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""What would you describe as your main role as a lecturer?" (Murray & Mac-
Donald, 1997).
* "What do you mean by teaching (learning) in this subject?" (Prosser, Trig-
well, & Taylor, 1994). ,I
* What were your "aims in teaching"? (Johnston, 1996, p. 216).
* What about "the nature of teaching excellence"? (Andrews, Garrison, & Mag-
nusson, 1996, p. 86).
The vanrety of approaches has resulted in a number of different theories and
terms used to describe teachers' beliefs and conceptions at the tertiary level. Mar-
land (1987) noted that "the terminological babel in research on teacher thinking is
causing confusion and impeding productive dialogue" at the primary and secondary
levels (p. 503). We would argue that the lack of a common terminology at the ter-
tiary leyel is in danger of causing the same confusion.
If the agent is performing ineffectively and does not know why .'. . explicitly
stating his [sic] theory-in-use allows conscious criticism . .. he may not be
willing to beh'ave differently until he has examined his theory-in-use explic-
itly and compared it with alternatives. (Argyris & Schon, 1974, pp. 14-15)
There are multiple methods that can be used by researchers to gain access to both
the espoused theories of action and the theories-in-use of teachers. Marland
explained that "implicit theories cannot be studied until they are first made
explicit ... asking teachers to articulate their implicit theories inevitably involves
them in a process of discoyery.,... Finding appropriate and valid ways of making
implicit theories explicit is therefore a major methodological challenge" (.1995,v
p. '133). Methods such as concept maps (Kagan, 1990; Morine-Dershimer, 1993),
repertory grids (Munby, 1982, 1984), interviews (Samuelowicz-& Bain, 1992),
metaphors (Bullough & Stokes, 1994), autobiography'(Trumbull, 1990), narrative
(Beattie, 1995; Elbaz, 1991), and life history (Fang, 1996) have all been adopted by'
researchers studying the beliefs and conceptions,.or the espoused theories of action,
of teachers. Direct observation (Tiompson, 1992), stimulated recall interviews
(Calderhead, 1981; Meade & McMeniman, 1992), think aloud protocols, (Clark &
Peterson,1986; Fang, 1996),joumal keeping (Fang, 1996), retrospective interviews
(Fang, 1996), and document analysis (Freeman, 1991; Pratt, 1992) have been used
to access the thinking in action or the theories-in-use of teachers. *. '
One way in'which researchers have made explicit and examined teachers' theo-
ries-in-use is through engaging them in strategies of reflective-practice. "Reflection
is an active, persistent, and careful consideration of any belief or supposed formi of
knowledge in light of the grounds supporting it and future conclusions to which it
tends" (Dewey, 1933, as cited in Yost, Sentner, & Forlenza-Bailey, 2000, p. 39).-
Reflection is considered to be a critical component of the development of teaching
expertise at all levels. Wildman,MNiles, Magliaro, and McLaughlin (1990) argued
that "growth is unlikely without systematic reflection" (p. 161), and McLean and
Blackwell (1997) proposed that "excellence in teaching resides in a reflective, self-
critical, theoretically informed 'approach" (p. 85). Andrews et al. (1996) found in
their interviews probing teaching excellence at the tertiary level that '"the general
concept . -,expressed was that excellent teachers use self-reflection to develop a
model (eitherformal or informal) for teaching within a particular context; they then
attempt to 'live the model,' and be authentic to and congruent with their model"
(p. 87). McAlpine and Weston's (2000) work with exemplary university teachers
described "reflection as a'mechanism for the improvement and development of
teaching" (p. 382).
Rando and Menges (1991) suggest that'"every [university] teacher has a profes-
sional obligation toformulateand articulate a rationale for his or her instructional
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Kane, Sandretto, andHeath
world" (p. 13). Acknowledging the aforementioned distinctions between espoused
theories of action and theories-in-use, it follows that it is important to examine both
theories of action of any particular tertiary teacher. We suggest that a great deal can
be learned about teaching at the tertiary level by examining the coherence of teach-
ers' theories of action and exploring the factors that encourage or discourage agree-
ment. These questions expose a vast sea of uncharted research. Where there is
disagreement, there is an opportunity for university academics, researchers, and
staff developers to reflect on the disjuncture between teachers' espoused theories of
action and theories-in-use in the interests of improving teaching at the tertiary level
(e.g., Sandretto, Ethell, & Heath, 2002). It is our contention that research that exam-
ines only teachers' espoused theories of action is at risk of telling only half the story.
Method
Selection fStidiesfor Review
This review draws attention to the need for research that examines the impor-
tant relationship between espoused theories of action and theories-in-use. In order
to study this relationship between what teachers say they wish to achieve and what
they do in the university classroom, we conducted a search to find studies that
examine the beliefs that university academics hold about their teaching and the
implications of these beliefs for their teaching practice.
We searched the Educational Resources Information Center (ERIC), Current
Contents, Web of Science, Periodicals Contents Index, ProQuest Education Com-
plete, PsycINFO, Inside Web and Expanded Academic databases, and internet
search engines for research in the areas of beliefs, conceptions, personal practical
knowledge, orientations to teaching, subjective theories, espoused theories of
action, theories-in-use, and attitudes that tertiary academics hold about teaching.
