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Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court
5a. Report Type (check appropriate ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Duffy, Patrick M. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/19/201 I i 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Court Judge

5b. [] Amended Report

7. Chambers or Office Address P.O. Box 835 Charleston, SC 29402

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. <nepo,~i,g indivldualonly; xepp. 9-13 of filing instructions.)


D

NONE (No reportablepositions.)


POSITION

NAME OF ORGANIZATION/ENTITY
Doonbeg Foundation

I. 2. 3. 4. 5.

Director

II. AGREEMENTS. (neporti.g i~aiviauat o.O,: ~. pp. 14-16 of filing instructionsO


~] NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Duffv, Patrick M.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Duffy, Patrick M.

Date of Report 05/12/201 I

11I. NON-INVESTMENT INCOME. (Repo.i.g individual and spouse; seepp. 17-24 of filing instructiom.)
A. Filers Non-lnvestment Income [~ NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE


Charleston School of Law

INCOME
(yours, not spouses)

$24,780

B. Spouses Non-! nvestm ent Income - if .t.ou were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

NONE (No reportable non.investment income.)


DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment


(Includes those to spouse and dependent children; see pp. 25-27 offifing instructions.)

NONE (No reportable reimbursements.)


SOURCE
I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Duffy, Patrick M.

Dale of Report 0.5/12/201 I

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.)
SOURCE I. 2. 3. 4. .5. DESCRIPTION

VALUE

Vl. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 o:filing instructions.)

D
I. 2. 3. 4. 5.

NONE(No reportable liabilities.)


CREDITOR Bank of America Credit Line

DESCRIPTION

VALUECODE J

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Duff), Patrick M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during
reporting period

Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3
(Q-W)

Transactions during reporting period

O) Amount Code I (A-H)

(2) Type (e.g., div., rent, or int.)

O) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J.P) (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2.

Edward Jones Money Market Fund Edward Jones Money Market Fund Edward Jones Money Market Fund

A A

Interest Interest Interest None None None

J J J

T T T Sold Sold Sold 04/09/10 06/29/10 06/29/10 02/02/10 J J J J A A A

4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Bond Fund ofAmerica CL A- American Bond Fund of America Federal Home Loan Mort Corp Investment Co of America CL B-American Bond Fund of America Investment co of America CL C -American Bond Fund of America Duke Energy Co Johnson&Johnson XL Capital LTD Senior Note CloroxCo Pepsico Inc Microsoft Corp Proctor &Gamble Co 1-26/78 Associate LLC 12/30/881~~ First Trust Build America Bonds Van Kampen Build America Bonds A A A A A A A

Dividend Dividend None Dividend None Dividend Dividend Dividend None Interest Interest

J J

T T

Buy

Sold

10/26/10

Sold
J J J L J J
T T T R T T Buy Buy

09/08/I 0 J

07/08/I 0 02/17/10

J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Coluran C2)

A =$1,000 or less F =$50,001 - $100.0~0 J $15,000 or less N =$250.001 - $500.000 P3 -$25,0~0.1~1 - $50.00~.000 Q :Appraisal U =Book Value

B =$1,001 - $2,500 G =$I00,001 - $1,000.000 K =$15.001 - $50.00~ O $500.001 - $1,00O,0~O R =Cosl (Real Estate Only) V Other

C =$2,501 - $5.000 HI =$1,00.01 - $5.000.000 k $50.001 - $100.000 PI -$1.0~0.001 - $5.009.090 P4 =/.lore than $50,0~0.000 S =As~ssmcnt W Eslimalcd

D =$5.091 - $15,000 112 =More than $5.0~1,000 M $100,001 - $250,000 P2 $5,000.001 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Duff), Patrick M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS -in~mealue~transacti~ns(1ncludesth~se~fsp~useanddependentchildren;seepp.34-6~f~inginstructi~ns)


NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period


(I) (2)

Transactions during reporting period

Value Code 2
(J-P)

Value Method
Code 3

Type (.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H)

(Q-W) 18.
19.

