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ABSTRACT The relationship of oats and buckwheat in- diovascular disease risk reduction. Here, the goal is to achieve a
take to cardiovascular disease risk factors was studied in 850 small downward shift in the population distribution of blood
Yi people, an ethnic minority in southwest China. Blood pres- pressure and cholesterol by altering environmental exposures (15).
sure was measured on 3 consecutive days. Serum total choles- Oats, a grain rich in water-soluble fiber, has been shown to
tenol, high-density-lipoprotein (HDL) cholesterol, and tniglyc- lower serum lipids in animal and human experiments. De Groot
enides were measured after a 14-h fast. Oats and buckwheat et al (17) reported in 1963 that 21 male volunteers who ate 140
intakes were assessed by questionnaire. In multiple-regression g rolled oats daily for 3 wk experienced a decrease in their
Subjects
Introduction
The Yi Migrant Study is a population-based epidemiologic
Although mortality from cardiovascular disease has declined investigation of cardiovascular disease risk factors in the Li-
progressively in the United States during the past three de- angshan Yi People Autonomous Prefecture in southwest China.
cades, it is still the leading cause of death. In 1989 an estimated As part of this study, serum lipids and lipopnoteins, blood
944 688 US residents died of cardiovascular disease, almost as pressure, body weight, dietary habits, physical activity, smok-
many as from all other causes of death combined (1). In many ing, and alcohol consumption were measured in 857 Yi men
economically developing countries, including China, cardio- randomly selected from the community. Details of the study
vascular disease mortality has increased rapidly and has be-
come the leading cause of death (2). 1 From the Welch Center for Prevention, Epidemiology, and Clinical
Elevations of blood pressure (3-5) and serum cholesterol Research, the Johns Hopkins University Medical Institutions, Baltimore; the
(6-8) are widely recognized as major modifiable risk factors Department of Epidemiology, Peking Union Medical College and Chinese
for cardiovascular disease. In addition, pharmacologic therapy Academy of Medical Sciences and the National Center for Clinical Labora-
of hypertension and hypenlipidemia has been well established tories, Beijing; and Liangshan Yi People Autonomous Prefecture Anti-epi-
as a means to prevent cardiovascular disease (9-14). However, demic Station, Xichang City, Sichuan Province, People’s Republic of China.
2 Supported by the Ministry of Public Health, People’s Republic of
it has also become increasingly apparent that altered quality of
China; Outpatient General Research Center grant 5M01RR00722 from the
life, medication toxicity, and costs of medical care limit the
National Institutes of Health; the Quaker Oats Company; and National
usefulness of lifelong drug therapy for hypertension and hy-
Institutes of Health grant RR00035.
perlipidemia (15). Lifestyle modifications, especially dietary
3 Address reprint requests to J He, The Welch Center for Prevention,
interventions, constitute an important and complementary ap- Epidemiology, and Clinical Research, 2024 East Monument Street, Suite
proach to the therapy for hypertension and hyperlipidemia in 2-600, Baltimore, MD 21205-2223.
the individual (15, 16). Dietary interventions assume an even Received April 5, 1994.
more important role in the population-based approach to car- Accepted for publication August 29, 1994.
366 Am J C/in Nutr 1995;61:366-72. Printed in USA. © 1995 American Society for Clinical Nutrition
OATS AND CARDIOVASCULAR DISEASE 367
population and methods have been described elsewhere (34). blood pressure, blood pressure determinations were repeated
Briefly, the Yi people are an ethnic minority of China who live for all the subjects measured by that observer on that day. Height
principally in a remote mountainous area in southwest China and weight were measured and body mass index [weight (kg)/
and who are mainly engaged in subsistence agriculture. Yi height (m2)] was calculated as an index of obesity (37).
