Академический Документы
Профессиональный Документы
Культура Документы
1/2011
Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. ,,~,,~ 101-111)
I. Person Reporting (last name, first, mJddle Jnilial) Thompson, Myron H. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) US District Judge ~ active
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Revie~dng Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. Member 2. 3. 4. 5. Member
Thompson, Mvron H.
111. NON-INVESTMENT INCOME. tRepo~.g i.aivia,,al o.dspouse: see p~ 17-24 of filing instructions.)
A. Fliers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - tf you were married during an), portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~
1.
PURPOSE
Speech
2.
Sea Island, GA
Speech
3. 4.
New York, Ny
Speech
San Francisco, CA
Speech
5.
Palo Alto, CA
Speech
Montgomery, AL
Speech
Transportation
7.
Meeting
8.
Speech
V. GIFTS. ancludos those ,o spouse ond dependent children; see pl~ 28-31 of fillng instruction~) NONE (No reportable g~s.) SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
V I. L I AB 1 L I T I E S. aneludes those o/spouse and dependen, children; see pp. 32-33 offillng instructions.) NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS -i.come, value, transaction~ (lndudesthose of spouse and dependent children; xee pp. 34-60 of filing instruction~)
[~] NONE (~o reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during ~--poning period (t) (2) Amount Type (e.g., Code I div., r~nt, (A-H) or int.) Gross value at end of relt~arting period (2) (i) Value Value Method Code 2 (J-P) Code 3 (Q-W) L J W T Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
House site AL
Elmore County, A A A A A A A A A A A A A A A A
None Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
UBS (IRAsl: Liquid Asset "":CitiGroup (common) "":General Electric (common) "":ALCOA, Inc. (common) "":Amer Electric Power Co. (common) "":Apple, Inc. (common) "":Bank of Amer Corp (common) "":BP PLC SPON ADR (common) "":China Yuchai Intl Ldt Ord (common) "":Chiquita Brands (common) "":Companhia De Saneamento (common) "":Gilead Sciences (common) "":Goldman Sachs (common) "":Hartford Fincl. Services (common) "":Huron Consulting Group (common) "":McDonalds Corp (common)
T
Sold Sold Sold 03/16/11 03/02/10 01/21/I0 J J J
T
Sold Sold Sold Sold Sold Sold Sold 09/24/I 0 02/08/I I 02/08/11 05/18/10 05/18/10 04/30/10 04/30/10 J J J J J J J
1. Income Gain Codes: (See Columns BI and 134) 2. Value Codc~ (See Columns CI and D3) 3. Value Mclhod Cod~ (S~c Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 o less N =$250,001 - $500.000 P3 =$25.000.001 - $50.0~0.0~0 Q =Appraisal U =Book Valuc
B =$1,001 - $2.500 G =$100.001 - $1.0~0.000 K =$15.001 - $50,(~0 O =$500.001 - $ I.COO.00~ R -~osl (Real Estate Only) V =Olhcr
C =$2.501 - $5,000 Ill =$1.00~.001 - $5.000.000 L =$50,001 - $100.0~ PI =$1.000.001 - $5.000.000 P4 =More than $50,000.0~0 S =Asscssmcnl W =Estimated
D =$5.001 - $15.000 112 =More than $5,000.000 M =$100.001 - $250.00) P2 =$5.0~O.001 - $25.0~0.000 T -~Sash Markcl
E =$15.001 - $50.000
FINANCIAL DISCLOSURE REPORT Page 6 of 14 VII. INVESTMENTS and TRU STS - ine ......
