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Despite many efforts, the embryology of numerous congenital anomalies in humans is still a matter of speculation because of the following: 1. A shortage of study material (both normal and abnormal embryos). 2. Various technical problems (difculties in the interpretation of serial sections, shortage of explanatory threedimensional reconstructions). 3. Misconceptions and/or outdated theories concerning normal and abnormal embryology. Fortunately, many animal models are known today that allow advanced embryologic studies in various embryologic elds. Especially for the studies of anorectal malformations (ARMs), several animal models exist. However, appropriate and illustrative descriptions in various elds of embryology are still lacking, which explains why today many typical
Supported in part by Deutsche Forschungsgemeinschaft, Grant Number KL 596/1, Hamburg Werner-Otto-Stiftung. Address reprint requests and correspondence: Dietric Kluth, MD, PhD, Department of Pediatric Surgery, University Hospital, Leipzig University, Liebigstra 18, 04103 Leipzig, Germany. E-mail address: dietrich.kluth@medizin.uni-leipzig.de.
malformations are still not sufciently explained. Pediatric surgeons are still confused when they are confronted with the embryologic background of normal and abnormal development. For misconceptions and/or outdated theories, Haeckels biogenetic law1 is one example. According to this theory, the human embryo recapitulates in its individual development (ontogeny) the morphology observed in all life forms (phylogeny). This means that during its development, an advanced species is seen to pass through stages represented by adult organisms of more primitive species.2 This theory has still an impact on the nomenclature of embryonic organs. This explains why human embryos have cloacas like adult birds and branchial clefts like adult sh. Another very popular misconception is the theory that malformations actually represent frozen stages of normal embryology (Hemmungsmibildung).3 As a result, our understanding of normal embryology stems rather from the interpretations of observed malformations than from proper embryologic observations. The theory of the rotation of the gut as a step in normal development is a perfect example for this misconception.
1055-8586/$ -see front matter 2010 Elsevier Inc. All rights reserved. doi:10.1053/j.sempedsurg.2010.03.005
202 The purpose of this work is to illustrate what we have learned from our studies in normal and abnormal hindgut development performed in our laboratory. We used scanning electron microscopy (SEM) to illustrate our ndings.4 In our experience, SEM allows the documentation of 3-dimensional embryonic structures in superior detail.5-7
Seminars in Pediatric Surgery, Vol 19, No 3, August 2010 resulted in a spectrum of ARMs as seen in humans. In principle, all these models are sufcient to study the embryology of abnormal hindgut development. Interestingly, all animal models presented with a similar spectrum of abnormalities.
Figure 1 Schematic drawing of normal cloacal development in rats (drawn after SEM photographs). (A) A 12.5-day embryo; (B) 14-day embryo; and (C) 15-day embryo. Note the movement of the cloacal membrane (CM) from a vertical to a horizontal position. This movement is caused by the ventral outgrowth of the genital tubercle and the cloaca. Note the descent of the urorectal fold (short arrows). The dorsal part of the cloacal membrane (gray dots) is the area of the future anal opening. Arrows with asterisk (*) point to the tail groove. This area is the xed point in development of the cloaca. HG, hindgut; CM, cloacal membrane; C, cloaca; TG, tail gut; A, allantois; S, sinus urogenitalis; W, Wolfan (mesonephric) duct; U, ureter.
