b ESA4a No steel arches V ESA5a CHF/m 2960,3300,5320,5710,10740,7110,16090,ET5a 11520,TBM ETA1a ET2 ET3a ET3b ET4a CHF/m 3600,3880,4710,5340,7310,TBM / Drill&Blast 1,22 1,18 0,89 0,94 0,68 1,03 0,72

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Ltschberg: Advance Rates of TBM and D&B


35 30 25 m /d a y 20 15 10 5 0 PA 11 PA 12 PA 14 PA 15 PA 16 PA 18 TBM max. TBM mean D&B max. D&B mean

Minimum and maximum advance rates

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

1. Alborz Highway Tunnel, Iran

2. Gotthard Basetunnel, Railwaytunnel, Switzerland

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Overview


Tehran Shomal Freeway Total length: 121 km - Faster and safer connection - Reduction of fuel consumption - largest structure: Alborz Tunnel - Length ~6300 m - Crossing the Elbrus Mountains

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel
Height: 2400 m strong winters

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Overview

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Investigations


Geoelectric survey + surface mapping No drill holes Service tunnel (diameter 5.4 m) = exploratory tunnel for the main tunnels

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Predicted Geology and Hazards


Geology Complex and heterogeneous Fault zones Big gypsum/anhydrite bodies Gypsum with massif karstic features with unknown extend below surface Hazards Loose ground in fault zones Swelling and karst in Gypsum Squeezing in high overburden Unknown water quantity, inrush Gases: CH4 + H2S ... others ...

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel: Open Gripper TBM


Service Tunnel Open Gripper TBM Short Shield Anchors, steel arches and shotcrete directly behind cutter head

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Exploration during Excavation

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Exploration during Excavation: Seismic Prediction with TSP

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Challenges during Excavation


Ingress of water (up to 1000 l/s)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Challenges during Excavation


Gases Methane CH4 > explosive Hydrogen sulphide H2S > toxic and corrosive Carbon monoxide CO > toxic

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Bypasses
Excavation arround the TBM shield to the front
- when cutter head or shield are

blocked - when they can not be released from inside or by other measures Where: In crown or side wall ???

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Challenges during Excavation


Bypasses Blockage of Cutter head or Squeezing rock conditions To free the TBM seven times bypasses had to be excavated mainly manually Quick access to the face due to short shield

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Bypass in crown pros and cons


Advantages: - in rather difficult conditions: better, more chance for success - steel frames can use shield as foundation - no upward excavation required, crown support can remain once installed - no interference with grippers, bypass can be maintained together with TBM advance Disadvantages: - for excavation down ahead of cutter head: difficult mucking - eventually failures due to low horizontal stress - more time consuming

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Bypass measures ahead of cutter head

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Bypass measures ahead of cutter head

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Conclusions


Open Gripper TBM was very flexible in difficult ground conditions Excavation works were successfully completed. The contractor never used a TBM before All described hazards and difficulties were overcome without any major accidents or even fatalities. Average advance rate was almost 6.5 m/d Improvement could have been achieved by better preparation for expected problems in advance in contrast to solving problems on demand

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard Base Tunnel (GBT), Construction Sections

Total length: 57 km Five construction sections Erstfeld, Amsteg, Sedrun, Faido, Bodio Three intermediate points of attack Six heading directions

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

GBT, Tunnelsystem
Faido multifunction station

150.4 km or 99 %
shafts Sedrun emergency stop station

of access passages, shafts and access tunnel Faido main shaft II shaft I tunnels
Sedrun multifunction station

have already been excavated


emergency stop in tunnel

emergency stop station

single track tube

access tunnel Amsteg


waste air fresh air, escape tube

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard Base Tunnel, TBM and Drill& Blast Sections

Drill and Blast

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Range of Geological Risk 1992 and Accuracy of Cost Estimation +/- 25 %

Accuracy of Cost Astimation +/-25%

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Investigations

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Section Sedrun, Geological Investigation with Inclined Borings from the Surface

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Tavetsch Intermediate Massif, Support Type SA4.4

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Tavetsch Intermediate Massif, Sedrun Heading in Squeezing Rock Conditions

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Rock Support in Squeezing Rock Conditions