I.e, tr ..... ,ions (Includes ,hose of spouse and dependent children; seepp. 34-60 of f!llng instructions.)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
"":Petroleo Brasileiro (common) "":Procter& Gamble (common) "":Valero Energy (common) "":Wellpoint Inc (common) "":Ishares Inc MSCI Australia (mutual) "":Ishares Inc MSCI Brazil (mutual) "":AllianceBemstein (holding) Baidu Inc Ads Repsntg CL A (common) Banco Santander Brasil Ads (common) Berkshire Hathaway Inc New CL A
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J T T T T T T T T T T J T J T
Sold Sold
04130110 05/20/10
J J
Sold Sold
04/20/10 04/20/10
J J
Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
08/31/I0 10/18/10 08/02/10 01/22/10 01/26/ll 12/30/10 01/19/ll 09/24/10 03/16/ll 12/01/10 07/22/10
J J J J J J J J J J J
(common)
Chevron Corp (common) Coach Inc (common) Deere and Co (common) Ebix Inc (common) Ford Motor Co Com (common) LearCorp Corn (common) National Grid PLC (common)
I. Income Gain Cedes: (See Columns BI and I)4) 2. Value Cedes ISle Columns CI and D3) 3. Value Method Cedes (.See Column C2)
A -$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N -$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
B -$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.0(X) O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~h,r
C =$2,501 - $5,000 111 =$1.00O.001 - $5.000.000 L :$50.001 - $10~.00~ PI =$1.(X~0.001 - $5.000.000 P4 =More lhan $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5,000.000 M =$100.001 - $250.(}~) P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.0~1 - $50,000
V II. INV ESTMENTS and T R U STS - i.co,.e, value, ,ro,~aaio,~ a.cl.d,~ those o/s~,o~se a.d dcpe.d~.t children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" a~er each asset exempt from prior disclosure Income during reporting period ! O) (2) i Amount Type div., rent, i Code 1 i (A-It) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J J J J J J T T T T T T T Sold Sold Sold Sold J T Sold Sold Sold J T Sold 09/24/10 02/08/11 06/08110 J J J J 04/30/10 J 03/02/10 01/21/10 01/15/10 04/29/I 0
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
35. 36. 37. 38. 39. 140. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
ProsharesTr Credit Suisse (common) Radware Lid ILS (common) Seadrill Ltd US Line (common) Terra Nitrogen Co Lp (common) Total S.A. France Spon ADR (common) UBS (IRAsl: Liquid Asset "":CitiGroup (common) "":Alcoa (common) "":Am.Electric Power (common) "":Bank of America(common) "":BP (common) "":China Yuchai Intl (common) "":Chiquita Brands(common) "":Companhia De SaneamenIo (common) "":Gilead Sciences (common) "":Hartford Fincl Services (common) "":Huron Consulting Group (common)
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J
J
J J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISce Columns CI and D3) 3. Value Mclhod COdes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or less N =$250,001 - $500.000 P3 ~$25,000.001 - $50.0~0.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1,000,000 R --Cost (Real Estate Only) V =Olher
C =$2,501 - $5,000 II 1 =$1,000.001 - $5,000,000 L =$50,001 - $100,003 PI =$1.000.001 - $5,000,000 P4 =More than $50.000,000 S =Ass~ssmcm W =Eslimated
D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 ~$5.000.001 - $25.000.000 T -~?ash Market
E =$15.091 - $50.000
VII. INVESTMENTS and TRUSTS - i,,eo,,,e, vatue, transactions (lncludes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J T
(2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
"":McDonalds Corp(common) "":Petroleo Brasileiro (common) "":Procter& Gamble (common) "":ValeroEnergy (common) "":Veolia Environnement (common) "":Wellpoint Inc (common) "":Ishares Inc MSCI Australia(mutual) "":Ishares lnc MSCI Brazil (mutual) "":Alliance Bemstein(holding) Apple (common) Baidu lnc Ads Repsntg CL A (common) Banco Santander Brasil Ads (common) Berkshire Hathaway lnc New CL B (common) Chevron Corp (common) Coach lnc (common) Deere and Co (common) Du Pont De Nemours (common)
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Sold Sold Sold Sold Sold Sold J T Sold J J J J J J J J T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy
J J J J J J
J J J J J J J J J
I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Colmnns CI and D3) 3. Value Method Codes (Scc Column C2)
A =$1.000 or less F =$50,001 - $100,00O J =$15.000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50.000,000 Q ~Appraisal O =Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000.0O0 K =$15.001 - $50.000 0 =$500.001 - $1,000.000 R :=Cost (Real Eslate Only) V =O~h,:r
C $2,501 - $5,000 III =$1.0O0.00l - $5.000.000 L =$50.0(11 - $100.00~ PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W -Eslimatcd
D =$5,001 - $15,000 112 =More than $5,000.000 M =$10~.001 - $250.(X]0 P2 =$5.000.001 - $25,000.000 T =Cash Market
E =$15,001 - $50.000
Vll. INVESTMENTS and TRUSTS - i .... e, value, tr .... tlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period i Amount [ Code I [ (A-H) Type (e.g., div., rent, or int.)
