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Introduction

President Roosevelt has asked:


The advanced state of technology in
What can the Government do now the American economy, of which we are
and in the future to aid research justly proud, could not have been
activities by public and private
organizations? •.•. "The information, realized without sound institutional
the techniques, and the research foundations. Our public and private
experience developed by the Office of universities and nonprofit research
Scientific Research and Development institutes, our industrial research
and by the thousands of scientists in laboratories, the research agencies
the universities and in private industry,
should be used in the days of peace operated by the State and Federal
ahead for the improvement of the Governments, all constitute part of a
national health, the creation of new cooperative pattern within which
enterprises bringing new jobs, and the tremendous achievements have already
betterment of the national standard of been made. We are confident that within
living. New frontiers of the mind are
before us, and if they are pioneered that same framework even greater
with the same vision, boldness, and developments in science will mark the
drive with which we have waged this future.
war we can create a fuller and more The continued progress of science is a
fruitful employment and a fuller and
more fruitful life. matter of the highest national
importance. The Federal Government,
by virtue of its charge to provide for the
The President's request reflects
common defense and general welfare,
widespread recognition by the American
has the responsibility of encouraging
people that the security of a modern
and aiding such progress. It has
nation depends in a vital way upon
recognized this responsibility in the past
scientific research and technological
by providing research laboratories
progress. It is equally clear that public
within the structure of government, by
health, higher standards of living,
providing a climate of law within which
conservation of national resources, new
industry could advance on its own
jobs and investment opportunities-in
initiative, and by making limited
short, the prosperity, well-being and
appropriations to certain types of
progress of the American Nation - all
educational and research institutions. As
require the continued flow of new
far as the committee can determine,
scientific knowledge. Even if a nation's
there is no major dissent from the view
manpower declines in relative numbers,
that the first two methods of aiding
even if its geographical frontiers become
scientific progress fall within the proper
fixed, there always remains one in-
function of government.
exhaustible national resource-creative
scientific research.
science in America relative to the needs
The time has come, however, for a of society. Our national pre-eminence in
careful evaluation of the questions raised the fields of applied research and
by direct Federal aid to private technology should not blind us to the truth
institutions. Our universities clearly that, with respect to pure research-the
stand in need of increased financial discovery of fundamental new knowledge
support if they are to strengthen their basic and basic scientific principles -America
contributions to the scientific life of the has occupied a secondary place. Our
Nation. Financial aid may also be required spectacular development of the
to speed up the transition between basic automobile, the airplane, and radio
discoveries in university laboratories and obscures the fact that they were all based
their practical industrial applications. The on fundamental discoveries made in
committee has therefore felt compelled to nineteenth-century Europe. From Europe
examine from the standpoint of public also came formulation of most of the laws
policy the question: governing the transformation of energy, the
"Is a substantial increase in Federal physical and chemical structure of matter,
financial aid to scientific research in the behavior of electricity, light, and
educational and other nonprofit research magnetism. In recent years the United
institutions necessary and desirable?" States has made progress in the field of
' pure science, but an examination of the
If the necessity were not clearly relevant statistics suggests that our efforts
demonstrable, several considerations might in the field of applied science have
argue for the undesirability of such Federal increased much faster so that the
support. These center upon the fear that proportion of pure to applied research
Federal aid might lead to centralized continues to decrease.
control. It is the firm conviction of the Several reasons make it imperative to
committee that centralized control of increase pure research at this stage in our
research by any small group of persons history. First, the intellectual banks of
would be disastrous whether such persons continental Europe, from which we
were in government, in industry, or in the formerly borrowed, have become bankrupt
universities. There might be a danger, too, through the ravages of war. No longer can
that increased Federal aid would we count upon those sources for
discourage existing sources of financial fundamental science. Second, in this
support. Private individuals might lose modern age, more than ever before, pure
interest in contributing to research research is the pace-maker of technological
institutions and the great foundations might progress. In the nineteenth century, Yankee
turn their attention to other fields. The mechanical ingenuity, building upon the
States might reduce the support given their basic discoveries of European science,
large universities. These varied sources of could greatly advance the technical arts.
support have contributed materially to the Today the situation is different. Future
development of vigorous centers of progress will be most striking in those
independent initiative throughout the highly complex fields - electronics,
United States and prevented control by aerodynamics, chemistry-which are based
anyone group. directly upon the foundations of modern
The committee has had to weigh these science. In the next generation,
considerations against an analysis of the technological advance and basic scientific
adequacy of the over-all support for discovery will be in-
separable; a nation which borrows its basic necessity of balancing irreducible national
