Академический Документы
Профессиональный Документы
Культура Документы
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.,~ I01-111)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it i~, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. eRepo,i,,~ i.alv~duat o.ty; se, ,,. 14-16 of fillng instructions.)
NONE (No reportable agreements.) DATE.
1. 2. 3.
Thomas, Sidney R.
III. NON-INVESTMENT INCOME. tRo,or~ng individaal ondspouse: see pp. 17-24 of ~ling
A. Filers Non-Investment Income ~] NONE~Vo
reportable
DATE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section~
(Dollar amount not required except for honoraria.)
~]
2. 3. 4. 5.
V. GIFTS. a,cl, d~ tho~e ~o ~ou,e u,d depende,~ children; se, p~ ZS-3 ~ of filing instructions.) NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. andude~ ~hose o/~po~e und dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco~,e, volue, ~onsactlon$ ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., div., rent, , Code I or int.) I (A-H) l
I. Northwest Billings Associates B Distribution
C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
L W
D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
LKCM Fixed Income LKCM Small Cap Equity LKCM Equity LCKM International Amer World Bond Fund f/k/a/FDS Wash. Mut. Fund UBS USA Deposit Account Davis New York Venture Fund American Funds World Growth Fund Class F American Funds Growth Fund Class F American Funds Bond Fund F (listed as Growth on 07 FDR) Columbia Mid Cap Value Fund A JP Morgan Mid Cap Value Fund Nuveen Flagship Limited Term Mun Bond Fund A A A A A A A A A
None None None None Dividend Interest Dividend Interest Interest Interest Interest Interest Dividend
M M L M J J J J J .1 J J J
T T T T T T T T "T T T T T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes 1Sc Columns CI and D3) 3. Value Method Codes [See Column C2)
A -$1.000 or less F = $50.001 - $ 100.0~O J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.00.000 Q =Appraisal O Book Value
B -$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R --Cost (Real Estate Only) V =Other
C -$2,501 - $5,00 l I I =$ 1.090.001 - $5.000,000 L =$50.001 - $100.0OO PI =$1,000.001 - $5,000.00 P4 =More lhan $50.00.000 S :Asscssmcnt W =Eslimatcd
D =$5,001 - $15,000 112 =More than $ 5.0~).000 M =$10~.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Markcl
E :$15,091 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544