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I. Person Reporting (last name, first, middle initiali Hoyden, Katharine S. 4. Title (Article Ill judge~ indicate active or ~nior staras; magistrate udgcs indicate fi.dl- or part-time) Article ltl Jrldge- Active
5b. [] Amended Report 7. Chambers or Office Address United States District Court USPO & Courthouse Building Newark, New Jersey 0710l 8. On the basl~ of the information contained in this Report and any modilleation~ perlaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The inslructions accompanying this form must be followecL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage,
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I.
Adjunct Professor
2. Board of Directors
Date of Rel~rt
05/15/2OI0
1. 2009 2. 2009 3. 4.
B. Spouses Non-Investment Income - ~f you we,e ma,,~d (Dollar amotmt not required except.h~r honoraria.) ~ NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2009 2. 3. 4. P~ner, Law Fi~
IV. REIMBURSEMENTS (Includes thos~ 1o ~poo,st" ottd dep*~mlent children; $te p!~. 25-27 of/i ling instru~th)ns.)
NONE (No reportable reimbursements.) ~ 1, 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Page 3 of 11
V. GIFTS. a,,.~ ,ho~,o.,~o .... ~ dependent child, en; see p~ 28-31 ,~filing instrucdon~)
NONE (No reportable g~s.) DgSCRIPTION I. 2. 3. 4. 5.
VI. LI A B ILITIES. anct~ t~os~ e/~p .... .~ dependent thildren; see pp. 32-33 offiling in,true, tigris.)
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE
2. 3. 4. 5.
Page 4 of 11
VII. |NVESTMENTS and TRUSTS -t.eo,~.. ,,ut.~, ,~..~ae~,,~ a~,.t~s- ~o~ o~o~ ~ ~~,~ ~u~,e~; ~ ~ ~4-~o n/.~.~ ~,.~o~.~
IqONE (No reportable income, a~sets, or transactions.)
a
Description of Assets (including m.~t assets) Place "(X)" alter ~.-aeh a.,~set exempt tmm prior disclosure i !
I. i 2. i 3.
BROKERAGE ACCOUNT #1 - Alcoa Inc. Common Stock - Arbor Realty Tntst Inc. Common Stock A Dividend Sold 08/26/09 J
I
I 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17.
(Y)
- C.otlsolidated Edison Inc, Common SIock - Duke Energy Corp. (Holding Company) Common Stock - Encana Corp-Cad Common Stock - Enterprise Prods Partners LP Common Stock GlaxoSmithKline PLC SP ADR Common Stock - JP Morgan (?base & Co. Common Stock - KimberlyClark Corp. Common Stock - Newell Rubbcmaaid Inc. Common Stock - Nokia Corp. Sponsored ADR Common Stock - Pentair Inc. Common Stock - Pfizer Inc. Common Stock - Sasol Ltd., Sports. ADR (ommon Stock - Walt Disney Co. Common Stock - Altfia Group Inc. Common Stock A A A B A A A A A A A A A A Dividend Dividend Dividend Distribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J K K J K J J J J J J J J T T T T T T T T T T T T T T Buy (add!) 01/22/09 J
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NONE (No reportable income, assets, or transactionsO Description of Assels (including trust ~sels) Place "(Xy after ~ach ~set c~empt t~om p6or disclosure Income during rc~iag ~fiod Type (e.g., div., renk or int.) ~ Gross ualue at end ~ of reposing ~rit~ Va~ue Code 7 (J-P) [ Value ~ Meth~ Code 3 Type(e.g., buy sell redemption) Transactions during re~in$ period
~ Amount C~e I
18. 19. 20. ~ I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- Aqua America Inc. Common St~k - Aq&T Inc. Common Stock - Chesapeake Energy Corp. Common Stock - I-Ioneywell lml Inc. Common Stock - [vlicrosofi Corp Common Stock - ~litsubishi UFJ Financial Group lnc. ADR Common Stock -Procter & Gamble Co. Common Stock - WaI-Mart Stores Inc. Comnlon Stock -American lnt| Gronp Inc. Common Stock
A B A A A A A A
J K K J J J K J
T T T T T
Buy (addl)
10/13/09
Buy (addl)
06/04/09
()
-Citibank NA South Dakota Bank Deposit Program -CVS Caremark Corp. Common Stock -Foster Wheeler AG Common Stock -L- 1 ldentil-y Solutions Inc. Common Stock -Nabors Industries LTD-USD New Commor Stock - Citicorp Trust Bank FSB Bank Deposit Program (Y) - Transocean LtdSwitzerland Conm~on St,_.,,ck - Seaspan Corp Common Stock A None Dividend J J T T A A Interest Dividend None None None K. J K J T T T T Sold 05/15/09 J
