Вы находитесь на странице: 1из 21

I

~~,. ~/g0~0

.4010

[
[

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization

RepOrtRoq,,ir~abylheElJ, ics
in Gove~ment,~ct of 1978

~s u.s.c, app. ff 1o1-1ll)


3. Date of Report 7113!2010 6. Reporting Period 01/01/2009 to 12/31,r2009

1. Person Reporting (last name, first, middle initial) Starrett. Keith 4. q itle (Article I11 judges ir~dicate active or senior status; magistrate judges indicate full- or part+time) Article Ill Judge- Active

U.S. District Court for the Southern Di~.ision of Missis.~ipp~ 5a. Report T~,pe (check appropriate t~pe) [] .Nomination, [] Initial Date [] Annual [] Final

5b. [] Amended Report 7. Chambers or Office Address 701 N. Main Street Suite 228 Hatticsbttrg. M S 39401 8. On the basis of the information contained in thi~ Report and any modifications pertaining thereto, it is, in my opinlon, in compliance ~ith applicable la~,s and regulations. Rev[ev, ing Officer Date

IMPORT/INT NOTES: Tlte instructions accompanying this form must be foltowed. Complete all parts,
checking the A"ONE box for each part where you have no reportable b~formation. Sign on last page.

NONE (No reportable positions.J


POSITION
Officer and Director M-.~-K, inc.

NAME OF ORGANIZATION/ENIglTY

2. Trustee

Trust #1 Kcith Starrett Self-employed Retirement Plan & Trust

NONE (No reportable agreements.) DATE


12/31,"2004

r :~ PARTIES AND TERMS ..


~

~~

Mississippi S~rc Employees Pension Fund; Pension Upon R~ching Age 60

Starrett, Keith

FINANCIAL DISCLOSURE IO~PORT

Page 2 of 2 1

[ N ....
I

of P ..... Reporting

Date of Report

7/13,~010 Starr~,tt, Kcith

Ill. NON-INVESTMENT INCOME. ~R~por,i,gi.~ivi~uo~,,dspo~e;,e~pp.


A. Fliers Non-Investment Income ~

NONE (No reportable non-investment income.) DATE


1. 2009

SOURCE AND TYPE


Kcith Starrett Self-Employed Reti.,-emcnt Plan and Trust, Insurance Benefit

INCOME
(yours, not spouses) $1,045.00

B. Spouses Non-Investment .Income - ff 3,ou were married during any portion of the reportlng ),ear, complete this section.
(Dollar amount nol required e-rcept for tzonr, t aria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

(Includes those to spouse and dependem children: see pp. 25-27 of filing inatru~tions2

[~]

NONE (No reportable reimbursements.) SOURCE DATES 2/2,1109 - 2/27/09 LOCAT!ON New York, New York PURPOSE Speaking at Managing Complex Litigation Conference ITEMS PAID OR PROVIDED Travel Expenses (hotel, airfare, mileage, cab fares, meals)

1.

American Conference Institute

2.

The Mississippi Bar Association State olMississippi Drug Court


Northwestern University, Judicial Education Program

7/12/09 - 7/19/09

Destin, Florida

Speaking at Bar Convention Speaking at State Drug Court Conference

Mileage and Two Nights of Hotel Expenses Hotel Expenses for One Night

3.

5i21/09 - 5/22/09

Natchez, Mississippi

4.

4/18109 - 4/21/09

Chicago, Illinois

Attend Judicial Symposium Travel Expsenscs (airfarc, mileage, - Criminalization of parking, hotel, cab fares) Corporate Conduct

FINANCIAL DISCLOSURE REPORT Page 3 of 2 1


5. National Association of Drug 11/19/09 - 11/21/(/9 Court Professionals

.~ ..... f P ..... Reporting Slarrett, Keith

Date o[ Report

7/13/2010
NADCP Board Meeting Hotel

Boston, MA

FINANCIAL DISCLOSURE REPORT Page 4 of 21

fP ..... Reporting

Date orI~eport

st~,-r~.. Kt, i,h I N ....

7/13/2010

NONE ~o reportable g~s.) ~OURCE DESCRIPTION VALUE

1. 2. 3. 4. 5.

VI. LIABILITIES. a,,,.I,,te,,ho,, o,p ........ ~ dependent children; seepp. 32-33 offiling
NONE (No reportable liabilities.) ~REDITOR I. 2. 3. 4. 5. DESCI~.!PTION VALUE CODE

FINANCIAL DISCLOSURE I:CEPORT Page 5 of 2 1 VII. INVESTMENTS an d TRUSTS - i ........


..... X. ....
Description of Assets (including ~st assets) Place "(X)" after each asse~ exempt trom prior disclosure

[ NameofP ....

Reporting

DateofReport 7/1312010

[
NONE ~ reportable income, assets, or transactions)

Starrett, Keith
,ions.)

lue, t ...... ,ions (D, cludes those of sp ....... d dependent children;.,eepp, 34-60 o/f!ting i ......

