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FINANCIAL DISCLOSURE REPORT FO.R CALENDAR YEAR 2009


2. Court or Organization US District Court - DNJ 5a. Report Type (check appropriate type) [] Nomination, [] initial Date ~1~ A ..... I [] Final

0 u.s.c, app, ,~ 101-110


3. Date of Report 05/15/2010 6. Reporting Period 01/01/2009 to 12/31/2009

in Government A~t t~1978

I. Person Reporting (last name, first, middle initiali Hoyden, Katharine S. 4. Title (Article Ill judge~ indicate active or ~nior staras; magistrate udgcs indicate fi.dl- or part-time) Article ltl Jrldge- Active

5b. [] Amended Report 7. Chambers or Office Address United States District Court USPO & Courthouse Building Newark, New Jersey 0710l 8. On the basl~ of the information contained in this Report and any modilleation~ perlaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The inslructions accompanying this form must be followecL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage,

[~

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION!ENTITY


Setoa Hal! University School of Law

I.

Adjunct Professor

2. Board of Directors

Federal Judges Association

NONE (No reportable agree~nents.) ~ PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 2 of 1 1

[ Name of Person Reporting Hayden, Katharine S.

Date of Rel~rt

05/15/2OI0

III. NON-INVESTMENT INCOME. ~o,ti, e i,d~,,i~at a~ ,po~.~ ~e, ~p. ~ 7-.,~


A. Fliers Non-Investment Income
---] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Seton Hall University School of Law, Adjunct Professor - Spring Term Scion Hall University School of Law, Adjunct Professor - Fall Term

(yours, not spouses) $6,000.00 5;4,500.00

1. 2009 2. 2009 3. 4.

B. Spouses Non-Investment Income - ~f you we,e ma,,~d (Dollar amotmt not required except.h~r honoraria.) ~ NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2009 2. 3. 4. P~ner, Law Fi~

IV. REIMBURSEMENTS (Includes thos~ 1o ~poo,st" ottd dep*~mlent children; $te p!~. 25-27 of/i ling instru~th)ns.)

NONE (No reportable reimbursements.) ~ 1, 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

.FINANCIAL DISCLOSURE REPORT

Date or Hayden, Katharine S. ] Name of Person Report|rig 05/15/2010

Page 3 of 11

V. GIFTS. a,,.~ ,ho~,o.,~o .... ~ dependent child, en; see p~ 28-31 ,~filing instrucdon~)
NONE (No reportable g~s.) DgSCRIPTION I. 2. 3. 4. 5.

VI. LI A B ILITIES. anct~ t~os~ e/~p .... .~ dependent thildren; see pp. 32-33 offiling in,true, tigris.)
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

[ Name of Person Reporting Hayden, Katharine S.

FINANCIAL DISCLOSURE REPORT

Date o[ Report 05/15/2010

Page 4 of 11

VII. |NVESTMENTS and TRUSTS -t.eo,~.. ,,ut.~, ,~..~ae~,,~ a~,.t~s- ~o~ o~o~ ~ ~~,~ ~u~,e~; ~ ~ ~4-~o n/.~.~ ~,.~o~.~
IqONE (No reportable income, a~sets, or transactions.)

a
Description of Assets (including m.~t assets) Place "(X)" alter ~.-aeh a.,~set exempt tmm prior disclosure i !

" ....i~.- ....................c~ .......................................... . b


Income during rep~aing period Type (e.g., div., rent. orin~.) Gross vaine at end of reporting period Value Code 2 (l-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Transactions during reporting period Identity of buyer/scllcr (ifprivato lransaction)

i Amount . Code 1 [ (A-H) i

i Date Value ] Gain I mngdd/yy Code 2 I Code I (J-P) [ (A-H) ,~ l [

I. i 2. i 3.

BROKERAGE ACCOUNT #1 - Alcoa Inc. Common Stock - Arbor Realty Tntst Inc. Common Stock A Dividend Sold 08/26/09 J

I
I 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17.

