301, Akshay Sagar Apartments, Sant Namdeo Path, Road No.

3, Dombivali (East), Thane 421 201, India

Mobile: +919967280417 parameshwaran_shiv@yahoo.co.in

Career Objective :
To excel in a progressive organization in the financial sector, and to seek out challenging opportunities, adding value to the organization

Professional & Academic Qualification :

Qualification Chartered Accountancy Year of Passing November 2006 Institute Institute of Chartered Accountants of India

Bachelor of Commerce June 2002 Mumbai University Currently pursuing Financial Risk Management (FRM) conducted by Global Association of Risk Professionals (GARP), New Jersey, USA

Strengths :
Decisive, meticulous Excellent analytical, problem solving, decision-making, communication and interpersonal skills with ability to interact with individuals at all levels. Solution provider having dynamic approach and convincing power

Employment History :
Organization Designation Period : : : The National Stock Exchange of India (www.nseindia.com) Senior Executive Officer March 2007 to Till date

Assignment handled : Verification of compliance by trading members with the relevant provisions of SEBI Act, SCRA, SCRR, SEBI (Stock Brokers) Rules and Regulations and the Rules, Bye Laws, Regulations and circulars of NSE and NSCCL. On-site inspection of trading members, their sub-brokers and branch offices in the Capital Market, WDM and F&O segments: verification of dabba trading, unauthorized trading terminals, misuse of client funds / securities, books of accounts, banking operations, registers, agreements, dealings with clients, unregistered intermediaries, contract notes, margin requirements, transfer of trades, office management, records of sub-brokers and branches. On-site limited purpose inspections, surprise inspections and joint inspections with SEBI / BSE officials covering one or more of the areas detailed above. On-site inspection of Clearing Members in the Capital Market and the F&O segments Finalisation of Inspection Reports. Contd

 Issue of Letter of Observations to the Trading Members. Analysis of replies to the Letter of Observations for presentation before the Disciplinary Action Committee / Benches of the Exchange Updation of the MIS system and periodical reporting of MIS details to SEBI Organization Period : : K.G. Shah & Co. Chartered Accountants May 2005 to February 2007

Assignment handled :
Bombay Oxygen Corporation Ltd

Quarterly reviews of financial statements Compliance reporting under the Companies Act, Income Tax Act and other allied laws. Statutory Audit and other certification matters.
India Fashions Ltd EOU (Export Oriented Unit) Audit Compliance reporting under the Companies Act, Income Tax Act and other

allied laws.

Statutory audit and Tax audit and other certification matters.

Handled taxation matters of various entities like Companies, Firm, Trust, HUF etc. Independently filed E-return of corporates. Independently filed Fringe Benefit Tax (FBT) return. Can independently interact with government and bank officials on tax & finance related

issues. Knowledge of Tax Deduction at source (TDS) & return of the same. Knowledge of E-ROC return filing for companies. Organization Period

: K.L. Thacker & Associates, Chartered Accountants : Articleship from February 2001 to August 2004.

Assignment handled :
Dena Bank

Stock Audit Internal Audit Report on the stationery department & other related weakness

in the department.
Property Ventures Private Ltd. a K Raheja Group Company Statutory Audit Application of Accounting Standard (AS) -7 Nivaran Diagnostic Centre Private Ltd. Statutory Audit Compliance Reporting under the Companies Act, Income Tax Act and other allied laws.

Technical Qualification :
Passed Capital Market (Dealers) Module with a score of 76.25% in November, 2007.

Higher Diploma in Software Engineering(HDSE) Certification from Aptech Computer Education.

Secured 92 % in Computer subject in Graduation Examination held by Mumbai University. Well Versed in MS-Office.

Personal Details :
Date of Birth : 2nd February, 1982 Languages Known : English, Hindi, Marathi & Tamil Status : Single

References :
Mr. Atul Agrawal Senior Manager, ICICIDirect.com Mobile : +919833829894 Email : atulagrawal82@yahoo.co.in Smt. Jayesha S. Shah Practicing CA in KG Shah & Co. Mobile : +919821011819 Email : jss.ca@hotmail.com