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203 The SEM was used because of the following advantages: 1. Serial sectioning of embryos and time-consuming 3-dimensional reconstructions are not necessary. 2. The embryo can be studied in all 3 dimensions on-line. 3. The images and photographs are of superior quality. The essential ndings of our study are summarized in Figure 1. In contrast to earlier reports, we found that (1) a septation of the cloaca by fusion of the lateral folds does not take place and (2) a migration of the anal opening or a shifting of the dorsal cloaca cannot be observed. The early cloacal development The starting point of this series is the cloaca in a 12.5-day-old rat embryo (Figure 2). At this stage, all features of a typical cloaca are present: the hindgut (HG) enters the cloaca (c) from dorsocranial whereas the allantois (a) (the forerunner of the bladder) can be identied as a cranioventral diverticulum. Between this diverticulum and the hindgut, the urorectal fold (arrow) can be seen. This fold marks the cranial border of the undifferentiated hindgut, the so-called cloaca. The mesonephric duct (Wolfan duct; W) enters the cloaca in its cranial part but in a relatively dorsal position. Caudally, the cloaca continues directly into the tailgut (TG). The CM extends in a slight concave curve from the caudal
differentiates into 2 separate organ systemsthe urogenital tract and the anorectal tract. Since the work of Tourneux30 and Retterer31 at the end of the 19th century, it has been generally accepted that the normal development of these tracts depends on the proper subdivision of the cloaca by a septum, the so-called urorectal septum. According to this theory, abnormal septal development always should result in abnormal cloacal development. However, there is no agreement among investigators about the nature of this septum and the way it develops. Although Tourneux30 thought that the septum moves down from cranial to caudal like a French curtain, Retterer31 speculated that lateral folds or ridges appear in the lumen of the cloaca. These ridges should fuse and thus form the septum, beginning cranial and ending caudal at the level of the CM. In the past, numerous investigators supported one of these theories. Stephens32 combined both theories, believing that this could best explain the various forms of ARMs. He claimed that the cranial part of the septum should grow downward as explained by Tourneux, whereas in the caudal part lateral ridges should fuse to form the septum in this area. In 1986, van der Putte10 denied the major role of the urorectal septum in the process of cloacal differentiation. The migration of the rectum Studying the morphology of ARM in human newborns, Bill and Johnson33 and later Gans and Friedman34 stated that in most forms of ARM the stula may present an ectopic anal opening. They concluded from these observations that the rectum actually migrates during normal development, from a rather high position to the normal area of the anal opening. If this process of migration stops before the anus has reached its denitive position in the area of the perineum, an ectopic anal canal would result. Although this speculation is rather attractive, neither these investigators nor other researchers were able to show any embryologic evidence of this migration. The shift of the dorsal cloaca In 1986, van der Putte10 modied the theory of a rectal or anal migration. While studying normal and abnormal pig embryos, he speculated that a shift of the dorsal cloaca takes place. This shift should bring the dorsal cloaca down to the area of the tail groove, thus establishing here the future anal opening.
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Figure 3 SEM photograph of the cloaca of a 14-day-old rat embryo. (A) Lateral view of the cloaca. A lateral ridge that would divide the dorsal and ventral cloacas is not seen (arrow). HG, hindgut; A, allantois, C, cloaca. (B) Ventral view of the cloaca (schematic drawing after SEM photograph; [C]). Signs of fusion of the lateral wall components are missing. The shape of the lower tip of the urorectal fold (small arrows) is evidence against fusion from cranial to caudal, W, left and right orices of Wolfan ducts; DC, dorsal (anorectal) part of the cloaca.
border of the body-stalk to the tail, where the tail gut enters the cloaca. At this stage, the cloaca has the shape of a triangle standing on its top. A genital tubercle is missing. In the following stages, the cloacal shape starts to change. This is caused by the ventral growth of the genital tubercle, a process that can be traced easily in a 14-day-old rat embryo (Figure 1B). This growth results in 2 processes: (1) a remarkable outgrowth of the cloaca into a ventral direction and (2) a rectangular displacement of the CM (Figure 1A-C), which swings down from a vertical to a horizontal position. The septum in normal cloacal development In a 12.5-day-old embryo (Figure 2), a tiny depression can be noted between the diverticulum of the urachus and the rectum. This fold is the rst indication of the so-called urogenital septum. Using the junction between the mesonephric duct and the cloaca as a marker, the descent of this fold can be discerned with ease (Figure 1). This is in contradiction to Van der Puttes10 observations. To see directly what happens during this so-called process of septation, we sagitally opened cloacas of 13-dayold embryos to inspect the cloacas from inside. However, lateral cloacal ridges or signs of fusion of lateral cloacal wall components were absent (Figure 3).
