I

AO I0 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization S.D.N.Y.
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Go vernment Act of.I 978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Scheindlin, Shira A.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge/active

3. Date of Report 07/15/201

6. Reporting Period 01/01/2010 to 12/31/2010

[] Initial

5b. [] Amended Report

7. Chambers or Office Address USDC-SDNY 500 Pearl Street New York, N.Y. 10007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPOR TANT NOTES: The instructions accompanying this form must be follow.t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~R,~om~g ~,a~vlau=t o.tr; ~,e pp. 9-13 of fillng instructionsO D NONE (No reportablepositions.)
POSITION
1. Director 2. 3. 4. 5. Director

NAME OF ORGANIZATION/ENTITY
Justice Resource Center Sedona Conference

II. AGREEMENTS./Re~,ora, g ~,alviauot o,lrt setup. 14-16 of filing instructions.) [~] NONE (No reportable agreements.)
DATE
PARTIES AND TERMS

Scheindlin, Shira A.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

Ill. NON-INVESTMENT INCOME. tR,~or~ing individual andspouse; see plx 17-2,1 offillng instructlon~)
A. Filers Non-Investment Income D NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$3,859.00 $10,200.00

I. 2010 2.2010 3. 4.

West Services, Inc. Book Royalties Cardozo Law School Teaching

B. Spouses Non-Investment Income - tf you were married during an.v portion of the reporting year, complete this section.
(Dollar amount not required e.xcept for honoraria.)

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

State University of New York

1.1-12/2010 2. 3. 4.

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) D

NONE (No reportable reimbursements.)

SOURCE DATES 1/27/10-1/29/10 1/31/10-2/01/10 3/10/10-3/19/10 4/7/10-4/9/10 5/13/10-5/14/10 LOCATION Phoenix, AZ Palo Alto, CA Tel Aviv, Israel Phoenix, AZ Tampa, FL PURPOSE Speaker Speaker Attendee Speaker Speaker ITEMS PAID OR PROVIDED Travel, Food, Lodging Travel, Food, Lodging Travel, Food, Lodging Travel, food, Lodging Travel, Food, Lodging

1. 2. 3. 4. 5.

Sedona Conference Stanford Law School AFHU Legal Mission Sedona Conference Natl Assoc. Criminal Defense Attorneys American Bar Assoc.

6.

5/26/10-5/27/10 9/14/10-9/16/10

Washington DC Washington DC

Speaker Speaker

Travel, Food, Lodging Travel, Food Lodging

7. Sedona Conference

FINANCIAL DISCLOSURE REPORT Page 3 of 11

8. 9. Supreme Court of Delaware ie Discovery 10/15/10-10/15/10 10/19/10-10/20/10 10/25/10-I0/26/10 10/5/10-10/7/10 10/17110-10/19/10 11/30/10-12/2110 12/02/10-12/03/10

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

Wilmington, DE Washington DC San Antonio, TX Queenstown, MD Arlington, VA San Francisco, CA San Francisco, CA

Speaker Speaker Speaker Attendee Speaker Speaker Speaker

Travel, Food Travel,. Food, Lodging Travel, Food Lodging Travel, Food, Lodging Travel, Food, Lodging Travel, Food, Lodging Travel, Food, Lodging

10. ACC National I I. Aspen Institute 12. Georgetown Universtiy 13. Thomson Reulers 14. Practicing Law Institute

FINANCIAL DISCLOSURE REPORT I Scheindlin, Shlra A. Page 4 of 11

Name of Person Reporting

Date of Repor~

07/15/201

V. GIFTS. (Includes those to sp ..... d dependent children; see pp. 28-.71 of fillng instructions.) NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCR|PTION

VALUE

5.

VI. LIABILITIES. (inct.d~ those of spouse u.d dependent children; see pp. 32-33 of filing instructionx) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 5 of 11 VII. INVESTMENTS and TRUSTS - i ........

D

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions~)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)~ after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
Amount Code I I (A-H)

(2)
Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

(t)
Type (e.g., buy, sell,
redemption)

(2) (3) (4) Date Value mm/dd,~,y Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Rental Property #1, Kings County, NY IRA #1 IRA Sentinal Cap Growth Fund Class A IRA Sentinel MidCap Growth Class A IRA Sentinel lntl Equity Class A IRA Sentinel Small Company A IRA Sentinel Common Stock Class A IRA Sentinel Govt. Securities Class A IRA Sentinel Conservation Strategies Fund. Class A* Teachers Insurance Annuity Association College Retirement Equities Fund Supplemental andGroup Retirement Anuities AXA Financial Vanguard Intl MutualFund Pfizer Brooklyn Federal S&L Brooklyn Federal S&L

F B

Rent Dividend None None None None None None None

PI M K K K K K K K PI Pl

W T T T T T T T T T T

Interest None

D A A B A A

Interest Int./Div. Dividend Dividend Interest Interest

N J
J L

T T
T T Sold (part) 06/09/10 J

J
J

T
T

I. Income Gain Codes: (See Columns B l and D4) 2. Value Cod~ (Scc Columns CI and D3) 3. Value Method Codes (S~e Column C2)