Studies were also gleaned from bibliographies and higher education conferences.
In addition, weliased with the university's education librarian. Every attempt was
made to be as thorough as possible. The.various literature searches unearthed 71
studies that were reviewed and critiqued by all three authors. Fifty papers were
included in the review. The criteria for selection of studies for this review were that
the research investigated the beliefs and conceptions of university teachers and that
it Was reported in English.
Studies that we found that did not directly examine university academics' teach-
ing beliefs were excluded from the review. Among the 21 rejected studies were
some that examined university teachers' conceptions, beliefs, or attitudes about
related aspects, such as student learning (Bruce & Gerber, 1994; Warkentin, Bates,
& Rea, 1993), academic work (Kreber, 2000), and lecturing (De Neve, 1991). Other
researchers compared teachers' concepts of good teaching with students' concep-
tions of teaching (Reid & Johnston, 1999), compared history and science lecturers'
and students' conceptions of understanding (Newton, Newton, & Oberski, 1998),
examined the conceptions that teachers in adult education held about the develop-
ment of skill in their work (Larsson, 1986), investigated the personal theories of
teaching of community college faculty (Hughes, 1993), studied faculty beliefs about
mathematics learning and teaching as compared with their awareness of National
Council of Teachers of Mathematics standards (LaBerge, Sons, & Zollman, 1999;
LaBerge, Zollman, & Sons, 1997), and compared the beliefs and conceptions
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Telling Halfthe Story
that student teachers held with findings from the literature on university teachers
(Entwistle & Walker, 2000). While these studies'do advance our understanding of
teacher beliefs in some specific areas, they do not examine the relationship between
what university academics espouse about their teaching and their actual teaching
practice, and thus were not included in the review.
Analysis of Studies
Our analysis of the selected studies is underpinned by our own beliefs and expe-
riences as staff developers and teacher educators. Pratt (.1992) stated that the "study
and practice of teaching is grounded in our conceptions. There can be no neutral
ground from which to understand another person's teaching" (p. 204). We are using
theories of action (as described earlier) as the organizing structure for this review.'
We acknowledge that "there is no single interpretive truth" (Denzin & Lincoln,
1998, p. 30) and that our framework is but one way of examining this research."
We conducted the analysis for this review by critically reading and rereading,
the selected studies' To facilitate comparison between the studies, our criticai read-
inigs were framed by the following questions: '
* What theoretical framework was used?
What was the research focus?
V
* What were the research methods?
,. Were claims made about teaching practice based on a method to gain direct
access to that practice? ,
* Did the study draw upon primary and secondary teacher beliefs research?
* Were the data gathering and analysis methods clear?
* How does', this study inform staff development?,
The critical readings were alternaited' with group meetings in which we discussed
themes and concerns that were arising, including concerns about'supported and
unsupported claims made about teaching practice, concerns about data gathering
and analysis methods, and concerns about the application of findings'to'staffdevel-
opment efforts.
An outcorme of the analysis is a table of the'studies selected for the review to
assist readers'in following the critiques and arguments in our review. Table 1 con-
tains the following information about each study: author(s), year of publicationi,
country of origin', theoretical framework employed, research focus, subjects orpar-,
ticipants in the study, data gathering methods, and data analysis methods. It is our
intent that Table 1 facilitate comparisons between the studies and highlight areas
for future research.
Yet, Dall'Alba's findings are based on the' assumption that the teachers 'were
reporting their "teaching practice" in the interviews (p. 300). Without the use of a
method to gain access' to the participants' teaching practice, we suggest thatDall'Alba
does not have the evidence to claim that the articulated beliefs and conceptions accu-
rately describe the participants' teaching practice.'
Gow and Kember (1993) initially interviewed 39 randomly selected polytechnic
lecturers. They subsequently developed a trial questionnaire based on the constructs
that arose from the interviews. The-arialysis of the questionnaire responses identified
two conceptions of teaching: learningfacilitation'and knowledge transmission. Lec-
turers who subscribed to a learning facilitation teaching orientation saw "teaching as
a facilitative' pr6cess to help students develop problem solving 'skills and critical'
thinking abilities" (p.' 28). On the othet hand, teachers operating under the knowl--
edge transmission teaching orientation focused 'on the delivery of content. After a
comparison of departmental orientations to teaching with,student orientations to
learning (surface, deep, or achieving), Gow and Kember (1993) stated that "this study
suggests that the methods of teaching adopted, the learning tasks set, the assessment
demands made and the workload specified are strongly influenced by the orientation
to teaching", (p. 31). They then added: "The orientation affects the curriculum design,
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Kane, Sandretto, andHeath
the teaching method employed and the learning tasks specified" (p. 31). While the
findings classify teachers as having particular orientations to teaching, the lack of
teaching observations, examinations of course materials, and/or some other inquiry
into direct teaching practice raises some questions about the legitimacy of claims pro-
jected onto teaching practice.