The fusion of the urorectal fold with the cloacal membrane in normal cloacal development In our studies we noted a disintegration of the CM in the area where the tip of the urorectal fold meets the CM (Figure 4). The region of the future anal orice It is interesting to note that, in the period of ventral cloacal shifting (between day 11 and day 15), the dorsal part of the CM and the dorsal cloaca always remains in close contact with the tail region. This region, which carries the anlage of the future anal orice, is the xed point in cloacal development (Figure 1).
Figure 4 SEM photographs of the cloacas of 16-day-old rat embryos. (A) Lateral view of the cloaca after microdissection. The mesenchyme has been removed. The urorectal fold (URF) has nearly reached the cloacal membrane (CM). (B) In this slightly older embryo, the tip of the URF has reached the level of the CM. Local disintegration of the CM is obvious. U, urethra; R, rectum AO, anal opening; CE, cloacal epithelium.
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the case. Despite the same name, embryonic cloacas are completely different morphologically from cloacas in females with ARM and in birds. The main difference is the presence/absence of the area of the future anal opening. In embryonic cloacas, the future anal region is always present, whereas the anus is always missing in the human malformation that we call cloacas. This confusion in the terminology is the result of 2 outdated theories: Haeckels1 biogenetic law and the theory of the malformation as a frozen stage of normal embryology (Hemmungsmibildung2).
the rectum and the urogenital system, causing a spectrum of anorectal and urogenital anomalies.9 Recently, we analyzed the spectrum of anorectal anomalies in this model.37 The pathologic-anatomic ndings in the heterozygous (SD/ ) SD mouse group (Figure 5) were identical to those described earlier in pigs10 and humans.32,38 Because the percentage of abnormal animals per litter is high and breeding of SD mice is simple and inexpensive, we believe that the SD mouse model is ideal for studying the embryologic background of disturbed cloacal development.
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Figure 6 Abnormal SD mouse embryo. Note the crippled tail (T) and the hypoplastic genital tubercle (GT).
studies. Depending on the nature of the model, the following observations were made: 1. After feeding of 60 mg/kg etretinate (a long-acting synthetic retinoid) to pregnant mice on day 9, Kubota et al19 observed a specic pattern of cell proliferation and apoptosis in treated and untreated embryos on day 11 and 12. Although in control embryos proliferation was noted
Figure 8 SEM photograph of a normal (A) and an abnormal (B) 14-day-old SD mouse embryo. The ndings are identical to those in Figure 7. Note that the dorsal cloaca (DC) is missing.
in the area of the CM, proliferation was missing in age-matched embryos after etretinate ingestion. However, these embryos showed notable apoptosis in the dorsal area of the tail at the same time point. Interestingly, the differences were not so obvious in 12 day old embryos. 2. Another teratogen was used by Qi and coworkers25 in their study of the embryology of ARM. They fed pregnant rats with 1% ethylenthiourea (125 mg/kg) on gestational day 10. Embryos were harvested at day 13, 14, 15, and 16. In their study they veried most of our morphologic ndings in abnormal embryos. However, disagreement exists on whether the urorectal septum fuses with the CM or not. The appearance of the abnormal short CM and missing cloaca is explained by these authors by a combination of tail gut persistence and overwhelming apoptosis in the dorsal part of the cloaca. Interestingly, this apoptosis had not been observed by Kubota et al.19 Another genetic model of ARM has been presented by Mo et al.29 They studied mutant mice with various defects in the sonic hedgehog (shh) signaling pathway. Three mutants were studied: Shh null-mutant mice which showed
Figure 7 Schematic drawings of a normal (A) and an abnormal (B) cloaca. In the abnormal embryo, the cloacal membrane (CM) is too short (arrow). The cloacal membrane does not extend to the region of the tail groove (gray area). The dorsal cloaca is missing. In the normal embryo (A), the cloacal membrane is of normal length and extends to the region of the tail groove (gray area).
