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1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
1. Person Reporting (last name, first, middle initial) Duffy, Patrick M. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Doonbeg Foundation
I. 2. 3. 4. 5.
Director
Duffv, Patrick M.
11I. NON-INVESTMENT INCOME. (Repo.i.g individual and spouse; seepp. 17-24 of filing instructiom.)
A. Filers Non-lnvestment Income [~ NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.
INCOME
(yours, not spouses)
$24,780
B. Spouses Non-! nvestm ent Income - if .t.ou were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.)
SOURCE I. 2. 3. 4. .5. DESCRIPTION
VALUE
Vl. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 o:filing instructions.)
D
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE J
VII. INVESTMENTS and TRUSTS - income, ,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during
reporting period
Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3
(Q-W)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J.P) (A-H)
I. 2.
Edward Jones Money Market Fund Edward Jones Money Market Fund Edward Jones Money Market Fund
A A
J J J
Bond Fund ofAmerica CL A- American Bond Fund of America Federal Home Loan Mort Corp Investment Co of America CL B-American Bond Fund of America Investment co of America CL C -American Bond Fund of America Duke Energy Co Johnson&Johnson XL Capital LTD Senior Note CloroxCo Pepsico Inc Microsoft Corp Proctor &Gamble Co 1-26/78 Associate LLC 12/30/881~~ First Trust Build America Bonds Van Kampen Build America Bonds A A A A A A A
Dividend Dividend None Dividend None Dividend Dividend Dividend None Interest Interest
J J
T T
Buy
Sold
10/26/10
Sold
J J J L J J
T T T R T T Buy Buy
09/08/I 0 J
07/08/I 0 02/17/10
J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Coluran C2)
A =$1,000 or less F =$50,001 - $100.0~0 J $15,000 or less N =$250.001 - $500.000 P3 -$25,0~0.1~1 - $50.00~.000 Q :Appraisal U =Book Value
B =$1,001 - $2,500 G =$I00,001 - $1,000.000 K =$15.001 - $50.00~ O $500.001 - $1,00O,0~O R =Cosl (Real Estate Only) V Other
C =$2,501 - $5.000 HI =$1,00.01 - $5.000.000 k $50.001 - $100.000 PI -$1.0~0.001 - $5.009.090 P4 =/.lore than $50,0~0.000 S =As~ssmcnt W Eslimalcd
D =$5.091 - $15,000 112 =More than $5.0~1,000 M $100,001 - $250,000 P2 $5,000.001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Value Code 2
(J-P)
Value Method
Code 3
(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H)
(Q-W) 18.
19.
A
A
Interest
Interest
J
J
Bond Fund of America CL A-American Bond Fund of America Johnson & Johnson Bond Fund of America CL A-American Bond Fund of America United Technologies Corp A A
None Dividend None Dividend None None None None A Interest None A A A A A Dividend Dividend Dividend Dividend Dividend J J J J J J J T T T T T T T T T
Sold
06/29/10
Sold
07/02/I 0
24. Federal National Mort Assn Med Term Note 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. America Movil S A D E C V Capital Income Builder Fund Central European Dist Corp SCAGO Educational FACS Pickens Sch Dist SC Install Rev Brandywine Blue Fund Columbia Mid Cap Value Fd CI Z Dodge& Cox income Fund Dodge & Cox Intl Stock Fund DWS Small Cap Value Fund Instl Fidelity New Insights Fd lnstl
Redeemed
Sold
06/29/I 0
04/09/10 J
A
A
Sold Sold
04/09/10 10/26/10
J J
A A
Sold (pan)
03/15/10
I. Income Gain Codes: <See Columns BI and D4) 2. Value Codes tSec Columns CI and D31 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $10~.000 J -$15,000 or less N =$250.001 - $500.00~ P3 =$25.0<~.0~1 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G $100.001 - $1+000.0~0 K = $15.001 - $50,000 O =$50<1.001 - $1,000.0<~0 R =Cost (Real Estate Only) V Othcr
C =$2,501 o $5,000 HI =$1,0<~.001 - $5.0~0.0~0 L -$50.001 - $ 100,000 PI =$1,000,001 - $5,1~0,090 P4 -More than $50.000,0<~ S =As~zssmcnl W =Estimated
D =$5,001 + $15,000 H2 =More than $5.0~0.0~0 M =$ 100.001 - $250,000 P2 ~$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVE STM EN TS and TRU STS - i,,cor.,. ,atue, tra,,sactlo., a,,ct,,des ,halo o/ ~,ou~e and ,~cpe,,,~ent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period (1) (2) C. Gross value at end of reporting period (I) (2) (I) D. Transactions during reporting period (2) (3) ! (4)
Amount Code I
(A-H)
Type (e.g.,
div., rent, or int.)