~ ....S;? .......
Income d~in~ reposing period

c.
Gross vMue at end of repoaing peric~

~ ............
Transactions durin~ reporting period

-~,)
Amount Code I (A-H)

(2)
Type (e.g.. div., rent. or t )

O)
Value Code 2 (J-P)

(:~
, V~lue Method ~ Code 3 I (Q-W) ~ W W W W W T T T W W W W

O)
T)Tc (e.g., buy, scll, ~edem~tiom

(2) ~ (3) ~ ~4) .....

~) "

Date. Value .{ Ou~ mm~ddiyy [ Code 2 Code I [ (J-P) : (A-II) ~

Identi~y of buyer/seller (if private ,ran sac,ion )

1. 2. ~3.

Rental Properly No. 1; McComb, MS Rental Property No. 2; McComb, MS Rental Proper~ No. 3; McComb, MS Mineral Rts; Pike Co.,MS Denbury Energy & Pruit Production Oaldmrst Associates LP Pike County National Bmuk First SW Corp. Common Stock AmSouth Bank (,low Regions) Royalty Interests Fen:wood Field; Pike Co., MS Timberland Watthatl Co,MS; Timberland Pike Co., MS ] ]

F E E E

Rent Rent Rent Royalty None

O N N K J K PI J J PI PI J

4. 5. 6. 7. 8 9. 10. I I. 12. I~. 14. 15. 16. 17.

A G A

Dividend Dividend Interest None

C C A

Rent Rent Royal~ Dividend Royalty

Walker #1 Oil Investment, Waltha[l Co., MS Trust#1 Keith Stanctt Self-Employed Ret. Plan & "rrus, All investment dcclsioas involving listed
COl~lmoll stocks made

by Independent Investment Advisors Assets of lrust -SLIAX

Rent Interest

P1

1. lnome Gain Codes: (See Cohuntts 111 and D4) 2. V~iue Codes (See Uolutrmi C] ~nd Da) 3. V~lue Meff, od Codes

A =$1.00t) or less F =$50,001 - $ IO0,C~0 J =$15,0~ or les~ N =~250,~)I - $500,000 P3 =$25,NN,001 - $50,0~,000 Q - Apprais:d

B =$1.001 - $ 2,5f;0 O =1100.001 - $1.000.000 K =S 15.f~/1 - $50.000 O =$500.~1 - $ L000,000 R =Cost (Rc~I Estate Only)

C =$2,501 - 1.5,000 Ill =$1.000.001 - $5,000,~ L =$50 ~1 - $100 000 PI =$ [,000~00l - $5,000.~0 P4 =More than S ~Assessment

D ~55,001 - $15,000 112 -More ~an $5.000,~00 M =$1~000l - $250,000 P2 =$5.009.001 - $25,000,000 [ - Cash Ma~{xt

E -$15,001 -I50.000

FINANCIAL DISCLOSURE REPORT

] N ....
]

fP .....Reporting [

Date of Report 7/13/2010

Page 6 of 21
Starrett, Keith I

VII. INVESTMENTS and TRUSTS - i .....


[~]
A. Description of Assets (including trust assets) Place "(X)" afte~ each asset exempl from prior disclosure "~7 ,.

,, ~alue, t ......tions (Include~ those of sp ....... d dependent children; seepp. 34-60 drilling instructions.)
C. Gross value at end ofr~oning period (1) (2) Value Value Code 2 Method ~ ,, (Q-W) D. Transactions d~iring r~o~ing (1) T)3~e e g buy, sell, (2) (3) (5) Date Value Gain mm:d~yy C~e 2 i Code 1 : [ 1

NONE (No reportable income, assets, or transactions.)


B. Income d~fing ~po~ing period

(1) (2) [ Amoun~ Type (e.g., ~ Code l ~ div.. rent, ~

~ [ ~ ; [ ,

bu~er,seller ~ansaction)

~
18. 19.

-SLBAX -ABALX

20. 21. 22. 23. 24. 251 26. 27. 28.


~.).

-Cheesecake FactoD -Cree -EBAY -PWER (Power One, Inc.} -QCOM (Qual Comm., Inc.) -SMTL (Scmitool, Inc.) -SYNA (Synaptics, Inc.) -ILA (aquila, Inc.) -MNT
-MIRKQ (Mirant)

Sold Sold

04/28/09 9;3?09

Sold

9/3/09

Sokt Sold

11/17;09 03/26/09

J J A

30. 31. 32. 33. 34.

-Schnitzer Steel Industries -Xilinx Inc. -Quadra Mining -Cont! Airlines CI E1 -Frontera Copper

Sold (part) Sold partial sell

04/16/09 8/5/09 07117/09

J J J

Sold

,1/29/09

} I. lnco~r.e Gain Curies: (~cc Coluums B 1 and D4) 2. Value Codes i (See Ct)l,airms CI antl D3) i ~ 3. Value Method Codes (See Uolmrm C2)

A ~$1,000 F -$50,001 - $100,000 J =115,000 or tess N =$250,001 P3 ~$25,t20~,201 - $50,000,~),3t./ Q ~Approi~al LI =Book Value

G =$100,001 - 11.000.000 K =$15,00t - $50,000

HI =$1,1)00.001 - $5,000,000 L ~$50.00t - $100,0(~1 P4 " More than $513,000.000 S =Assessment W ~Estimated

H2 ;More than $5,OO0.0~kq M =$100,001 - $250.01)O

R C,~t (R~I Estate Only) V -Od;er

T -Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 21 VII. INVESTMENTS and TRUSTS - i.,.o,,,~, ,,a~.,, , ........

r~ame of Person Reporting

Date of Report 7113/2010

starter,, Keith ,;o,,.~ a.c~.a,.~ ,~o~, o! ~p ....... a d.,..a.,,, c~,i~a,,.; ,., re. ~.~o

N ONE (No reportable income, assets, or transactions.)