AST 4.2

Steel arches after installation Steel arches after deformation

local 70 cm

Acceptable deformation

Profil / Stahlbogen bei Tm 1171

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Cross Sections

Excavation: 8.60 8.80 m

Excavation: 9.20 13.08 m

Standard cross section

Squeezing rock conditions (L > 1000 m !)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Development of Deformations in TIM

Steel arches with shotcrete application

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Section Sedrun, Northern Tunnels

Full face excavation and installation of flexible steel arches with support placement rig Radial Deformations up to 80 cm Average advance rates of 90 cm/day

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Piora Basin, Longitudinal Profile


Piora Basin: Triassic deposit of Dolomite in the Gotthard Massif, inserted between Lucomagno Gneiss and Medelser Granite

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Piora Basin, Longitudinal Profile

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Exploratory Gallery, Ingress of Water and Sugar Grained Dolomite, 31.03.1996

(Source: GBT, der lngste Tunnel der Welt, Die Zukunft beginnt, Hrsg. R.E. Jeker Werd Verlag Zrich, 2002)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Exploratory Gallery, Ingress of Water

(GBT, der lngste Tunnel der Welt, Die Zukunft beginnt, Hrsg. R.E. Jeker Werd Verlag Zrich, 2002)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Investigation of the Piora Basin


Investigation Drillings at GBT level:
Gotthard - Massif
Sugar-grain Dolomite

Profile parallel to GBT (Az N 346 E)


Piora - Basin Lucomagno - gneiss
Projected

solid Dolomite-Anhydrite of formations Lowest level no water


Lowest level of the granular formation granular water and the formation and the circulation ion water circulat

814.63 Above sea level

SSP

Trias Rti - serie

800.00

Kakirit

Medelsian - granite
Gypsum cap
700.00 a.s.l.

Corandoni - zone

Solid dolomite to dolomite marble

5 km long investigation gallery,


600.00 a.s.l.

ingress of water,

Quarten serie

wash in of TBM during investigation drillings


500.00 a.s.l. 460.00 Above sea level

Gotthard Base Tunnel

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Exploration - decision tree

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Exploration - decision tree


Systematic exploration - Measure of temperature - Tunnel Seismic prediction - Percussion drilling - Protected with preventer Depending on the results excavation Additional exploration - Borlog scanning - additional percussion drilling - Core drilling - Protected with preventer

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Alborz Tunnel, Exploration during Excavation: Seismic Prediction with TSP

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Piora Basin

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Piora Basin, Preventer

Preventer: Shear Preventer Pipe Ram Roto Pac

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Piora Basin, Excavation

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Range of Geological Risk 2000 and Accuracy of Cost Estimation +/- 10%

Accuracy of Cost Astimation +/-10%

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard Base Tunnel Remaining Risks


More than 100 fault zones predicted Deformations in TBM sections predicted (yielding support types necessary) Squeezing ground conditions Water inrush Rock burst in D&B an TBM sections Face stability

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard Base Tunnel Remaining Risks countermeasures

Risk management process established Flexible rock support means and additional measures must be possible Investigations ahead of tunnel face necessary Probe drilings, preventer protected TSP Open Gripper TBM was choosen Detailed prediction of intensity of hazards and necessary rock support and counter measures based on the geological prediction Detailed action plans for the existing hazards including all contractual aspects were prepared as auxiliary

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard: Hazard Type and Intensity


N
3'000 m abore sea level 2'500
+

Overburden ca. 2'000 m

2'000 1'500 1'000 500

? ?

?
+
+

? ?
+

? ?
+

?
+

?
+
+

?
+

1908

130
?

?
+
+

131

132

133

?
+

Borel-Zone
Stripe gneiss

Tenelin-Zone Stripe gneiss

[km]

130

62c

131

132

Hazards
Detaching of small blocks Loosening in the roof Wedges in the roof Brittle failures Rock burst Plastic deformations
\folien\amberg\gbt-041e.dwg

Face instability Water


Low intensity Medium intensity High intensity Extreme intensity

Gotthard: Rock Support Type FT5B/V


Tunnel cross section
L1* 14 Rock bolt L = 3.0-4.0 m Bolt's grid 1.5 x 1.5 m

Tunnel longitudinal section


L2*

9.20

~ 20 m Section L1

Section L2

Detail section L1*

Detail section L2*

Rock bolt Wire mesh 10 cm Shotcrete Smal bolt for mesh support Wire mesh 10 cm Shotcrete

