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Cardiol Clin 26 (2008) 113–125

Heart Failure: Who We Treat Versus Who We Study


Leslie W. Miller, MD
Washington Hospital Center and Georgetown University, 110 Irving Street NW, 1E-7, Washington, DC 20010, USA

The prevalence of patients with the diagnosis 65 years, and even higher in those over 75 years
of heart failure (HF) continues to increase, with (Fig. 1). The average age of patients admitted to
recent data suggesting that the current estimate the hospital is 75 years [2–19]. Patients over
in the United States should now be over 7 million 65 years make up only 12% of the population,
patients. This estimate is based on the recent but account for 38% of hospital discharges and
census confirming a current population of 300 46% of hospital days [2]. The finding of prepon-
million people in the United States, and an derance of hospitalized patients being elderly is
estimated average prevalence of heart failure in also reflected in data from the Centers for Disease
2.5% of the population [1–4]. There are many Control [2], which showed almost no increase in
sources of information about the patients with the number of patients under the age of 64 years
heart failure, including population surveys [5– who were hospitalized with HF over the last
14] and data from patients identified and fol- 25 years, while the number between 64 and 84
lowed from the time of a hospitalization for years, and those over the age of 85 years, has
HF [15–17], as well as inpatient registries nearly doubled (Fig. 2). The population over 65
[18,19]. Many patients have been enrolled in years is expected to double in the next 20 years
pharmaceutical and devices trials in HF, but from an estimated 32 million in the year 2000,
the patients enrolled are often not reflective of to nearly 70 million by the year 2025 [2,3]. Thus,
the patients being managed outside of these trials heart failure will be a major health problem for
in terms of age, gender, race, and comorbidities. the aging United States population for the next
And yet, investigators have extrapolated the several decades.
results of these trials to all patients with heart
failure. This article is a comparison of the demo-
graphics and outcomes of the patients with heart Race and gender
failure that are treated and those that have been
studied. The prevalence of heart failure varies consid-
erably by race and gender [20–26]. Data have
shown that the overall prevalence is essentially
Age equal between men and women, averaging ap-
proximately 2.4% in males and 2.6% in females
There are many demographic factors that
[1–4]. However, this percentage varies between
influence the prevalence of HF, but age is the
2.5% and 3.1% in males, being highest in Afri-
most powerful influence. It is clear that heart
can American males, and between 1.6% and
failure is a disease of advancing age, being
3.5% in females, with the lowest prevalence in
relatively uncommon in those below the age of
Latino women and highest in African American
50 years, but the disease increases progressively
women (Table 1). More men seem to have HF
with each subsequent decade [1–4]. It affects as
under the age of 55 years, but women are
many as 10% to 15% of people over the age of
equally affected thereafter, and by living an aver-
age of 7 years longer, women have an equal
overall prevalence. The percentage of men who
E-mail address: leslie.w.miller@medstar.net are hospitalized is nearly equal, as shown in
0733-8651/08/$ - see front matter Ó 2008 Elsevier Inc. All rights reserved.
doi:10.1016/j.ccl.2007.10.005 cardiology.theclinics.com
114 MILLER

Total = 7 million
12
10.6
10.1
10
9
8.2
% of Population

6
4.7 4.9

4
2.1
2 1.3
0.7 0.5
0.3 0.1 0.2
0
20-29 30-39 40-49 50-59 60-69 70-79 >80
Age (Years)

Males Females

Fig. 1. Impact of age and gender on the prevalence of heart failure. (Data from Thom T, Haase N, Rosamond W, et al.
Heart disease and stroke statisticsd2006 update: A report from the American Heart Association Statistics Committee
and Stroke Statistics Subcommittee. Circulation. 2006;113:e85-e151.)

the large Acute Decompensated Heart Failure disease prevalence. The mortality also varies
National Registry (ADHERE) database [19,20]. considerably by race and gender, with the high-
The racial mix was predominantly Caucasian, est mortality of 3.5% in African American
but reflective of national race percentages and females.