(5) Identity of buyer/seller (if private transaction)

First Federal of Charleston


Bank of America

A
A

Interest
Interest

J
J

20. 21. 22. 23.

Bond Fund of America CL A-American Bond Fund of America Johnson & Johnson Bond Fund of America CL A-American Bond Fund of America United Technologies Corp A A

None Dividend None Dividend None None None None A Interest None A A A A A Dividend Dividend Dividend Dividend Dividend J J J J J J J T T T T T T T T T

Sold

06/29/10

Sold

07/02/I 0

24. Federal National Mort Assn Med Term Note 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. America Movil S A D E C V Capital Income Builder Fund Central European Dist Corp SCAGO Educational FACS Pickens Sch Dist SC Install Rev Brandywine Blue Fund Columbia Mid Cap Value Fd CI Z Dodge& Cox income Fund Dodge & Cox Intl Stock Fund DWS Small Cap Value Fund Instl Fidelity New Insights Fd lnstl

Redeemed
Sold

06/29/I 0
04/09/10 J

A
A

Sold Sold

04/09/10 10/26/10

J J

A A

Sold (pan)

03/15/10

I. Income Gain Codes: <See Columns BI and D4) 2. Value Codes tSec Columns CI and D31 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $10~.000 J -$15,000 or less N =$250.001 - $500.00~ P3 =$25.0<~.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G $100.001 - $1+000.0~0 K = $15.001 - $50,000 O =$50<1.001 - $1,000.0<~0 R =Cost (Real Estate Only) V Othcr

C =$2,501 o $5,000 HI =$1,0<~.001 - $5.0~0.0~0 L -$50.001 - $ 100,000 PI =$1,000,001 - $5,1~0,090 P4 -More than $50.000,0<~ S =As~zssmcnl W =Estimated

D =$5,001 + $15,000 H2 =More than $5.0~0.0~0 M =$ 100.001 - $250,000 P2 ~$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Duff.,, Patrick M.

Date of Report 05/12/2011

VII. INVE STM EN TS and TRU STS - i,,cor.,. ,atue, tra,,sactlo., a,,ct,,des ,halo o/ ~,ou~e and ,~cpe,,,~ent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period (1) (2) C. Gross value at end of reporting period (I) (2) (I) D. Transactions during reporting period (2) (3) ! (4)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I
(A-H)

Type (e.g.,
div., rent, or int.)

Value Code 2
(J-P)

Value Method Code 3

Type (e.g.,
buy, sell, redemption)

Date
mm/dd!yy

Value I Gain Code 2 i Code I


(J-P) [ (A-H)

~Q-W)

[
Sold I I/I 2/10 J A

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Goldman Sachs G~v & Incm Fd I Hartford Dividend & Growth I JPMorgan Core Bond Fund Select JPM Fed Money Market Instl CI JPMorgan High Yield Fd Select Lord Abbett Total Return Fd F Oppnhmr Cmd Strat Ttl Rtn CI Y Oppenheimer Intl Bond Fund Y Pioneer Fund CI Y Thornburg lnvt Tr Value Fd 1 Virtus Frgn Oppts Fd CII Virtus Real Estate Secs CI I New World FundCL FI T Rowe Price Equity Income Fund Brandywine Blue Fund Columbia Mid Cap Value Fund CL Z Dodge Cox Income Fund A A A A A A A A A A A A A A A

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend J J J J J J J J J J J J J J J J
T T T T T T T T T T T T T T T T

J Buy Buy Buy Buy Buy 03/15/10 11/12/10 07/09/I 0 07/09/10 07/09/10 J J J J J

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.0~ I - $ 109.000 J =SI5.000 or less N =$250.001 - $500,0~) P3 =$25,000,0OI - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000.090 R =Cost (Real Estale Only) V =Other

C =$2,501 - $5,000 H I =$1.000,001 - $ 5,0~0,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmcnl W =Estimatcd

D =$5,001 - $15,000 H2 = More than $5.000,000 M =$100,001 - $250.000 P2 =$5,000,0OI - $25,000,000 T =Cash Market

E =515,001 - 550,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting Duff), Patrick M.

