FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

I. Person Reporttol~ (last name. first~ middle initial) Duff-i, Patrick M. 4. Title (Article III judges indicate a~five or senior status; magistrate judges indicate gull- or pan-qime} U.S. District Court Judge 2. Court or Organizstioa U.S. District Court 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

neport Req.i~cd by the EshZ~

in Government Act ofl978 0 v.s.c, app ,~ lOl-ill) 3. Date of Reporl 04/2112010 6. Reporting Period 01/01/2009 to 12./31/2{)O9

7. Chambers or Office Addr~s P.O. Box 835 Charleston. SC 29402

Sb. [] Ame~ledReport" 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, In my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPOR TA NT NO TES: The instructions accompanying this farm must be followed~ Complete all parts,
checking the NONE box for each part where you have no reportabl~ information. ~ign on last page.

~
I.

N ONE (No reporlablepositions.)

POSITION
Director Psaras Foundation

NAME OF ORQANIZATION/ENTITY

2. Director

Doonbeg Foundation

NONE ~o reportable agreements.) ~ PARTIeS_AND TE~S -,.? :"

Duffy, Patrick M.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

D,,rrr, Patrick M. [

04/21/2010

IH. NON-INVESTMENT INCOME. tR~oar~ng ?ndividual and sp ....

A. Filers Non-Investment Income NONE ~o reportable non-inv~tment income.)

; ,te pp. 17-2 of fding Instructions.)

~OURCE AND TYPE

I. 2~9 Ch~leston School of ~w

(you~, ~t
$24,7~

B. Spouses Non-Investment Income - t/.Fou .~r~ married during an.F portlon of the reporting.Fear, complete this section.
(Dollar amount not required except for honoraria.)

[--] NONE (No reportable non-investment income.) DATE

I. 2009

SOURCE AND TYPE

Spouse is self-employed health care consullanl

IV. REIMBURSEMENTS -,,~,~m,,~on, tuds~ng,~oo,~ en,,,~aJnm,n~

(Includes th~e to x~uJe and de~ndent chlld~n: see pp. 25-27 of fil~g ins~ctio~.)

NONE (No reportable reimbursements.) ~ ~

Au~st &8, 2~9

~
Hilton Head Isled, SC

PU~OSE
~ucafion

ITEMS PAID OR PROVIDED

Expels for regis~fion fee, ~vel ,food ~d lodging.

1.

SC A~ialion for Jmtice

3. 4. 5.

Name of FINANCIAL DISCLOSURE REPORT [ Duffy, Patrick M. Perso e Reporting P.age 3 of 9

Date of ~eport

04/21/2010
]

[~]

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

1. 2. 3. 4. 5.

VI. LIABILITIES. ana~,~ ~o.,~ o~ ~, ..... a dependent children; ~ee pp. 32-33 of filing ittsttuctions.)
D NONE (No reportable liabilities.) CREDITOR
1. Bank of America Credit Line

DESCRIPTION

VALIJE CODE
J

2. 3.
4.

5.

Name of Person Reporting

Date of Eeport

PageFINANCIAL4 of 9 DISCLOSURE REPORT ] Duffy, Patrick M,

04/21/2010

NO~ (No reportable income, assets, or tramactio~.)

De~@t~n of As~

l Inco~ d~ing
(t) (2) ~nt T~ (e.g., ~e I div., rent, (A-H) ] or int.)

Gro~ value at (t) Value C~e 2 (J-P) (2) Val~ Me~ Code3

PI~ "~" ~er e~ ts~ ex~pt ~om prior di~los~e

b~, sell~ ~ redemption)

I. m~d~ ~e 2 i ~ I [ [ (J-P) [ (A-H) ]

buyer/~ller (if private

1. 2. 3. 4. 5. 6. 7: 8. 9. 10.

~ward Jones Money M~et F~d ~w~ Jones Money M~et Fund Edward Jon~ Money Market Fund General Electric Co Bond Fund ofAmerica CL A- American Bond Fund of Amcrica Federal Home Loan Mort Corp Investment Co of America CL B-American Bond Fund of America Duke Energy Co Johnson & Johnson XL Capital LTD Senior Note

A A A

Inmrest lnter~t Interest None

J J J J J J J J J J

T T T T T T T T T T

A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend

11.
12. 13. 14. 15. 16. 17.