Value Code 2
(J-P)
Type (e.g.,
buy, sell, redemption)
Date
mm/dd!yy
~Q-W)
[
Sold I I/I 2/10 J A
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Goldman Sachs G~v & Incm Fd I Hartford Dividend & Growth I JPMorgan Core Bond Fund Select JPM Fed Money Market Instl CI JPMorgan High Yield Fd Select Lord Abbett Total Return Fd F Oppnhmr Cmd Strat Ttl Rtn CI Y Oppenheimer Intl Bond Fund Y Pioneer Fund CI Y Thornburg lnvt Tr Value Fd 1 Virtus Frgn Oppts Fd CII Virtus Real Estate Secs CI I New World FundCL FI T Rowe Price Equity Income Fund Brandywine Blue Fund Columbia Mid Cap Value Fund CL Z Dodge Cox Income Fund A A A A A A A A A A A A A A A
None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend J J J J J J J J J J J J J J J J
T T T T T T T T T T T T T T T T
J Buy Buy Buy Buy Buy 03/15/10 11/12/10 07/09/I 0 07/09/10 07/09/10 J J J J J
I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.0~ I - $ 109.000 J =SI5.000 or less N =$250.001 - $500,0~) P3 =$25,000,0OI - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000.090 R =Cost (Real Estale Only) V =Other
C =$2,501 - $5,000 H I =$1.000,001 - $ 5,0~0,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmcnl W =Estimatcd
D =$5,001 - $15,000 H2 = More than $5.000,000 M =$100,001 - $250.000 P2 =$5,000,0OI - $25,000,000 T =Cash Market
E =515,001 - 550,000
VII. INVESTMENTS and TRUSTS - inco,.,, ,at~e, tra.s~ction, anaudes those oSspouse .~d d,penae.t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (l) (2) Value Value Code 2 Method
(J-P) Code 3
(Q-W) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Dodge Cox International Stock Fund DWS Small Cap Value Fundlnstitutional CL Fidelity Advisor New Insights Fund Inst CL ING Global Real Estate Fund CL I Investment Co of AmericaCL F-American Bond Fund of America JP Morgan Core Bond Fund Select CL JP Morgan Federal Money Market Fund Institutional CL JP Morgan High Yield Fund Select CL MFS Research International Fund CL I New World Fund CL F I Oppenheimer Commodity Strategy Total Return Fund CL Y Oppenheimer International Bond Fund CL Pioneer FundCL Y T Rowe Price Equity Income Fund T Rowe Price New Income Fund Thornburg Value Fund CL I A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J J J J J J T T T T T T T T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 07/09/10 07109110 07/09/10 07/09/I 0 07/09/10 07/09/10 07/09/10~ 07/09/I 0 07/09/I 0 07/09/10 07/09/10 07/09/10 07/09/I 0 07/09/10 07/09/I 0 07/09/I 0 J J J J J J J J J
J
J J J J J J
1. Income Gain Codes: (See Columns B I and IM ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50,001 - $100.000 J =$15,000 or less N =$250.001 - $500,00~ P3 =$25,000,001 - $50.000.0{)0 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$ 100.001 - $1,000.000 K -$15,001 - $50.000 O -$509.001 - $1,090,~09 R -Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1.0~0.001 - $5,000,000 L =$50,001 - $ 100.000 PI =$1,0OO,00l - $5,000,(~0 P4 =More than $50,~30.000 S =Assessment W =Eslimatcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00l - $250,000 P2 =$5,00~,001 - $25,000,0~) T =Cash Market
E =$15,001 - $50,000
VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after ~ch asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period
O)
Type (e.g., buy, sell, redemption)
(2)
Date mnddd/yy
(3)
Value Code 2 (J-P)
(Q-W)
169. 70.
I. Income Gain Codes: (See Colurans B I and [M) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes {See Column C2)
A =$1,000 or less F =$50.001 - $ I00,000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Apprai~al U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,1)00 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5.000.000 L =$50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5,000,001 - $25.000.000 T =Cash Market
E =$15,0OI - $50,000
IX. CERTIFICATION.
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544