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1. Person Reporting (last name, first, middle initial) Anderson, Jr., George R.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NO TES: The instructions accompanying this.form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on lastpage.
3. 4. 5.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~]
2. 3. 4.
B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
1. 2. 3. 4.
--]
LOCATION
Atlanta, GA
PURPOSE
Speaker
1. 2. 3. 4. 5.
V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
2.
3.
4.
5.
VI. LIABILITIES. anaudes those oSspouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - incon,e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B, Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transact ons during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date, , Value mm/ddlyy Code 2 " Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transacuon)
None None
COMMUNITY FIRST BANCORPORATION COMMON STOCK THE SOUTH FINANCIAL GROUP, INC. COMMON STOCK THE TORONTO- DOMINION BANK COMMON STOCK COMMUNITY CAPITAL CORP. COMMON STOCK (BELTON BANK) PROPERTY #2, ANDERSON, SC LEXINGTON CO. SC HOSPITAL BOND (5.125%) BANK OF ANDERSON ACCOUNTS
GRANDSOUTH BANCORPORATION COMMON STOCK A
3.
4.
J
J
T T W T T
T T T T T T
5.
6.
L K M J
J
7.
C A
Interest Interest
8.
None None A B B
D
PEOPLES BANCORPORATION, INC. COMMON STOCK REGIONS FINANCIAL CORP. COMMON STOCK FLORENCE CO. HOSPITAL BOND (4.75%) HORRY CO. HOSPITAL BOND (5.00%) ORANGEBURG CO. SC BOND (5.70%)
MSSB IRA #1
- MSSB FOCUS GROWTH FUND A MUTUAL FUND
Dividend
!i !ncomc G~in Codes! (See Colunms BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Cotumn C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 ~ $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 0 =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H I =$ t,000,001 - $5,000,000 L -$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =More than $5,000,000 M=$i00~00I- $250s000 P2 =$5;000;001-$25;000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[] NONE (No reportable income, assets, or transactions.)
A. t3.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.)
(4) (2) (3"} Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
Identity of buyer/seller
(if private transaction)
Dividend
19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- MSSB FOCUS GROWTH FUND A MUTUAL FUND - 1NVESCO DIVIDEND GROWTH B MUTUAL FUND MANDATORY IRA DISTRIBUTION: MSSB IRA #1
INVESCO S&P 500 B FUND [MUTUAL FUND] (Y)
Note 1 in Part VIII Distribution Distributed 12/20/10 Note 2 in Part VIII Notes 1 & 3 in Part VIII Notes 1 & 3 in Part VIII A B D D C Distribution Interest Interest Interest Interest M M L T T T Merged 01/12/10 (with line 30) Note 3 in Part VIII C A B D Interest Interest Interest Interest K M T T T Redeemed 07/06/10 Distributed Redeemed 12/20/10 06/01/10 K Note 4 in Part VIII
INVESCO S&P 500 A FUND [MUTUAL FUND] (Y) MANDATORY IRA DISTRIBUTION: MSSB* IRA #2 UNIVERSITY OF SC BOND (5.75%) LEXINGTON CO. SC WATER & SEWER BOND (5.45%) GREENVILLE HOSPITAL SYSTEM BOND (5.00%) GREENVILLE HOSPITAL SYSTEM BOND (5.00%) MSSB AMERICAN GROWTH FUND OF AMERICA B [MUTUAL FUND] MSSB AMERICAN GROWTH FUND OF AMERICA A [MUTUAL FUND] (Y) BEAUFORT-JASPER SC WATER & SEWER BOND (5.00%) SC STATE HOUSING DEVELOPMENT BOND (5.125%) SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) SPARTANBURG CO. SC HOSPITAL BOND (5.25%)
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F ~$50,001 - $100,000 J =$15,000 or less N $250,001-$500,000 P3 $25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ li000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50i001 - $100,000 P 1 =$ I ~000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$!00,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -(~ash Market
E =$15,001- $50,000
VII. INVES T MENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fding instructions.)
[~]
(l/
Place "(X)" after each asset exempt from prior disclosure
(2)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50; 51.