Pratt (1992) and his graduate students interviewed 253 people from five countries
to understand their "conceptions of teaching." Pratt explained that "because we were
unable to observe most of the respondents, we asked them to describe their teaching,
and this was used as surrogate evidence of their actions" (p. 206). Pratt and his asso-
ciates used "the person's recall of activities and repertoire of techniques used in
teaching" as a proxy for the actions or teaching practice of the participants (p. 208).
For each of the five conceptions of teaching that Pratt elucidated, he characterized
the relationships between content, learners, teachers, ideals, and context as the defin-
ing elements of each conception. These conceptions were as follows: (a) engineer-
ing (delivering content), (b) apprenticeship (modeling ways of being), developmental
(cultivating the intellect), (d) nurturing (facilitating personal agency), (e) social
reform (seeking a better society) (pp. 210-216). According to Pratt, "for most peo-
ple, beliefs informed their intentions, which in turn directed the process of teaching
(action)" (p. 208).
Andrews et al. (1996) sought to elicit the "values, beliefs and characteristics" of
teachers. They noted that "it was this secdon of the interviews that seemed to have
the mostimpact for the professors" (p. 87). The teachers focused on themes of hon-
esty, integrity, and genuineness. Andrews et al.' noted that these themes drove the
teachers' self-reflecdve practice that was described in the second section of the inter-
view. The teachers stressed the importance of respect,for the students, for the ma-
terial, for the process of teaching, and for themselves as the basis of good teaching.
Under the theories of action framework, these interviews provided the researchers
with access to the espoused theories of action of their participants. Andrews et al.
(1996) did not access the teaching pracdce of the participants in order to elicit their
theories-in-use, yet they suggested that "contradicdons between teachers' espoused
theories and their theory-in-use must be made apparent" (p. 84). In the secdon of their
article that addressed limitations of the study, Andrews et al. (1996) acknowledged
that "a third limitation of this study is that in classroom observadons of the teaching-
learning process were not conducted" (p. 101).
Johnston (1996) interviewed four award-winning university teachers to examine
their views on teaching. She noted that areas of research inquiry such as "how the
teacher understands his or her ownteaching" (espoused theories of action) and "how
that understanding influences his or her teaching practice" (theories-in-use) were
central to the field (p.214). The teachers participated in two to three semistructured
interviews designed to elicit their thinking on several topics: how they described
themselves as teachers,, their aims in teaching, their teaching approaches, their
development as teachers, and how teaching fits into their lives as academics (p. 216).
Johnston identified the following images of teaching:
* teaching as manipulating the environment to bring about changes in the atti-
tudes of students
* teaching as encouraging students to interact with the material
* teaching as providing a range of explanations :
* teaching as showing students the big picture of the subject (pp. 216-217)
188
1-1
'Telling'Halfthe Story
Johnston,reviewed the relevant literature and noted that"'there is a recognition that
teaching involves the acting out of personal knowledge, craft knowledge or implicit
theories which are often held at the subconscious level; but which' nevertheless influ-
ence personal approaches to teaching in very significant ways" (p. 214, italics
added). Had Johnson accessed the actual teaching practice of her participants, she
would have had an opportunity;to examine this concept through her project.
Singer (1996) used a questionnaire based on the three teaching paradigms devel-'
oped.by Menges and Rando (1989)-content,-process, -and motivation-to survey
443 full-time faculty. In her discussion and conclusions, Singer claims that "the pat-
tern of findings also validates an explicit connection between the espoused teach-
ing paradigms of college faculty and the instructional behaviors they, use in their
teaching practices" (p. 675).' However, in an anonymous survey, teachers~could
report what they think, hope, or belieVe they do, rather than necessarily what they
do. Singer did not observe any participants teaching to confirm her results, nor did
she employ any alternative means to elicit their actuial teaching practice. She did
acknowledge anumber of limitations in her study,,for example, the exclusion of stu-
dent characteristics such as motivation, as well as other variables such as faculty job
satisfaction that might account for differences in teaching paradigms. However, the
omission of teaching observations was not acknowledged as problematic.
Trigwell and Prosser (1996a) described the results of a study that investigated
"relations between conceptions of teaching and learning, and approaches to teach-
ing" (p. 276). The researchers used transcripts-from interviews with 24 university
physics and chemistry lecturers from an earlier study to conduct their analysis (Trig-
well et al., 1994). They reported five approaches to teaching: -
Also, the researchers reported six conceptions that described teaching as:
* transmitting concepts of the syllabus '
In this section, we have critically reviewed the selected papers and thereby high-
lighted the difference between,'comparing espoused beliefs of laction with self-
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Kane, Sandretto, and Heath
reported practice and comparing espoused beliefs of action with observed practice.
It is our contention that the difference is crucial to understanding the link between
teachers' espoused beliefs and congruence or lack of congruence with their teaching
practice. For example, work by Pratt (1992) and Mertz and McNeely (1990) dis-
cussed earlier highlights our concern about drawing conclusions regarding teaching
practice based on espoused theories of teaching. As researchers -concerned with
improving the teaching practice of university academics, it is imperative that we
understand how the links between beliefs and practice are made so thatwe may facil-
itate the growth and development of novice staff. Pajares (1992), :in'her review of
research into primary and secondary teachers' beliefs, cautions that "little will have
been accomplished if research into educational beliefs fails to provide insights into
the relationship between beliefs ... and teacher practices, teacher knowledge and
student outcomes" (p. 327).
