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Roy. 1/2010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

Rem,t Required by the Ethics


in Governmenl Act of 1978 (5 U.S.C. app..~ 101-110

I I. Person Reporting 0ast name, first, middle initial) CASELLAS, SALVADOR E. 4. Title (Ar~l~ [] judges indicate active or senioc status; magistrate judges indicate full- or part-time) U.S. SEN~OR DISTRICT JUDGE "

2. Court or Organization U,S.D,C. Puerto Rico ~. Report Type {check apI~rorrdate type}

3. Date of Report 04/30/20 -~iReporting Period 01101/2009 12/31/2009

[]

[] Nomination, Initial

Date

7. Chambers or office Address U.S. COUR~THOUSE 300 RECINIO SUR - SUITE 342 SAN JUAN. PUERTO RICO 00901

5b. [] Amended Report g. On the basis or the Infurmatl:n contained in th~ Report and say modifications pert~lning thereto) It Is, In my opinion, in compliance with applicable laws and regalatloas. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followeg Complete ali parts,
Checking the NONE box for each part where you have no reportable informatto~ Sign on last pagc.

I. POSITIONS. ~evorti,,g ~,~ia~t o~t>,; *ee w. ~-ts o~I~t~, t..t,~o..l


[-"] NONE (No reportable positions.) POSITION
1. DIRECTOR

NAME OF ORGANIZATION/ENTITY
ANGEL RAMOS FOUNDATION (NON-PROFIT INSTITUTION)

II. AGREEMENTS. (Reporting lmdivldual only; $eapp. ]4-16 of flllng lnstructlon&)


~ NONE (No reportable a~eemen~.) PARTIES AND TERMS

Casellas, Salvador E.

FINANCIAL DISCLOSURE REPORT

Page 2 of 8

[Name

of Person Reporting

Date of Report

o4~3o/2oio

I CASELLAS, SALVADOR E.

IIl. NON-INVESTMENT INCOME. ~,om.~


A. Fliers Non-Investment Income NONE (No reportable non-investment income.)

I. 2. 3.
4.

B. Spouses Non-Investment Income - If you were ~rded d~g any ~ion of the repo~ng year, complete 1~ sectio~
(Dollar amount not required ~cept for honoraria.)

NOHE (No reportable non-investment income.)

SO~CE AND TYPE


I. 2.

3. 4.

IV. REIMBURSEMENTS -~,o~,pon,ao,~


(Includ~ those ~o spousz ond dependent children; see pp. 25-27 of filing instructlcms.)

NONE (No reportable reimbursements.)

SOURCE
1.

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

N ....

fPcrsolt Reporting

DateofReport

CASELLAS, SALVADOR E.

04/30/2010

V. GIFTS. (Incl~tdes ,ho$, to spouse and dependent childrcn~ $ee l~p. 28-31of flllng lns,r~tctlong)
NONE (No reportable gifts.)

I.

2. 3. 4. 5.

VL LIABILITIES. (lncludes those of spouse and dependent chlldren; $ee pp. 32-3J of flllng lnstructlon~)
[~] NONE (/go reportable liabilities.) CREDITOR
1, UBS MARGIN LOAN

DESCRIPTION
PI

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting CASELLAS~ SALVADOR E. [ 04/30/2010

Page 4 of 8 VII. INVESTMENTS and TRUSTS - ~, ......


A. Description of Assets (including trust assets) Place "(X)" after each asset exemptfiompdordisclosure B. Income during ~orting period Antount ] Type (e.g., Code 1 ] div.,ren~,

I,o., .....r~,~ ana.a,~,~o~o oI~p


C. I Gross value at end , of reporting period Value Code2 Value Method (Q-W) Type (e.g., buy, sell, D. Transactions during reporting period

NONE (No reportable income, assets, or transactions.)

Date Value mm/dd!yy Code2

Gain Code I ]

Identity of buyer!seller transaction)

1. 2. 3. 4. "~.

Account at Banco Santander Account at Popular Securities, Inc, Acc0unl at Banco Popular Tax Free Fund-UBS Tax Exempt Fund at Santander Securities

A A A A A

Interest Interest Interest Interest Interest

K J J K J

T T T T T

6.
7. 8. 9. 10. 1 I. 12, 13. 14. " 15. 16. 17.

IRA- Universa! Life Insurance Co.


Cash Value Insurance Policies Met Life & Equitable International Hospitality S.E. Annaity Universal Life Ins. Co. GNMA Serial Bonds CMO Lehman P.RiGovemment & Agency Bonds

C
D

Interest
Interest None

M
N J N K J P2

T
T W T T T T Buy Buy Buy Buy Buy Buy 0 i102109 01/30/09 01/08/09 02/06109 03/02/09 06/29/09 PI M PI K L N Santander Securities Santander Securities UBS Santander Securities Santander Securities UBS

D C B G

Interest Interest Interest Interest

1. lnoom Gain Codes: (See Columns BI and D4) 2. Valve Codes (See Columns CI and 133) 3. Value Method Codes (See Column (22)

A =$1.000 o~ less F =$50,001 - $100,f~0 J =$ I 5,0~O or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appralsal U =Book Value

1] ~$1.001. $2,500 G ~$100,00l - $1.000,~30 g ~$15,001 - $50,000 O -$500.001 - $1,000,1~30 R...Cost (Real Eslat Only) V .<)ther

C =$2,501 - $5.000 HI =$ 1,000.0Ol - $5.000,0~0 L =$50,001 - $1D0,O0~ Pl -~ 1,0OO,001. $ 5.000,000 P4 -More than $ 50,000,000 S -Assessment W ~Eslirr~ed

D ~15,001 - $15.0~0 IL2 =More than M =$100,1901 . $250,000 P2 -$5,~0D,001 T "Cash Mankct