Fig. 2. Influence of age on the rate of hospitalization for heart failure. (From Centers for Disease Control. Heart failure
fact sheet. Atlanta, GA: Centers for Disease Control and Prevention, 2006. Available at http://www.cdc.gov/dhdsp/
library/pdfs/fs_heart_failure.pdf.)
HEART FAILURE 115

Table 1
Differing prevalence and incidence of heart failure by race and gender
Population Prevalence New cases Mortality Hosp D/Cs
Total 7M 500,000 57,000 (287K) 1.1 M
Males 2.4 M (2.6%) 22,300 (39%)
Females 2.6 M (2.1%) 34,905 (61%)
NHW males 2.5%
NHW females 1.9%
AA males 3.1%
AA females 3.5%
Latino males 2.7%
Latino females 1.6%
Abbreviations: AA, African American; D/Cs, discharges; M, million; NHW, nonwhite hispanic.
Data from Heart Disease and Stroke Statisticsd2006 Update. A Report from the American Heart Association
Statistics Committee and Stroke Statistics Subcommittee. Circulation. 2006;113:e85–151. Available at: http://circ.
ahajournals.org/cgi/content/full/113/6/e85#TBL9.

Etiology and type of heart failure an EF greater than 41% and nearly 30% had an
EF greater than 50%. In comparison, of the 33
It is clear that there are significant differences
women in this study, 80% had an EF greater
in both the etiology and type of heart failure by
than 41%, and 75% had an EF greater than
race, gender, and age. African Americans typically
50%. In contrast, the incidence of coronary artery
have hypertension as the major cause of their HF,
disease is lower in those with preserved EF, com-
while ischemic heart disease is the primary cause
pared with those with reduced EF (52.9% versus
in Caucasians [1–4]. African Americans present
63.7%). There are also differences in comorbid-
typically at a younger age than Caucasians, with
ities between patients with preserved versus re-
more advance heart failure at presentation, have
duced systolic function, including the incidence
a 3- to 7-fold higher incidence of hypertension
of atrial fibrillation, which is more common in
as the cause of HF, and a 15- to 18-fold higher in-
those with preserved EF (41% versus 28%)
cidence of end stage renal disease compared with
[27,28,31].
Caucasians.
Recently it has also become clear that a nearly
equal percentage of patients with heart failure
Comorbidities
have preserved systolic function (formerly called
diastolic heart failure) as have reduced systolic Patients with HF often have a number of
function, in both the United States [27–32] and comorbidities. Several databases have shown
Europe [33,34]. The ADHERE database [19] that there is a very high prevalence of diabetes
showed that 46% of patients hospitalized had an in patients with heart failure, averaging as much
ejection fraction (EF) greater than 40% by echo- as 40% [35–39]. While the majority of patients
cardiography. There are several differences in the with diabetes will develop atherosclerosis and cor-
demographics of those with preserved versus re- onary artery disease as the cause of their heart
duced systolic function, as noted in Table 2. It is failure, patients with diabetes who do not have
clear that the prevalence of heart failure with pre- coronary artery disease may have an even higher
served systolic function increases significantly with mortality than those with coronary artery disease
advancing age, and is much more common in [7]. Hypertension is the primary cause of HF in
women and those with a history of hypertension. the African American patients, but is also com-
The much higher prevalence of heart failure mon in other racial groups and significantly pre-
with preserved systolic function in women was disposes patients to the development of HF.
demonstrated in a study by Vasan and colleagues Patients with ischemic etiology of their heart fail-
[29] conducted from the Framingham database. ure often have hyperlipidemia, and an increasing
These investigators performed an echocardiogram percentage of HF patients are obese [1–4]. Recent
on a random sample of 74 patients being followed data have suggested however, that there is a sur-
for heart failure by their criteria. The data showed prising paradox of increased survival in obese
that over 50% of men in the random sample had patients with HF [40]. Renal dysfunction is
116 MILLER

