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Rev. 1/20!

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization Eastern District of Wisconsin 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Adelman, Lynn S.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Active

3. Date of Report 05/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address 517 E. Wisconsin Ave., Rm. 364 Milwaukee, WI 53202

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


~] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 offiling instructions.)


NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Adelman, Lynn S.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~

NONE (No reportable non-investment income.)


DATE
1. 2010

SOURCE AND TYPE


State of Wisconsin - Pension/Retirement

INCOME (yours, not spouses)


$19,078.32

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - tra.sport.tion, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/2011

V. GIFTS. anciudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those of spo.se a.d dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9 VII. INVESTMENTS and TRUSTS - income, value, transactions (Ineludes

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/201 I

those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" al~er each asset exempt from prior disclosure B. Income during reporttng period
(I) (2)

C. Gross value at end of reporting period


(l) (2) (l)

D. Transactions during reporting period


(2) (3) (4) (5)

Amount Code 1 (A-H)

Type (e.g., div.. rent.


or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T T T S T T T T T W T T T T T T

Type (e.g., buy, sell,


redemption)

Gain Date Value mm!dd/yy Code 2 Code 1


(J-P) (A-H)

Identity of buyer/seller
(if private

transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Exxon Nike Pfizer, Inc. Royal Dutch Pet. Co. Rental Property - Milwaukee, Wisconsin Citizens Bank of Mukwonago Citizens Bank of Mukwonago Mutual Savings Bank Citizens Bank of Mukwonago Mutual Savings Bank Business - plant nursery~ Wells Fargo Mun. Fund Puerto Rico 5.0% Eaton Vance Tax MGD Eaton Vance Mut. FDTR Guam Power Auth. Midcap SPDR

A A B A E

Dividend Dividend Dividend Dividend Rent None

K K K J N K K K 3 K J K K N N K L

A A A A

Interest Interest Interest Interest None

B A C C C A

Interest Interest Dividend Dividend Interest Dividend

t. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (see Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A -$1,000 or less F =$ 50,001 - $100,000 J 3515.000 or less N =$250,001 - $500,000 P3 =$25,000,00] - $50,000.000 Q =Appraisal U =Book Valuc

B =$L001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 $50,000 O -$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I -$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$I,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M ore than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/2011

VII. INVES T MENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) (O Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy sell, redemption) D. Transact ons dur ng reporting period (2) Date mm/dd/yy (3) (4) Value Gai~ Code 2 Code 1 (J-p) (A-H) (s) Identity of buyer/seller (if private transacuon)

18.
19. 20. 21.

Energizer Holdings
Alliance Bemstein Small Cap Value IRA Fidelity New lnsight IRA Fidelity New Insight Sep IRA A A A

None
Dividend Dividend Dividend

J
L K K T T

22.
23. 24. 25. 26~ 27. 28. 29. 30.

Mutual Discovery Sep IRA


Henderson European Focus Fund HFEBX (formerly HFEDX) (IRA) Alliance lntl Growth AWPAX (formerly AWPBX)

A
B

Dividend
Dividend None

K
L

T
T Sold Sold 09/20/10 09/21/10

J J

Montana Staet Brd Hsg Puerto Rico G/O Comwlth Orange County FL Hsg Fin. Auth.

A B A

Interest Interest Interest

K K K

T T T Redeemed 03/01/I0 (part) Redeemed (part) 09/01 / 10

K K

San Patricio TX Mun. Water Dist.

Interest

31. 32. 33.


34.

NY State Twy Auth. Hwy. Puerto Rico Elec PowerAuth. Peoria AZ lmpt Dist.
Bay County FL Sch. Bd.

B C B
B

Interest Interest Interest


Interest

L M L
K

T T T
T

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)

A =$!,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N $250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$1001001 - $ t ,000,000 K =$15,001 - $ 50,000 O=$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5;000,001 " $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/2011

VII. INVESTMENTS and TRU S TS - inco,,e, volue, transactions anctuaes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aRer each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value al end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd!yy Code 2 Code 1 (J-P) (A-H) (5) Identit~ of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

FL Hsg Fin. Corp.

Interest

Redeemed 07/01 / 10 (part) Redeemed 08/02/10 (part)

J J

Pimco Total Return Transamerica Elan Corp. Henderson European Fund RBC Money Market RBC Money Market Gilead Scinece (GILD) Kirby (KEX) W.P. Carey (WPC) Henderson (HFEBX) Genessee Cty MI Pima Cty AZ Go Bonds Puerto Rico Pub Bldg Auth Linn Energy (LINE) AB Global Bond Fund (ANAGX)

Dividend None None

K J J J K L J K K J K K K K J

T T T T T T T T T T T T T

Sold (part)

11/24/10

A A A

Dividend Interest Interest None None

B A A B B B

Distribution Dividend Interest Interest Interest Distribution None

Buy Buy

09/20/10 09/21/10

K J

1. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$!i000 o[ less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K ~$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001-$5,000,000 L =$50,001 - $100,000 P I -$ I ;000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5~000,000 M =$1~0,001 - $250,000 P2 =$5;000,001 - $25,000,000 T =Cash Market

E =$ t 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Intrudes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
~-] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust ass6ts) B. Income during reporting period (1) (2) Amount Type (e.g:, Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (1) Type te.g., buy, sell; redemption) D. Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4)
Gain Code 1 (A=H)

(5)
Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

(Q-W)
52. AB Global Bond Fund (ANAGX) None J T

Buy

09/20/10

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50 001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$t,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$t,000,001 , $5,000;000 P4 =More than $50,000,000 S =Assessment W ~Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250~000 P2 =$5,000,001 ~ $25,000,000 Y =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Adelman, Lynn S.

Date of Report 05/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Z.dicatepart of report.)


Section VII, line 5, rental property, is located in Milwaukee County and assessed by the City of Milwaukee, Wisconsin at $433,600 with a fair market value of $453,200. Section VII, line 1 I, plant nursery~ had no income during the reporting period. Section VII, lines 41 and 42 are accounts with broker where dividends, proceeds of investments that matured, were redeemed or sold (as disclosed in the individual investment listings in this report) were deposited during the reporting period.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting Adelman, Lynn S.

Date of Report 0511212011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Lynn S. Adelman


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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