(2) (3) {4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(Q-w) 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. Ebix Inc (common) Ford Motor Co Corn (common) NationalGrid PLC (common) ProsharesTrCredit Suisse(common) RadwareLtdILS (common) Seadrill Lid US Line (common) Terra Nitrogen Co Lp Com Unit (common) Total S.A. France Sport ADR (common) UBS (Edu. IRA1 Liquid Asset "":Blackrock Global Allocation Fund UBS (Edu. IRA1 Liquid Asset "":BlackrockGIobalAllocation Fund A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Interest Dividend Interest Dividend Dividend Dividend Dividend J J J J J J J J J J J J J T T T T T T T T T T T T T Sold Sold Sold Sold 03/02/10 01/21/10 01/15110 04/29/I 0 J J J J Buy Buy Buy Buy Buy Buy Buy Buy 09/24/10 03/16/11 07/22/10 02/I I/11 12/06/10 09/02/10 10/31/10 05/27/10 J J J J J J J J
81. UBl Liquid Asset 82. 83. 84. 85. "":Alcoa (common) "":Am.Electrie Power (common) "":Bank of America (common) "":BP (common)
I. Income Gain C~les: (Sc Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A -$1.000 or less F =$50.~01 - $100.000 J =$15.000 or less N =$250.001 - $500,000 P3 -$25.000.001 - $50.000.000 Q =Appraisal U -Book Value
B =St ,001 - $2.500 G =$100,001 - $1,000.000 K =$I 5.001 - $50.000 0 =$500,001 - $1,000.0O0 R =Cost (Real Eslate Only) V =Other
C =$2,501 - $5,000 III =$1,000.001 - $5.0(~.000 L =$50.001 - $100.000 PI =$1,000.001 - $5.000,000 P4 =More than $50.00~,000 S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 112 =More than $5.009.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Markc~
E =$15.1)91 - $50.0~0
VII. INVESTMENTS and TRUSTS - ~.com,, ~t~,, t,a,~aaio,~ ttndu,t~ those of spouse an,t ,tepen,tent ch ihtren; see pp. .U-60 of filing instructlon~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
"":China Yuchai lntl (common) "":Chiquita Brands (common) "":Companhia De Saneamento (common) "":Gilead Sciences (common) "":Hartford Fincl Services(common) "":Huron Consulting Group (common) "":McDonaldsCorp (common) "":Petroleo Brasileiro (common) "":Procter & Gamble(common) "":Valero Energy (common) "":VeoliaEnvironnement (common) "":Wellpoint Inc (common) "":lshares Inc MSCI Australia (mutual) "":Ishares Inc MSCI Brazil (mutual)
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Sold Sold Sold Sold Sold J T Sold Sold J T Sold Sold Sold J T Sold J J T T Buy Buy
J J J J J
12/14/10 05/20/10
J .I
J J J
100. "":Alliance Bemstein (holding) 101. Apple (common) 102. Baidu lnc Ads Repsntg CL A (common)
J J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Col,mn C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15.000 o less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value
B =$1.001 - $2.500 G =$100.001 - $1,090.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5.0(~ III =$1.000,001 - $5.000.000 L =$50.001 - $100.ODO PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~0 S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5.000.000 M ~$100.001 - $250,000 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.001 - $50.000
FINANCIAL DISCLOSURE REPORT Page 11 of 14 VII. INVESTMENTS and TRUSTS - ine ......
D
A. Description of Assets (including trust assets) B. Income during reporting period (I) Amount Code I
(A-H)
I,,e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing lnstructlons.)
(2) (3) (4) Date Value Gain mm:dd/~y Code 2 Code I (J-P) (A-H)
103. Banco Santander Brasil Ads (common) 104. Berkshire Hathaway Inc New CL B
A A A A A A A A A A A
A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend
J J J J J J J J J J J
J
T T T T T T T T T T T
T
Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
08/02110 01122/10 01/26/11 12/30/10 01/19/11 10/25/10 09/24/10 03/16/I I 07/22/10 02/11/I I 12/06/10 09/02/10 10/31/10 05/27/10
J J J J J J J J J J J J J J
(common)
105. Chevron Corp (common) 106. Coach the (common) 107. Deere and Co (common) 108. Du Pont De Nemours (common) 109. Ebix Inc (common) 110. Ford Motor Co Corn (common) 111. National Grid PLC (common) 112. Proshares Tr Credit Suisse (common) 113. Radware Ltd ILS (common)
114. Seadrill Ltd US Line (common)
Dividend
Dividend
Interest
Dividend
Sold Sold
01/28/10 03/18/I I
J J
Interest
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $109,000 j =SI5.000 o less N =$250.001 - $500,000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U -I::k~k Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.00~ O =$500.001 - $1.000.0OO R -~Sost (Real Estate Only) V =O~hcr
C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.0~1 - $100.009 PI -$1,000.0~1 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 -$5.000.001 - $25.000.000 T =Cash Market
E =$15.001 - $50.000
.otue, transuctlon~ (Includes those of spouse and dependent children; see pp. 34-60 of firing instructions.)
(t)
Amount [ Code I (A-H)
(2)
Type (e.g., die., rent, or int.)
(i)
Value
Code 2
(J-P)
Method
Code 3
Dividend
Buy
08/06/10
Interest
I. Income Gain Codes: (See Columns BI and 1)4) 2.Value Codes ISee Columns CI and D3) 3. Value Method Codes !See Column
A =$1,000 or less F =$50,~01 - $100.000 J =$15,000 o~ less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U -Book Value
B -$1,001 - $2.509 G =$100.001 - $1.0~0.000 K =$15.001 - $50.000 0 :$50~.001 . $ I.ODO.000 R =Cost (Real Estate Only) V =O~hcr
C $2.501 - $5,000 I I I = $ 1.000.001 - $5.000.000 L =$50.001 PI =$1.000.001 - $5.000,000 P4 =More than $50.00~.000 W :Eslimated
D =$5.001 - $15,000 112 =More than $5,000.000 M =SI00.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markct
E :$ 15,001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544