Академический Документы
Профессиональный Документы
Культура Документы
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. .~ 101~111)
Circuit Judge
7. Chambers or Office Address Fourth Circuit U.S. Court of Appeals 1100 E. Main Street Richmond, VA 23218
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is~ in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. mepo.i.g individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE
A_qee, Geor_qe S.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!llng instructions.)
A. Filers Non-Investment Income
~
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required exceptJbr honoraria.)
D
1. 20010 2. 2010 3. 4.
N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE Carilion Clinic - Salary RGC Resources, Inc. - Director Fees
~]
SOURCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-3! of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those olspouse und dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVES TMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.)
of reporting period (1) Value Code 2 (J-P) (2) Value Metho6 Code 3 (Q-W) (1) Type (e.g,, buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-p) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
1.
Mainstreet Bankshares
A B
Dividend Distribution
J L
U W
2. SUWI, LLC
3. 4.
5.
A
A A A
Distribution
Dividend Interest Dividend
K
J J J
W
T T U
6. 7.
8.
9. 10.
1 I. BBT
A
A A A
Dividend
Dividend Dividend Dividend
J
J J J
T
T T T
12. 1NTC 13. MCK 14. MSFT 15. WFC (formerly WB)
A
A A
Dividend
Dividend Dividend
J
K J
T
T T
1. lnc0me Gain C0des: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N ~$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q ~Appraisal U =Book Value
B =$L001 - $2~500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C --$2,501 - $5,000 HI =$1 000 001 - $5,000,000 L =$50;00!~ $100,000 Pl =$1,000~001 - $5,000 000 P4 =M0re than $50,000,000 . S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$i00;00!- $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C Gross value at end of reporting period Transactions during reporting period
(2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. ANCFX AGTHX ANWPX NEWFX IGAAX COF VYFC NYVCX KAUCX LMVTX ACERX TFVAX AMECX ANWPX Edward Jones Account (Y) BROADWAY VA IDA BOND IRA#l* A Interest None J L A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Int./Div. Dividend Dividend Dividend Dividend Dividend Dividend Dividend K K J J K J J J K J K J K K
T T T T T T T T T T T T T T
T T
I. Income Gain Codes: i (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$i 000oi e~
F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50;000,000 Q =Appraisal U =Book Value
: B=$1 001 -$2 500 G =$100,001 - $1,000,000 K =$15;001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Rea! Estate Only) V =Other
c =$2,50~ - $5,00o
H l =S 1,000,00 t : *5,000,000 L =$50~001 - $100,000 PI =$1,000,001- $5,000,000 P4 -More than $50,000;000 S =Assessment W =Estimated
D =$5,001 -$15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 $5,000,001 - $25,000,000 T =Cash Market
E =$15,001 -$50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets B. Income during (l) Place "(X)" after each asset exempt from prior disclosure Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.) C Gross value at end of reporting period (l) (2) Value Value Method Code 2 (J-P) Code 3 (1) Type (e.g,, buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J -P) Gain Code 1 (A-I-l) (51 Identity of buyer/seller (ifprivate Transactions during reporting period
(Q-W)
~rans.action)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
- IGAAX - ANWPX - CWGIX - AMRMX - ANCFX - CAIBX - AMECX - AMCPX - AGTHX - NEWFX RETIREMENT ACCOUNT #1 VIRGINIA DEFERRED COMPENSATION PLAN - RUSSELL 1000 VALUE INDEX - STABLE VALUE FUND - SAND P 500 INDEX FUND - ACTIVE GLOBAL EQUITY FUND - ACTIVE BOND FUND - RUSSELL 1000 GROWTH INDEX FUND None M T
1: lncOmc Gain C~d~i : (See Columns BI and D4) 2. Value Codes (Scc Columns C I and D3) 3. Value Method Codes (Sec Column C2)
::A =$1~000 or less F =$50,001 - $100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100~000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =Morethan $5,000,000 M=$100~001 -$250,000 P2 =$5,000,001 - $25;000,000 T =Cash Markct