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Page 6 of l 1
VII. INVESTMENTS and TRUSTS - i ..... e, value, t ...... tions (Includes lhose of sp ...... d dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.) [ Description of Assets (including trust assets) h~set Place "(X)" aft exempt from prior disclosur~ Income during reporting period Gross value at end of reporting period Transactions during reporting period
~A ..... t/rype(e.g.,
value ,I w,~
Type(e.g.,
I Date
I Value ~ Gain :
Idcntityof
35. 36. 37. 38. 39. 40. 4 I. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
- Align T~chnology Inc Common Stock - Annaly Capital Management [nc Common Stock - Darling Ind Inc Common St~k - Energy Transfer Partners LP Common Stock - Genesis Lease Ltd ADR Common Stock - Home Depot Ire Common Stock B A A A
T Sold 10/05/09 J
J K J K
- Layne Christensen Co Common Stock - Lowes Companies Inc Common Stock - McDonaldsCorpCommon Stock - Wells Fargo & Co Common Stock - BP PLC Spons ADR Common Stock - Bristol Myers Squibb Co. Common Stock - Colgate Palmolive Co Common Stock - Conagta Foods Inc. Common Stock - Deere & Co. Common Stock A A A A A A A A
J J J J J J
T T T T T T Buy (addl) Sold 10/13/09 11/02/09 J J A Sold (part) 01/02/09 J See Note in Part VIII
.1" J
T T
Page 7 of l I
VII. INVESTMENTS and TRUSTS -;.~o~,~,
Hayden, Katharine S.
~Amounl~ Type(e.g., ~, Val~ ~ Code 1 ~ div.,rent, I Code2 (J-P) ~ (A-H) [ or int) [I A A A A A A A A B A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend None A C A Dividend Interest Dividend None J J K J J J J J K J J K J J L J J
~ (~) ~ ........
52. 53, 54. 55. 56, 57. 58. 59. 60, 61. 62. 63. 64, 65. 66. 67, 68.
- El Paso Co~. Common Stock - G~netal Elect~Sc Co. Common Stock - H J Heinz Co. Common Stock - H~z\vlett Packard Co. Common Stock - Kellogg Co. Common Stock - Kraft Foods Inc. Class A Common Stock - Marathon Oil Corp. Common Stock - National Oilwell Varco Inc. Common Stock - Nustar Energy LPCommon Stock - O~ter Tail Corp. Common Stock - Parker-Hannifin Corp. Common Stock - Philip Morris lntl Inc. Common Stock - Quanta Services Inc. Common Stock - Raytheon Company Common Stock - Hudson County NJ Impt Auth Municipal Bond - Cenovus Energy Inc. Common Stock - General Cable Corp Comon Stock
D~,e of a~po.
0J/I 5/2010
69. 70, 7 I. 72. 73. 74, 75. 76, 77. 78. 79: 80, 81. 82. 83, 84. 85.
None Dividend
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- Florida Citizens Ppty Ins Corp Sr See Municipal Bond - NJ Edu Fats Auth Rev Rfndg Bonds - Uni of Med/Den of NJ - New Jersey ST Edl Facs Auth Rev Retitg Kean Univ Bond - California St Var Purp Genl Oblig Municipal Bond
A B A B
K L K K
T T "r T
BROKERAGE ACCOUNT #2 - Fidelity Investments Money Market Account - Western Assset Municipal Money Market BROKERAGE ACCOUNI" #3 - Citibank NA Bank Deposit IRA/401K ACCOUNTS - IRA Franklin rempleton Mutual Shares Fund Class A - IRA smith Barney Money Funds Inc. Class A - IRA Smith Barney M(mey Fumls Class A
(~ -$ I IN).001 - S 1.000.0(H)
HI "$13)00.001 - $5.000,000
Date of Report
05/15/2010
V II. INV ESTMENTS and TRUSTS - i,~o~, ~, ~,,.~o~ a.a.*~ ~.~ o/.~ .....
~ ~ONE fNo reportable income, as~ets, or transactions.)
X. ......
Descnplion of Assets (including trust ~sc~) Place ~X)" a~er each ~5set exempt from prior disclosure
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~ [
~.
Income d~ing re~ing peri~
" .....
{1) Value Code 2 (J-P)
c.
: it) Type (e.g., buy. sell. [ redemption) (2) Value Mclhod Code 3 (Q-W)
~.
Tran~lions during r~o~ing ~ri~ 12) 3) (4) Date ~ V~I~ Gain m~a/d~:yy Code 2 ~ Code I (J-P) ] (A-H) (5) Identity buycr/~ll~r (if private transacti~n~
(l~ ~ (2) ] Amount Type (.~, t Code 1 ] div., ren~ (A-H) or int.)
05/15/2010 J Dateofaeport
Hayden, Katharine S.
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I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRINIINAI, SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544