E D D D B D D C C C
D
Interest Interest Interest Interest Divided Interest Interest Interest Interest Interest
Interest
N M M M L M M L L L
M
T T T T T T T T T T T T T T T T T
SC TRANSPORTATION INFRASTRUCTURE BOND (5.10%) LEXINGTON CO. SC WATER & SEWER BOND (5.00%) SC PUB SVC AUTH SANTEE COOPER BOND (5,125%) INVESCO VAN KAMPEN COMSTOCK B MUTUAL FUND GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) SC TRANSPORTATION INFRA. BOND
(S%o)
(S. 10%0)
Interest
Interest
Interest
Interest
Interest
Interest
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500;000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 -$5,000;000 L =$50,001 -$100,000 P1 =$1,000,001 : $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
E =$15,001 - $50,000 D =$5,001 - $15,000 H2 =More th~n $5~000~000 M =$I00~001 =$250;000 ...... P2 =$5;000!001; $25 000 000 T :Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including trust assets)
B, Income during
reporting period
D.
Transactions during reporting period
(2) (3) (4) Date - Value Gain mm/dd/yy Code 2 Code 1 (A-H) (J-P)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
SC STATE PUB SVC AUTH SANTEE COOPER BOND (5.125) MSSB JP MORGAN MID CAP VALUE B MUTUAL FUND (Y) COLLEGE OF CHARLESTON BOND
Interest
C B C
L K L
(5%)
BERKELEY CO. SC WATER & SEWER
BOND (5%)
GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) MSSB JP MORGAN MID CAP VALUE C MUTUAL FUND (Y) INVESCO VAN KAMPEN COMSTOCK C MUTUAL FUND (Y) INDEPENDENCE BANCSHARES, INC. COMMON STOCK MEDICAL UNIVERSITY SC HOSPITAL BOND (5.00%) EASLEY SC UTILITY REV. BOND (4.50%) UNIVERSITY OF SC BOND (4.25%) UNIVERSITY OF SC BOND (4.25%) ANDERSON CO. MUN. WATER & SEWER BOND (5.00%) COLUMBIA, SC WATER & SEWER BOND (5.00%) SC JOBS ECON. DEV. AUTH. BOND (4.50%) DORCHESTER CO COURTHOUSE BOND (4.60%) SC PUB SVC AUTH SANTEE COOPER BOND (4.50%)
None C C C D A B D D B Interest Interest Interest Interest Interest Interest Interest Interest Interest
J L L L M J K M M L
11 Income Gain Codes: (See Columns B 1 and 134) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2 500 G =$100,001 - $1,000,000 K =$15,001- $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 = $5,000 H 1 =$1,0001001 - $5,0001000 L --$50100i ~ $100,000 PI =$1,000,001 . $5 000 000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M ~$]001001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" at~er each asset exempt from prior disclosure Transactions during reporting period reporting period : (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) of reporting period (1) (2) Value Value Code 2 Method (]) Type (e.g., buy, sell, (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 O-P) (A-H) (5) Identity, of buyer/seller (if private
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
SC PUB SVC AUTH SANTEE COOPER C BOND (4.75%) MSSB AMERICAN GROWTH FUND OF AMERICA C [MUTUAL FUND] (Y) SCAGO EDU. COLLETON SCHOOL BOND (4.375%) SCAGO EDU. COLLETON SCHOOL BOND (4.50%) HORRY CO. SC SCHOOL BOND (4.50%) TOUCHMARK BANCSHARES, INC. COMMON STOCK LEXINGTON SC SCHOOL DISTRICT #2 BOND (4.75%) SPARTANBURG SC REGIONAL HEALTH BOND (4.50%) SC JOBS ECONOMIC DEV. AUTH. HOSP. BOND (4.50%) SC JOBS ECONOMIC DEV. AUTH. HOSP, BOND (4.50%) SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) BEAUFORT CO. SCHOOL BOND (5.00%) D C C D C C C C
Interest Note 3 in Part VIII Interest Interest Interest None Interest Interest Interest Interest Interest L L L J M L L M L T T T T T T T T T Note 3 in PartVIII Note 3 in PartVlll Note 3 in Part Vlll Note 3 in Part Vlll Note 3 in Part Vlll Note 3 in PartVlll
()