Findings: Research Design Concerns
During careful scrutiny of the literature, we became concerned about the rigor of
the research design of several of the studies. We begin with some specific concerns
and criticisms with regard to some individual studies at the tertiary level and follow
with discussion of general methodological issues to inform future research into uni-
versity academics' teaching beliefs and practices.
Snark Syndrome
Fox's (1983) research design has been criticized. Dall'Alba suggests that his
findings were "neither derived ... from,'nor supported . . . with, empirical research"
(1993, p. 304). Fox (1983) did not describe the process used to select the partici-
pants. It is not known how many teachers participated in his study, how the inter-
view data were gathered, or the methodology used to analyze them. In spite of these
concerns, Fox's 1983 article was cited by a quarter of the studies we critiqued.
Byrne (1993a, 1993b) coined the term snark syndrome to describe this phenome-
non. Her term comes from the Lewis Carroll poem The Hunting of the Snark in
which the Bellman claims "What I tell you three times is true" (Byrne, 1993a, p. 1).
Byrne (1993a, 1993b) explained that the snark syndrome occurs when a reported
research finding is repeated again and again until it becomes part of the folklore or
"received wisdom" of a field. However, "received wisdom frequently has no actual
basis in sound, empirical or qualitative research and objective enquiry" (Byrne,
1993b, p. 18). The 1983 study by Fox has fallen prey to the snark syndrome. The
findings have been cited repeatedly, and the deficiencies of the study have been lost
in this repetition.
ResearcherPerspective"
In several studies we examined, the researchers have failed to make explicit the
epistemological and theoretical assumptions that have guided the focus of inquiry
and the gathering, analysis, and presentation of data. Maykut and Morehouse (1994)
drew attention to the importance of this awareness in qualitative study:
The qualitative researcher's perspective is perhaps a paradoxical one: it is to
be acutely tuned-in to the experiences and meaning systems of others-to
indwell-and at the same time to be aware of how one's own biases and pre-
conceptions may be influencing what one is trying to understand. (p. 123)
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Telling Halfthe Story
Dall'Alba (1991), forexample, claimed thatthe conceptions of teaching expressed
by the participants in her study were "ordered from less to more complete under-
standings of teaching" (p. 296), a view informed by her underlying beliefs and
assumptions of what makes a good teacher at the tertiary level, but not explicitly
stated. Hasselgren andBeach (as cited in Gall,Borg, & Gall, 1996, p.20) raised the
issue of reflexivity, defined as a "focus on the researcher's self as an integral con-
structor of the social reality being studied." Richardson (1999) called for ''a ieflex-
ive approach that takes into account the social relationship between researchers and
their informants and the constructed natures of the research,interview" (p. 70).
Prosser et al. (1994) also neglected to describe their epistemological and theo-
retical assumptions in their work. In several reports based on a phenomenographic
study (Prosser et.al., 1994; Trigwell & Prosser, ,1996a; Trigwell et al., 1994), they
did not make explicit their own beliefs, theories, or assumptions that may have
influenced their analysis. In one description, they explained that initially they
treated all of the transcripts "as a whole," and thus "the categories that were devel-
oped are consequently relatively 'pure"' (Prosser et al., 1994, p. 220), implying
that their own conceptions and experiences did not have an influence on that
process.
We raise concerns about th6 work of-Prosser, Trigwell,,and Taylor and others
in an effort to' reinforce the importance of researchers being explicit about the
assumptions and theories that underpin their work. ForDeniin and Lincoln (1998):
There is no clear window into the inner life of an individdal. Any gaze is always
filtered through the lenses of language, gender, social class, race and ethnicity.
There are no objective observations, only observations socially situated in the
worlds of the observer and the observed. (p. 25)
Crotty (1998) echoed this need: "At every point in our research. . . we inject a
host of assumptions ... without unpacking these assumptions and clarifying them,
no one ... .can really divine what our research has been or what ,it is now saying"
(p. 17).1
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Kane, Sandretto, andHeath
For example, Moses and Ramsden (1992) surveyed academic staff members from
the College of Advanced Education sector and the Unified National systems "to clar-
ify the diversity of values and work pattems" (p. 103). Their survey included scales
on academic motivation, good teaching practices, and commitment to student inde-
pendence. Moses and Ramsden explained that the good teaching practices scale was
"informed by our view as to what constitutes good teaching" (p. 108). They then
described in their findings that "in the university sector there is a significant correla-
tion between staff's academic orientations and their good teaching practice-the
more staff are oriented towards teaching, the more they report good teaching prac-
tices" (p. 107). They also found that "most academics profess to be practising good
teaching" (p.106). Why would participants not claim to be good teachers when a sur-
vey is clearly looking for those responses? Another exampleis a study that used ques-
tionnaires based on initial interview data from a sample of the participants. Findings
from the questionnaires revealed a "disjunction between stated aims and claimed
educational practice" (Murray &'MacDonald, 1997, p. 331). In seeking to explain
this disjunction, Murray and MacDonald acknowledge that the participants could
have been influenced by "what they believed they should say" and/or could be "say-
ing what they would ideally like to do" (p. 345). In addition, they noted that "there
may also be a difference between reflecting on the idealised role of the lecturer and
reporting actual pracdcal experience" (p.343). It is possible that their instrumentpro-
vided their participants with an opportunity to fulfill the researchers' expectations.