Table 2 symptomatic heart failure over this 15-year obser-


Clinical demographics of patients with heart failure and vation period, and a similar 40% survival at
either preserved or reduced ejection fraction 5 years for those with preserved systolic function
Reduced Preserved (Fig. 3), making it worse than most forms of can-
Characteristic EF EF P value cer [51,52]. More recently, in a study of 2,445 pa-
Age 71.7 74.4 !0.001 tients with an average age of 76 years who were
Male sex (%) 65.4 44.3 0.17 hospitalized in Worcester, Massachusetts for HF
BMI 28.6 29.7 0.002 in the year 2000, and followed until 2005, showed
Obesity 35.5 41.4 0.007 that the all cause mortality at one year was 37%,
Serum 1.6  1.0 1.6  1.1 NS and the survival at 5 years was only 21% [53]. The
creatinine survival was lower in those whose first hospitaliza-
Hypertension 48.0 62.7 !0.001 tion for HF was the incident admission in the
CAD 63.7 52.9 !0.001
study.
Diabetes 34.3 33.1 0.61
A Fib 28.5 41.3 !0.001
Abbreviations: A fib, atrial fibrillation; BMI, body Who investigators study
mass index; CAD, coronary artery disease.
Data from Owan TE, Hodge DO, Herges RM, et al. There are significant differences in the out-
Trends in prevalence and outcome of heart failure with comes and demographics of those treated versus
preserved ejection fraction. N Engl J Medicine those studied in clinical trials [54–56]. This is a re-
2006;355(3):251–9. sult of many factors, including the desire to avoid
enrolling patients with comorbidities, such as re-
nal insufficiency and other conditions that might
becoming an increasing problem in patients with
adversely influence the outcome of trials in-
HF [41–48] and is caused by multiple factors, in-
dependent of a treatment effect [57]. Therefore, in-
cluding advancing age and the coexistence of in-
vestigators base nearly all of their current
trinsic renal disease secondary to hypertension
recommendations for the treatment of patients
or diabetes, as well as low perfusion and use of
with heart failure on clinical trials which have
high doses of diuretics [48] and potentially neph-
had a disproportionately small percentage of
rotoxic drugs, such as angiotensin-converting
those with the highest prevalence of the disease.
enzyme (ACE) inhibitors. The development of sig-
nificant renal impairment has been shown to be Survival
a high risk factor for mortality, and has been con-
firmed in studies of both outpatient and hospital- The body of evidence of results in HF trials is
ized cohorts [42,47]. nicely summarized in recently published HF
guidelines [58,59]. The survival of patients with
HF in clinical studies is often much better than
Survival what has been reported in population studies de-
The survival with heart failure over the last scribed above. There is a uniform finding that sur-
decade has been variably reported [49,50], but sev- vival worsens with advancing stage of the disease,
eral reports suggest that the survival has unfortu- but there is a great deal of variability in the defini-
nately declined over the last 15 years. The tion of Stage C HF, as evidence by recently pub-
Framingham database [6] suggested that the aver- lished trials which reported 1-year mortalities
age survival at 5 years, for all patients followed that range from 11% to 35% [60–69], versus
from the time of diagnosis of HF, was 50%. How- 37% to 57% in population studies. There is
ever, Owan and colleagues [27], from the Mayo more uniformity of the data in those with the
Clinic, followed a large number of patients from most advanced or refractory HF Stage D who
Olmstead County, Minnesota over a 15-year pe- have an extremely high mortality, which may be
riod. Their data demonstrated that there had as high as 80% at 1 year [70,71].
been approximately an 8% overall improvement
Age
in survival in those with systolic heart failure be-
tween 1987 and 2001, but in the most recent era Although it has been shown that the preva-
survival was only 40% at 5 years. In contrast, lence of HF rises significantly over the age of 60
there was no improvement in 5-year survival in years, only a few studies have examined patients
patients with preserved systolic function and above this age. Heiat and Krumholz [55]
HEART FAILURE 117

Fig. 3. Survival in patients with heart failure with either reduced (A) or preserved (B) systolic dysfunction over a 15-year
period. Reproduced from Owan TE, Hodge DO, Herges RM, et al. Trends in prevalence and outcome of heart failure
with preserved ejection fraction. N Engl J Medicine 2006;355(3):251–9; with permission.

examined the mean age of patients involved in Failure Assessment of Reduction in Mortality
heart failure studies and found that it averaged and Morbidity [65], had an average age of 66
59 years in the late 1980s, but rose to an average years, but the very recent African American Heart
of 64 years in the late 1990s, largely because of Failure (AHFT) trial [60] had an average age of
a few studies specifically targeting older patients, only 58 years. The ability of older patients to tol-
such as the two evaluation of Losartan in the el- erate multiple drug regimens, and the doses used
derly trials [63], and the Heart Outcomes Preven- in these trials, is typically much less [72,73].
tion Evaluation [64]. The latter enrolled over More studies are needed in the older population
10,000 patients with an average age of 72 years. to verify the benefit and tolerability of HF medi-
Subsequent trials, such as Candesartan in Heart cations reported in younger patients.
118 MILLER