DORCHESTER CO. COURTHOUSE BOND (4.60%) (Y) RICHLAND-LEXINGTON AIRPORT BOND (5.00%) (Y) SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) (Y) UNIV. OF SC EDUCATION BOND (4.375%) (Y) SC TRANSPORTATION INFRASTRUCTURE BOND (4.50%) (Y)
1. lncome Gain COdes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3,Value Method Codes (See Column C2)
A =$L000 or less F =$50,001 - $t00,0~0 J =$15,000 or less N =$250,001 ~ $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001. $2,500 O =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H/=$1,000,001 - $5,000,000 L =$50;001 - $100,000 P 1 =$1;000,001 - $5;000,000 P4 =More thali $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description Of Assets (including trust assetS) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amoum Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(1)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
SCAGO EDU. FAC. PICKENS CO. SCHOOL BOND (5.00%) (Y) SCAGO EDU. FAC. PICKENS CO. SCHOOL BOND (5.00%) SC JOBS ECONOMIC DEV. HOSPITAL D C Interest Interest Interest Interest Interest
Interest
BOND (5.00%)
COLLEGE OF CHARLESTON EDU. FAC. E BOND (4.50%) MORGAN STANLEY BANK MONEY MARKET ACCOUNT BERKELEY CO. SC SCHOOL DISTRICT
BOND (4.75%) SCAGO EDUCATION FACILITY SCHOOL BOND (5.00%) SCAGO EDUCATION FACILITY SCHOOL BOND (5.00%) (Y) SCAGO EDUCATION FACILITY SCHOOL BOND (4.375%) B
A C
93.
94.
Buy
1. lncrm~ Gfiin Crd~i (See Columns BI and I34) 2. Value Codes (See Colurm~s CI and D3) 3. Value Method Codes (See Column C2)
A =$1;000 6r less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 tt t -$1,000,001 - $5,000.000 L =$50,001 - $ 100,000 P I -$1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated
D =$5,001 - $15,000 H2 =More tlaa~a $5,000,000 M =$100,001 - $250i000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001-$50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
8. On the basis of the information contained in this Report and any modifieations pertaining thereto, it is, in my opinion, in eomplianee with applicable laws and regulations. Reviewing Officer Date
IMPOR TANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
II. AGREEMENTS. (RepoSing individuut only; se~ pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income
~
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
V--]
SOURCE
1. 2. 3.
4. 5.
DATES
LOCATION
PURPOSE Speaker
Anderson, Jr.,
George
V. GIFTS. anc~.ae~ tho~e to ~,o.~e .na ~e~,e.~ent children; ~ee p~,. 28-~ ~ o/~i.~ i,~t~,~o,,.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anel.de~ ~ho~ o/~po~e ,,d de~,enden, children; see pp. 32-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco.,e, vatae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(x)" after each assel exempt from prior disclosure Income during reporttng period (2) (1) Amount Type (e.g., Code 1 div.. rent. (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) W Transactions during reporting period (1) Type (e.g., buy, sell redemption) (2) (3) (4) Date Value Gain mmldd/~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
PROPERTY #1, ANDERSON, SC 2. 3. 4. COMMUNITY FIRST BANCORPORATION COMMON STOCK THE SOUTH FINANCIAL GROUP, INC. COMMON STOCK THE TORONTO- DOMINION BANK COMMON STOCK COMMUNITY CAPITAL CORP. COMMON STOCK (BELTON BANK) 6. 7. 8. PROPERTY #2, ANDERSON, SC LEXINGTON CO. SC HOSPITAL BOND C A
None None
J J L K M
T T w
(5.125%)
BANK OF ANDERSON ACCOUNTS GRANDSOUTH BANCORPORATION COMMON STOCK PEOPLES BANCORPORATION, INC. COMMON STOCK REGIONS FINANCIAL CORP. COMMON STOCK
T T T T T T
None None A B B
D
J J K K K
M
12.