This could have been checked through an examination of the actual practice of the
participants.
DataAnalysis Methods
Qualitative researchers "have been criticised for being unclear about research
methodology" (Maykut &'Morehouse, 1994, p. 146). Several of the research stud-
ies we examined are vulnerable to the criticism. For example, Menges and Rando's
(1989) description of their data analysis methods consisted of an "inspection 'of
responses" that took context and voice inflection into account (p.55). Both the data
gathering and data analysis methods of the study by Dunkin (1995) were unclear.
He described his "investigations ... [as] an exploration of [the participants']
thoughts about the most important ways in which they might enhance their students'
leaming" (p. 24). The participants' "concepts of teaching effectiveness" were
revealed through "careful analysis of the responses" (p. 24). Willcoxson's (1998)
description of the' method of analyzing the,data was as follows: "in analysing the
transcribed interview datait became clear. ." (p. 61). Rahilly and Saroyan (1997)
explained the process used to anive at their results as: "basically, the results pre-
sented in this section involve reading over the summaries in the same way that one
mightlook through a portfolio or a photo album and [walk] away tell[ing] someone
what you just saw.' (p. 6). We are unable to evaluate the usefulness of the findings
from these studies because we cannot be confident we understand the process used
to analyze the data.
Value ofMultiple Data Sources
Triangulation, the use of multiple data sources and research,methods, Which
allows the researcher to view the focus of inquiry from several vantage points, has
been called "the heart of qualitative research's validity" (Davidson & Tolich, 1999,
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Telling Halfthe Story
p. 34) . Lincoln and Guba;use the term trustivorthiinessof the research (as cited in
Creswell, 1998; Maykut & Morehouse, 1994). In determining trustworthiness, one
could ask in what ways did the researchers plan "for a rigorous ciedible exploration
of [the] focus of inquiry"? (Maykut & Morehouse, 1994, p. 153). One method rec-
ommended by Lincoln and Guba to build trustworthiness is the use of multiple meth-
ods of data collection (as cited inMaykut & Morehouse, 1994). Several reviewers in
the area of teacher beliefs have noted the importance of using multiplermethods to
investigate teacher beliefs (Richardson, 1996; Wideen et al., 1998). Accbrding to
Kagan-(1990), "the use of multimethod approaches appears.to be-superior, not sim-
ply because they allow triangulation of data but because they are more likely to cap-
ture the complex, multifaceted aspects of teaching and learning" (p.459). For Pajares
(1992), "additional measures. ... must be included if richer and.more'accurate infer-
ences are to be made" (p. 327). Of the 50 studies critiqued, only 10 utilized multiple
data sources to investigate' their focus of inquiry'(Ballantyne,et;al., 1999; Hativa,
1998; Martin et al.,'2000; Martin &Ramsden, .1993; McLean & Blackwell, 1997;
Mertz & McNeely, 1990',;Quinlan, 1999a, 1999b; Saroyan & Snell, 1997; Scott
et al., 1994). -!
Another method recommended by Lincoln aiidGuba to enhance trustworthiness
is the building ,of an audit trail (as cited in Maykut & Morehouse; 1994). An audit
trail is a collection of documents such as the researcher's journal, original interview
transcripts, field notes, coded data, and any other documentation' that would allow
the researcher to walk readers through the research step by step so that that they might
understand the path followed (Davidson &,Tolichi 1999; Maykut & Morehouse,
1994). An audit trail provides the reader with evidence of trustworthiness in that she
or he can start with the raw data and continue along the trail to determine for her- or
himself if, in fact, the trail leads to the outcomes claimed by the researcher. Some of
the researchers we reviewed provided a more complete audit trail than others. For
example, Fox's (1983) entire methods section consisted of the following: "For a
number of years I haye been,asking newly,appointed polytechnic teachers to tell me
what they mean by 'teaching' "(p. 151). From such a minimal description of process,
Fox went on to develop his conceptual model of teachinig that is widely cited in con-
temporary literature. In contrast, Pratt (1992) carefully outlined his methods in sec-
tions titled "phenomfenography 'as research imethodology," "'guiding frames of
reference," "data collection," and "data analysis." We joinf,with'Maykiit and More-
house (1994) when they write "by seeking to make the research process transparent
to the reader, we increase thelikelihood that'readers will seriously consider our
work" (p.146). I,
Implications ' I
ImplicationsforVUnderstanding University
I : ' t l Academics' Development as Teachers
It is common for university academics to have little or no formal preparation for
theirroleas teachers (e.g.,Boice,1992). Aspreparation forteaching,'university aca-
demics can be said to have completed an "apprenticeship of observation" during their
years as undergraduate and graduate students (Lortie, 1975).'Their beliefs and con-
ceptions of go6d teaching are a result-of this apprenticeship and a "trial by fire"' in
the lecture theatre, classroom, or laboratory. As demonstrated by this critical review,
however, it is still unclear how university academics develop as teacher.s.'