farmers are relatively isolated from the outside world and have Age, race, sex, education level, smoking, medical history
preserved their own language and life style. Traditionally, their (including antihypertensive medication use), and intakes of
main crops have been oats, buckwheat, and potatoes. Because oats and buckwheat were ascertained by local physicians fluent
of limited land resources, Yi farmers now grow and consume in both the Yi and Chinese languages. The intake of oats (and
rice and corn as well. Consumption of meat is limited to buckwheat) was assessed by asking “How many Jin of oats
weddings, funerals, and semiannual celebrations. Less salt is (buckwheat) did you eat in the past year?.” A Jin is a Chinese
consumed than in other areas of China. Starting in the 1950s, unit of measure equivalent to 500 g. Information on diet was
Yi farmers began to migrate to Xichang City, the capital of the also obtained by means of a 24-h dietary recall administered on
Liangshan Yi People Autonomous Prefecture, and to the 3 consecutive days. Agreement between the estimates obtained
county seats of counties in the Prefecture. These urban mi- by these two methods was moderate, with a correlation coef-
grants primarily eat rice, meat, and fresh vegetables with little ficient of 0.41 (P < 0.001) for oats and 0.61 (P < 0.001) for
oats and buckwheat intake. buckwheat. This disagreement is primarily due to variability in
The protocol for this study was reviewed and approved by
intake of these grains. Among the 424 participants who re-
the Chinese Academy of Medical Sciences, Beijing, People’s
ported eating oats during the preceding year, only 65 (15%)
Republic of China, and the Committee on Human Research,
consumed oats at the time of the 3-d dietar” recall. Likewise,
Johns Hopkins School of Hygiene and Public Health, Balti-
only 286 (54%) of 531 participants who att buckwheat in the
more. In accord with customary practice in China at the time of
the performance requirements of the Lipoprotein Standardization farmers and 342 Yi migrants. Seven Yi migrants were excluded
Program of the Centers for Disease Control, Atlanta. from the analysis because they had been diagnosed as having
Starting on the day that the blood sample was collected, hyperlipidemia and took oats for therapy. Distributions of body
blood pressure was measured on 3 consecutive days. Before the weight, blood pressure, and serum lipids were examined, by
blood pressure measurement, participants refrained from stren- intake of grains. Intakes of oats and buckwheat were divided
uous activity, smoking, and eating for 30 mm. After a mm- into four groups: no intake and low, middle, and upper tertiles
imum of5 mm ofquiet sitting, blood pressure was measured on of intake. For example, oats intake was categorized as none,
the right arm and recorded to the nearest 2 mm Hg by specially <25 g/d, 25-90 g/d, and >9C g/d. Buckwheat intake was
trained physicians using standard mercury sphygmomanome- categorized as none, <40 g/d, 40-200 g/d, and >200 g/d.
tens. Systolic blood pressure was recorded at the appearance of
the first sound and diastolic pressure at the disappearance of
Statistical analysis
sounds (Korotkoff phase 5). Three measurements of blood
pressure were obtained each day, and the mean of the nine The differences in cardiovascular disease risk factors and
blood pressure readings obtained oven the 3-d period of study dietary nutrients among the oats and buckwheat intake groups
was used in the analysis. The observers were trained by using were examined by analysis of variance. Univaniate and multi-
training tapes from the National Heart, Lung, and Blood Insti- variate linear-regression analyses were used to explore the
tute of the National Institutes of Health. After the training relation of oats and buckwheat intakes to cardiovascular dis-
period, the observers were certified by comparing their blood ease risk factors. Because any beneficial effects of these grains
pressure readings on eight persons (three readings per person) on cardiovascular disease risk factors were hypothesized to be
to those taken by an experienced observer (JH). The differ- mediated through their soluble fiber content, the relation of risk
ences in mean readings between observers were all <2 mm Hg factors to fiber intake was also examined. To account for a
(F test, P > 0.95). During the field work, quality control was possible community effect, additional multivaniate analyses
maintained by having a supervisor repeat the blood pressure were performed by adjusting for two urban areas: Xichang City
measurement on a 10% random sample of subjects every day. and the county seats and rural area of residence (Yi farmers).
If the mean of the three readings differed from those taken by All analyses were performed by using the SAS statistical anal-
the first observer by 5 mm Hg for either systolic or diastolic ysis package (38).
368 HE ET AL
those who had consumed these foods, the mean daily intake (13 = -2.4 mm Hg, P < 0.0001) and diastolic (/3 - -1.0 mm
was 70.3 g for oats and 137.7 g for buckwheat. Hg, P = 0.04) blood pressure, HDL cholesterol concentration
Distributions of the covariables for oats and buckwheat (13 = -0.12 mmol/L, P < 0.0001), the ratio of HDL to total
lower in persons who ate oats on buckwheat, whereas their intake (100 g/d) was associated with total cholesterol concen-
dietary ratio of polyunsaturated to saturated fatty acids, potas- tration (13 = -0.05 mmol/L, P < 0.05), the ratio of HDL to
sium intake, and alcohol consumption were higher. In addition, total cholesterol (/3 = 0.01, P = 0.004), and LDL cholesterol
dietary energy intake was significantly greater in those who ate concentration (/3 = -0.05 mmol/L, P = 0.03).
buckwheat than in those who did not (Table 2). Yi farmers tended to eat more oats and buckwheat than
Average body mass index, blood pressure, and lipid profile migrants. For example, 49. 1% of those who did not eat oats
by oats and buckwheat intake are presented in Tables 3 and 4. were Yi farmers compared with 91.1% of those who ate >90 g/d.