D~scr~tmn of Assets (including trust a~ets) Place "(X)" a~er each assel exempt flora prior d{sclosure Income duhng reposing period Amount " T~Te (e.g., die., rent, [ Code 1 ~ or int.) ~ {A-H) :~

............. A7 .....

j
,

~.

C. .....
Gross value at end ofrepomng period Value Code 2 (l-P) Value Mclhod

O~ .........
~ 1 mnsaclions during reporting period , Date Value Gain rnm~d&~ : Code 2 , Code I , ~ [ } (J-P) {A-H} ~, .............

....................... ~ 35. 36. -Sigma Designs -OZ Minerals, l)q~a Zinifex

Type (e.g., buy, sell, rcdemptioa) ~ _~Code(Q_W)3 ~ ...........

bu~:er/seller gansactien)(ifprivate

37.
38. 39. 40. 41. 42. 43. 44. 45.
46.

-Century Aluminum
-Sirius XM, tTk~a XM Satellite Radio -Anadigics, Inc. -Rowan Companics -EZ Chip Semiconductor, fik~!a Lanoptics -Semitool, Inc. -Hercules Offshore -Patterson Energy -Micron Tech
-Tara Motors

47. 48. ! 49. i50. 51.

-Tho~npson Crcck ,5k/a Bh~c Pearl Mining -Netlogic -Carmax -Aditya [3ida Minerals -First Nickel

Sold

6129,"09

Sold

9/3/09

I3 "~$25,000.001 - ~50.0~)0,000

P4 =MOre t~,an $50.000.0{10

FINANCIAL DISCLOSURE REPORT Page 8 of 21

N ....

fPerson Reporting

DateolReport

Starrett, Keith

7/13/2010

VII. INVESTMENTS and TRUSTS - i ......... ~.~, transactions (Includes those of st~ ....... d dependent children; see pp. 34-60 of f!ling in~ruction~)
NONE (No reportable income, assets, or transactions.)
Descriptim~ of Assels (inclu~ng trust assets) Place "(X)" after each asset exempt from prior disclosure Income during ~... r~o~ng period Amouut Type (e.g., Code ] . div., rent, , (A-H)] or in:) Gross value at end of reporting period Transactions during reposing period

o) ~ ~57--

~)
Value Code 2 (J-P)

(2)Value Method Code3 (Q-W) ....

(,
T2,~e (eg.: buy, sell, redemption)

(2) ~(3) ~ ~] ......


Da~e Value ~:d~" Code 2 (J-P) ~ Gain [ C~e 1 [ (A-tit ]

(~)

__~

Identity ef bm, eCsel]er (if private transaction}

52.

-Laboratoo" Corp of America -Pcrilya Ltd.

" 53.

54.

-Commercial Metals Co.

55.
56. 57. 58. 59. 60. 61. 62.
63. I 64.

-Liberty Mines
-Perilya Ltd. ..lveraia Inc. (corrected spellhxg li-om last year) -Anadigius Inc. (corrected spelling from last year) -Diana Shipping -Intel Corp_ -John Hancock Bank and Thrift Fund -Airtran tloldings
-Dccrc attd Company -Apple Compulcr

Sold Sold

03i26109 03/26/09

J J

65. 66. 67. 68.

-Nvidia Corp. -Phosphate t!oldings, Inc. -Terra Industries -Teck Cominco Ltd.

Sold

9/3109

Sold

1124/09

I. Income Gain Codeg:

A =$1,000 or {cs~

B =3!.001 - $2,500

C ~$2.501 - $5.000

(gee Columas CI and D3) 3 Value Method C~es (See ~ohmm C2)

N =$250,0~i . $530,0~ Q -Ap~ai~l U =Book Value

O =5500,1~0~ - $1.000.O00 R ~:Co~l (Rca Es te Oniy) V "Ot~er

PI =$1.000.06! - $5,000,000 S =Assessment W =Est{;nated

P2 =15,~0,001 - $25.000,0~) T =Cash Market

FINANCIAL DISCLOSURE REPORT

Page 9 of 21
VII. INVESTMENTS and TRUSTS - i ...... ................ A. Description of Assets (iucluding trust as~c~)
Place"(XY aft .... h asset exempt from prior disclosure

Starrett, Keith

7/13/2010

~, ~,alue, t ....... tions (Include.~ those of sp ....... d dependent children; see pp. 34-60 of filit,g instructions.3

NONE (No reportable income, assets, or transactions.)

[ ......
[ ,

~.