Bank of America Corp

Clorox Co Pepsico Inc Micmsofl Corp Oppenheimer Main Strect Fund CI A Proctor & Gamble Co PutnamNew Opport CL A A A A A

None
Dividend Dividend Dividend None Dividend None J T J J J T T T

Sold

03109/09

Sold

09/08/09

Sold

09/08/09

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Dste of Report

Page 5 of 9

Duffyo Patrick M.

04/2 l/Z010 [

VII. INVESTMENTS and TRUSTS - ~ .... t.., transactions Ct~ct.des ~o,e o/s~, a~a depenant children; see pp. 34-60 of firing instrucaons.)
--] NONE (No reportable income, assets, or transactions.)

A.

" ..............~ ................................d. " ................. ~.

Income during t~portlng period Gross value at cad o f ~:porting period Value Code 2 (J-P)

b." .....................
Trlms,actions during reporting period

Description of Asse~s (including m~st as,~) Place "IX)" aft~" each asset exempt from prior disclosure

-~--I- ~2) Amount Type (e.g.,

(,~ [ ~-- ...... ~ ..... i -I~i[ b) .....i~--~ ............(~- ......

Value Method Code 3 ] (Q-W) R T T T T T T T T T T T T T T Sold J T 09/08/09 J A Type (e.g., buy, sell redemption) i Date Value I mrrddd/yy Code 2 (J-P) ] Gain Code I (A-H) . .i ] Identity of buyerlseller ( f private hansaction)

I Code 1| div., real, (A-H) ~ or inL)

....................................~ 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 1-26/78 Associate LLC i2/30/88 $60,000 Mass Mutual Annuity First Federal of Charleston BankofAmerica Asset Allocation Fund Inv Morgan Growth Fund Inv AIM Leisure Fund Inv Class AIM Tech Fund Investor Class Bond Fund of America CL A-American Bond Fund of America Johnson & Johnson Bond Fund of America CL A-American Bond Fund of America United Technologies Corp Federal N~lional Mort Assn Med Term Note America Movil S A D E C V Capital Income Builder Fund Alliance Bcmstin Balanced Wealth Strat Fund CL A Central European Disl Corp A A A A A A A A A A A None None Interest Interest None Dividend Distribution None Dividend Dividend Dividend Dividend Interest Dividend Dividend None None L J J J J J J J J J J J J J J

(~ ~ CI ~ 03)

N ~2~1 - $~.~

O -$5~.~1. $ I,~,~

P I ~ I,~,~1 - $5.~.~

~ -$5.~,~1.

~ ~l~ ~)

U =~k V~

v~

w -~

FINANCIAL DISCLOSURE REPORT

Name of Pe .... Reporting

Page 6 of 9

. [ Duffv, Patrick m.

04/21/2010

NONE ~o reportable income. ~sets, or transactiom.)

Desc~pt~a of Asse~ (i~lu~g ~ ~e~) PI~ "(X)" after e~ s~et ~m~ordimlos~e la~ d~ng / ] _~oaing p~i~

[ .... ~ ....... c: ...................

Gm~ value at end of ~aing p~ Value {J-P)

Tr~s~fons d~ng ~ming p~i~

~,~ l---~ ..... 0-; ......... ~3lament [ T~ (e.g.,

....... ! ................ 5~-7~ .............. i

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. SCAGO ~u~tionM FACS Picke~ ~h Dist SC ~11Rev B~wine Blue Fund Columbia Mid Cap Value Fd CI Z Dodge & Cox income Fund Dodge & Cox Intl Stock Fund DWS Small Cap Value Fund Instl Fidelity New Insights Fd lastl Goldman Sachs Grw & Incm Fd I Hartford Dividend & Growth I JPMorgan Core Bond Fund Select JPMorgan Core Bond Fund Select Jpm Fed Money Market l~tl C! Jpm Fed Money Market InstlC! A A A A A A A A A A None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend None J J J J J J J J J T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold Buy Sold

]C~=I/ a~.,=~ Co~ ] ~*~a (A-H) J orinL)

} Co~3

[ Value

T~e (e.g.,

(, T
I~O~./~a==
0~10/09 09/14/09 09114/09 09/14109 09114/09 09114109 09/14/09 09/14/09 09/14/09 09/14/09 10/02/09 09/14/09 10/02/09 J J J J J J J J J J J A A Date / Va~u* ~ Gain [C~I / {J-P) [(A-H)

r~emption)

b~.~=",

Identi~ of buy~/mlle, (ifpriv~

48.

