Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Western District of Louisiana
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Haik. Richard T. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/12/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Active

i [] Initial

5b. [] Amended Report

7. Chambers or Office Address 800 Lafayette Street Suite 4200 Lafayette, LA 70501

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[~ NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. President

NAME OF ORGANIZATION/ENTITY
Colonel J. George & S. Saloom Hannie Community Home, Inc.

II. AGREEMENTS. (Reporting indi,idual only; seepp. 14-16 of filing instructions.)

~-] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Haik, Richard T.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name o1" Person Reporting Haik, Richard T.

Date of Report 05/12/201 I

111. NON-INVESTMENT INCOME. tRepo~ing individual and spouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3.

4.

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting)ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~-~

NONE (No reportable reimbursements.)

SOURCE Louisiana State 13at Association DATES 7/15/10 LOCATION Sandestin, FL

PURPOSE Seminar Speaker

ITEMS PAID OR PROVIDED

Travel, lodging, and meals

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting Haik, Richard T.

Dale of Report 05/12/201 I

V. GIFTS. ancl.de~,hoso,o ~pouse and d.,enden, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. ancl.de~ ,hose olspo.se and dependen, children; see pp. 32-33 of fillng instructions.)
D NONE (No reportable liabilities.)
CREDITOR 1. St. Landry Bank and Trust Company See Note in Part VIII. USAA Federal Savings Bank - See Note in Part VIII. DESCRIPTION Bank loan to purchase investment in BPLVisions, LLC formerly The McGeHee Group, LLC Bank loan to purchase residential rental property

VALUECODE
J

2.

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Reporting Haik, Richard T.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ,.alue, transactions a.ctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-p) (Q-W) K
J

Transactions during reporling period 0) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code2 Code I
(J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

I.
2.

Iberia Bank Accounts

Farmers Merchants Bank & Trust Account

A
A

Interest
Interest

T
T

3.
4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

GulfCoast Bank CDs Account

Capital One Bank, NA CDs Account Regions Bank CDs Account Home Bank CDs Account Farmers Merchants Bank & Trust CDs Account Capital One Bank, NA Accounts Midsouth Bank, NA Accounts Regions Bank Accounts Brokerage Account #1 -- Diamond Offshore Drilling, Inc. Common Stock --Iberiabank Corp Common Stock --Rowan Cos Inc. Common Stock --Edward Jones Money Market Account Brokerage Account #2 --San Juan Basin Royalty Trust

A C A A A C A A

Interest Interest Interest Interest Interest Interest Interest Interest

L M M K J K K K

T T T T T T T T

A A

Dividend Dividend None Dividend

J J J K

T T T

Interest

I. Income Gain Codes: (See Columns B I and D4) 2. Valuc Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A :$1,DO0 or less F ~$50,DOI - $ IDO.000 J = $15,DO0 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$1DO,001 - $1.DOO,DO0 K = $15,D01 - $ 50,000 O =$500,001 - $1,000,DO0 R =Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 HI =$1,DOO.001 - $5.000,000 L = $ 50,001 - $ I DO,DO0 PI =$1,DO0.001 - $5,000.000 P4 =More than $50,000.000 S =Assessment W =Eslimated

D =$5.DO1 - $15,000 tt2 =More than $5.000.000 M -$ I DO,DO 1 - $ 250.000 P2 -$5,000.001 - $25.000.000 T =Cash Market

E =$15.001- $50,DO0

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name of Person Reporting Haik, Richard T.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, val.e, transactions dnctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including tmst assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (i) (2)

Amount Code l (A-H) Type (e.g., div., rent, or int.)

Gross value at end

Transactions during reporting period (i) Type (e.g.,

buy, sell. redemption)

of reporting period O) Value Code 2

(J-P)

(2) Value Method Code 3 (Q-W) T

(:,) (3) Date Value mm/dd/yy Code2

(J-P)

(4) Gain Code I

(A-H)

(5)
Idemity of

buyer/seller (if private transaction)

18.

-Xerox Capital Trust Capital Securities -Camden County, NJ Pollution Control Bonds

A
A

Interest
Interest Interest

Redeemed 12/01/10

20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

-Capital Projects Fin Auth FL Bonds -Charlton County, GA Solid Waste Revenue Bonds --DWS Managed Municipal Bond Fund -Hudson County, NJ Solid Waste Revenue Bonds --Ohio State Solid Waste Disposal Revenue Bonds -Port of New Orleans, LA Board of Commissioners --Pumam Tax Exempt Income --St. Paul, MN Port Authority Industrial Revenue Bonds --Allegheny County, PA Hospital Bonds --Angola, IND Healthcare Facs Revenue Bonds --Ben Hill County, GA Revenue Bonds --Bibb County, GA Development Authority Bonds --Cambria County, PA Revenue Bonds --Central Arizona Irrigation & Drainiage District Bonds --Connecticut Development Authority Bonds A A B A A A A B A A