At higher oats intake, mean body mass index and blood pnes- In separate analyses in the urban and rural groups, however,
sure were lower, in a dose-response pattern (Table 3). Mean similar patterns of associations of grain intake with cardiovascular
serum total cholesterol and low-density-lipopnotein cholesterol disease risk factors were seen in both groups (data not shown).
were also lower in those who ate oats, although mean concen- Because it has been suggested that a threshold effect may
trations were somewhat higher (P > 0.05) in those who ate exist for the effect of oats on the lipid profile, persons who
>90 g/d compared with their counterparts who ate 26-90 g/d. ate 25 g oats/d were compared with those who ate <25 g
Consumption of 25 g oats/d was associated with lower mean oats/d. Findings were similar to the comparisons listed in
HDL-cholesterol concentrations. The ratio of HDL to total Tables 3-5. After adjustment for the covaniables listed in Table
cholesterol varied little by oats intake. 5, systolic blood pressure was 5.3 mm Hg lower, diastolic
Average values for body mass index, systolic and diastolic blood pressure was 1 .8 mm Hg lower, total cholesterol was
blood pressure, and HDL cholesterol also varied in a statisti- 0.21 mmol/L lower, HDL cholesterol was 0.20 mmolfL lower,
TABLE 1
Age and intake of dietary nutrients in 850 study subjects by oats intake’
Oats intakes
Group 1, 0 g/d Group 2, <25 g/d Group 3, 25-90 g/d Group 4, >90 g/d
Covariables (n = 426) (n = 176) (n 125) (n = 123) P
TABLE 2
Age and intake of dietary nutrients in 850 study subjects by buckwheat intake’
Buckwheat intakes
Group 1, 0 g1/d Group 2, <40 g/d Group 3, 40-200 g/d Group 4, >200 g/d
Covariables (n = 319) (i = 207) (n = 161) (n = 163) P
TABLE 3
Oats intakes
Group 1, 0 g/d Group 2, <25 g/d Group 3, 25-90 g/d Group 4, >90 g/d
Variables (n = 426) (n 176) (n 125) (n = 123) P
Body mass index 20.9 ± 2.323 20.9 ± 2.323 20.5 ± 20.1 ± 0.001
Systolic BP (mm Hg) 109.7 ± 12.42 108.5 ± 13.023 103.9 ± 10.6’s 100.4 ± 9924.5 0.001
Diastolic BP (mm Hg) 68.3 ± 10.323 67.2 ± 10.1’ 65.9 ± 62.6 ± 8.9243 0.001
Serum total cholesterol (mmol/L) 4.03 ± 0.9923 399 ± 1.0423 3.45 ± 0.91’ 3.59 ± 0.86’ 0.001
HDL cholesterol (mmol/L) 1.49 ± 0.452 1.48 ± 0.4423 1.34 ± 0.4O’ 1.23 ± 0.28245 0.001
LDL cholesterol (mmol/L) 1.85 ± 0.942 1.78 ± 0.862 1.54 ± 0.85 1.76 ± 0.84 0.01
HDL:total cholesterol 0.39 ± 0.14 0.39 ± 0.14 0.40 ± 0.14 0.36 ± 0.12 0.1
Serum triglyceride (mmol/L) 1.59 ± 0.97 1.67 ± l.01 1.49 ± 0.86 1.32 ± 0.61 0.007
‘ I ± SD. BP, blood pressure. Body mass index in kg/m2.
2 Significantly different from group 3, P < 0.05.
and the ratio of HDL to total cholesterol was 0.03 lower (all P < significantly associated with systolic blood pressure, total cho-
0.01) in subjects who had eaten 25 g oats/d compared to those lesterol, and HDL cholesterol, but total fiber was not associated
who had not. Likewise, the adjusted differences between those with blood pressure or lipids.