199
Kane, Sandretto, andHeath
The theories of action framework provides one avenue to gain a greater under-
standing of the development of university acadenics as teachers! From the studies
reviewed here, it is apparent that university teachers form beliefs or conceptions
about university teaching in general, and more specifically about their own aims and
intentions in the classroom. In addition, the reviewed studies, together with research
involving primary and secondary teachers, reinforce the importance of examining
teachers' practice in light of their espoused theories (e.g., Richardson, 1996; Thomp-
son, 1992; Young, 1998).
The theories of action framework used in this review offers a way to understand
university academics' development as teachers (Argyris & Sch6n, 1974). Argyris
and Schon argue that teachers can engage in theory building or theory learning
through critical examination of their own theories of action, a process that is typically
initiated via experiencing dilemmas or conflicts. According to Argyris and Sch6n,
dilemmas consist of conflicts in the relationship between theories of action and the
reality of practice. As demonstrated by this review of the literature, where there is no
distinction made between teachers' espoused theories and their theories-in-use, there
is little opportunity for dilemmas or conflicts to emerge or be identified.
This review reinforces the need for research that enables university academics
to make explicit their own theories-in-use and to interrogate these in light of
espoused theories and intentions. Kugel (1993) proposed a framework for univer-
sity teacher development and noted that developing university teachers "seldom
look at ... their assumptions" (p. 316). And Kember (1997) highlighted the need
for research that includes "investigations of the way in which conceptions of teach-
ing change over time" (p. 273). Research that examines both the espoused theories
and theories-in-use of university academics as they develop as teachers appears
to hold a great deal of potential to shed light 'on this important but infrequently
studied area.
200
* 'Telling Haifthe Story
Burroughs-Lange (1996) noted that "lecturers mainly have idiosyncratic,
intuitively-based knowledge about learning derived from their'experiences with
teaching and learning" (p. 47). She explained that her model was grounded in the par-.
ticular case study described in her report, and could and should serve as the basis for
professional development. She then justified the need for conceptual understanding
and change before a lecturer can be expected to improve his or her teaching. Ballan-
tyne et al. (1999) noted that "by examining the beliefs, concerns and approaches of
such practitioners, it is hoped that others may be challenged to reflect similarly on
their own teaching practice and on the values and beliefs which support it" (p. 238).'
They also explained that they were developing the materials they described in their
report in order, to use them in staff development. Gow et al. (1992) identified staff
development as part of the purpose of their research. They recommended -action
research as a vehicle to "focus on the concerns of the participants and,. . . make
changes in line with the practitioner's beliefs" (p. 146). Trigwell and Prosser (1996a)
took the opportunities for staff development further and used their research to create
"teaching developrnent programs" with a "major focus . .. on helping staff examine
and change their con6eptions of teaching and learning" (p. 283).
While the aforementioned studies did develop links between the teachers' con-
ceptions and staff development, we found laterresearch by Kember and Gow (1994)
and Entwistle and Walker (2000) to be.biased in favor of certain teaching orienta-
tions. Kember and Gow (1994) took the findings of their 1993 study a step further
in their i994 report by comparing their findings with the learning approaches of stu-
dents, in cou,rses taught by the participants. They administered the Biggs Study
Process Questionnaire 'to determine whether students were using a "deep approach,"
"surface approach," or "achieving approach" to study. Kember and Gow predicted
(and fourid) that the knowledge transmission orientation was positively correlated
with a surface a'pproach and that the learning facilitation orientation'was positively
co*related with deep and achieving approaches. They then restated a sentence from
their 1993 article: "This,study suggests that the methods of teaching adopted, the
learning tasks set, the. assessmeht deniands made and the workload specified are
strongly influenced by the orientation to teaching" (1994, p. 69). They directed staff
development toward changing lecturers' conceptions-from knowledge transmission
to learning facilitation in',order to promote deep learning and achieving study
approaches by students. They notedd
Such a change in conceptions would need the adoption' of an alternative
.!model of the teaching/learning process ... it is likely that such a shift in par-
adigmatic beliefs would have to be accompanied by a change in teaching
style-away from,a unidirectionallecturing formatiand t6ward a moreinter-
active style. (Kember & Gow,1994, p.71)
Entwistle and Walker (2000) worked from the assumption that conceptions of
teaching identified in the higher education literature formed a "nested hierarchy"
(p. 335). They advocated for staff development that would "encourage colleagues
to develop more sophisticated' conceptions of learning and teaching" (p. 358).
