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Speech acts and events

BASIC CONCEPTS
Speakers can perform actions while making utterances
Situation: At work, boss has great deal of power You're fired

more than just a statement, actually ends your employment Other examples:
You're so fantastic You're welcome You're crazy! (compliment) (acknowledgement of thanks) (expression of surprise)

Actions performed via utterances are called speech acts (e.g., apology, complaint, compliment, invitation, promise, request)
The speaker normally expects that his or her communicative intention will be recognized by the hearer both speaker and hearer are helped by the circumstances surrounding the utterance. These circumstances (including other utterances) are called the speech event The tea is really cold! Situation A: On a wintry day, the speaker reaches for a cup of tea, believing that it has been freshly made, takes a sip, and produces the utterance complaint Situation B: On a really hot summer's day the speaker is being given a glass of iced tea, takes a sip, and produces the utterance praise No simple utterance-to-action correspondence is possible!!!
Hauptseminar Introduction to Pragmatics
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Speech acts and events


PHILOSOPHICAL BACKGROUND
1930s: - logical positivism (unless a sentence can be tested for its truth or falsity, it is strictly speaking meaningless) vs. - Wittgenstein: Meaning is use

Austin 1962: - theory of Speech Acts - series of lectures (posthumously published as How to do things with words) truth conditions are not central to language understanding - performatives vs. constatives
I christen this ship the Imperial Flagship Mao

- speech act goes wrong if + ship already has another name + I am not authorized to name it + there are no witnesses, slipways, bottles of champagne felicity conditions (conditions performatives must meet to succeed) Searle 1969: - systematization of Austins work, creating speech act theorys impact on linguistics - felicity conditions constitute various speech acts (illocutionary acts) - typology of speech acts

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Introduction to Pragmatics

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Speech acts and events


SPEECH ACTS
An action performed by producing an utterance consists of three related acts locutionary act: basic act of utterance, producing a meaningful linguistic expression Aha mokofa ( not a locutionary act) I've just made some coffee ( locutionary act) illocutionary act:function/communicative force of the utterance (also called illocutionary force), can be a statement, offer, explanation etc. perlocutionary act:intended effect of the action (also called perlocutionary effect) - speecht acts are often interpreted narrowly as just the illocutionary force of an utterance - the same locutionary act can count as different illocutionary forces I'll see you later can be a prediction, promise or warning How can speakers be sure that the intended illocutionary force will be recognized by the hearer? IFIDs and felicity conditions

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Introduction to Pragmatics

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Speech acts and events


IFIDS
An IFID (Illocutionary Force Indicating Device) is an expression with a slot for a verb that explicitly names the illocutionary act being performed. - such verbs are called performative verbs
I promise/warn you that ...

- they are not always made this explicit in conversation


A: Can I talk to Mary? B: No, she's not here. A: I'm asking you - can I talk to her? B: And I'm telling you - She is not here!!!!

- most of the time there is no performative verb mentioned Other IFIDs beside performative verbs: word order, stress, intonation, voice quality (lowered for warnings/threats)
You're going! You're going? Are you going? [I tell you X] [I request confirmation about X] [I ask you if X]

Hauptseminar

Introduction to Pragmatics

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Speech acts and events


FELICITY CONDITIONS
Felicity conditions: expected or appropriate circumstances for a speech act to be recognized as intended
I sentence you to six months in prison

- performance will be infelicitous if the speaker is not a judge in a courtroom general conditions: content conditions: preparatory conditions:
language is understood, no play-acting, nonsense e.g. for promises/warnings the content of the utterance must be about a future event (promise: the event will be an act by the speaker) pre-existing conditions about the event, e.g., promise: event will not happen by itself, event will be beneficial warning: it's not clear if the hearer knows that the event will occur, the event will not have a beneficial effect attitude of the speaker, e.g., promise: speaker genuinely intends to carry out the future action warning: speaker genuinely believes the future event will not have a beneficial effect change of state in the speaker, e.g., promise: change of state from non-obligation to obligation to carry out action warning: change of state from non-information of bad future event to information
Introduction to Pragmatics
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sincerity conditions:

essential conditions:

Hauptseminar

Speech acts and events


THE PERFORMATIVE HYPOTHESIS I
Performative Hypothesis: One way to think about the speech acts being performed via utterances is to assume that underlying every utterance (U) there is a clause containing a performative verb (Vp) which makes the illocutionary force explicit
I (hereby) Vp you that U

- the subject must be first person - the adverb 'hereby' indicates that utterance counts as an action any definite noun phrase - Vp in the present tense - indirect object in second person singular
Clean up this mess The work was done by Elaine and myself I hereby order you to clean up this mess I hereby tell you that the work was done by Elaine and myself

implicit performatives (primary perormatives)

explicit performatives

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Introduction to Pragmatics

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Speech acts and events


THE PERFORMATIVE HYPOTHESIS II
This type of analysis makes clear what elements are involved in the production and interpretation of utterances: in syntax a reflexive pronoun (like 'myself') requires an antecedent ('I') within the same sentence structure (it can be found in the explicit performative!!) it can be shown that some adverbs naturally attach to the explicit performative clause rather than the implicit version:
Honestly, he's a scoundrel What time is it, because I may be late? (I hereby honestly tell you that he is a scoundrel) (I hereby ask you because I may be late ...)

problem: explicit utterance may change interpretation (versions are not equivalent)
I hereby order you to clean up this mess You're dumber than a rock

has a more serious impact than


Clean up this mess

does not really work as an insult as


? I hereby insult you that you're dumber than a rock

('insult' may not be a performative verb) We don't how many performative verbs there are in any language!!