A =$1,000 or less F =$50,001 - $109,000 J =$15.000 o~" l~s N =$250.001 - $50~,0(}O P3 =$25.000.0OI - $50.0~O.000 Q =Appraisal U =Book Value

B =$1.001 - $2.50~ G =$100,0~ I - $ 1.000.000 K =$15.001 - $50.000 O =$500.0OI - $1.0OO.00~ R ~Sost (Real Estate Only) V =O~hcr

C =$2.501 - $5.000 I I 1 =$ 1.000.001 - $5,0~O.000 L =$50.0OI - $100.0(X) PI =$1,000.001 - $5.000,000 P4 =More than $50.0~).000 S =Asscssmem W =Estimated

D =$5.0OI - $15.0~O 112 =More than $5,00~.00~ M =$10~.001 - $250.000 P2 =$5,000,001 - $25,000.0OO T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of I 1

Name of Person Reporting Scheindlin, Shira A.

Date of Repor~ 07/15/701 I

Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" at~er each asset exempt from prior disclosure B. Income during reporting period (I) (2) I Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J K M K K K K K K T T T T T T T T T T Sold (part) 04/01/10 J D. Transactions during r~orting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Chase Manhattan Bank Chase Manhattan Bank Chase Manhattan Bank Chase Manhattan Bank Chase Manhattan Bank Chase Manhattan Bank NYS Local Govt Assist. Corp. Series C NYS Local Govt Assist. Corp. Series C Fidelity Advantage Small Cap. Fidelity Advantage Mid Cap IRA Account #2 NWD Vat Ins Trust NVIT S&P Index Fund Cl4 IRA Fidelity VIP Contrafund IRA DreyfusGrowth & Income IRA DWS Variable Series One Brokerage Account #I Excelsior Directional Hedge Fund of Funds

A A A A A A A A B

Interest Interest Interest Interest Interest Interest Interest Interest Dividend None

None None None None

Sold Sold Sold Sold

06/08/10 06/08/I0 06/08/10 06/08/10

J K J J

Int./Div.

1. Income Gain Codes: (See Columns B I and I)4 ) 2. Value Codes {Sce Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A -$1.000 or less F =550.001 - $100.000 J =$15.(gg) o less N =$250.001 - $500.000 P3 ~$25.000.001 . $50.0(~O.000 Q =Apwaisal U -Book Value

B =$1.001 - $2.500 G =$ 100.001 - 51.000.000 K =$I 5.001 - $50.000 O =$500.001 - $1.000.000 R =Cosl (Real Estate Only) V =O~her

C =52.501 - $5,000 I I I =$ 1.000.001 - $5.000.000 L =$50.001 - 5 I00.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 I 12 = More than $5.000.000 M =5100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =:Cash Markcl

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 1 1

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

V I I. INV ESTMENTS and TR U STS - i.co,.e, ..i.e, ,r..soctlo~, a.cl.d~ ,host o/s~,o.se o.~,t,~e.Ze.t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period [ (I) (2) I Amount Type (e.g., div., rent, I Code I i (A-H) or int.) ! Dividend Dividend Dividend Dividend None A A A A Dividend Distribution Dividend Distribution None A A Int./Div. Dividend None
A Dividend K T

C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K L M L M T T T T T

D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36.

ASTON Montag & Caldwell Grth FD CL I A Columbia DIV. INC FD CLZ B B A

37. Columbia FDS SSR TR Value and Restructuring FD CL Z 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Columbia FDS SER TR I Select Opportunities FD CL Z Columbia FDS SER TR 1 Select LGE CAP Grlh FD CL Z Columbia NY Tax Exempt RES, FD (sweep account) Columbia NY Tax Exempt RES, FD (sweep account) BOFA NY Tax Exempt Res. Tr. Cl.(inc. inv.)* BOFA NY Tax Exempt Reserves Trust Class* Columbia Small Cap Grth FD Columbia SmallCap Value FD Janus lnvest. FDEnterprize ARTIO Int. Eq. Fd Lazard Fd. Inc. Emerg. Mkts. Thomburg Int. ValueFd. ColumbiaNY lnlerMuni BD Fd CL-Z* Scottrade Acct. #1

Sold (part)

03/03/10

Merged 05/01/10 (with line 42) Merged 05/01/10 (with line 43) J J L L L T T T T T Sold
Buy

J J J J

Open Open

05/01/10 05/01/10

03/02/10 K
03/03/10 K

Dividend Int./Div.

K N

T T

Buy Sold (part)

03/03/10 K 06/03/10 J A

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100,000 J =$15.O00 or less N =$250,001 - $500.0~O P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$I00.001 - $1,000,000 K =$15.0OI - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate O~ly) V -O~her

C =$2.501 - $5,000 III =$1,000,001 - $5,000.000 L =$50.0OI - $100.000 PI =$1.000.001 - $5,000,000 P4 =More than $50.000.0(X) S =Asscsamcnl W =Eslimaled

D =$5,001 - $15,000 tl2 =More than $5.000.000 M =$100.001 - $250.0O P2 =$5.000,001 - $25,000.000 T =Cash Mark~

E ~$15,091 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 11 VII. INVESTMENTS and TRUSTS D

Name of Person Reporting Scheindlin, Shira A.