Entwistle and Walker described the-poles of their hierarchy, with "the least devel-
oped conception . . .-as teacher-focused and content, oriented, with an emphasis
on the reproduction of correctinformation . . [and the most sophisticated] as ...
student-focused, learning-oriented, and.concerned with conceptual develop-
ment" (p. 341). ' ; ' '
201
Kane, Sandretto, and.Heath
We would argue that different conceptions of teaching and teaching methods or
styles are appropriate in different contexts. Several researchers have mentioned the
role that context plays in tertiary teaching (Laurillard, 1993; Murray & MacDonald,
1997; Pratt, 1992; Prosser et al., 1994; Quinlan, 1999b; Samuelowicz & Bain, 1992;
Singer, 1996; Trigwell & Prosser, 1996b). Quinlan (1999b) explained that "research
on teaching in higher education has largely overlooked the contexts of teaching and
learning',' (p.448). This position is supported by Pratt, who stated "there is no single,
universal, best perspective on teaching adults" (1998, p. 11). Trigwell et al. (1994)
found that "the approach adopted by a teacher in a particular context is a function of
both the teacher and the context" (p. 77).
Other studies mentioned briefly, or not at all, the implications of their findings'for
staff development. While we acknowledge that this may not have been a central pur-
pose of these studies, we suggest that these omissions represent missed opportuni-
ties. For example, Moses and Ramsden (1992), Prosser and Trigwell (1997),
Samuelowicz and Bain (1992), Saroyan and Snell (1997), Scott et al. (1994), and
Singer (1996) missed opportunities to linik the devel6pmentiof teachers' conceptions
to teachers' practices for staff development. Dunkin and Precians (1992) noted that
"there may be lessons in the above for novices to learn" (p. 501). Fox (1983) made
no mention of staff development implications, but rather recognized that some staff
members might have differing "perceptions of the process of teaching and learming"
and might feel a need to' reconcile those differences (p. 163). He explained that in
order to econcile' the differing viewpoints, they "will first have to be recognised and
made overt-and then the'y must be examined and discussed rationally and sensi-
tively" (p. 163). Murray and MacDonald (1997) explained that "if it is found that
conceptions are very firmly held, then it may be that institutions wish either to select
staff on the basis of an institutionally preferred conception, or to deploy staff to work
at a level or in an area best suited to their particular con6eption" (p. 347)-a proposal
that we find unduly pessimistic. Research on primary and secondary teachers makes
it clear that teachers' beliefs are resilient, but not impossible to, change:
If a program is to promote growth among novices, it must require them to-
make their preexisting personal beliefs explicit; it must challenge the ade-
quacy of those beliefs; and it must,give novices extended opportunities to
examine, elaborate, and integrate new information into their existing belief
systems. (Kagan, 1992a, p. 77)
An alternative to changing teachers' preexisting beliefs that warrants further
study is that of building on the beliefs that students (or teachers) bring with them to
teacher education' (or staff development) programs (Calderhead & Robson, 1991;
Wideen et al., 1998). Martin and Ramsden (1993) concluded from their staff devel-
opment efforts with a group of university teachers that "the knowledge, skills, and
the concepts must be integrated and reintegrated by, each teacher during a slow
process of gaining understanding" (p.155).
More Tesearchers are highlighting the importance of considering the beliefs and
conceptions that university academics,hold about teaching, learning, and students
when developing professional development programs (e.g., Burroughs-Lange,
1996; Entwistle & Walker, 2000; Hativa, 2000; Kember & Kwan, 2000; Trigwell
& Prosser, 1996a). Ho (2000) and Ho, Watkins, and Kelly (2001) have reported on
the outcomes of a staff development program using a conceptual change approach.
202
Telling HaIfthe Story
Briefly, Ho et al. (2001) developed a~program that assisted participants in;"reflect-
ing on their espoused conceptions of teaching and their actual teaching practices"
(p. 147). The program involved four processes: self-awareness, confrontation, expo-
sure to alternative conceptions, and a commitment building process wherein the par-
ticipants moved frommunderstanding their current tea6hing conceptions and plractice
to planning future practice (see also Ho, 2000). In order to evaluate the effective-
ness of the program, Ho et al. (2001) conducted preprogram, immediate postpro-
gram, and delayed postprogram interviews with the 12 'participants; surveyed
student perceptions of courses taught by the participants both before and after the
program; and assessed students' studying approaches in a course taught by the par-
ticipants both before and after the program. In addition, there was a control group
of four participants who had agreed to be part of the study and completed the full
data set but were unable to attend the program itself. I
The authors found that the six teachers who showed positive changes in their
conceptions of teaching also demonstrated "significant-improvement in their teach-
ing practices as perceived by their students" (p. 163), and three of these teachers
were able to "induc[e] a positive change in their students'"studying habits".(p. 163).
Ho et' al. concluded that their study "provid[es] evidence that a development in
teaching conceptions can lead to improvements in teaching practices and in student
learning" (p. 165). We believe that this type of program holds a great'deal of
promise in effecting long-term change- in the teaching practices of university aca-
demics by assisting them to become aware of their implicit beliefs, directly exam-
ining their teaching practice, and supporting their efforts to improve. -
ImplicationsforFuture Research
Roche and Marsh (2000) note that "there is unanimity among researchers and
practitioners that teaching is a comnlex activity consisting of multiple dimensions"
(p. 447)i Future research must pay more attention to the complexity of teaching when
attempting to further our understanding of university-level teaching. Our-discussion
of the studies included in this critical review should serve to emphasize the impor-
tance of exarnining'both what teachers say4and what they do in university classrooms.