~- ~.
Gross value at end of repotling ~riod Vah,e Code 2 (J-O I Value Meth~ I I Code 3 ~ T}ve (eg, buy, sell, ~ redemption)

Income during reporting peri~

Transactions during reposing

D.

A .... t ~ Type (e.g., Code I , d~v., rent, (A-H) ] or int.)

Da,c ] VMuc ~ Gain .m~.d~yy : Code 2 ] Code t (J-P) ! (A-H) ~ ~

ldentlb of buyer,seRer (ifp~vate

69. 70. 71. 72. 73. 74, 75. 76. 77. 78. 79. 80. 81. 82. $3. 84. 85.

-Castle A M & Company -Schnizer Steel -Xilinx, Inc. Convertible Bond -Tcck Cominco Ltd. -Quadra Mining, Ltd. -Century Ah~minum Company -Whole Food Market, Inc. -Dana Holding Corp. -Synaptics, Inc. -Northgate Mincralz, Inc. -Advanced Micro Devices -Freeport Macmaran Copper and Gold -Advanced Micro Devices -Quick Logic Corp -Scoured Loan to McMillan & l-lonca -Regions National Bank Money Market Acct. -Anntmily Purchased General Elcctric Crcdi~ Corp. None M L Matured 7/15/09 K Buy (addl) Buy (addl) Buy Buy Buy Buy Buy Buy Buy Buy (addll Buy 03/26/09 03/26/09 05/08/09 06/2-9/09 07,29/09 08/05./09 09/03/09 11/17/09 11/23/09 12q7;09 12~22/09 J J J J J J J J J J J

income G3[n Codeg:

A =$ I,r~00 or tess

S =$1.00! - $2.500

C =$2.501 - $5.000

D =$5,1~31 - $15.000

=$15,00- $50.000

FINANCIAL DISCLOSURE REPORT

~ ....

fI" ..... R~:por,ing

Date of Report

Page 1 0 of 21 VII. INVESTMENTS and TRUSTS - i .........


~

Starrett, Keith

7/I 3/2010

t.e,, ...... no., Cz.ct.a~.~ a,o.e oy~ .......d a.~.~a~.t~d~..; ~,~. Sd-~O oy~i.g ~.~,~ao~..)

NONE ~o report~ble D~come, asset~, or tra~sactio~rs.)


Description ~f Ass~s (incloding ~n~s~ asse~s) Place "(X)"aRer each asse~ exempt t~om prior discloscre l~come during rcp~ing period (2) (~) ~ Amount ~ 7"~e (e.g., Code 1 div., rent, ] (A-H) ~ or int.~ ~ ] ~ Gr~ss value at end of reposing period O) Value Code 2 (J-P) (2) Value Method CoJe 3 (Q-W) (~) T~pe (e.g., buy, sell, redemption) "lmnsactions d~ng re~erting peric~ (~)~ (3) (~) : Date ~ Value Gain na~r~d~))" Code 2 Code 1 :* (J-P) (~-H~ (5) Iden~i~ of buyer/seller (if private transaction)

~
I ,

86.

-Timberland Copiah Co., MS

87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

-Timberland Attala Co., MS -Pike County Nat~tional Bank Common Stock -Guardian Life Insurance.Policies Charles Schwab Brokerage Acct., Personal; All investmenl Decisions made by Independent Advisors Emeroon Electric Co (M) Medtronio Inc. (M) Enterprise Partners, ~k/a Pioneer Natural Res Co (M) Qualcomm Inc (M) Microvision Continental Airlines EZ Chip Semiconductor, /L~a Lanoptics Ltd. Laboratory Corp of America B A A Dividend None Dividend Dividend None None None None None None None J J J K K J T T T T T Buy Buy Buy 02!06/09 03/04/09 06103/09 J J J K J J I. T T T T Sold 07/29/09 J J B C

100. Tcck Cominico Ltd. 101. Quadra Mining, Lid. 102. Nctlogic Microsystems, Inc.

{See Colu mn~ B I and D4 ) (~c Colu~ CI a,~d D3)

~ =$ S0,001 - $100,000 N =$250.001 - $500.000

G - $100.00 t - $ 1,000.000 O =$5~,001 - $~.~0,000

t I I =$1,000,00 l - $ 5,~,000 PI -$I,000,001 - $5,0C~,000

H2 =M ore th~ P2 =$5.0~,001 - $25,0~)0,000

FINANCIAL DISCLOSURE REPORT

N .... f P ..... Reporting

D~te of Report

Page 11 of 21

Starrett, Keith

7/13/2010

VII. INVESTMENTS and TRUSTS - i .... ~, value, t ....... tlon.* (Includes those of sp ........ d dependent children; see pp. 34-60 off!ling instructions.)
NONE ~ro reportable income, assets, or transactions.) Description of Assets Place"{X)~ a~er each assel exem~ from prior disclosure Income during ~ Gross value at end "lr~nsactions du~ng reining pefi~

Amount ~ 1~ ~e.g., ~ Code I div., rent, ~ (A-It) er ink)

Vatue Code 2 (J-P)