(Y)
- C.otlsolidated Edison Inc, Common SIock - Duke Energy Corp. (Holding Company) Common Stock - Encana Corp-Cad Common Stock - Enterprise Prods Partners LP Common Stock GlaxoSmithKline PLC SP ADR Common Stock - JP Morgan (?base & Co. Common Stock - KimberlyClark Corp. Common Stock - Newell Rubbcmaaid Inc. Common Stock - Nokia Corp. Sponsored ADR Common Stock - Pentair Inc. Common Stock - Pfizer Inc. Common Stock - Sasol Ltd., Sports. ADR (ommon Stock - Walt Disney Co. Common Stock - Altfia Group Inc. Common Stock A A A B A A A A A A A A A A Dividend Dividend Dividend Distribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J K K J K J J J J J J J J T T T T T T T T T T T T T T Buy (add!) 01/22/09 J

FINANCIAL DISCLOSURE REPORT Page 5 of 11

S~r*~ of ~~r~o* Rop,,,~ing Uayden, KatharlneS.

] [

O~t~ of Report 05/15/2010

NONE (No reportable income, assets, or transactionsO Description of Assels (including trust ~sels) Place "(Xy after ~ach ~set c~empt t~om p6or disclosure Income during rc~iag ~fiod Type (e.g., div., renk or int.) ~ Gross ualue at end ~ of reposing ~rit~ Va~ue Code 7 (J-P) [ Value ~ Meth~ Code 3 Type(e.g., buy sell redemption) Transactions during re~in$ period

~ Amount C~e I

Date Value I Gain I m~d~yy ~ C~e ~[ C~e I ~ ~J-P} ~ ~A-H)

Idenlit~of buyer/seller {ifprivalc

18. 19. 20. ~ I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- Aqua America Inc. Common St~k - Aq&T Inc. Common Stock - Chesapeake Energy Corp. Common Stock - I-Ioneywell lml Inc. Common Stock - [vlicrosofi Corp Common Stock - ~litsubishi UFJ Financial Group lnc. ADR Common Stock -Procter & Gamble Co. Common Stock - WaI-Mart Stores Inc. Comnlon Stock -American lnt| Gronp Inc. Common Stock

A B A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J K K J J J K J

T T T T T

Buy (addl)

10/13/09

Buy (addl)

06/04/09

T T See note in Part Vlll

()
-Citibank NA South Dakota Bank Deposit Program -CVS Caremark Corp. Common Stock -Foster Wheeler AG Common Stock -L- 1 ldentil-y Solutions Inc. Common Stock -Nabors Industries LTD-USD New Commor Stock - Citicorp Trust Bank FSB Bank Deposit Program (Y) - Transocean LtdSwitzerland Conm~on St,_.,,ck - Seaspan Corp Common Stock A None Dividend J J T T A A Interest Dividend None None None K. J K J T T T T Sold 05/15/09 J

See Note in Part V 111

See Note in Part VIII

See Note in Part VIII

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting [ Hayden, Katharine S.

[ [

Date of Report 05/15/2010

Page 6 of l 1

VII. INVESTMENTS and TRUSTS - i ..... e, value, t ...... tions (Includes lhose of sp ...... d dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.) [ Description of Assets (including trust assets) h~set Place "(X)" aft exempt from prior disclosur~ Income during reporting period Gross value at end of reporting period Transactions during reporting period

~A ..... t/rype(e.g.,

value ,I w,~

Type(e.g.,

I Date

I Value ~ Gain :

Idcntityof

35. 36. 37. 38. 39. 40. 4 I. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

- Align T~chnology Inc Common Stock - Annaly Capital Management [nc Common Stock - Darling Ind Inc Common St~k - Energy Transfer Partners LP Common Stock - Genesis Lease Ltd ADR Common Stock - Home Depot Ire Common Stock B A A A