Hauptseminar

Introduction to Pragmatics

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Speech acts and events


SPEECH ACT CLASSIFICATION I
declarations:
- speech acts that change the world via their utterance - the speaker has to have a special institutional role, in a specific situation Priest: I now pronounce you husband and wife Referee: You're out Jury Foreman: We find the defendant guilty

the speaker changes the world via words representatives: - speech acts that state what the speaker believes to be the case or not
- statements of fact, assertions, conclusions and descriptions are all examples of the speaker representing the world as he/she believes it is The earth is flat Chomsky didn't write about peanuts It was a warm sunny day

the speaker makes words fit the world (of belief) expressives:
- speech acts that state what the speaker feels - they express psychological states and can be statements of pleasure, pain, likes, dislikes, joy, sorrow ... I'm really sorry Congratulations! Oh yes, great, mmmmm!!

the speaker makes words fit the world (of feeling)


Hauptseminar Introduction to Pragmatics
http://ifla.uni-stuttgart.de/~jilka/index.html

Speech acts and events


SPEECH ACT CLASSIFICATION II
directives:
- speech acts that speakers use to get someone else to do something - they express what the speaker wants, they are commands, orders, requests, suggestions and can be positive or negative Gimme a cup of coffe. Make it black Could you lend me a pen, please? Don't touch that the speaker attempts to make the world fit the words via the hearer commissives: - speech acts that speaker use to commit themselves to some future action - they express what the speaker intends, they are promises, threats, refusals, pledges - they can be performed by the speaker alone, or by as a member of a group I'll be back I'm going to get it right next time We will not do that the speaker undertakes to make the world fit the words via the speaker

Summary
Speech Act Type Declarations Representatives Expressives Directives Commissives
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Direction of fit words change the world make words fit the world make words fit the world make the world fit words make the world fit words
Introduction to Pragmatics

Form (S = speaker, X = situation) S causes X S believes X S feels X S wants X S intends X


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Speech acts and events


EXERCISE
Classify the following speech acts 1 2 3 Ill make him an offer he cant refuse commissive I baptize this baby John declarative Better remain silent and be thought a fool, than open your mouth and remove all possible doubt directive Ifd known I was gonna live that long, Id have taken better care of myelf expressive I came, I saw, I conquered representative (Mario Puzo)

(Chinese proverb)

(Eubie Blake) (Julius Caesar)

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Introduction to Pragmatics

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Speech acts and events


DIRECT AND INDIRECT SPEECH ACTS I
Whenever there is a direct relationship between a structure and a function Direct Speech Act You wear a seat belt. (declarative) Do you wear a seat belt? (interrogative) Wear a seat belt! (imperative) If the relationship between structure and function is indirect Indirect Speech Act Example: A declarative used to make a statement is a direct speech act, a declarative used to make a request is an indirect speech act. It's cold outside I hereby tell you about the weather (direct speech act) I hereby request that you close the door (indirect speech act) Example: Speaker wants hearer not to stand in front of the TV Move out of the way! (Imperative -> direct speech act) Do you have to stand in front of the TV? (Interrogative -> indirect speech act) You're standing in front of the TV (Declarative -> indirect speech act) You'd make a better door than a window (Declarative -> indirect speech act)

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Introduction to Pragmatics

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Speech acts and events


DIRECT AND INDIRECT SPEECH ACTS II
There is a typical pattern in English whereby asking a question about the hearer's assumed ability ('can you', 'could you') or future likelihood with regard to doing something ('will you', 'would you') normally counts as a request to actually do that something. Could you pass the salt? Would you open this? Indirect speech acts are generally associated with greater politeness than direct speech acts.

Hauptseminar

Introduction to Pragmatics

http://ifla.uni-stuttgart.de/~jilka/index.html

Speech acts and events


SPEECH EVENTS I
An indirect request can be interpreted as question whether the necessary conditions for a request are in place, i.e., a preparatory condition would be that the speaker assumes that the hearer is able ('CAN') to perform the action. A content condition concerns the future action that the hearer WILL perform the action.
Content condition Preparatory condition Future act of hearer (= hearer will do X) Hearer is able to perform act (= hearer CAN do X) 'WILL you do X?' 'CAN you do X?'

Questioning a hearer-based condition for making a request results in an indirect request. - there is a definite difference between asking someone to do X and asking someone if the preconditions for doing X are in place. - asking about preconditions technically doesn't count as making a request, but allows the hearer to react as if the request had been made (= less of an imposition on the hearer, smaller risk of refusal) An utterance is part of a larger social situation involving people with some kind of social relationship and particular goals Speech Event = the set of utterances produced in such a situation
Hauptseminar Introduction to Pragmatics
http://ifla.uni-stuttgart.de/~jilka/index.html

Speech acts and events


SPEECH EVENTS II
A speech event is an activity in which participants interact via language in some conventional way to arrive at some outcome.
- may include one obvious central speech act - may include other utterances leading up to and subsequently reacting to that central action A: Oh, Mary, I'm glad you're here. B: What's up? A: I can't get my computer to work. the request is the whole speech event, B: Is it broken? not a single speech act. A: I don't think so. B: What's it doing? no actual request is made A: I don't know. I'm useless with computers. B: What kind is it? A: It's a Mac. Do you use them? B: Yeah. A: Do you have a minute? B: Sure. A: Oh, great - the question 'Do you have a minute?' could be characterized as a pre-request, allowing the hearer to say that she's busy or that she has to be somewhere else. - the response 'Sure' is taken to be an acknowledgement not only of having time available, but a willingness to perform the unstated action.
Hauptseminar Introduction to Pragmatics
http://ifla.uni-stuttgart.de/~jilka/index.html

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