T J J T T T T T J T T Redeemed Redeemed Redeemed K J J K T T T T Partial Redm 06/01/10 J A 11/15/10 10/I/10 05/05/I 0 J J K A A B

Interest lnt./Div. Interest Interest Interest Int./Div. Interest Interest Interest Interest Interest Interest Interest Interest

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$50,001 - $100.000 J = $15.0~(I or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1.000,000 K =$15.001 - $ 50.000 O=$500.001.$1.000.000 R =Cost (Real Estate Only) V -Other

C =$2,501 - $5,000 HI =$1,0~,001 - $5.000.000 L -$50.001 - $ 109.000 p I =$ 1.000.001 - $5.000.090 P4 =More than $50.000.0~0 S =A:,~zssmcnt W =E~.tlmalcd

D =$5.001 - $15,000 H2 =More than $5.000.000 M = $ 100.001 - $250.000 P2 $5.000.001-$25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name of Person Reporting tlaik, Richard T.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end

Transactions during reporting period (i) Type (e.g., buy, sell, redemption)
(2) Date mm/dd/yy (3) (4) Value 1 Gain Code 2 ! Code 1 (JP) I (A-H) ] (5) Identity of buyer/seller (if private transaction)

of reporting period (i) (2) Value Value Code 2 Method

(J-P) Code .3

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. -Crawford County, GA Development Authority Bonds -Denham Springs-Livingston Housing Bonds -East Carrol Parish, LA Law Enforcement Bonds -Escambia County, FL Health Facs Bonds -Hammond-Tangipahoa Home Mortgage Bonds -Hancock County, TN Health Ed Bonds -Lafayette, LA Public Trust Fin Auth Bonds --Langhome Manor Boro, PA Higher Education Bonds --Louisiana State University Bonds --Montgomery-Southside, AL Revenue Bonds --New Jersey Health Care Facilities Bonds B A A A A A A A A B B A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest
K J J

Redeemed Redeemed T Redeemed T

05/17/10 08/02/10

J J

A A

03/01/10

Redeemed 08/20/10 T T T T T T Redeemed 07/01/10 (part)

K J J J J
J J J

46. --St. Paul, MN Port Authority Bonds 47. 48. 49. 50. 51. --St. Paul, MN Port Auth Hsg & Red --St. Tammany Parish, LA Hospital Bonds --Savannah, GA Economic Development Authority Bonds --Shreveport, LA Water & Sewer Revenue Bonds --Sumner, IL Healthcare Facilities Revenue Bonds

T T T

1. Income Gain Codes: {See Colurans B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - $100.0(~ J =$15,000 or less N =5250.001 - 5500.000 P3 -525.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.0~1 - $1,0~O.0~O K = $15.001 - 550.000 O 5500.001-$1.000.000 R :Cost ( Real E>lalc Only) V Other

C =$2,501 - $5,000 H 1 =$1,00~,001 - $5.0{~,0~ L = $50,001 - $ 100,000 p I =$ 1,000.001 . $5,~00,000 P4 =More than $50.000.000 S =Assessment W =Estimalcd

D =$5.001 - $15,000 H2 =More than $5,0~,0~O M =$ 100,0O I - $250,1)00 P2 =$5,000,001 - $25,000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Name of Person Reporting Haik, Richard T.

Dale of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent chitdren; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period
(I) (2)

Transactions during reporting period

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5)
Identity of

Value Code 2
(J-P)

Value Method
Code 3

Type (e.g., buy, sell, redemption)

(Q-W) 52. -Tillman County, OK Revenue Bonds B A Interest Dividend None None A Interest None A Dividend J J J J K J T T T T T T T Sold (part) I 1/10/10 M Redeemed (part) 10/08/10 J A

buyer/seller (if private transaction)

53. -Verizon Communications Common Stock 54. -Tjiwi Kimia Intl Finance Co Senior Notes

55. -Tricom SA Guaranteed Note

56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. -Cablevision SA Notes -Williams Communications Group --Money Market Fund Investment Shares --Hartford Income Shares Fund, Inc. Mutual Fund (Y) --MFS Multimarket Income Trust Mutual Fund --San Juan Basin Royalty Trust Units --At Home Corp Subordinated Notes --Capital Income Builder Fund A --Rapides Fin Auth LA Revenue Cleco --Regions FinancialCorp --LA State Gas & Fuels Tax Set A Revenue

A A

Dividend Royalty None

J J J K K J J J J

T T T T T T T T T

A B A A
A A

Dividend Interest Dividend Interest Int./Div. Interest

67. 68.