knowledge will be hopelessly handicapped functions against the free play of
in the race for innovation. The other world individual initiative. It is the belief of this
powers, we know, intend to foster scientific committee that if certain basic safeguards
research in the future. Moreover, it is part are observed in designing a plan for
of our democratic creed to affirm the Government support to science, great
intrinsic cultural and aesthetic worth of benefits can be achieved without loss of
man's attempt to advance the frontiers of initiative or freedom.
knowledge and understanding. By that The experience of the land-grant
same creed the prestige of a nation is colleges represents an important precedent.
enhanced by its contributions-made in a The scale of Federal aid has been modest
spirit of friendly cooperation and but has led to very significant results
competition -to the world-wide battle especially in agriculture; it has not led to
against ignorance, want, and disease. domination by small groups; it has not
The increasing need for the cultivation been capricious and uncertain. On the con-
of science in this country is only too trary, it has progressed on a slowly
apparent. Are we equipped to meet it? expanding scale for over 80 years. No
Traditional support from private gifts, from evidence has been brought before the
endowment income, from grants by the committee that this sort of Federal aid has
large foundations, and from appropriations discouraged other sources of support. The
by State legislatures cannot meet the need. land-grant colleges are examples of
Research in the natural sciences and harmonious cooperation among State and
engineering is becoming increasingly Federal Governments, private individuals,
costly; and the inflationary impact of the and industry. American experience with
war is likely to heighten the financial support of higher education by State and
burden of university research. The local governments has been extremely
committee has considered whether industry satisfactory, our vigorous State universities
could or should assume most of the~ standing as impressive testimonials.
burden of support of fundamental research The committee foresees that an in-
or whether other adequate sources of creased measure of Federal support will
private assistance are in sight. The answer raise new problems. We have, therefore,
appears to be in the negative. carefully considered the possibility of
The committee has therefore become increasing Federal aid for scientific
convinced that an increased measure of research without, at the same time,
Federal aid to scientific research is introducing undesirable paternalism. For,
necessary. 1\1eans must be found for in order to be fruitful, scientific research
administering such aid without incurring must be free - free from the influence of
centralized control or discouraging private pressure groups, free from the necessity of
support. producing immediate practical results, free
Basically this problem is but one from dictation by any central board.
example of a series of similar problems of Many have been impressed by the way
government in a democracy. Many of our in which certain fields of applied
important political decisions involve the
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science have benefited, during the war, quantity of scientific research. We believe that
from an increased measure of planned there are historical precedents of Government
coordination and direction. It has thus aid to research, both in this country and abroad,
been very natural to suppose that which show the possibility of providing, within
peacetime research would benefit the framework of sound administrative
equally from the application of similar practice, sustained nonpolitical grants which
methods. There are, of course, types of would operate in such a manner as to call forth
scientific inquiry that require planning from existing institutions even greater
and coordination, and a large degree of initiative, effort, and accomplishment.
control is inevitable and proper in The organization or instrument finally set up
applied research. However, there are should not attempt to play the role of an all-
several reasons why pure science in seeing, all-powerful planning board trying to
peacetime cannot wisely or usefully guide in detail the normal growth processes of
adopt some of the procedures that have science. The first and most essential
worked so well during the war. War is an requirement is that the groups administering a
enterprise that lends itself almost ideally program of research assistance be composed of
to planning and regimentation, because men of the highest integrity, ability, and
immediate ends are more rigidly experience, with a thorough understanding of
prescribed than is possible in other the problems of science. The committee
human activities. Much of the success of believes that an independent Government body,
science during the war is an unhealthy created by the Congress, free from hampering
success, won by forcing applications of restrictions, staffed with the ablest personnel
science to the disruption or complete obtainable, and empowered to give sustained
displacement of that basic activity in and farsighted assistance to science with
pure science which is essential to assurance of continuing support, would
continuing applications. Finally, and constitute the best possible solution.
perhaps most important of all, scientists It is our belief that the desired purposes can
willingly suffer during war a degree of best be served and the possible dangers
direction and control which they would minimized by centering the responsibility for
find intolerable and stultifying in times this program in a new organization, a National
of peace. Research Foundation, whose function should
It is the belief of this committee that be the promotion of scientific research and of
increased support of research in the applications of research to enhance the
American universities and nonprofit security and welfare of the Nation.
institutes will provide the most positive
aid to science and technology. But we do
not believe that any program is better
than no program - that an ill-devised
distribution of Federal, funds will aid the
growth of science. Our concrete
proposals seek to augment the quality as
well as the

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