Dale of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - inco,.,, ,at~e, tra.s~ction, anaudes those oSspouse .~d d,penae.t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (l) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period O) Typo (e.g., buy, sell, redemption)


(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (A-H) (J-P)

(Q-W) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Dodge Cox International Stock Fund DWS Small Cap Value Fundlnstitutional CL Fidelity Advisor New Insights Fund Inst CL ING Global Real Estate Fund CL I Investment Co of AmericaCL F-American Bond Fund of America JP Morgan Core Bond Fund Select CL JP Morgan Federal Money Market Fund Institutional CL JP Morgan High Yield Fund Select CL MFS Research International Fund CL I New World Fund CL F I Oppenheimer Commodity Strategy Total Return Fund CL Y Oppenheimer International Bond Fund CL Pioneer FundCL Y T Rowe Price Equity Income Fund T Rowe Price New Income Fund Thornburg Value Fund CL I A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J J J J J J T T T T T T T T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 07/09/10 07109110 07/09/10 07/09/I 0 07/09/10 07/09/10 07/09/10~ 07/09/I 0 07/09/I 0 07/09/10 07/09/10 07/09/10 07/09/I 0 07/09/10 07/09/I 0 07/09/I 0 J J J J J J J J J
J

(5) Identity of buyer/seller (if private transaction)

J J J J J J

1. Income Gain Codes: (See Columns B I and IM ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50,001 - $100.000 J =$15,000 or less N =$250.001 - $500,00~ P3 =$25,000,001 - $50.000.0{)0 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$ 100.001 - $1,000.000 K -$15,001 - $50.000 O -$509.001 - $1,090,~09 R -Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1.0~0.001 - $5,000,000 L =$50,001 - $ 100.000 PI =$1,0OO,00l - $5,000,(~0 P4 =More than $50,~30.000 S =Assessment W =Eslimatcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00l - $250,000 P2 =$5,00~,001 - $25,000,0~) T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Duff), Patrick M.

Dale of Report 05/I 2/201 I

VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after ~ch asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period

O)
Type (e.g., buy, sell, redemption)

(2)
Date mnddd/yy

(3)
Value Code 2 (J-P)

(4) Gain Code I (A-H)

(Q-W)
169. 70.

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Colurans B I and [M) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - $ I00,000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Apprai~al U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,1)00 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.000.000 L =$50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5,000,001 - $25.000.000 T =Cash Market

E =$15,0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Duffy, Patrick M.

Dale of Report 05/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part ofreponO


I. Line 4, General Electric was erroneously listed on 2009 report. It was sold I 1/21/2008, value "J", income "A". 2. Line 37, JP Morgan Core Bond Fund Select should have been listed on 2009 report as partial sale. 3. Line 38, JP Morgan Money Market Institutional CL should have been listed on 2009 report as partial sale. 4. Line 39, JP Morgan High Yield Fund Select should have been listed on 2009 report as partial sale. 5. Line 40, Lord Abbett Total Return Fund F should have been listed on 2009 report as partial sale. 6. Line 41, Oppenheimer Cmd Strat Ttl Return CL Y should have been listed on 2009 report as partial sale. 7. Line 48, Oppenheimer Intl Bond Fund Y should have been listed on 2009 report as partial sale. 8. Line 45, Virtus Frgn Oppts Fund CL I should have been listed as partial sale. 9. Line 15, 1-26/78 Associates, LLC was purchased on 12/30/1988~ 10. On the 2009 report: Line 19, Mass Mutual Annuity Line 22, Asset Allocation Fund Inv. Line 23, Morgan Growth Fund Inv. Line 24, AIM Leisure Fund lnv Class Line 25, Aim Tech Fund Investor Class These assets were listed on the 2009 Financial Disclosure Report however were liquidated sometime in 2008 (per broker actual date not known). The assets were shown on the previous reports until it could be determined that they owned.

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporling Duffy, Patrick M.

Date of Report 05/12/201 I

IX. CERTIFICATION.
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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