Race Americans compared with Caucasians [76,77]. At


4 years of follow-up, 50% of the African Ameri-
Similar disparities exist by race, in particular
cans had developed symptomatic heart failure ver-
lower percentages of African Americans and
sus only 25% of the Caucasians (Fig. 4).
Latinos compared with Caucasians included in
Reanalysis of the data by race in the SOLVD
clinical trials [55]. Data show that until the last 2
treatment study [76] found no measurable differ-
to 3 years, there has been a disproportionately low
ence in all cause or cardiovascular mortality by
percentage of nonwhites in heart failure trials,
race, but there was a highly significant reduction
from a low of 13% in the late 1990s, to 27% in
in hospitalization for heart failure in Caucasians
more recent studies, and the AHFT trial [60] con-
versus African Americans (0.54% versus 0.95%,
ducted solely in African Americans. There have
P ¼ .005%). When death or hospitalization for
been very few Latino patients enrolled in any
heart failure were combined, there was also a sig-
heart failure trials to date.
nificantly lower benefit, 9% in African Americans
Does the lack of a broad representation of all
versus 25% in the Caucasian population (P ¼
subgroups with HF in most of the seminal trials
.02).
upon which we have based our recommendations
When beta-blocker trials were examined, Shek-
for therapy have any impact? The answer is, yes.
elle and colleagues [74] found that Caucasians
Based on our understanding of the pathogenesis
have always benefited in the series of beta-blocker
of heart failure, in particular the importance of
trials, including the beta-blocker evaluation of
the neurohormonal system, we have assumed that
survival trial (BEST) [66], the Carvedilol prospec-
observations made in trials in which there were on
tive randomized cumulative survival trial [61], the
average only 10% to 15% African Americans
Metoprolol CR/XL randomized intervention trail
would hold in that population as well. However,
[65], and the United States Carvedilol trial [62],
this assumption has been shown to be quite
but African Americans represented less than
erroneous, as shown in the meta-analysis by
15% of those enrolled. When the benefit of Biso-
Shekelle and colleagues [74]. The reviews of the
prolol was examined retrospectively in the BEST
original studies of left ventricular dysfunction
trial [66], which had 27% African Americans,
(SOLVD) prevention trial [75] for example dem-
there was in fact an adverse affect of the beta
onstrated that there was a very substantial differ-
blocker in the African Americans, compared
ence in the development of heart failure in African

Fig. 4. Differing likelihood of development of heart failure by race in the SOLVD prevention trial of ACE inhibitors
versus placebo in asymptomatic patients with reduced systolic function. Reproduced from Dries DL, Strong MH, Cooper
RS, et al. Efficacy of angiotensin-converting enzyme inhibition in reducing progression from asymptomatic left ventric-
ular dysfunction to symptomatic heart failure in black and white patients. J Am Coll Cardiol 2002;40(2):311–7; with
permission.
HEART FAILURE 119

with the Caucasians in the study, that nearly nitrate donor drug combination [78]. There are
reached statistical significance. When these four likely polymorphisms of multiple genes which
trials were compared, there was no net benefit of are important in patients with heart failure, which
beta-blockers in African Americans compared provide some scientific basis for the disparities
with the average 31% reduction in mortality in observed.
Caucasians.
The trial that had perhaps the greatest impact
Gender
of race on outcome was the original vasodilator
heart failure (VHFT-1) trial [78], which was con- Another very substantial disparity has been the
ducted in Veterans Administration Hospitals incredibly low percentage of women who have
with largely Caucasian males of an average age participated in cardiovascular trials of any type.
of 62 years. This trial was the first to show a sur- Despite the equal prevalence of HF in women
vival advantage of the combination of hydralazine compared with men, the percentage of women
and nitrates, compared with prazosin or placebo who have been enrolled in HF trials since 1985 has
(Fig. 5). When the data from that landmark study averaged only 22% [55]. Many of the early trials
was examined retrospectively, it showed an insig- of heart failure, particularly the VHFT trials,
nificant difference in mortality in the Caucasian upon which a great deal of our understanding of
patients who received hydralazine throughout the pathogenesis of heart failure are based, in
the 5-year follow-up, compared with a 47% rela- fact contained almost no women. The percentage
tive risk reduction in African Americans (P ¼ of women in the SOLVD trial [75] that confirmed
.04) [55]. This observation led to the AHFT trail the benefit of ACE inhibitors varied from 11% in
[60] conducted exclusively among African Ameri- the prevention arm to 20% in the treatment arm.
cans, which examined the benefit of adding hy- The highest percentage of women in an HF study
dralazine and nitrates versus placebo to the was the 40% enrolled in the recent AHFT trial
standard background combination of an ACE in- [60].
hibitor, digoxin, and diuretics. The study was Much as we have presumed that all races
stopped prematurely because of a 43% relative would respond uniformly to all heart failure
risk reduction at 600 days in favor of the hydral- therapies, this concept has been shown to also
azine-nitrate combination (Fig. 6). The findings be erroneous by gender. A retrospective review of
have led to research which has demonstated a re- over 7,000 patients enrolled in the international
duction in the production of nitric oxide in Afri- digoxin trial demonstrated that women had
can Americans, who therefore, not surprisingly, a worse outcome, with a 30% higher death from
benefited from the use of the antioxidant and any cause in women (P ¼ .014), a 28% higher