(4.75%)
HORRY CO. HOSPITAL BOND (5.00%) ORANGEBURG CO. SC BOND (5.70%)
Dividend
I. lnc0md Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 = $100,000 P I =$ I ;000~001 ; $5,000;000 P4 =More than $50,000;000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - incon,e, v.iae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
B. Income during reporting period (2) (1) Amount Type (e.g., Code 1 div.. rent, (A-H) or int.)
C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
D. Transact ons during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code t (J-P) (A-H)
Dividend
19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- MSSB FOCUS GROWTH FUND A MUTUAL FUND - 1NVESCO DIVIDEND GROWTH B MUTUAL FUND MANDATORY IRA DISTRIBUTION: MSSB IRA #1 1NVESCO S&P 500 B FUND [MUTUAL FUND] 1NVESCO S&P 500 A FUND [MUTUAL FUND]
MANDATORY IRA DISTRIBUTION: MSSB* IRA #2
Note I in Part VIII B A A A B D D C Distribution i Dividend Dividend Distribution Interest Interest Interest Interest M M L T T T Merged 01/12/10 (with line 30) A C A B D Dividend Interest Interest Interest Interest K M T T L T Redeemed 07/06/10 J Donated Note 4 in Part VIII Distributed Donated Donated Distributed Redeemed 12/20/10 06/01/10 K 12/20/10 Note 2 in Part VIII Notes 1 & 4 in Part VIII Notes 1 & 4 in Part VIII Note 3 in Part VIII
UNIVERSITY OF SC BOND (5.75%) LEXINGTON CO. SC WATER & SEWER BOND (5.45%) GREENVILLE HOSPITAL SYSTEM BOND (5.00%) GREENVILLE HOSPITAL SYSTEM BOND (5.00%) MSSB AMERICAN GROWTH FUND OF AMERICA B [MUTUAL FUND] MSSB AMERICAN GROWTH FUND OF AMERICA A [MUTUAL FUND] BEAUFORT-JASPER SC WATER & SEWER BOND (5.00%) SC STATE HOUSING DEVELOPMENT BOND (5.125%) SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) SPARTANBURG CO. SC HOSPITAL BOND (5.25%)
1. Income Gain Codes: ( See Colunms B 1 and D4) 2. Vatuc Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$L000 or !ess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $51000~000 L =$50,001 $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -- income, vulue, tr.ns.c,ions anc~ude$ ,ho~e of ~pou~e .nd dependent children; see pp. 34-60 Drilling instructions.)
[]
Gross value at end of reporting period (2) O) Value Value Code 2 Metbod (J-P) Code 3 (Q-W) N M M M L M M L L L M J K L K L K T T T T T T T T T T T T T T T T T
Transactions during report ng period (1) Type (e.g,, buy, sell, redemption) (2) (3) (4) Date Value t Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if privat~ transactionl
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
SC STATE PUB SVC AUTH SANTEE COOPER BOND (5.125%0) SC TRANSPORTATION INFRASTRUCTURE BOND (5.10%) LEXINGTON CO. SC WATER & SEWER BOND (5.00%) SC PUB SVC AUTH SANTEE COOPER BOND (5.125%) 1NVESCO VAN KAMPEN COMSTOCK 13 MUTUAL FUND GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) SC TRANSPORTATION INFRA. BOND
E D D D B D D C C C D A C C B C B
Interest Interest Interest Interest Divided Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest
(5%)
SC TRANSPORTATION 1NFRA. BOND (5.10%o) SPARTANBURG CO. SC HEALTH SERVICES HOSPITAL BOND (5.25%) GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) GREENVILLE HOSPITAL SYSTEMS FACILITY REV. BOND (4.6%) SPARTANBURG CO. SC HEALTH SERVICES HOSPITAL BOND (5.25%) SPARTANBURG CO. SC HEALTH SERVICES HOSPITAL BOND (5.25%) SC STATE PUB SVC AUTH SANTEE COOPER BOND (4.75%) SC STATE PUB SVC AUTH SANTEE COOPER BOND (4.75%) BEAUFORT CO. SC TAX REVENUE BLUFFTON BOND (5.00%)
1. lncome Gain Codegi (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A ~$1,090 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,50i -$5;000 HI =$ii00o,00i- g~i000,0oo L =$50~001 -$i00;000 P1 =$i,000;00]-$5,0001000 P4 =More than $50;000,000 S =A ........ t W =Estiniated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100i00l - $2S0;000 : P2=$5,000,001-$25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS --income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[]
B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.)