Non~ Dividend None Distribution Dividend Dividend

T Sold 10/05/09 J

J K J K

T T T T Buy (addl) Buy (addl) Buy (addl) 01/22/09 06/04/09 I 1/05/09 J J J

- Layne Christensen Co Common Stock - Lowes Companies Inc Common Stock - McDonaldsCorpCommon Stock - Wells Fargo & Co Common Stock - BP PLC Spons ADR Common Stock - Bristol Myers Squibb Co. Common Stock - Colgate Palmolive Co Common Stock - Conagta Foods Inc. Common Stock - Deere & Co. Common Stock A A A A A A A A

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J

T T T T T T Buy (addl) Sold 10/13/09 11/02/09 J J A Sold (part) 01/02/09 J See Note in Part VIII

.1" J

T T

FINANCIAL DISCLOSURE REPORT

~.m~ of Person Repor~l.g

Date of Report 05/15/2010

Page 7 of l I
VII. INVESTMENTS and TRUSTS -;.~o~,~,

Hayden, Katharine S.

NONE (No reportable income, assets, or transactions.)


Dc~ription of As~ts (including trust assets) Ptacc"(X)"a~ereach~t e~emp~ ffom~fiordisclosure Income du~ng rc~ing pcritM Transactions during reposing period ] Gross value at c~ ~ of r~omng period Value Meth~ Ty~(c.g., buy, sell, redemption} ~ Code(~w)3 T T T T T T T T T T T T T T T T T Spinoff (from line 6) Buy 12/09/09 08/06,;09 J J See Note in Part VIII " [ Date ~Value : Gain ~ ~mmZdK~yy Code2 ~ Code I ~ ~ (J-P) ~: [A-H) ~

~Amounl~ Type(e.g., ~, Val~ ~ Code 1 ~ div.,rent, I Code2 (J-P) ~ (A-H) [ or int) [I A A A A A A A A B A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend None A C A Dividend Interest Dividend None J J K J J J J J K J J K J J L J J

~ (~) ~ ........

ldenfityof buyer!~ller tra.saction)(ifprivate

52. 53, 54. 55. 56, 57. 58. 59. 60, 61. 62. 63. 64, 65. 66. 67, 68.

- El Paso Co~. Common Stock - G~netal Elect~Sc Co. Common Stock - H J Heinz Co. Common Stock - H~z\vlett Packard Co. Common Stock - Kellogg Co. Common Stock - Kraft Foods Inc. Class A Common Stock - Marathon Oil Corp. Common Stock - National Oilwell Varco Inc. Common Stock - Nustar Energy LPCommon Stock - O~ter Tail Corp. Common Stock - Parker-Hannifin Corp. Common Stock - Philip Morris lntl Inc. Common Stock - Quanta Services Inc. Common Stock - Raytheon Company Common Stock - Hudson County NJ Impt Auth Municipal Bond - Cenovus Energy Inc. Common Stock - General Cable Corp Comon Stock

FINANCIAL DISCLOSURE REPORT

~.me of ecr,on Rc~oni.~

D~,e of a~po.

Page 8 of 11 VII. INVESTMENTS and TRUSTS - ~, .........


~

U.yden, Katharine S. ~.~,, .......ao~ a~a.~ ,~o~ o/~ro~ ~d ~,.~u~,~,~ ~ ~. ~ o/,n.z

0J/I 5/2010

NON~ (No reportable income, assets, or transactions,)

.........................................~. ~.. ....................... ............. ................................................................ ~: ~ ~ .....


~scriptio. of Asscls ] Ino~ d~ri.g G ......1~ at end

(including l~sl ~se~s) Place "(X)" a~r each ~ct

~ reporting ~riod Amot nl [ Type [e.g.

of r~oning ~riod Value ~ Value

Tr ..... tio.s d~ring rcpofli.g peri~

~ Ty~ (e g Dat~ Va ue Gain ] den i~ of

69. 70, 7 I. 72. 73. 74, 75. 76, 77. 78. 79: 80, 81. 82. 83, 84. 85.