E -$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name orVer, ou

Page 5 of 8

CASELLAS, SALW, DOR E" I

04/30t~010

~I. ~ES~NTS and TRUSTS - ~o~ ~,~,,,~,~o~


NONE (No reportable income, ~se~, or transactionsO
A. De.priori of Ass~ (~cluding ~st ~se~) P~ "~)" a~r e~h ~ct B. ~come d~ng reposing period C. Gro~ value at end of r~ning period D. T~ns~tions during re~ng ~fiod

(0 [ (2)
Amour [ T~ (e.g.,

(0
Value Value T~e (e.g.) r~ption, [ (J-P) ~ Da~ ~ Value G~ Idcnfi~y of (ifpfivat Iransacfion)

orint.) ~
18.
19. 20. 21. 22. 23,
24. Univ. ofP.R. Bonds C Interest

~S-P) , Co~3

Buy
Buy Buy AFIeA Bonds (P.R. Financial Authority) D Interest M T Buy Redeemed Redeemed
L T Buy

~/06/09
06/02/09 10/21109 03/3 I109 [ 06/22/09 07101109
03/02109

M
N K L K J
L

Sanlander Securi~es
Santander Securities Santander Securities I santander Securities UBS UBS
Santandcr

25.

P.R. Employees Assc. Notes

Interest

26. i27.

First Bank P.R. Notes (Step up)

Interest

P.R. Public,Bldg. Authority P.IL Public Finance Co. Bonds

Interest

28.

Interest

Buy

03102/09

Santander Securities

29. 30. P.R. Highway Bonds

Sold C Interest N T

06/02/09

Santander Securities

Buy Sold

02f17109

Santander Securities

3 I.

06/02/09 01t02/09

Santander Securities

32.

First P. R. Target Notes

Interest

Redeemed

PI

Santander Securities

33. 34.

Redeemed Sold

02/02/09 02/20/09

N M

Santander Securities Santander Securities

1. Income Gain C_.~des: (See Columns B 1 and D4) 2. Value Codes (Sc Columns Ct and D3) L Vslu Method Codel (See Coltman C2)

A =$1,000 or less F -$50.001 - $100,000 J =$15,000 ot less N -$250.001 - $500,000 P3 ~-$25,000,001. $50,000,000 Q -Appraisal U -Book Value

B --$1.001 - $2,500 G =$ ! 00,~O 1 - $ 1,000,1~00 K ~$ I LOG 1 - $5.0,000 O =$500.001. $1.000.000 R -Cost (Real Estat OMy) V =Other

C =$2,501 - $5,000 I I 1 -$1,000,001 $ 5,000,000 L ~$50.001 - $100,000 PI --$1,000,001 - $ 5.000.00(} P4 =More than $50,000.000 S =Assessment W =Estimated

D ~$5,001 - $ I $,090 tt2 =More than $5,000,000 M =$100,001 - $250,000 P2 -$ ~1.000.001 - $25,000,000 T ~.ash Markl

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting CASELLAS, SALVADOR E.

Date efRtpert 04/30/2010

VII. INVES TME NTS and TRU S T S - ~om,, ~al.e, t,a~,*aions anctud,~ ,h .... ~ ~ ...... ~ ~ ~ ~ rr. ~ -,o oy~ ~,~ato~.~
NONE ~o reportable inco~ne, asse~, or transactio~.)
A. De~dptlon of Asses (including ~t ~sc~) Place "~)" afl~ each asset exempt ~m prior di~lo~ B. Income during r~ing p~ (I) (2) (I) (2) Am~nt J T~e (e.g., Code ] ~ did ~nL C, Gross value at end ofr~oaing period (1) ~ (3) I-~ r (~) Value Value C~e 2 Method (Q-~ T~e (e.g., buy, sell, D. Transacho~ during ~ning period

Da~ m~d~

Value~ Gain~ ~de2 [~e 1 ~

ld~tity of buy~/seller tmnsacfion)

35.

Redeemed

03/0~09

Santandcr Securities

36.

Sold

03/31/09

Santander Securities

37.

Redeemed

04/01/09

I Santander Securities

38. Shares ofPopular, lne.

Redeemed

05/01/09

Santander Securities

39.

Dividend

Buy

!02/25/09

Popular Securities

40.
41. 42.

43.

45. 46. 47. 48.

50.

I
.

1. Income Gain Codes: (Se Columns BI and D4) 2. Valtm Codes (See Columns CI and D3) 3, Value Me~hod Codes (S~ Column C2)

A ~$1,000 or less F -$50.00t . $100.000 J =$15.000 ot less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appr~sal U ~Bo~k VaMc

B =$1,001 - $2,~00 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500,001 - $1,000,000 R~Cos~ (Re~I Estate Only) V ~:)Ih~

C ~$2,301 - $3,000 H [ "$1,000,001 - $5,000.1)00 L =$50,001 - $ I00,0O0 PI -~1,090,001 - $ 5.000,000 P4 =-More ttxaa $50.000,000 S =Assessmcm W =Fstimalcd

D ~$5,001 - $15,000 H2 =More than M =$100.001 - $250,000 12 -$5.000.001 - $25,000,000 T =Cash Market

E =$ [ 5,00t - $50,000

FINA1NCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting

Date of I]eport

04/30~2010 [ CASELLAS, SALVADOR E.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~#i~,~r~,~o/~@o,~)


PART II - AGREEMENTS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

[ ~.,~e of Pe~ R,po,iog


[ CASELLAS, SALVADOR E.

~.~, o~,~
O4130/2010

1 certify that all Information given above (including Information pertaining to my spouse and minor or dependent children, if any) lg accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544