JPMorgan High Yield Fd Select

JPMorgan ttigh Yield Fd Select

Dividend
None

Buy
Sold

09/14/09
10102109

J
J A

50. Lord Abbett Total Return Fd F

5 I. Lord Abbett Total Return Fd F

Dividend
None

Buy
Sold

09114109
10/02/09

J
J A

FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVESTMENTS and TRUSTS - ~ .......

~
A. D~fiption of~s~ (including ~st asse~) PI~ "~)" ~ ~ch ~srt ~empt~ompr~rdi~losure

r~.~.e or ee,,o. Reporting puny, Patrick M. ~, t .....

tMm ancl~ ~ose of ,~ aM demerit children; set p~ 34-60 of f!~ng

04~ !/2010

NONE ~o reportable income, ~sets, or transaction.)

B. Inc~e during r~n~g pe~od ~nt T~ (e.g., ~1 ] div.,~m, C. Gro~ vMuc at end of ~ing Value Code2 I Value t ~e~od T~ (e.g., buy,~ll, D. Tran~ons during ~ng

(A-H) [ orin~)

OP)

I C~3

~mptlon) !

Dam [ Value ] G~ / m~ C~2 ~C~el

Id:nti~ of

I (JP)](A-~ /

(ifprivate

52. 53. 54. 55. 56. 5"7. 581 59.

Oppnh~ Cmd S~at Td Rm CI Y Oppnhmr Cmd S~at Ttl Rm Cl Y Opp~heimer lntl Bond F~d Y ~pe~eimer Intl Bond Fund Y Pioneer Fund Cl Y Thomburg Invt Tr Value Fd I Virt~ F~gn Oppts Fd CII Virtus Frgn Oppts Fd CI 1

Dividend None

Buy Sold Buy Sold

09114109 10/0~09 ~/14/09 10/0~ 09/1~,/09 09f14/09 09114109 10/02/09

J J J J J J J J A A

Di~dend

A A A

Dividend Dividend Dividend None

J J J

T T T

Buy Bu~ Buy Sold

60. 61.

Virtus Real Estate Sees CI I

Dividend

Buy

09/14[09

63.

I. I/r, eom Gai~ Codlin (S~ Columns BI lind IV) 2. Valtm Co~t (Set" Coluranl CI and O3)

A "$ I,~00 or lets F ~50,001 - $100,000 J -$1 $.000 o1 le.~ N -~2sn,001 - $500,000 p2l -$25,000,001 - $50.000,000

B -$1,001 - $2,500 G =St00,001 - $1,000,000 K ~$15.00| $50.000 O =1500,001 - $ 1,000,000

C =$2,50k - $~,000 HI =11,OO0,001 - $5,000,000 L-$$0.001 - $ 100,000 PI ,=$ 1,000.001 $ ~i,O00.O00 P4 =Mor~ th~t~

H2 =Mo~ than M -$100.001 P2 155,000,001 -

.1. Value Mctho~ Coda

(S~ ,~.,o] urea C2)

Q -Al:~a~l
U -BOok Value

R -Cost (Real Estate Only)

V ,=Other

S -As*essttmm
W =F.ttimated

T =,C.~h Market

Ntme of Pe~son Rcportln8

Date of Report

FINANCIALpage S of 9 DISCLOSURE REPORT

z~,,rry, Patrick M.

04/21/2010

VHI. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Page 9 of 9
IX. CERTIFICATION.

onfry, Patrick

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurat~ true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met appllcable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq~ 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FiLE THIS REPORT MAY BE SUBJECT TO CI~IL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544