. VMue Melhod Code 3 (O.W) T T T T T T

T~e (e.g., buy, sell, ~demption)

. Dat~ : Value ~ Gain ~mm.d~)~ Cod~ 2 Code I ~ (J-P~ ~ (A-H) ~ 0~/1009 09i01/09 09;09,"09 10/21/09 11i25109 J J J J J

Iden~iP] {if private t~ansacfion)

~ 103. Whol~ good Market, Inc. 104, Ncwmon~ Miniag Conv~ible Debenture 105. Viv~s 106. Nevada Copper Company 107. Catepillar, Inc. t08. First Southwest Corp. 109. IRA #1 All investment decisions made by independent E A A A

None Interest None None Dividend Dividend

J J J J J K

Buy Buy Bny Buy Buy

110. Investment Advisors. Held by Charles Schwab 111. -Breakwater Rosources Ltd. new 112. -Energy Conversion Devices 113. -Sigma Designs 114. -Quadra Mining 15. - OZ Minerals, LTD, ffk/a Zinifcx, LTI2 !6. -Sirius XM Radio, Inc., ffk/a XM Satcllile Radio (XMSR)

lnt./Div.

17. -Greenbrier Co 18. -Century Alnminnm 119. -Anadigics, Inc.

2. Value Codes

I =$15,000 or lesg

K =115,~ 1 - 150,0~

L =SSe.0O I - $100,~0

M :~ 100,~ I - 1259.000

FINANCIAL DISCLOSURE REPORT Page 1 2 of 21 VII. INVESTMENTS and TRUSTS - i ........

N ....

fP .....Reporting

DateofRepor!

stirrer, Keith i,,e, t ........tio.~ a,utu,les tho~e of sp ......

7/13,2010
d dependent children; see pp. 34-60 of filing instructions.)

N ONE (No reportable income, assets, or trattsactiorts.)

; ..........

A.
Description of Assets (including ~msl agsc~s) Place "IX)" aRer each asset . exempt from prior disclosure

"

n.

~
:

c.
Gross value at end of reporting ~fi~ Value Meth~ Code 3 (Q-W)

~ ................
~ Type (e,g, .. buy, sell, ~ ~cdemption) /

D.- ....
Tr~nsacliong during re~ng peri~

Income during ~ ~epmtlng period

Amount Tv~ (e .g... Value I Code I : . ~. j div.,rent, ~ Code 2 " (A-~ or int.) (J-P) : ~

Date Value Gain ~mm/d~i3~ ~ Code 2 Code I (A-H) ~ {J-P) ~

IdentiW of buyerZseller (if private ~ansaction)

120. -Rowan Companies 121. -Amgen

122, -Bancro~ Convenible Fund 123. -Cheesecake FactoD" 124. -Cree Research

Sold

04/28/09

125. -Ebay, Inc.

126. -Emerson Electric

12~. -Altera Co~. 128. -Allair Nanotcchnologics

129. -EZ Chip Scmicondnctor, ff~a Lanoptics 130. -Microvision

13 I. -National Semiconductor 132. -Pfizer 133. -Power One

Sold

12/17/09

134. -Qualcomm 135. -Schnifzcr Steel

136. -Scmitool Inc.

(See Cot~ms Cl ann D3)

N =$250,001 - $5~,~30

O =$500,001 - $I.0~D,~0

PI .Sl,O00,O01 - $5,00~).0~

P2 ~$5,000,001 -

FINANCIAL DISCLOS URE REPORT Page 13 of 21


VII. INVESTMENTS and TRUSTS - i .....

~,~.e or Je.o. Repo,~i.g Starrelt, Keith

Da~ 7/13/2010

,, ,,alue, t ...... tians (D, cludes those af sp ....... d dependent chiMren; see pp. 34-60 of filit,g instructions.)

NONE (No reportable it~come, assets, or transactions.) Description of Assets (including trust assets) Placc "(X)" after ~ch ~set
~xcmpt fi~m pr2or disclosure

l~cen~e during repo~ing period :Amouot Code 1 (A-tI) , T)~e (e.g., div., rent, or in )

~ Gros~ value a! end of r~oning period ~ Value Code 2 ~ (J-PJ Value Method Code 3 , (Q-W) T)~e (e.g.,
buy, sell,

Tr:~nsactio~s dk~ring repo~lin~ peri~

Date ~ Value : G~in


~dd~)~f ~ Code 2 Code I

redemption) ~ Sold 04,02/09

[ (J-P)

~ (A-H)

Identi~ of buyerseller (ifpriwtc ~ansactlon)

137~ -Svnaptics. Inc. 138. -Xilinx, Inc. (spelling co~ected) 139. -Ebay 140. -American Capital, Ltd. 141. -Northgate Minerals Co~. 142. -Calmainc Foods 143. -Cenmq Aluminum 144 -Mercator Minerals

Buy Buy Buy Buy Buy Buy Buy B~y Buy Buy tluy Buy Buy Buy

01/15/09 02/18,09 03/06/09 04[09/09 040%09 ~/09/09 05/26/09 J 06/30/09 0807/09 08/!9/09 08/2a/09 09!11/09 09/14/09 09/30/09

145. -Synaptics. Inc. 146. -Obagi Medical Produc~s 147. -Whole Foods Market, Inc. 148. -American Capital. Ltd. 149. -Steel D)~n cs Convertible Hond 150. -Newmout Mining Convertible Bond 151. -Freeport Macmar~m Copper and Gold 152. -Market Vectors Gold Miners ETF 153. -Micron Technology Convertible Bond

J J

J J J

(.qcc Cohltams CI an,! 1)3)

N =5250,00! - $500,1)0(1

O =$500,,~0.1 - 51,0(~0.0C.0

PI ~51.000.00l - 55.000.000

P2 =55,000.001 - 525,000,000

FINANCIAL DISCLOSURE REPORT

N .... of Person Reporting

DaleofRepor!

