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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009


2. Court or Organization Second Circuit Court of Appeal 5a. Report Type (check appropriate type) J--l Nomination,

Report Required by the Ethics in Government Act of 1978 ~5 u.s.c, app. sos-~ ~ J~
3. Date of Report 9/10/2010 6. Reporting Period

L Person Reporting (last name, first, mid~i~initiali" Pooler, Rosemary S, 4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time)

activo
7. Chambers or Office Address P.O. Box 7395 100 So. Clinton Street Syracuse. NY 13261-7395

[] n ti.l

[] Aomtal

Date

[]

01/01/2009

,o

12/31/2009

Sb. I~ Amended Report g. On the b~sls of the information contained in this Report nnd any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer. Date ........

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (s,~o,n~
NONE (No reportable poMtions.)

POSITION
1. 2.

NAME OF ORGANIZATION/ENTITY

3.

,- ,,, ~-~.,

5.

II. AGREEMENTS. (s,~oni,~ individual only; s,, pp. 14.16 oyfiltng instructions.)
~ NONE (No reportable agreements.) DATE
1. 2009

PARTIES AND TERMS


Member - New York State Employees Retirement System

FINANCIALpage 2 of 7 DISCLOSURE REPORT ]

Vooler, Rosemary S.

9/10/2010

III. NON-INVESTMENT IN COME. ~Repo, tin~ i~a~ a~d spouse; se, pp. 17-24 oy~liug iust,,,cnon,.~
A. Fliers Non-Investment Income ~] NONE(No reportable non-investment income.) D_A.T_E_
1. 2009 2,

SOURCE AND TYPE


NYS Employees Retirement System - pension

INCOME
(yours. not spouses) $23,194.68

3.
4.

B. Spouses Non-lnvestment Income - tyyou were married during any portion of the reporting year, complete this section,
(Dollar amount not required except for honoraria,)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

2. 3.
4.

IV. REIMBURSEMENTS .. trausportatiou, Iodglng, food~ entertainment.


~ lnctttdes those to spottse and depen~nt children; see pp, 25-27 of filing instn~ctions.)

NONE (No reportable reimbursements.) ~


1.

LQ~ATION

PURPOSE

ITEMS P~D OR PRO~,IDED

2. 3.
4. 5.

Name of Person Reporting

Date of Re~rt

FINANCIALpage 3 of 7 DISCLOSURE REPORT I Vooler, Rosemary S.

9/10/2010

V. GIFTS. a,,cz,,dc~ a, osc to s~,o~. ~,,a d~,,ac,, c~,iuro,,; ~ ~,e. 2s-3~ of fding instructions.)
[] NONE (No reportable gifts.) ~
1. 2. 3. 4. 5.

DESertION

VI. LIABILITIES. an~i~,~,~


NONE (No reportable liabilities.)

CREDITOR
1.

DESCRIPTION

VALUE CODE

2. 3.

5.

FINANCIAL DISCLOSURE REPORT


Page 4 of 7

N~ ot ~er~. R~po~i.~
Peeler, R~ema~ S.

[
]

Date or
9/t0~010

NONE(No reportable income,


~scription of As~ts (including ~st ~ts) Place "(X)" after each asset exem~ from prior disclosure

assets, or transactions.) ~ Income du~ng ~.. ~--. --.- --repfling..~fid Amount [ Ty~ (e.g., C~e 1 t div., ~nt, [ (A-H) ~ orint.) Gro~ v~ue at ~nd of re~ing period Value Code 2 (J-P) [ Value Method ~ Co~3 ~ [ Ty~ (.g.. buy, sell. :, redemption) T~nsactions during re~ing ~od

._

~ ~t~ Value ~ Gain [mm/~/yy C~e 2 ~ Code I ] (J-P) :. (A-H)

Identity of buyer/~ller 0fpr~val

1. 2. 3. ;. 5. 6. 7~ 8.

Onondaga County, Syracuse, NY Prope~y #1 Onondaga County, Syracu#e, NY Prope~y #2 Onondaga County, Syracuse, NY Pm~y #3 Onondag~County, Syr~iuse, ~Y ~o~"y #4 Onondaga County, Syracuse, NY Pro~ay #5 TIAA/CRFF Retirement T. Rowe Price-Mid-cap Growth Fund T. Rowe Price-NY Tax Free Fund TIAA Money M~ket Fund

C A B C A A C B A

Rent Rent Rent R=nt Rent Interest Dividend Dividend Interest

l L L L L P1 M L L

W W W W W T T T T

. 10. 11. 12. 13. Morgan Stanley Account - Bank of America Corp. - Encana Corp. - Exxon Mobil Co~ - Microsoft Corp. t4 15. 6 17. - Newallianee Bancsh~es In~. Newmont Mining Co~ - NoHblk Southern Co~. A A A A A A A Dividend Dividend Dividend Dividend Oi~iden~ Dividend Dividend [ J J K J J J J T T T T T T T

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 5 of 7
] Pooler, Rosemary S,

9/10/2010

VII. INVESTMENTS and TRUSTS - ~,,~o,~, ~ot,,o, ~,~no~ a~a~d~, ~ho,, oy ,,o~,~ ~d a~,,~t children; seo pp. 3~60 of filing in~truc6ons,)
NONE (No reportable income, assets, or transactions.)
A. ~iption of Assets (including ~s~ assets) Pl~e "(X)" after e~h as~t exempt from prior disci~ure B. ~ Income during i [ reporting ~fi~ ~ ........................ C~ ~ Gross valu~ at end ~ of ~ing pe~od ~ D. Transactions during re~ng ~fi~ . . .....

(~)

~)

~ii ......~?-~~~ .....O~ ............~)-~ (~ ........~S ........... ~ "


Value C~ 2 (J-P) ~ Value Ty~ (e.g., Meth~ buy, se!l, Code 3 ~demption) ! (~W) ~ .................................... Da~ ~ Value m~dd/yy ] C~e 2 Gain Code 1 (A-H)

~ Amount ~ Co~ I [ (A-H) ~

Ty~ (e.g., div.. renK or int.)

............................................. ~ ...........................

Identity of buyer/seller ~ (J-P) (if private ~ tran~cdon) t ........................................................

18. Green Mountain Coff~ 19. Yamaha Gold Inc.

A A

Dividend Divi~nd

J J

T T

Buy Buy

[05101t09 ~1221~

J J

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting

Date of Report

. 1, Pooler, Rosemary S.
[

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Name ol" Person Reporting

DaleofReport

Page 7 of 7 IX. CERTIFICATION.

Pooler, Rosemary S. I

9110/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income hom outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544