--Seligman National Municipal Fund --Home Bancorp, Inc. Stock

I. Income Gain Codcs: (See Columns BI and D-l) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or Icss F =$50.001 - S 100,0~0 J = $15,00) or k~.s N =$250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q =Appraisal U =Bo,.,k Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Eslale Only) V =Other

C =$2,501 - $5,000 HI =$1,000.001 - $5,000,000 L =$50.001 - $ 100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.0OO H2 -More than $5,000,000 M =$ 100,001 - $250.000 P2 -$5,000.001 - $25,000.000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of I 1

Name of Person Reporting Haik, Richard T.

Date of Report 05/I 2/201 I

VII. INVESTMENTS and TRUSTS - i.co.,o, ,.atue, tra.sac,io.s a.clude~ those oI~po.~e and depe.de.t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(])
Amount Code I (A-H)

(2)
Type (e.g.. div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private Wansaction)

(Q-W) 69. 70. 71. 72. 73. 74. --Ultra Pure Technologies, Inc. Stock --Louisiana Public Facilities Auth Rev Bonds --Katy Texas lnpdt School District Bonds --Frontier Communications Corp Stock (X) --Rivus Bond Fund (X) Individual Retirement Account #1 A A D A None Interest None Dividend Dividend Dividend J K K J J N T T T T T T Buy Buy 09/09/I 0 12/07/I 0

75. --American Balanced Fund

76. 77. 78. 79. 80. 81. 82. 83. 84. 85. --American Mutual Fund --Capital World Growth & Income Fund --Europacific Growth Fund --Growth Fund of America --Income Fund of America --New Perspective Fund --Washington Mutual Investors Fund --American Funds Sh Term Bond Fund Colonel J. George & S. Saloom Hannie BPL Visions, LLC formerly The McGeHee Group, LLC None None M M W W

I. Income Gain Codes: ~S~e Columns B I and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.0~0 or less F =$50.0~1 - $10~,0~0 J = $15.000 or less N =$250.001 - $500,000 p3 =$25,000,001 . $50.000.000 Q =Appraisal U =Book Value

B -$1.091 - $2,500 G =$10~.0~1 - $1,0(KI.0~ K - $15,001 - $50.000 O =$500.001 - $1,000.00~ R =Cosl (Real Estate Onlyl V Other

C =$2,501 - $5,000 H I =$1.0~.001 - $5,000,000 L =$50.001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 More than $50.0~0,000 S =A~essment W =Estimated

D =$5,0~1 - $15,000 H2 =Morn than $5,0~,000 M =$ 100,001 - $250,0~O P2 =$5,000,001 - $25,000.000 T =Cash Market

E =$15,1)01 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Haik, Richard T.

Dale of Reporl 05/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)

A. Description of Assets B. Income during C. Gross value at end Transactions during reporting period

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

reporting period O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

of reporting period (1) (2)

Value Code 2 (J-P) Value Method Code 3 (Q-W)

(i)
Type (e.g.,
buy, sell,

(2)

(3)

(4)
Gain Code l (A-H)

(5)
Identity of buyer/seller (if private transaction)

redemption)

Date Value mm/dd/yy Code 2 {J-P)

86.
87.

Oxford Partners, LLC (X)

Gordon Global Investments, LLC

None
None

J
J

W
W

Buy

01/10/10

J See Note I in Part VIII.

88.

1/3 Interest in Property Located in Vermilion Parish, LA (X)

None

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (SeeColurrms CI and D3) 3. Value Mcthod Codes ISce Column C2)

A =$1.000 or less F =$50.001 - SI00.000 J =$15.00~ or less N-$250,001 - $500,000 P3 $25,0~0.0~ I - $50.00~.000 Q =Appraisal U ~Book Value

B =$1.001 - $2,500 G =$100.001 - $1,000.000 K = $15.001 - $50,0~) O $500,001 - $1,0~0,(~9 R Cost {Real Estate Only) V =Other

C =$2.501 - $5,000 HI =$1.000.001 - $5.000,000 L =$50,001 - $ 100,000 PI ~$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,090 H2 =More than $5.000.000 M =$100.0~ I - $250.04~ P2 =$5,000,0~1 - $25,000.0~1 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting Haik, Richard T.

Date of Report 05/I 2/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and~catepar, ofr~po,,.~

Part VI, Line#1 - Loan was paid in full on 11/24/2010. Part VI, Line #2 -~i ~~ ~.~] sold property in 2010 and paid offthis note, so no further liability exists. Part Vll, Line#88 - This property was acquired through inheritance. There is no physical address for the property.

FINANCIAL DISCLOSURE REPORT Page 11 of II

IX. CERTIFICATION.

Name of Person Reporting Haik, Richard T.

Date of Report 05/12/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo~anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U~.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Richard T. Haik

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544