This review reinforces that there are synergies between the interaction of teacher
beliefs and teaching practice in university and in primary and secondary school con-
texts. We argue
tiostoth that Apiayadn
resarch research on university teachingcould
ol eei efitfrom'closeratten-
frm loefr atn
tion to theresuearh in primary and secondary settinigs. In addition, there is scope for
fuert research that examines the coherence (and contradictions) between learning
to teach in formal'preservice primary and secondary programs and learning to teach
in situ within the' university context.
There are a nuniber of related research questions that deserve further attention:
* How do teachers' beliefs and conceptions.influence the'development 6f uni-
versity academics as teachers? . -
* How do teachers' beliefs and conceptions of teaching and teaching practice
change over time? . ' ' X" .
* How do teachers' beliefs and conceptions relate to their teaching practice at
'the university level? X ' I M
* If the theories-in-use of experienced university teachers are largely tacit and
difficult to articulate, how-can, researchers (and novice university teachers)
203
Kane, Sandretto, andHeath
gain access to these and so make explicit and improve understanding of how
university teachers learn to teach?
This area holds exciting potential for developing more complex understandings of
university academics as teachers, which in turn has implications for the improve-
ment of university-level teaching.
Conclusions
Research into teachers' beliefs, conceptions, attitudes, orientations, (personal)
practical theories, and implicit or subjective theories about teaching is grounded in
the understanding that these concepts drive teachers' practices. For example, Pajares
(1992) noted that "few would argue [against the assumption] that the beliefs teach-
ers hold influence their perceptions and judgements, which, in turn, affect their
behavior in classrooms" (p. 307).
Researchers and reviewers in primary, secondary, and tertiary 'teaching have
noted the proliferation of terms and theories used to describe teacher beliefs and
conceptions (Clandinin & Connelly, 1987; Clark & Peterson, 1986; Ethell, 1997;
Kagan, 1990, 1992a; Kember, 1997; Pajares, 1992; Samuelowicz & Bain, 1992).
Pajares (1992) charged future researchers with "communicat[ing] ideas and results
as clearly aspossible using common terms" (p. 315). Itmaybe time for researchers
in the field of teachers' beliefs to agree upon common terminology and definitions
to aid further study. In addition, it would appear that sufficient conceptions of teach-
ing have been identified. Kember (I998) stated that "there seems to be little value...
in further exploratory studies to classify academics' conceptions of teaching" (p. 273),
and instead advocated for research that explores the relationships between the
various categories.
Andrews et al. (1996) noted that "excellence in teaching is.complex and diffi-
cult to achieve. It is about content expertise and methodological technique, as 'well
as about participants in the educational enterprise valuing and achieving quality
outcomes" (p. 101). Much of the current research into teachers' beliefs at the ter-
tiary level acknowledges this complexity and makes an attempt to encourage excel-
lence by emphasizing the important role that teachers' beliefs play in the practice
of teaching.
The research studies we have reviewed have contributed to a growing body of
literature that exarnines tertiary teachers' espoused beliefs. We remain unconvinced,
however, that the relationship between tertiary teachers' espoused beliefs and their
teaching practice has been investigated sufficiently thoroughly to draw any defini-
tive conclusions. Freire (1998), in his discussion of the relationship between teach-
ers and students, noted that "an educational practice in which there is no coherent
relationship between what educators say and what they do is a disaster" (p. 55).
What is clear is that further research is needed to make explicit the links between
tertiary teachers' espoused theories and their teaching practice so that we can under-
stand better how university academics learn to teach and, especially, so that novice
teachers may benefit. One promising area that warrants further research is that of
self-study (e.g., Gibson, 1998). Scott et al. (1994) also highlighted this need for "fur-
ther study ... [that] could make more explicit the complexity of teaching particu-
larly for those who espouse alternative philosophies, assumptions and beliefs that
guide their teaching practice" (p. 24). In addition, we advocate that future studies
204
Telling Half the Story
be designed to enhance trustworthiness in the findings. iThere is also room for miore
explicit links between studies of teachers' espoused theories of action, theories-in-
use, and the implications for the development of tertiary teachers. Our own ongoing
research aims to address these areas. ' '',
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Authors'
RUTH KANE is Director of TeacherEducation, School of Education, University of Otago,
P.O. Box 56, Dunedin, New Zealand; e-mail nith.kane@st6nebowv.otago.ac.nz. Her
research specializadons include self-study of teacher education practice, teacher think-
ing, and the theorizing of teaching practice.
SUSAN SANDRETTO is an Assistant Lecturer, School 6f Education, University-of Otago,
P.O. Box 56, Dunedin, New Zealand; e-mail-susan.sandretto@stonebow.otago.acnz.
Her research interests include teacher education, educational equity, and teaching for
social justice. ', '
CHRIS HEATH is Director of the Otago Higher Educaioni Developrment Centre; University
of Otago, P.O. Box 56, Dunedin, New Zealand; e-mail chrisheath@stonebow.6tago.ac.nz.
His research specializations include academic staff development, teaching in higher edu-
cation, and medical education.
*,
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