Page 14 of 21

Starrett, Keith

7/13/2010

VI I. INVESTMENTS and TRUSTS - i .... e, value, t ........ tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, c~Tsets, or transactions.)
A. Description of Assets (including ttx~st assets) Place "(X)" after each asset exempt fromprior discl ..... B. htcome du:-ing reporting period i Amount Type (eg.. ! div.,rent. ii Code 1 C. Grc,~s value at end of reporting period Value Code 2 Value Method D. l"ransactions during reporting period

I ~ Type (e.g., buy, sell.

Da,e Value ] Gain m~d&yy Code 2 [ C~]e 1

Identity of bu,ver/seller

154. -Calcpillcr, Inc.

Buy

11125/09

155. -Advanced Micro Devices

Buy

12/04/09

156. -Xilinx, Inc. 157. -Lanoptics Ltd. 158. IRA #2 All investment decisions made by independent 159. Investment Advisors 160. -Allied Capitol 161. -Schnitzer Steel
162. -EZ Chip Semiconductor, f.,%a anoptics Ltd

Buy

12/22109

Dividend

163. -Rowan Comparfies 164. -Continen~ial Airlines 165. -Anadigics 166. -Laboratoq," Corp of Am 167. -Bank of America 168. -Boeing, Inc. 169. -Perilyn, Inc. 170. -lnteI CoW Sold 08i31109 J

I. lncom Gain Codes:

A =$1.000 or [es~

B =$1.001 - $2.500

C -$2.501. $5,000

D -15,001 - $i5.000

E =$15.(~I - $50,000

P3 =$25,090.001 - $50,0~0,000

P4 =More than $50,000,000

FINANCIAL DISCLOSURE REPORT Page 15 of 21


VII. IN-VESTMENTS and TRUSTS - i ........
[] NONE (No reportable income, assets, or

~ ....~P ..... R,pora.~


Starrett, Keith

mt~ orRe|,ort
7!13Y2t110

lue, t .......tions (Includes those of sp ....... d dependent children; see pp, 34-60 of filing instructions,)

transactions.)

~-

A.
Description of Assets (includingtmst assets) Place "(X)" after each asset exempt from prior di~cIosure ~

--~ ........ ~.
[ Income during reporting period

- ....

c. -- ....

Grosa value at end ~ i of r~o~ng period . Value ~ Code 2 (J-P) ~ Value Method Code 3

,
T~e buy, sell, redemption)

~.

- .......

Transactions during reporeng period

[ 0) .... (=) ..... 75- ~- ~z}

?Amount T~e (c.g, Code I ] div.,rent, (A-H) ~ or int.) ,

mmid4~%3, ,

Code 2 (J-P)

Code I (A-~

buyer/seller (if private

{Q-W~ ..........

171. -D~ana Shippb~g 172. -Manpower, inc. 173. -Univ~sal Stainless and Alloy 174. -Ensco International
175. -Dcere and Cnmpan.v

Sold

07/09/09

176. -Crcc Research, Inc. 177. -Terra Industries 178. -Hospitality Properties
179. -U.S. Steel 180. -Markctvectors Gold ETF 181. -Catcpiller, Inc. 182. Other assets owned individually by Kcith Starre~l 183. Mineral Rights, Amite Co., MS 184. Mineral Rights Franklin Co.. MS 185. Mineral Rights, \Valthall Co., MS 186. Mineral Rights, Lincoln Co., MS 187. Mineral Rights, Copiah Co., MS A Royalty None None None None J J J J J W W W W W

Sold Sold

08.05/09 1/24/09

J J

.,i

Buy Buy

09.*03;09 1 I/25,09

and D3)

N P3 ~ 125,000,001 - 550,000.000

P4 - More than $50,000,000

FINANCIAL DISCLOSURE REPORT

[ N .....
]

f P ...... R~porti,,g

Date of lteport

Page 1 6 of 21
Starrett, Keith

7/13/2010

NONE ~Zo reportable income, assets, or transactions.) Description of Assets (including l~3t assets) Place "(X)" after each asset exempt l~om prior d~sc!osure ~ Income during r~:poniag perivd Gro~s value at end ~ of repomng period Valoc Code 2 ~J-l) Value Me~od Code 3 (Q-W) W W W W Y Maturcd 04..01/09 K ] T)~e (e g., buy, sell, rcdcmplionl Transactions during reporting period

l Amoun~ ? Type (eg., [ Code I div., rent, (A-H) I et int )