who had eaten 44J g buckwheat/d and had not or eaten buck-
wheat <40 g/d were -2.6 mm Hg for systolic blood pressure,
-0.22 mmol/L for total cholesterol, -0.24 mmol/L for LDL Discussion
cholesterol, and 0.03 for the ratio of HDL to total cholesterol (all
P < 0.01). Because the population in the present study consumed fairly
Laboratory analysis demonstrated that each 100 g oats con- high amounts of oats and buckwheat from an early age, the
tamed 10.2 g total fiber, 3.9 g soluble fiber, 13.9 g protein, and results seen here probably represent the long-term effect of
9.9 g fat. For each 100 g buckwheat, there were 26.0 g total these grains on cardiovascular disease risk factors. Special
fiber, I .7 g soluble fiber, 9.2 g protein, and 1 .9 g fat. The strengths ofthe present study include its relatively large sample
results of the univaniate and multivariate linear-regression anal- size as well as the availability of detailed information on
yses of total and soluble fibers from oats and buckwheat on dietary consumption and cardiovascular disease risk factors. In
cardiovascular disease risk factors are shown in Table
6. After addition, the fact that the results were from a random sample of
adjustment for the covariables listed in the table, water-soluble free-living men enhances the generalizability of the findings.
fiber was negatively and significantly related to systolic blood The present study identified a significantly lower mean sys-
pressure, serum total cholesterol, and HDL cholesterol, tolic and diastolic blood pressure with progressively higher
whereas total fiber was related negatively to serum total and intakes of oats. This association followed a dose-response
LDL cholesterol. In the multivaniate model adjusted for com- pattern and was independent of age, body mass index, alcohol
munity of residence, water-soluble fiber was negatively and use, as well as dietary intakes of energy, cholesterol, sodium,
370 HE ET AL
TABLE 4
Cardiovascular disease risk factors in 850 study subjects by buckwheat intake’
Buckwheat intakes
Group 1, 0 g/d Group 2, <40 g/d Group 3, 40-200 g/d Group 4, >200 g/d
Variables (n 319) (n 207) (n = 161) (n = 163) P
Body mass index 20.7 ± 2.22 21.3 ± 20.4 ± 2.12 20.5 ± 1.92 0.001
Systolic BP (mm Hg) 107.6 ± 12.3245 111.4 ± 14.1 104.7 ± 10.723 103.4 ± 9.623 0.001
Diastolic BP (mm Hg) 67.6 ± 68.3 ± i0.95 65.8 ± 10.723 64.6 ± 8.523 0.001
Serum total cholesterol (mmol/L) 4.03 ± 1.03 4.10 ± i.O75 3.71 ± 0.85235 3.38 ± 0.782 0.001
HDL cholesterol (mmol/L) 1.37 ± 0442.4 1.52 ± O.44 1.48 ± 0.43’ 1.38 ± 0.3624 0.001
LDL cholesterol (mmollL) 1.99 ± #{216}9545 1.86 ± 0.91 1.57 ± 0.8323 1.43 ± 0.7223 0.001
HDL:total cholesterol 0.35 ± 0.13245 0.39 ± 0.14 0.41 ± 0.14 0.43 ± 0.1523 0.001
Serum triglyceride (mmol/L) 1.50 ± 0.86 1.65 ± 1.06 1.63 ± 0.97 1.47 ± 0.78 0.1
‘ g ± SD. BP, blood pressure. Body mass index in kg/m2.
2 Significantly different from group 2, P < 0.05.
3 Significantly different from group 1, P < 0.05.
4 Significantly different from group 3, P < 0.05.
5 Significantly different from group 4, P < 0.05.
TABLES
Unadjusted and adjusted differences (linear-regression analysis) in cardiovascular disease risk factors for 100-g/d intakes of oats and buckwheat’
Body mass index -0.47 0.112 -0.25 0.ii3 -0.09 0.06 0.04 0.06
Systolic BP (mm Hg) -4.3 0.62 -3.1 0.62 -1.2 0.32 -0.3 0.3
Diastolic BP (mm Hg) -2.5 #{149}52 -1.3 54 -0.7 0.2 0.1 0.2
Serum total cholesterol (mmol/L) -0.19 #{216}#{216}52 #{216}4 0.04 -0.17 0.022 -0.07 0.02
HDL cholesterol (mmol/L) -0.13 0.022 -0.13 0.022 -0.01 0.01 -0.00 0.01
LDL cholesterol (mmolIL) -0.03 0.05 0.07 0.05 -0.14 0.022 -0.06 0.02
HDL:total cholesterol -0.01 0.01 -0.03 0.012 0.02 0.00 0.01 0.00
Serum triglyceride (mmolfL) -0.14 #{216}#{149}#{216}54 -0.10 0.O4 -0.01 0.02 0.02 0.02
‘ All analyses adjusted for age and dietary intakes of energy, cholesterol, and alcohol. In addition, body mass index (in kg/m2) was adjusted for dietary
fat and physical activity, blood pressure was adjusted for body mass index and dietary intake of sodium and potassium, and serum lipids were adjusted for
body mass intake, dietary intake of fat, and the ratio of polyunsaturated to saturated fatty acids. BP, blood pressure.