Fig. 5. Differing benefit of the combination of hydralazine and fixed dose nitrates on survival by race in the VHFT-1
trial. (From Carson P, Ziesche S, Johnson G, et al. Racial differences in response to therapy for heart failure: Analysis
of the vasodilator-heart failure trials. J Card Fail 1999;5:178–87.)
120 MILLER

100

Fixed-dose I/H

95
Survival (%)

90
Placebo

Hazard ratio=0.57
P=.01

85
0 100 200 300 400 500 600
Days Since Baseline Visit
Fixed-dose I/H 518 463 407 359 313 251 13

Placebo 532 466 401 340 285 232 24

Fig. 6. Survival benefit on survival with the addition of hydralizine and fixed-dose nitrates over standard medical ther-
apy in African Americans with heart failure in the AHFT trial. Reproduced from Taylor AL, Ziesche S, Yancy C, et al.
Combination of Isosorbide dinitrate and hydralazine in blacks with heart failure. N Engl J Med 2004;351(20):2049–57;
with permission.

incidence of cardiovascular death (P ¼ .035), and trials compared with placebo, there was a signifi-
a 38% higher likelihood of developing worsening cantly greater benefit in females than males (57%
heart failure (P ¼ .026) when compared with versus 39%) [80].
men at the same age [79]. The hospitalizations
because of heart failure were also 21% higher
Comorbidities
(P ¼ .01) in women, demonstrating a higher over-
all risk in women versus men who received di- One of the other major differences in patients
goxin therapy. enrolled in clinical trials, as opposed to those
Shelleke and colleagues [74] analyzed the out- treated outside of clinical trials, is the prevalence
come of various treatment trials for HF and com- of comorbidities, such as previous stroke, diabe-
pared the outcomes between women versus men. tes, hypertension, and particularly renal dysfunc-
The results were not uniform. The study showed tion. Patients with these conditions are often
that there was a 10% relative worse outcome for excluded from the trials, whereas they represent
women versus men in all of the ACE inhibitor tri- a substantial percentage of the patients treated by
als (Fig. 7). The mean risk reduction was 18% a physician. Heiat and colleagues [55] examined
in males versus 8% in females, while the difference the prevalence of contraindications to enrollment
in four recent beta-blocker trials showed only in heart failure trials over the past 15 years
a 3% net relative difference, with a 34% relative (Fig. 8), and demonstrated that renal insufficiency
risk reduction in men versus a 37% in women. (creatinine greater than 1.6) was listed as a contra-
Not all drugs have shown an adverse outcome indication to enrollment in as many as 30% of the
in women. Although there was an overall highly trials between 1995 and 1999. Physicians and
significant reduction in the relative risk of death pharmaceutical companies interested in conduct-
with the hydralzine-nitrate therapy in the AHFT ing prospective trials evaluating a new drug or
HEART FAILURE 121

Male Female
CONSENSUS CONSENSUS

SAVE SAVE

SOLVD (Prev) SOLVD (Prev)

SOLVD (Tx) SOLVD (Tx)

SMILE SMILE

TRACE TRACE

Combined Combined

0.4 0.82 1.1 1.9 0.4 0.92 1 1.9


Relative Risk Relative Risk

Fig. 7. Differing effect of ACE inhibitors by gender in clinical heart failure trials. Abbreviations: CONSENSUS, coop-
erative North Scandinavian enalapril survival study; SAVE, survival and ventricular enlargement; SMILE, survivors of
myocardial infarction long-term evaluation; TRACE, trandolapril cardiac evaluation. Reproduced from Shekelle PG,
Rich MW, Morton SC, et al. Efficacy of angiotensin-converting enzyme inhibitors and beta-blockers in the management
of left ventricular systolic dysfunction according to race, gender, and diabetic status: a meta-analysis of major clinical
trials. J Am College Cardiol 2003;41:1529–38; with permission.

Fig. 8. Prevalence of common comorbidities in heart failure trials that have been contraindications to enrollment in clin-
ical heart failure trials over time. From Heiat A, Gross CP, Krumholz HM. Representation of the elderly, women, and
minorities in heart failure clinical trials. Arch Intern Med 2002;162;1682–8; with permission.
122 MILLER

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