- Louisiana Pacific Corp Common Stock (X - Unilever NY NY Shs Common Stock A

None Dividend

l J

T T Buy Buy (addl) 01/22/09 02/04/09 05/01/09 t~102/09 06119/09 03i25/09 J J K K K K

See Note in Pa~ VIII

- Florida Citizens Ppty Ins Corp Sr See Municipal Bond - NJ Edu Fats Auth Rev Rfndg Bonds - Uni of Med/Den of NJ - New Jersey ST Edl Facs Auth Rev Retitg Kean Univ Bond - California St Var Purp Genl Oblig Municipal Bond

A B A B

Interest Interest Interest .Interest

K L K K

T T "r T

Buy Buy Buy Buy

BROKERAGE ACCOUNT #2 - Fidelity Investments Money Market Account - Western Assset Municipal Money Market BROKERAGE ACCOUNI" #3 - Citibank NA Bank Deposit IRA/401K ACCOUNTS - IRA Franklin rempleton Mutual Shares Fund Class A - IRA smith Barney Money Funds Inc. Class A - IRA Smith Barney M(mey Fumls Class A

{See Columns FII and D4)

F -$SI).IH)I - $ 100 ifl[~ )

(~ -$ I IN).001 - S 1.000.0(H)

HI "$13)00.001 - $5.000,000

H2 =Mote than $5,000.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

N,m,o~e .... Reporting Hayden, Katharine S.

Date of Report

05/15/2010

V II. INV ESTMENTS and TRUSTS - i,~o~, ~, ~,,.~o~ a.a.*~ ~.~ o/.~ .....
~ ~ONE fNo reportable income, as~ets, or transactions.)

~ ~, ~: ~,~. ~.~0 ~m~ i..~,~,~.~

X. ......
Descnplion of Assets (including trust ~sc~) Place ~X)" a~er each ~5set exempt from prior disclosure

[
~ [

~.
Income d~ing re~ing peri~

" .....
{1) Value Code 2 (J-P)

c.
: it) Type (e.g., buy. sell. [ redemption) (2) Value Mclhod Code 3 (Q-W)

~.
Tran~lions during r~o~ing ~ri~ 12) 3) (4) Date ~ V~I~ Gain m~a/d~:yy Code 2 ~ Code I (J-P) ] (A-H) (5) Identity buycr/~ll~r (if private transacti~n~

Gross value ~t end of reposing ~riod

(l~ ~ (2) ] Amount Type (.~, t Code 1 ] div., ren~ (A-H) or int.)

FINANCIAL DISCLOSURE REPORT Page 1 0 of 11

Hayden, Katharlne [ NameofPerson Rel~ortlng S.

05/15/2010 J Dateofaeport

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Part VII-Line 26 - Value of shareholders holdings in AIG no longer reportable Part Vll-Line 27 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank account Part V I I-Line 29 - Due to a merger on 02/09/09. shareholders shares of Forster Wheeler Ltd Bermuda were exchange for an equal number of shares of Foster Wheeler AG Part VIE-Line 32 - Citicorp Trust Bank FSB Bank Depsoit Program is a sweep money market bank account which had zero value at the end of the reportiug period Part VII-Line 46 - Due to a merger on 01;02/09, shareholders shares of Wachovia Corp 2rid were exchanged tbr shares in Wells Fargo & Co; sale in Column D represents cash in lieu of fractional shares resulting from merger Part V l l-Line 67 - Due to a spinoff on 12! 14/09. shareholder was credited an equal number of shares in Cenovus Energy Inc. based ou shareholders holdings of Encana Corp-CAD Part V if-Line 69 - Value of shareholder holdings in Louisiana Pacifi~ Corp. at 12/3112008 was under $1,000 with no income and, there~bre, not reportable in 2008. Value of shareholder holdings at end of 2009 are now reportable. Note, however, that shareholderpurchased shares on 02/06/08 with a value code of J: This purchase was not listed because at 12/31/08, the shareholders holding~ in Louisiana Pacific Corp. were not reportable as indicated above.

FINANCIAL DISCLOSURE REPORT Page 1 1 of 11 IX. CERTIFICATION.

Name of Person Reporting

Date o[ Report 05/15/2010

Hayden, Katharine S.
[

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRINIINAI, SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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