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Western District of Wisconsin Robert W. Kastenmeier Courthouse 120 N. Henry Street, Rm. 540 Post Office Box 591 Madison, Wisconsin 53701
Chambers of Barbara B. Crabb
District Judge
Telephone
608/264-5447
llonorablc Bobby R. Baldock Chair, udicial Conference Committee on Financial Disclosure One Columbus Circle N.E. Washington, D.C. 20544 Re: Calendar Year 2009 Filing Dear Judge Baldock:
~ &-_. r- ....
:~-~
In response to your July 30, 2010 letter, 1 have researched each of the problems you identified. I believe that I have the information necessary to answer your questions. ]n part VII, line 4, line 6, 1 listed "I shares Ibo~ lnvestop" ~thout information about the 2009 purchase. ! should have shown "Buy 516/09" and "J" for value. Apparent discrepancies between 2008 and 2009 report: In part VII, page 4, line 5, of the 2008 report., I showed Smith Barney Cash Funds (Citibank). This is the same fund I reported in the 2009 report under i~s new name: "Citibank NA South Dakota Bank Deposit I~rogram. In part VII, page 4, line 8, of the 2008 report, I listed "I shares MSCI; E~E" with no value as on the end of the year. The four partial sales shm~ disposed of the entirety of the asset. Is there some other way I should have indicated that the asset had been sold in full? In part Vll, page 5, line 27, of the 2008 report, 1 showed "lsharcs Trust Lehman." Its new name is "l shares Barclays US Agg Bond," ~vhich was reported in nay 2009 return at part VII, page 4, line 5.
Page 2
In part VII, page 7, line 56, 1 showed Western Assets Money Market. These funds were redeemed in 2008. The value was "l." I apologize for these oversights and for the inconvenience it has caused the corn mittee. With ve~" best regards,
"1 "~0 ;0 ne~. ;/2008 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008
2. Cour! or OrEanizetien U.S. Dist. Coup, W.D. Wis. Sa. Re~ T~ (cheek ap~fia~ t~c) ~ Nomi~li~. ~ Initial Date ~ annual
Io ~erson Reporlln g (last nom~, Ers[, middl~ inhial) Crabb, Barbara B. 4. Title (Article Ill j~ges i~ica~ act~ or senlor s~ams; magls~tc judges indicatc full- ~ pan-t~) District Judge-Active
~ Final
5b. ~ Amcnded Rc~n 7. Chambers or Office Address P.O. Box 59 ] Madison, WI 53701 8. On the basis of ~he inform~lion ontain~ in this Re~o and modiF~atlons pe~=iaing thereto, it ~ in my opinion, tn with applicable I~ws ~nd r~galations. Reviewing Oificer Date
IMPORTANT NOTES: The instructions accompanying this form mas~ be followeg (.~mplete alt par~s,
checking the NONE box for each parl where yo, have no reportable in~rmation. Sign on last page.
2. 3.
I.
s .... fP .....Reporting
Date of Report
Page 2 of 9
111. NON-INVESTMENT INCOME. tS~ror~g
A. Filers Non-Investment Income
] NONE (~ro reportable non-investment income.) DATE
Crabb, Barbara B.
05/13/2009
2. 3 4.
NONE (No reportable non-im,estmem income.) DATE I. 2008 SOURCE AND TYPI.: Wisconsin Deparlment of Employee Tnlsl Funds
3. 4.
IV. REIMBURSEMENTS -[] NONE {No reportable reimbursements.) ~ I. Sheryl Fackior!Phiilip Mervis I 1/08 DATES LOCATION Chicago, IL ELhR_aPOSE Mig ,BOD Charitable fo~md ITEMS PAID OR ~ROVIDED Lodgit~g and meals
2. 3. 4. 5
Crumb, Barbara B.
05/13/2009
I.
2.
3.
5.
VI. LIABILITIES. (Incl.dts thos ,~f spouse end dtpendtnt childrcn; see pp. J2-JJof f!ling in~truclions.)
] NONE (No reportable liabilities.)
CRED1TOR
DESCRIPTIQN
VALUg CODE
3.
5.
] [
Page 4 of 9
VII. INVESTMENTS and TRUSTS-~
~ .....
i. 2. 3. 4. 5. : 6. i7
Vanguard Munic. Fund Med~ronics corn s~k Cisco corn stk GE Capital Smith Barney Cash tuf, ds (Cifibank) Puerto Rico bond Equitabl~ LiIe Assur.Annnity i shares TR MSCI: EAFE
A A
K J J I. K K K
B A A
i8.
i 9. [10.
Oividcnd
sold pan sold part sold paa sold pa~ snld pa~ Buy (addl)
K 3 K J J K
A B
A A
05/13/2009
D~6~ion o~ Ass*is
Income during
To.actions 0urmg
O)
[Amount T~ (e.D.
(~)
(t) ~ (2)
Value ~ V~u
(l)
(2) ~ 13~ [ ~l
Date Value (A-H)
~5~
C B
Dividend Dividend K T
M L J
D E A
23. 24. 25. 26 27. 28. 29. 30. 31 3~. 33 34. i ~hares MSCI Emerging C Divldead M T i sh3rcs Trust Lehman A Dividend i shares Russell 2000/Growth A Dividend L T
Buy laddl) sold pan sold p~t Buy (a~dt) sold pan sold pa~ sold pa~ sold part Buy Buy Buy ~ddl) Buy 2/I 12]15 I 1/3 2/I 4/~6 ~ 1/13 IZq5 2/I 4/16 5112 6.2 K J J J K J J J J A A A A A
Reporting
Page 6 of 9
I
05/13/2009 [
Crabb, Barbara B.
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. i shares Russell Mid Cap Growth A Dividend L T i shares Russell Mid Cap Value B Dividend J T i shares Russell ~000 Value I~ex D Divld~d M T
Buy (addl) sold pa~ ~ught addl sold pa~ sold pare Buy ~ad~l) Buy Buy (addl) Buy [addl) bought addl sold pare Sold Sold fpa~) bought addl sold pa~ sold pu~ Sold {pail)
11/3 12/I0 3/7 2/I 12/I ~ 4/16 fi/12 10/21 11/3 10/29 2/I I I/3 12/15 4/16 2/1 I 1/3 12/t5
L l J J J J J M L A C
J K J J J
Dc~tlption of A~ets
Income during
~ Gro~ value at ~d of i
52. 53. 54. 55. 56. 57. 58. 59. 60. Dreyflts I.iqmd Assets (for temp. cz~h) Western As~ets Mo;ey Market (for temp. V~nguard Gf~w~h (i~b~nk B~nk Dep. Prog. (For ~cmp c~sh) SPDR Index Fund A A A A Dividend Dividend In~,~iv. Im.~iv~ None J K M K J T T T T T
J J K
~uy
I l/q
Buy Boy
10/21
(pan) 62. 63. 64. 65. 66. Wells Fargo Adv. Funds fed Vest Acct) ~" None J T l~rclays U S. Agg. Bond V A No~e J T Sold Sold Sold Buy Buy 12/15 I I/3 3/4 J J J 12/15 J
Page 8 of 9
05/13/2009
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I furlher certify Ihat earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOV~:INGI,Y AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUI~IECT ]O CIVIl, AND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Ott~cc of the LInited States Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C. 20544