AO-10 Rev.

1/97

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 1910
2. Court or Organization,

Report Required by the Ethics Reform Act of 1989, Pub. L. No. 101-194, November 30, 1989 (5 U.S.C. App. 4, 101-112) 3. Date of Report

i. Person Reporting (Last name, first, middle initial)

KEARSE, AMALYA L.
4. Title (Article III judges indicate active or senior status; Magistrate judges indicate full- or part-time)

COURT OF .APPEALS, 2D CIRCUIT

5. Report Type (check appropriate type) __Nomination, Date// Initial X Annual Final 6. Reporting Period

U.S. CIRCUIT JUDGE, Sr. Status

7. Chambers or Office Address

o~/Ol/lO - 12/S1/~O

U. S . COURTHOUSE FOLEY SQUARE NEW YORK, NEW YORK i0007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

I. POSITIONS.

(Reporting individual only; see pp. 9-13 of Instructions.)

POSITION NONE (No reportable positions)

NAME OF ORGANIZATION/ENTITY

Trustee, Director

Kearse Memorial

Scholarship Fund

II. AGREEMENTS. DATE NONE

_69, 79

(Reporting individual only; see pp. 14-17 of Instructions.)

PARTIES AND TERMS

(No reportable agreements)

Hughes Hubbard & Reed - Amalya L. Kearse: Return of July 1979 Re

NON-INVESTMENT INCOME. III.

DATE

(Reporting individual and spouse; see pp. 18-25 of Instructions.) (yours, not spouse s>

SOUR

~
1 2 3 4 5

NONE

(No reportable non-investment income)

$ $ $
$,_

Kearse, Amalva L.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

KEARSE, AMALYA L.

05/02/11

IV.

REIMBURSEMENTS and G~FTS-SOURCE

NONE (No

transportation, lodging, (Includes those to spouse and dependent children; use the parentheticals "(S) and "(DC) " to indicate reportable reimbursements and gifts received by spouse and dependent children, respectively. See pp. 26-29 of Instructions. )

food, entertainment.

DESCRIPTION
such reportable reimbursements or gifts)

1 2 3 4 5 6 7

V. OTHER GIFTS.

(Includes those to spouse and dependent children; use the parentheticals " (S) " and " (DC) " to indicate other gifts received by spouse and dependent children, respectively. See pp. 30-33 of Instructions.)

SOURCE NONE (No

DE S CR I PT I ON
such reportable gifts)

VALUE

3 4

$ $ $ $
LIABILITIES.
(Includes those of spouse and dependent children; indicate where applicable, person respons.ible for liability by using the parenthetical "(S)" for separate liability of the spouse, "(J)" for joint liability of reporting individual and spouse, and " (DC) " for liability of a dependent child. See pp. 34-36 of Instructions. )

CREDITOR NONE (No reportable

DESCRIPTION
liabilities)

VALUE CODE*

: ~Vai~ C0d~: J=$~5,000:0~ ~es~ K=$I5 001~$S0 000 L=$50001~$~00,000 M=$106,001~$2~0;0~0::N--$~50,00~$500~000 :::O=$500,00!~$i ; 000,000 Pi--$ii O00 ; 00i- S5~ 000,000 .... P2--$5,000 ~ 00!~ $25 ;000~ ~00 : : : ~ P3=$25~0002001~$50,000,000 P4=$50~000,001 or more :~:;.

Name of Person Reporting

I Date of Report

FINANCIAL DISCLOSURE REPORT

T..

VII. Page 1 INVESTMENTS and TRUSTS-- income, value, transactions (Includes those of spouse
and dependent children. See pp. 37-54 of Instructions.)

~
1 2 3 4 5 6 7 8 9 i0 Ii 12 13 14 15 16

NONE

(No reportable income, assets, or transactions) None A A A A A A Interest Dividenc Dividenc Dividen Dividen Dividen None None C A B Distrib~ Interest Dividen None A A A Dividen Dividen( Dividen( None None K T ii :i: !::i Hi--$1~ 000~ 001- $5,000,000 H21=$5 ~ 000i:001 or ilraol-~ i 00~ P2~5~000,001-$~5:000,000 , :~:[: : S=AsSeSment TicashiMa~ket W-Estimated [ :[: J J J J J L L J J L J J J K K J W W T T T T T T T T T T T T T T SoldPt SoldPt 2/8 2/8
K

Clinton Assoc. Ptnp Intl Constructors Ptnp T Rowe Price Eq Inc Mutual Fund Janus Twenty Mutual Fund IRA Janus Fund IRA Perkins Mid-Cap Value Fund IRA T Rowe Price MidCap Value Fund Janus Money Market Fund T Rowe Price Money Market Fund T Rowe Price MidCap Growth Fund Citibank Money Market JP Morgan Clearing Corp. Money Market Fund I ndyMac Bancorp Selected American Shares Selected Special Shares T Rowe Price Media & Telecom. Fund

c A

17 Checkpoint Systems Inc. 18 Cisco Systems (Coli B~;D4) 2~ vai Cdsi (Co~ CI,D3): : 3 Val Mth Cds: (Col:[ C2)

SoldAll

2/5

F=$50,00i~ $I00,000 II:G~iOO; OOI-$t:i:O00i OOOl J=$15 000 or ~ess O=$500,001~$i;000,000 .... P3:$25,000,001- $50; 000,000 P4=$50~ 000,00i oX more : : Q~Appraisal U=Book Value V=Othe~ :. [

, ~

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

KEARSE, AFLALYA L.

Vll. Page 2 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse
and dependent children. See pp. 37-54 of Instructions.)

NONE
19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 Intel Corp.

(No reportable income, assets, or transactions) A A Dividenc Dividend None A A A A A Interest Dividend Dividen~ Dividen~ Dividenc None None A Dividenc None None None J J J K T T T T K J J J J J K K T T T T T T T T Bought Bought Bought Tenderd Bought Bought Bought Bought 2/5 2/10 2/10 7/30 2/10 8/5 9/20 9/20 K K K K J J J J

Perkins MidCap Value Fund (non-IRA) Citadel Broadcasting Co. American Express Money Market Fund T Rowe Price Small Cap Value Fund Sociedad Quimica y Minera See Note. Sociedad Quimica y Minera YLrM Brands Inc. Somanetics Corp. Somanetics Corp. Activision Blizzard Inc. Activision Blizzard Inc. Activision Blizzard Inc. Nvidia Corp.

Name of Person Reporting

Date of Report

FINANCIAL DISCLOSURE REPORT

KEARSE, AMALYA L.

05/02/11

VIII. ADDITIONAL INFORMATION or EXPLANATIONS. (Indicate part of Report.)

All Explanations are re Part VII:

All investments shown in previous report as havinq no value at end of the prior reportinq period were sold, dissolved, or otherwise disposed of durinq that period and have been deleted from the form.

Some shares of Sociedad Quimica y Minera purchased in 2009 were donated to charitable orqanizations on September 20, 2010.

Any multiple entries for the same security, required in prior report because there were transactions on different dates, have been consolidated to the extent appropriate.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting

Date of Report

Kearse, Amalya L.

05/02/11

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544