] Date [ Value Gain rm~"d&)y ~ C~e 2 Code I (J-l) ~ (A-H) ~ ]

Idenliu of buyer!seller (if private ~ansactioa)

188. Mineral Rights, Pike County., MS 189. M~eral Rights, Marion Co., MS 190. Timberland Lincoln Co., b/IS 191. Time Share Condo; New Orleans, LA 192. Note and Mortgage Receivable (Magee) 193. Note av.d IVlortgage Receivable (lVling) 194. Assets of M-J-K, Inc., wholly owned by Keith Starrett 195. 1LA 196 Mirant Corp 197. Pioneer Natural Resources 198. Helix Corporation 199. Mirant Warrants 200. Other Assets Owned Individually by Keith Starrctt 201. 202. Charles Schwab Personal Accomtt # 2 MS Dev.Baa~k Special Obligation Cib of Jackson Bond

Rent None None None

J J L J N

E C D

Interest Interest lnt.iDiv. None None

T Sold Sold 03/10/09 03/10/09 J

Dividend None None J T

A A A

Interest Interest [ntercs!

203. MS Dcv. Bank Scpcia! Obligation Greenville Bond 204. Educational Building Coq). Bond

FINANCIAL DISCLOSURE REPORT Page 17 of 21

~ .... fP ..... lleporting

DateofReport

Slarrelt, Keith

7/13/2010

V! 1. INVESTMENTS and TI/USTS - ~ ........ ,,~,~, t ...... tio,,s (Includes those (spouse at, d depe,,de,,r ct, ildren; ,epp. 3~-60
NONE (No reportable income, assets, or trartsactio~s.)

.~.
Description of Asse!~ (including t~st assets) Place "(X)" a~er each asset ex~mpl horn prior disclosur~

~.
Income during reposing period

~ ~

c.
Gro~s value at e~d of repoSing pcri~

~
T~?e (e4.. ~ buy, sell, redemption) ;

T~ansactio~s during reporting pcri~

~"~2)~n?~t I: Type (e.g.. div., r~nt, ~ Code I (A-[1) or nt) ~ i

(~)
Value Code 2 (J-P)

(i~- ~
Value Me~hod C~e3 (Q-W) T T T
T

(~ ........ ~ (~)-~ ~3; ~ (4) ....


Date Value ~ Gain ma~dd,Lv Code 2 ~ Code I : ~ [dP) i {A-H) ~ IdentiVy of buyerisel]:r {if private transaction)

205. MS Public Improvment Bank - Ridgcland Bond 206. MS llomc Co~. Bond 207. MS Home Corp - Single Family Bond
208. MS State Bond

A A A
A

Interest Interest Interest


Interest

J J J
K

209. Virginia Tobacco Settlement Bond


210 Parkway East Public Impro\.tancnt l~ond

A
A

Interest
Interest

J
J

T
T

21 I.

tlarrison County Bond

A A
A

Interest [nterest
Interest

K K
J

T T
T

212. Tanant Count),, Texas Bond


213. MS D(vclopement Bank Bond

214. MS. Developement Bank Bond 2t 5. Timberland in Simpson County, MS 216. Pnerto Rico Commonwealth Bonds 217. b-liss. Dev. Ba~;k Special Obligation Jackson Pub. School Dist. 218. Miss. Business Finance Corporation 219. \Van-en (,o. Miss. Opportunity Zone 220. Warren Co. bliss GulfOpp. IP Bonds 221. Lowndes Co. Miss Solid Waste Disp. Pollution Bonds

Interest None

T Sold 12.01/09 03!20/09 03;17/09 0"~"~q 09 ..... 04/27:09 05/26/09 06/16/09 M K K K K J K E ]Ed Griffin

A B B B A B

Interest Interest Interest Interest Interest Interest

K K K K J J

T T T T T T

Buy Buy Btty Buy Bt;y Buy

2. k,~lue C~des

J 415,0NI or less

FINANCIAL DISCLOSURE REPORT Page 18 of 21


VII. INWESTMENTS and TRUSTS - i ....

~ ....f~ ..... aeporting


Starrett, Keith

Date aR,~port
7/1312010

+, vatue, t ......

+~ns Includes those of sp ....... d dependent children; seepp, 34-60 of flliag i~tructionsO

NONE (No reportable income, assets, or nansactions.) Description of Assetsa (including Imst assets) ] ~ Place"(X)" a~reach asset exempt from pfor disclos~c Income during Gross value at end of reposing period ~.~0~11~ period Amoum T#,~(e.Z., Code 1 [ div.,rent. ~ (A-if) ~ or int) Transactions during reposing period

o) } (2)

~ ({)] ..... (~) (~) ~


Valu~ Code 2 (J-P) [ V~l~c [ Method Code 3

~)Gain Identity buyer,"seRer Code I (if private (A-H) [~s.~do~}

"[~(e.8, , Da~ Value buy, sell, }mmid~yy Code 2 redemption) ,. (J-P) (Q-W) [ ~ . T T T T T T T T T Buy Boy Buy Boy Buy Buy Buy Buy Buy Sold Buy Sold Buy Sold 08703/09 ]08/17/09 09il &0O 09/17/09 10/15/09 10/27/09 12/14/09 12/22i09 02~0/09 10/14/09 11/02/09 11109/09 10!29/09 1/23109 09/15/09 08/28/09 01/19/09 J ] K J K J J J J K l J J J J J