2-4 Statistically significant: 2 p < 0.001, p < 0.05, p < 0.01.
and potassium. Dietary buckwheat was associated with lower clinical trials. Ripsin (46) pooled the results of 12 randomized,
blood pressure in univanate analysis, but this was not the case controlled trials, which had evaluated the lipid-lowering effects
after adjustment for other covaniables. Further analysis mdi- of oats in free-living subjects. The overall effect of oats intake
cated that water-soluble fiber, but not total fiber, was indepen- was to lower serum total cholesterol by 0.15 mmollL (95% CI:
dently related to blood pressure. Previous studies of the asso- -0.22 to -0.09), with a more pronounced effect in persons
ciation between dietary fiber and blood pressure have yielded with a higher intake of oats and a higher initial total serum
inconsistent results (39-41). In clinical trials, oats supplemen- cholesterol concentration. In the present study, after adjustment
tation did not alter blood pressure (22, 23, 31). In all of these for the other covariables, oats intake was not significantly associ-
trials, however, blood pressure was not the primary outcome ated with either serum total or LDL-cholesterol concentrations,
variable and hypertensive patients were excluded (22, 23, 31). but was associated with lower concentrations of HDL cholesterol
A possible mechanism by which oats intake might lower blood and triglyceride.
pressure is through alterations in insulin metabolism. Higher Whether dietary oats lower serum cholesterol concentrations
insulin concentrations and insulin resistance have been linked to by substitution of carbohydrates fon saturated fats or by a direct
higher blood pressures and hypertension (42, 43). In healthy effect of the dietary fiber contained in oats remains an unan-
persons, consumption of oat bran has been demonstrated to lower swered question. Swain et al (3 1) compared the effects of oats
plasma insulin concentrations and to ameliorate insulin resistance and low-fiber wheat diets on serum lipids. Both types of
(44, 45). supplements lowered serum total cholesterol concentrations by
Higher buckwheat intake was associated with lower total and an average of 7-8% compared with baseline. However, a
LDL serum cholesterol, with no effect on HDL cholesterol. decrease in LDL cholesterol in the oats group was accompa-
Thus, the ratio of HDL to total cholesterol was higher at higher nied by a rise in HDL cholesterol. The low-fiber diet, on the
buckwheat intakes, independent of other variables. The asso- other hand, lowered HDL-cholestenol concentrations. The pan-
ciation of oats intake with serum lipids seen in univariate ticipants ate less saturated fat and cholesterol and more poly-
results in the present study is consistent with the results of most unsaturated fat during both periods of supplementation than at
OATS AND CARDIOVASCULAR DISEASE 371
TABLE 6
Unadjusted and adjusted differences (linear-regression analysis) in cardiovascular disease risk factors for 10-g/d intakes of water-soluble or total fiber
from oats and buckwheat’
Body mass index -0.59 0.172 -0.19 0.18 -0.04 0.02’ 0.00 0.02
Systolic BP (mm Hg) -6.0 0.92 -3.7 1.0 -0.5 0.12 -0.21 0.11
Diastolic BP (mm Hg) -3.5 0.82 1.2 0.7 -0.3 0.i 0.02 0.08
Serum total cholesterol (mmollL) -0.46 0.072 -0.16 0.07 -0.06 0.012 -0.02 0.01
HDL cholesterol (mmolfL) -0.13 0.032 -0.12 0.042 -0.01 0.00 -0.00 0.00
LDL cholesterol (mmolfL) -0.26 0.072 -0.01 0.07 -0.04 0.012 -0.02 0.0i3
HDL:total cholesterol 0.02 0.01 -0.01 0.01 0.005 0.0012 0.002 0.001
Serum triglyceride (mmol/L) -0.14 0.07 -0.07 0.07 -0.01 0.01 0.00 0.01
I All analyses adjusted for age and dietary intake of energy, cholesterol, and alcohol. In addition, body mass index (in kg/rn2) was adjusted for dietary
fat and physical activity, blood pressure was adjusted for body mass index and dietary intake of sodium and potassium, and serum lipids were adjusted for
body mass intake, dietary intake of fat, and the ratio of polyunsaturated to saturated fatty acids. BP, blood pressure.
2-4 Statistically significant: 2 p < 0.001, ? p < 0.05, p < 0.01.
baseline (31). Most (80%) of the study participants were Our study suggests that intake of grains rich in water-soluble
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