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amounl Code 1 (A-H) (2) Fype (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy~ sell, redemption) D. Transactions during reporting period (2) (3) (4) Value Gain Date : : mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private .:ransaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
- RUSSELL 3000 INDEXFUND TRUST#1 - VALLEY BANK ACCOUNT - BANK OF AMERICA ACCOUNT - EDWARD JONES ACCOUNT - MET - WFC - ACERX IRA #2 - IGAAX - ANWPX - CWGIX - AMRMX - ANCFX - CAIBX - AMECX - AMCPX None K T
None M T
1. Income Gaip Codes! (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q ~Appraisat U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher
C =$2,501 - $5,000 Hl =$i iOOO;OOl - $51OOo,ooO L =$50,001- $100,000 Pl =$1,000,001 - $51000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 ~MO?~ than $5,000,O00 M =$100~001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A Description of Assets (including trust assets) B. Income during reporting period (1) (2) Type (e.g., div., reni~ or int.~ ~rnount Code 1 (A-H) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (1) Type (e.g., buy, sell, redemption) D Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W~
69. - AGTHX 70. - NEWFX 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. RETIREMENT ACCOUNT #2 CARILLON HEALTH SYSTEM SEC 403(b) PLAN - PIMCO LOW DURATION - VAN KAMPEN EQUITY & INC - FID SPARTAN USEq IDX - FID LOW PRICED STOCK - American Funds Euro Pacific Growth - Goldman Sachs MDCAP Val/A - Prudential Jennison Sm Company A * 1 - Munder Mid Cap Core Gr A RETIREMENT ACCT#3 CARILION HEALTH SYSTEM SEC 457(b) PLAN - VAN KAMPEN EQU1TY & INC - DODGE & cox STOCK FUND RETIREMENT ACCOUNT #4 EQUIVEST TSA 501(c)(3) PLAN - EQ GUARANTEED INTEREST - EQ ALLIANCE BERNSTEIN INTL None K None M T None N
1. Income Gain Codes: (See Columns B 1 and 1)4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50,001 - $100,000 3 $15,000 or less N =$250,001 - $500,000 P3 =$25,000,00I - $50,000,000 Q =Appraisal U =Book Value
B =$1~00!- $2~500 O =$100,001 - $1,000,000 K =$15;001 - $50,000 0 =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H I =$1,000,00 i - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =More than $5~000,000 M =$100,001 - $250i000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) (1 ~ Type (e.g., buy. sell. redemption) D. Transactions during reporting period (2) (3) (4) D~t~ Value: mm/dd/yy Code 2 (J-P) (5) Identity of
Gain
..
transaction)
86.
87.
- EQ BLACK ROCK BASIC - Equitable Multimanager Core Bond - Equitable Multimanager Multi Sector Bond *2 RETIREMENT ACCOUNT #5 ALLIANCE BENEFIT GROUP CAPITAL ACCU.AC - TWEAX None N
93. - CAAPX
94. - FEIRX
95. - FMCAX
Sold
06/30/10 K
96. - FAERX 97. -GABGX 98. - WEBAX 99. - GABAX 100. -GABEX
101. - PREIX
102. - FTCIMA
I. Income Gain Codes: (See Colunms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A=$! i000 or less, F =$50,00t - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K=$15,001 -$50,000 O -$500~01-$1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000
D =$5,001 - $15,000
E =$15,001 - $50,000
H~ =$1,o00,o01 ~ $510001000
M~$ Ooio0i .$~50i000 L=$50;001 ~$ 0o00o Pl =$1~000,001 -$5i000,000 P2=$5 000 001 ;$25 000 000 P4 =More than $50,000,000 ...... T =Cash Market S =Assessment W =Estimated
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B lncome during reporting period (ll Amount Code 1 (A-H) (2) Type (e.g., div.. rent. or int.) C. Gross value at end Transactions during reporting period (5) Identity of buyer/seller (if private transaction)
Date mm/dd/yy
103, - BGNAX 104, - FUSEX 105, - VFIIX 106, - VFNIX 107, LIFE INSURANCE POLICY #1 NATL LIFE INS. CO. WHOLE LIFE 108, LIFE INSURANCE POLICY #2 EQUITABLE VARIABLE LIFE 109, 529 VIRGINIA COLLEGE SAVINGS PLAN 110, - Piedmont Portfolio 111. - Highlands Portfolio 112. LIFE INSURANCE POLICY #3 LINCOLN NATL LIFE 1NS.CO.PREM.LIFE
12/30/10 K
None
I. ind0me Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =sis000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
=$1,001 - $2;500 =$100,001 ~ $1,000,000 =$15,001:$50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other
C =$2,501 - $5,000 Hi--s1,000 00i ~ $51000 000 L =$50,00i =$100;000 PI =$1,000,001 = $5i000;000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$i00 00t - $250;000 P2 --$5,000,001- $25,000,000 T =Cash Market
E =$15,001 - $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544