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard: Distribution of Rock Support Types


[km] 130 131 132 133

Haza rds
Detaching of small blocks Loosening in the roof Wedges in the roof Brittle failures Rock burst Plastic deformations Face instability Water

Low intensity

Medium intensity

High intensity

Extreme intensity

Support types
Excavation support FT 0 FT 1 FT 2 FT 3A FT 3B FT 4A FT 4B FT 5A FT 5B FT 6A FT 6B FT 7 Cast lining 30 cm 30 cm 30 cm 30 cm 30 cm 30 cm 30 cm 30 cm 30 cm 35 cm 35 cm 35 cm

Increasing supp ort

0%

5-10 %

11-20 %

21-30 %

31-40 %

41-50 %

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure: Injection Gallery beside Tunnel Axis

F aul

t zon

e Exca v

ation p

lanne d

Alrea d exca y vated

Borin g

s Injec tion g aller y

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure: Injection Gallery beside Tunnel Axis, Intent: Improvement of Rock Conditions

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure: Injection Gallery in Tunnel Axis, Intent: Improvement of Rock Conditions

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure :Crown Gallery, Intent: Improvement of Rock Conditions

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure: Top Heading, Intent: Supporting Vault

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Auxiliary Measure: Access to TBM with Side Gallery

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Action Plan Injections

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Action Plan Spiles (15 m)

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard:

Sueezing Ground conditions Destroyed Steel Arches

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Principle of support in TBM Heading


L1* L2*

ur p
a
Yielding principle Yielding principle Support pressure Support pressure

Deformation Deformation

Resistance Principle Resistance Principle

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Vereina Tunnel, Steel Arch Setting

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Steel Arches/horizontal Slots in Shotcrete Lining


Gottard Base-Tunnel

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

TH - Steel Arches, Yielding Support at the Gotthard


Before Deformation

After Deformation

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Yielding Elements

Yielding elements before and after loading

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

TBM Switching by Low-Loading Truck

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

TBM Assembly East Tube

Increasing diameter: 8.83 m > 9.43 m

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Vereina Tunnel, Advance Rates Open TBM


Steel Arch Support, Lot T4b
Die durchschnittliche Vortriebsleistung betrug 15.17 m/AT 800 700 600 500 400 300 200 100 0
M rz 9 6 Nov 96 Nov 95 Au g 9 5 Dez 95 Au g 9 6 Dez 96 Ap r 9 6 Mai 95 Mai 96 Okt 9 5 Fe b 9 6 Se p 9 5 Se p 9 6 Fe b 9 7 Ja n 9 6 Ju n 9 5 Ju n 9 6 Ja n 9 7 M rz 9 7 Okt 9 6 Ju l 9 5 Ju l 9 6

692

m/month Lfm /M onat

S trz one Tm 3'415

Monat month

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Yielding Steel Arches

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Tunnel Faido, Rock Support Concept


- Rock support measures behind cutter head required - Second possibility only 65 m behind the face

East tube 8-16 rock bolts Steel arches every 100 cm 15 cm shotcrete Mean advance about 6.5 m/day

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Hazard Scenarios
TBM clambed in Fault zones

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Hazard Scenarios
Rock burst

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Hazard Scenarios
Damages of rock support due to deformations of the cross section

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Gotthard Basetunnel: Breakthrough of the 57 km long tunnel

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Conclusions
Advance rates in Drill and Blast Headings have increased in the last 10 years Still Drill and Blast gives more flexibility in difficult ground conditions Open gripper TBM have successfully been used also in squeezing ground conditions High demand of experienced staff for open gripper TBM (interpretation of geology, define necessary rock support, shotcreteing, logistics) All pieces within the puzzle of geology, TBM, logistics, have to fit

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Conclusions
Detailed investigations over the entire tunnel length are impossible Concentration of investigations on major risks is necessary Risk management process During excavation additional investigations from the tunnel face are necessary Flexible Heading equipment is required Detailed preparation of counter measures for possible hazards Fair contract and Risk allocation

TBM Tunnelling in the Himalayan Region, Kathmandu, Nepal, January 27, 2011

Thank you very much for your kind attention!

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