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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court FL-M
5a. Report T~,pe (check appropriate type) ] Nomination, [] Initial Date [] Annual

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. 101-I11)

I. Person Reporting (last name, first, middle initial) Fawsett, Patricia C.


4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or parl-time)

3. Date of Report 05/I 1/2011 6. Reporting Period 01/01/2010 to 12/31/2010

United States Dis~ict Judge, Senior Slams

] Final

5b. [] Amended Report

7. Chamber~ or Office Address

401 W. Central Blvd Orlando FL 32801

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revie~ing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Ro~,oni.g individual only; see pp. 9-13 of filing instructions.)


D
NONE

(No reportablepositions.)
POSITION
NAME OF ORGANIZATION/ENTITY The Negro Spiritual Scholarship Foundation Bok Tower Gardens Foundation, Inc. Historical Society ofthe United States District Court for the Middle District of Florida, Inc. Florida Supreme Court Historical Society Central Florida YMCA

I. 2. 3.

Homorary Founding Trustee Member - Board of Directors & Treasurer Director

4. 5.

Member Board of Trustees Member Board of Directors

II. AGREEMENTS. m,~,o,ing individuol only; s,e pp. 14-16 of filing instructions.)
[~] NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Fawsett, Patricia C.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Fawsett, Patricia C.

Date of Report 05/I 1/2011

III. NON-INVESTMENT INCOME. (Repo.ing individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE ~o reportable non-investment income.) DATE SOURCE AND TYPE


Edward D. Jones Financial Companies LLLP, Wages

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment


(Includes those to spouse and dependent children; see pp. 25-27 of Jiling instructions.)

NONE (No reportable reimbursements.) SOURCE


1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Fawsett, Patricia C.

Date of Repor~ 05/11/2011

V. GIFTS. ancludes those ,o spo,se and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.)
SOURCE i. 2. 3. 4. 5.

DESCRIPTION

VALUE_

VI. LIABILITIES. ancl.des ,hose ol spouse and dependent children; see pp. 32-33 of filing instructions,)
~ NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUECODE

2.

U.S. Bank National National Association Chase Bank

Bank Loan

3. 4. 5.

Bank Loan

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Fawsett, Patricia C.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (.l-P) (2) Value Method Code 3 (Q-W) T Type (.g., buy, sell, redemption) Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (ifpfivale transaction)

LORD ABBETF FUNDS-MidCap Fund A 2. 3. 4. 5.

Dividend

AMERICAN FUNDS-American Balanced Fund A AMERICAN FUNDS-Bond Fund of America AMERICAN FUNDS-Income Fund of America A Orange Cty FL Real Estate

B B C

Int./Div. lnt./Div. Int./Div. None

L K L J K K K J K J

T T T R T T T T T T

6. 7. 8. 9. 10. 11. 12. 13. 14. 15.

ANCH NATL LIFE INS ANNTY / Polaris A II / Davis Venture


ANCH NATL LIFE INS ANNTY / Polaris 11 / Amer Global growth ANCH NATL LIFE INS ANNTY / Polaris II / Amer Intl Div Equity ANCH NATL LIFE INS ANNTY / Polaris It / MFS MidCap Grth ANCH NATL LIFE INS ANNTY / Polaris II / MFS TL Return

Dividend Dividend Dividend Dividend Dividend Dividend

A A A A A

Edward Jones Money market

American Funds-Capital World Bond Fund A American Funds-Capital World Growth & Income A Edward Jones Profit sharing
Edward Jones 401K American Funds-New World Fund A

B A C
C A
A

Int./Div. lnt./Div. Dividend


Int./Div. Dividend
Dividend

K K L
K J
J

T T T
T T
T

16.

17. American Funds-Small Cap World Funds A

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.1300 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G -$I00.001 - $1.000.C~30 K -$15.0~ I - $50.000 O =$500.001 - $1.000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H 1 =$1.0~.001 - $5.000.0(~ L =$50.001 - $ 100.00~ PI =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =Mor~ than $5.000.000 M =$ 100.001 - $250,0@) P2 =$5,000,001 - $25.000,D00 T =Cash Market

E =$15,001

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Fasvsett, Patricia C.

Dale of Report 05/I 1/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes fhose of spouse and dependent children; see pp. 34-60 of f!llng i.,tructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(0
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

(z)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
18.
19.