222. bliss. Dev, Bank Spcc. Oblig. Muni. Energy Agency 223. Miss. Business Fin C~& GulfOpp Zone Northrop Gmmman 224. Hawis Co. Houston, TX Sports Amhority 225. bliss. Hosp, Equip. Facilities 226. 227. 228. Miss. Dev. Bank Special Oblig. Capital Projects Tobacco Settl. Fine. Corp of LA Miss. Dcv. Bank Spot. Oblig. Munc. Energy Agency

A A A A B A B A A A

Interest Inlcrcst lntercsl Interest Interest htterest Interest In.retest Interest Interest None None None

J J J J K J K J J

229. Miss. Itome Corp. Single Fmly. Mortgage 230. Puerto Rico Commonwealth Intra Fincancing 231. 232. 233. Puerto Rico Commwealth lntra. Financing htternatioaa! Paper Co. International Paper Co.

234. Regions Financial Corp 235, Regions Financial Corp 236. Phosphatc Holding, Inc. A

Dividend None None None J T

Buy So!d Sold

237. Phosphate Holding, Inc. 238. AK Steel Options

I Income Gain Codes: ~See Colunms B l and D4) 2. Value Codes (See Colmnr~ CI a~d D J) 3 Value Me~od Cod~s (See Column C2)

A =$1,000 or less F $50.001 - $10O.~0 J =$15.~0 or less N =$250.D01 - $500.060 P3 =$25.000,001 - $50,~0.000 Q =Appraisal U =Book Value

B =$1.0~]I - $2.500 G =$100.001 - $ 1,000,000 K =$15,~1 - $50,000 O =$500,001 - $ I,~O.OO0 R Coat(R~lEsta~eOnly) V, Other

C - $2,501 - $5,000 H I -$1.000.001 - $5,,300.000 L =$.50,001 . $1 ~.0~ Pl =$1.000.OOl - $5,060,000 P4 =More than $50,~00.000 S =Assesstnent W =~stiraatcd

D =$5.001 - $15,0!.KI H2 =More t~n $5,0fl0,000 M =$100,00t - $25~,000 P2 =$5.003.001 - $25,000,g~]0 T =Cash Market

E =$15,001

FINANCIAL DISCLOSURE REPORT

~me of P .....Reporting

Date ol- Report

Page 1 9 of 21

stirrer t, Keith

7/13/2010

VII. INVESTMENTS and TRUSTS - i ......... i,~,, ...... tions (Includes those of sp ...... d depend .... hildren; see pp. 3.l-60 of f!ting in.,trucffons.)
NONE 6~o reportable income, assets, or transactions.)
Description of Assets (including trust asgels) Iqacc "(X)" after each ~ssct exempt from prior disclosure Income dm-ing rcpn~iag period Gross value at end ~ ~ of ~po~ing period ~ V~lue Method ~ Code 3 T~e (e.g., buy, sell, ~ redemption) Transactions during reporting period

[ ,

Value i Amount Type (e g.. Code ] [ div., renI, ~ Code 2 (A If) ~ or int.) ~ (J-P)

(Q-W) 2

.
Expired

Gain Date ] Va~ue ;mmJd~}~, : Co, de 2 Code 1 (J-P) ~ (A-H) ] . ......... ;

ldenti% of b-nyer/seller (if private

239. AK Steel Option~

None

12/19/09

240. Regions FinznciM Co~.

Dividend

Buy

05127/09

24 l. Regions Financial Corp. 242. 243. 244. Enterprise Production Partners LP Enterprise Production Partners LP Enlcrprise Production Partners LP

A A A A

Dividend Dividcnd Dividend Dividcnd K K K T T T

Sold 13uy (addl) Sold (part) Buy

09115/09 04/06,"09 04115!09 03/04/09

J K J K

FINANCIAL DISCLOSURE REPORT Page 20 of 21

~ ....

fP .....Reporting

DateofReport

Starretl, Keith

7/13/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (tnSic,,te~,*rt~,fn~por~)

FINANCIAL DISCLOSURE REPORT Page 2 1 of 2 1 IX. CERTIFICATION.

f Person Reporting

Date of Report

]~ ...... I Starrett, Keith

7/13/20t0

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my "knowledge and belief, and thal any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in cmnpliance with the provisions of 5 U.S.C. app. 50I et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature__.

NOTE: ANY INDIVIDUAL WliO KNOWINGLY AND \VII,FULL\~ FALSIFIES OR FAII,S TO FILE TIIIS REPORT MAY BE, SUBJECT TO CIVIL AND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)

FIlANG INSTRUCTIONS Mail signed c~riginal and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the Unitcd States Courts Suite 2-30 ! One Columbus Circle, N.E. Washington, D.C. 20544

Вам также может понравиться