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4. Kluth D, Hillen M, Lambrecht W. The principles of normal and abnormal hindgut development. J Pediatr Surg 1995;30:1143-7. 5. Kluth D, Petersen C, Zimmermann HJ. The developmental anatomy of congenital diaphragmatic hernia. Pediatr Surg Int 1987;2:322-6. 6. Kluth D, Steding G, Seidl W. The embryology of foregut malformations. J Pediatr Surg 1987;22:389-93. 7. Kluth D, Kaestner M, Tibboel D, et al. Rotation of the gut: Fact or fantasy? J Pediatr Surg 1995;30:448-53. 8. Danforth CH. Developmental anomalies in a special strain of mice. Am J Anat 1930;45:275-87. 9. Gluecksohn-Schoenheimer S. The morphological manifestation of a dominant mutation in mice affecting tail and urogenital system. Genetics 1943;28:341-8. 10. van der Putte SCJ. Normal and abnormal development of the anorectum. J Pediatr Surg 1986;21:434-40. 11. Lambrecht W, Lierse W. The internal sphincter in anorectal malformations: Investigations in newborn pigs. J Pediatr Surg 1987;22: 1160-5. 12. Ikebukuro K-I, Ohkawa H. Three-dimensional analysis of anorectal embryology. A new technique for microscopic study using computer graphics. Pediatr Surg Int 1994;9:2-7. 13. Thompson DJ, Molello JA, Strebing RJ, et al. Teratogenicity of Adriamycin and daunomycin in the rat and rabbit. Teratology 1978;17: 151-8. 14. Diez-Pardo JA, Baoquan Q, Navarro C, et al. A new rodent experimental model of esophageal atresia and tracheoesophageal stula: Preliminary report. J Pediatr Surg 1996;31:498-502. 15. Beasley SW, Diez Pardo J, Qi BQ, et al. The contribution of the Adriamycin-induced rat model of the VATER association to our understanding of congenital abnormalities and their embryogenesis. Pediatr Surg Int 2000;16:465-72. 16. Orford J, Manglick P, Cass DT, et al. Mechanisms for the development of esophageal atresia. J Pediatr Surg 2001;36:985-94. 17. Gillick J, Giles S, Bannigan S, et al. Midgut atresias result from abnormal development of the notochord in an Adriamycin rat model. J Pediatr Surg 2002;37:719-22. 18. Merei JM, Hutson JM. Embryogenesis of tracheoesophageal anomalies: A review. Pediatr Surg Int 2002;18:319-26. 19. Kubota Y, Shimotake T, Yanagihara J, et al. Development of anorectal malformations using etretinate. J Pediatr Surg 1998;33:127-9. 20. Liu Y, Sugiyama F, Yagami K, et al. Sharing of the same embryogenic pathway in anorectal malformations and anterior sacral myelomeningocele formation. Pediatr Surg Int 2003;19:152-6. 21. Bitoh Y, Shimotake T, Sasaki Y, et al. Development of the pelvic oor muscles of murine embryos with anorectal malformations. J Pediatr Surg 2002;37:224-7. 22. Hashimoto R, Nagaya M, Ishiguro Y, et al. Relationship of the stulas to the rectum and genitourinary tract in mouse fetuses with high anorectal malformations induced by all-trans retinoic acid. Pediatr Surg Int 2002;18:723-7. 23. Sasaki Y, Iwai N, Tsuda T, et al. Sonic hedgehog and bone morphogenetic protein 4 expressions in the hindgut region of murine embryos with anorectal malformations. J Pediatr Surg 2004;39:170-3. 24. Arana J, Villanueva A, Guarch R, et al. Anorectal atresia. An experimental model in the rat. Eur J Pediatr Surg 2001;11:192-5. 25. Qi BQ, Beasley SW, Frizelle FA. Clarication of the processes that lead to anorectal malformations in the ETU-induced rat model of imperforate anus. J Pediatr Surg 2002;37:1305-12. 26. Yuan ZW, Lui VC, Tam PK. Decient motor innervation of the sphincter mechanism in fetal rats with anorectal malformation: A quantitative study by uorogold retrograde tracing. J Pediatr Surg 2003;38:1383-8. 27. Bai Y, Chen H, Yuan ZW, et al. Normal and abnormal embryonic development of the anorectum in rats. J Pediatr Surg 2004;39:58790. 28. Kim J, Kim P, Hui CC, the VACTERL Association: Lessons from the sonic hedgehog pathway. Clin Genet 2001;59:306-15.