Franklin Templeton Funds-Natural Resources Fund A


Franklin Ternpleton Funds- UtilityFund A

A
A

Dividend
Dividend J

20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Templeton Funds- China Fund A Franklin Templeton Funds-Income Fund A Franklin Templeton Funds-BRIC Fund A Franklin Templeton Funds-Utililty Fund A Franklin Templeton Funds-BRIC Fund A Limited Partnership in Jones Financial Cos, LLLP Abbott LabsCommon Stock ABT Apple Common Stock AAPL ATTCommon Stock Franklin Templeton Funds-Rising Dividend Fund McDonalds Common Stock- MCD Suncor Common Stock SU VanKampen Muni Unit Trust VanKampen S&P Unit Trust~-~::~i~,:i~ Walmart Common Stock WMT

A A A A A D A

Dividend Int./Div. Dividend Int./Div. Dividend Distribution Dividend None

K J K J J L J K J J J J J J J

T T T T T U T T T T T T T T T

A A A A m A A

Dividend Dividend Dividend Dividend Interest Int./Div. Dividend

I. Income Gain Codes: (See Colun~s B I and IM ~ 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000.0OI - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G = $ 100,001 - $ 1.0~.00~ K =$15,001 - $50.000 O =$500,001 - $1,000,000 R -Co~t (Real Estate Only) V Other

C =$2,501 - $5,00~ H 1 =$ 1.000,0~1 - $5.0~0,000 L =$50.0OI - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimatod

D =$5,0OI - $15,000 H2 -More than $5,0~.000 M -$100,001 - $250,000 P2 =$5,090,001 - $25,0OO.000 T =Cash Market

E =$15,0~1 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Fawsett, Patricia C.

Date of Report 05/I 1/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionx)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

Gross value at end


of reporting period

Transactions during reporting period (i) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value mm/dd!yy Code 2 (J-P)

(including trust assets)


Place "(X)" after e~ch asset

reporting period 0)
Amount

(2)
Type (e.g.,

(i)
Value

(2)
Value

exempt from prior disclosure

Code I (A-H)

div., rent, or int.)

Code 2 (J-P)

Method Code 3 (Q-W) T T T T T T T


T T T

Gain Code I (A-H)

Idcntity of buyer/seller (if private

transaction)

35.

WellsFargo Common Stock WFC

A A A A A C B A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J
J J K K L J J J

36. 3M Common Stock MMM 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Southern Companies Common Stock- SO VanKampen Unit Trust Alliance Bernstein Funds- Balanced Wealth Strategies Fund A Alliance Bernstein Funds-High Income Fund A American Funds- US Govt Fund A FPL Common Stock -FPL changed to NEE Alliance Bernstein Funds-Tax Managed Balanced Wealth Fund A American Funds- US Govt Securities fund A

American Funds - Growth Fund of America A - AGTHX Templeton Growth Fund A - TEPLX A

J K

T T

Buy Buy
Buy (addl)

01/26/10 03/11/10
04/08110

J J
J

Buy (addl) Buy (addl) Buy (addl) Buy (addl)

06/04/10 06/14/10 09/02/10

J J J

11/19/10 J

I. Income Gain Codes: (See Colunms B I and 134) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Set: Column C2)

A =$1,000 or less F =$50,001 - $100,0~0 J =$15,0~O or less N =$250,001 - $500,000 P3 =$25,0~0,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.~OI - $1,0~0.0~0 K =$15,001 . $50,0~0 O =$500,001 - $1,0OO,0~O R =Cosl (Real Estate Only) V Olher

C -$2,501 - $5,000 HI =$1.000.001 - $5,000,0~0 L =$50,001 - $100.000 PI =$1,0~0,001 - $5,000.000 P4 =More than $50,000,000 S =Assessment W =Eslimated

D =$5.001 - $15.000 H2 =More than $5.0~0.000 M $100.001-$250,000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporling Fawsetl, Patricia C.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - i.cor.e, ,at.e, tra.sac,io.s a.aade$ those of spouse and dependent children; see pp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

B.
Income during reporting period

C.
Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I

(2)
Type (e.g., div., rent,

(i)
Value Code 2 (J-P)

(2)
Value Method

(A-H)

or int.)

Code 3 (Q-W) T T

(1) Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

Date Value mm/dd/yy Code2 (J-P)

Identity of buy~r/sel[r (if private transaction)

52. 53. 54. 55. 56. 57. 58.

Ford Common Stock- F I Shares - Chili- ECH A

None Dividend

J J

Buy Buy Sold Buy

03/22/I 0 03/22/10 04/09110 04/16/10 03/22/I 0 04113/10 03/22110

J J J J J J J A

I Shares - Turkey - TUR

Dividend

Buy Buy (addl)

i Shares - Emerging Markets -EEM

Dividend

Buy

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $500.0~0 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G -$100.001 - $1,000.000 K =$15,001 - $50,000 O =$500.001 - $1.0OO.O00 R Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 HI =$1.000.001 - $5.000,000 L -$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 More than $50,000,000 S =Asscs~,mcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000.000 M -$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Name of Person Reporting


Page 8 of 9
rawsett, eatricia C.

Date of Report 05/I 1/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. t~,,aica,epar, o.rr~po,,.~


PART VII, Line 5 !. ~ii " ~ . ~ ! Tenants in Common/Orange Cry FL Real Estate purchased on 1/21/1986 for a purchase price of $5000

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporling Fawsett, Patricia C.

Dale of Report 05/I 1/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory pro~dsions permitting non-disclosure.
I further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Patricia C. Fawsett

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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