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1/2011
Report Required by the Ethics in Government Act of1978 (5 U.S.C. app. fit I01-111)
I. Person Reporling (last name, first, middle inltial) Stark, Leonard P. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
1MPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where )ou have no reportable information. Sign on last pag~
NAME OF ORGANIZATION/ENTITY
University of Delaware Alumni Association
II. AGREEMENTS. IRepo,O.g individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Stark, Leonard P.
I II. NON-INV ESTM ENT 1 NCOME. mepo.ing individualandspouse; seepp. 17-24 of filing instruction~.)
A. Filers Non-Investment Income [] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required e_rcept for honoraria.)
1.2010 2. 3. 4.
SOURCE
I. New York Intellectual Property Law Association
DATES 3/25/10-3/28/10
PURPOSE CLE/Dinner
3. 4. 5.
V. GIFTS. anclu~ tho,e to spouse and depen~ent children: see r~,. Z~-~ ~ of filing instructions.) NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ancl,,des tho,e of s~,onse a,,d de~,ende,t children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.). CREDITOR
I.
DESCRIPTION
VALUE CODE
2. 3.
4.
5.
VII. INVESTMENTS and TRUSTS - i,com,, vat,,. ~o,~aio,, a~t,ae, those o/,po,,e ~a aepe~ae~t child, e,: see pp. ~4-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assels) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting p~riod O) (2) Pdnount Typo (e.g., div., rent, I Code I (A-H) or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T
T
D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-II) (5) Identity of buyer!seller (if private transaction)
I.
2.
Interest
None
K
K
3. 4.
Wachovia Vanguard Institutional Index Fund Vanguard Morgan Growth Fund Fidelity Investments DE Portfolio 2024 (Index)
A A
K J K J
T T T T T
Fidelity Investments Fidelity Asset Manager 70% Fidelity Investments Fidelity Asset Manager 50% Fidelity Investments DE Portfolio 2015 Fidelity Investments DE Portfolio 2018 Fidelity Investments Spartan 500 Index Investor Class Fidelity Investments Fidelity Freedom 2030 Fidelity Investments Fidelity Cash Reserves ING Direct online savings account
A A
L L J J J J
T T T T T T
A A A A
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codes (See Column C2)
A =$1,000 or less F =$50.001 . $100.000 J =$15.000 o less N =$250,0~1 - $500.0~1 P3 =$25,000,001 - $50.000,000 Q =Appraisal U ~Book Vatue
B =$1,001 - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $50.0~) O =$50~.001 - $1,000.000 R --Cost (Real Estate Only) V =O~her
C =$2.501 - $5,1)00 Ill =$1.000.001 - $5,000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,0~0 P4 =More than $50,000.000 S -Assgssm~nt W Estimated
D =$5,001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5,000.001 - $25.000.00{) T -Cash Markc~
E =$15,001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544