persistent cloacas, Gli2 mutant mice which demonstrated the classic form of ARMs and Gli3 mutants with anal stenosis. They conclude from their observations that Shh signaling is essential for the normal development of the hindgut. Interestingly, the morphology of Gli2 mutant mice embryos resembles that of heterozygous SD-mice embryos, whereas Shh-null mutant mice embryos had morphologic similarities with homozygous SD mice embryos.
Conclusions
Traditionally, the normal differentiation of the cloaca into the dorsal anorectum and the ventral urogenital tract is attributable to the proper process of septation by the socalled urorectal septum.38 However, when we used SEM in our study, we noted that neither lateral ridges nor signs of fusing lateral wall components could be discerned. Therefore, clear proof of this process of septation is still missing. It is more likely that a normal-looking septum is the result of normal cloacal development rather than its cause. Our study on the normal embryology of the hindgut clearly demonstrates that the area of the future anal orice is formed in an early phase of development and forms a xed point in cloacal and hindgut development. In contrast to this, it appears that investigators still assume that a shift of the rectum (caudal migration) or a shift of the caudal cloaca to the tail groove10,33,34 takes place, which is necessary to establish the anorectal canal. Our results clearly indicate that this assumption is obsolete. It is essential to note that in all abnormal SD mouse embryos the dorsal CM and the dorsal cloaca were missing. Both structures are essential for the normal establishment of the anal orice and the lower rectum. Therefore, it is not surprising that a defective cloacal anlage results in a missing or misplaced anal orice and an abnormal communication between the rectum and the ventral urogenital tract. Recent studies by Mo and co-workers29 demonstrated the importance of the Gli2 transcription factor for the normal development of the hindgut. Our results further indicate that the abnormal cloacas found in our SD-mice are not part of the normal spectrum of cloacal development that we observed in normal rat embryos. This means that the cloaca of a normal embryo will never result in ARM. Therefore, the term persistent cloaca for the human anomaly is a misnomer.
References
1. Haeckel E, cited in Starck D. Embryologie (ed 3). Stuttgart, Germany: Thieme, 1975. 2. Gilbert SF. Developmental Biology (ed 7) Chapter 23. Sunderland, MA: Sinauer Associates, 2003. 3. Schwalbe E. The morphology of the malformations in human and animals. Part 1: General Teratology. Jena, Germany: Gustav Fischer, 1906 :143-4.
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29. Mo R, Kim JH, Zhang J, et al. Anorectal malformations caused by defects in sonic hedgehog signaling. Am J Pathol 2001;159:765-74. 30. Tourneux F. On the early development of the cloaca, the genital tubercles and the anus in sheep embryos, including some remarks on the development of the prostatic glands. J Anat Physiol 1888;24:50317. 31. Retterer E. Sur 1origin et de 1evolution de la region Ano-genitale des mammiferes. J Anat Physiol 1890;26:126-210. 32. Stephens FD. Congenital Malformations of the Rectum, Anus, and Genitourinary Tract. Edinburgh, UK: Livingstone, 1963. 33. Bill AH, Johnson RJ. Failure of migration of the rectal opening as the cause for most cases of imperforate anus. Surg Gynecol Obstet 1958; 106:643-51.