Dale of Report 07/15/2011

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) ! Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end of reporting Ix-riod

D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption) (2) Date mm!ddhyy (3) (4) Value Gain Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

O)
Value

(2)
Value

Code 2
(J-P)

Method
Code 3

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65.

Barely Bk MSCi India MSCI Pacific MSCI South Korea MSC! Mexico MSCI Hong Kong FTSEXinhuaChina SPDRGold Trust Brandywine Blue FD Harbor Bond Fund Long Leaf Partners Fund Perritt MicroCapFD M & l Marshall and llsley Bank (Scottrade sweep account) ScottradeSweep US Bank NA OakmarkSelect Fund A A A A A A A A A A A A A A

None Dividend Dividend Dividend Dividend Dividend None Int./Div. Int./Div. Dividend None Dividend Dividend lnt./Div. Int./Div. Int./Div. Int./Div.

K J J J J J K K J J K

T T T T T T T T T T T Merged 05/01/10 J (with line 64)

J J J J J

T T T T T

Open

05/01/10 J

66. Fairholme Fund 67. 68. SPDR Series trust KBWregl. B SPDR Series Trust KBWbkETF

I. Income G ain Codes: (See Columns B 1 and I)4) 2. Value Codes (,~-e Columr~ CI and D3) 3. Value Method Codes (S~e Column C2)

A -$ 1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.00).000 Q =Appraisal U =Book Value

B =$ 1,001 - $2.500 G =$ 100.001 - $1.000.000 K =$15.1)01 - $50.000 O =$500,001 - $1.000.0~0 R =Cosl (Real Estate Only) V =Olher

C =$2,501 - $5,0~0 I I I =$ 1.000,001 - $5.000.000 L =$50,001 - $100.00~ PI =$1,000,001 - $5.000.000 P4 =More Ihan $50.00~.000 S =Asscssn~.~nt W =Eslimated

D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000.000 T =C~h Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

VII. INVESTMENTS and TRUSTS - ~,com,. va~,,. ~,a,,,ctlo.s a, ct,des thos, o/spo,s, ~,d d,p,,d,,, chiUr,,~ s,, ~e. 34-~0 of fillng instructions.) D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mnddd/yy Code 2 (J-P) (5) Identity of buyer/seller (if privale transaction)

Gain Code I (A-H)

69. 70. 71. 72. 73. :74. 75. 76. 77. 78. 79. 80. 81.

PIMCO Emerging Local Bond fund M& I marshall llsley Bank (sweep Accl) Brokerage Acct. #2 Frontline LTD Huaneng PWR Windstream Markwest SPDR Index SHS FDS INT (IPF-ETF) MSCI Hong Kong (EWH-ETF) SPDR Index SHS FDS S&P China (GXC) Claymore Exchange Traded Fund (TAN) FAIR.X US Bank NA (sweep acct)

A A

Int./Div. Int./Div.

J J

T T

A A A A A A A A A A

Dividend Dividend Dividend Dividend Int./Div. Int./Div. lnt./Div. Int./Div. lnt./Div. lnt./Div. J J J J J J J J J T T T T T T T T T

Sold

10/06/10

Buy

!10/12/10

!82.
83.

I. Income Gain Codes: (See Columns BI and IM) 2. Value Cod~ IScc Columra CI and D3) 3. Value Mclhod Codes ISee Column C2)

A =$1,000 or less F =$50.001 - $100,009 J =$15.000 o le~s N =$250,001 - $500.000 P3 =$25.000,001 - $50.000.0~1 Q =Appraisal U =l:k~k Value

B =$1,001 - $2.500 G =$100.001 - $1,000.00~ K =$15.001 - $50.000 O =$500,001 - $1,000.00~ R =Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 III =$1.000.001 - $5,000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5.000.000 P4 =More than $50.0~.000 S =Asscssmcm W =Estimated

D =$5,001 - $15.000 112 =More titan $5.1)00.1300 M =$10~.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =~h Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting

Date of Report

Scheindlin, Shira A.

07/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report)

Part VII Line 40,41 & 81. These are just sweep accounts for cash that accumulates in a brokerage account. Part VII Line 42 & 43 On May I, 2010 Columbia NY Tax Exempt Fund became BOFA NY Tax Exempt Res. Tr. CI. Part VII Line 50 In my June 23, 2009 report at line 67, I reported a buy on October 20, 2008, ofColumbia NY Inter Muni Bd Fd CL Z and noted that at the end ofthe reporting period the was value code N. In my June 23, 2010 report at line 38 I reported a sale dated April 7, 2009, of Columbia NY Inter Muni Bd. Fd. CI Z ofvalue code L and further reported that the investment had no value at the end of the reporting period. That was an error. In fact, the April 7, 2009 sale was a partial sale and the value of the investment at the end of the 2009 reporting period should have been value N.

FINANCIAL DISCLOSURE REPORT Page 11 ofll IX. CERTIFICATION.

Name of Person Reporting Scheindlin, Shira A.

Date of Report 07/15/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Shira A. Scheindlin

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544