D. Transact ons during report ng period (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
Code 2 (J-P)
mm/dd/yy
Code 2 (J-P)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
SC STATE PUB SVC AUTH SANTEE COOPER BOND (5.125) MSSB JP MORGAN MID CAP VALUE B MUTUAL FUND COLLEGE OF CHARLESTON BOND
B A C B C A B
T Donated Note4inPartVIII
L K L
T T T Donated Donated
Note 4 in Part VIII INotes 5 & 4 in Part VIII
(5%)
BERKELEY CO. SC WATER & SEWER BOND (5%) GREENVILLE CO. SC SCHOOL DISTRICT BOND (5.5%) MSSB JP MORGAN MID CAP VALUE C MUTUAL FUND INVESCO VAN KAMPEN COMSTOCK C MUTUAL FUND INDEPENDENCE BANCSHARES, INC. COMMON STOCK MEDICAL UNIVERSITY SC HOSPITAL BOND (5.00%) EASLEY SC UTILITY REV. BOND (4.50%) UNIVERSITY OF SC BOND (4.25%) UNIVERSITY OF SC BOND (4.25%) ANDERSON CO. MUN. WATER & SEWER BOND (5.00%) COLUMBIA, SC WATER & SEWER BOND (5.00%) SC JOBS ECON. DEV. AUTH. BOND (4.50%) DORCHESTER CO COURTHOUSE BOND (4.60%) SC PUB SVC AUTH SANTEE COOPER BOND (4.50%)
J L L L M J K M M L
T T T T Redeemed (part)
02/15/10
C C C D A B D D B
T T T T T
1. lncome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1;00~ or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000;001 - $50,000~000 Q =Appraisal U =Book Value
B $t,00i-$2;500 G =$100,001 ,$1,000,000 K =$151001 z $50,000 O=$500,001 ~ $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2~50| r $5;000 HI =$1,000,001 - $5,000,000 L =$50,00i z $100;000 Pi =$1,000,00i ~ $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 p2 =$5,000,001 -$25,000,000 T =Cash Market
E =$15,001 -$50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g.. C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1, Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
SC PUB SVC AUTH SANTEE COOPER BOND (4.75%) MSSB AMERICAN GROWTH FUND OF AMERICA C [MUTUAL FUND] SCAGO EDU. COLLETON SCHOOL BOND (4.375%0) SCAGO EDU. COLLETON SCHOOL BOND (4.50%) HORRY CO. SC SCHOOL BOND (4.50%) TOUCHMARK BANCSHARES, INC. COMMON STOCK
LEXINGTON SC SCHOOL DISTRICT #2 BOND (4.75%) SPARTANBURG SC REGIONAL HEALTH BOND (4.50%) SC JOBS ECONOMIC DEV. AUTH. HOSP. BOND (4.50%) SC JOBS ECONOMIC DEV. AUTH. HOSP. BOND (4.50%) SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) BEAUFORT CO. SCHOOL BOND (5.00%~ DORCHESTER CO. COURTHOUSE BOND (4.60%) RICHLAND-LEXINGTON AIRPORT
C A C C C
T
Donated T T T Note 4 in Part VIII
L L L
J M L L M L
T T T T T T
Donated Donated Donated Donated Donated Donated Note 4 in Part VIII Note 4 in Part VIII Note 4 in Part VIII Note 4 in Part VII1 Note 4 in Part VIII Note 4 in Part VII1
D C C D C A A A B A B
BOND (5.00%)
SC TRANSPORTATION INFRASTRUCTURE BOND (5.00%) UNIV. OF SC EDUCATION BOND (4.375%) SC TRANSPORTATION INFRASTRUCTURE BOND (4.50%)
1. lnc0me Gain C0des: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$L000 or i~sS F =$50,001 - $100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appralsat U =Book Value
B =$1;001 - $2,500 G =$100,001 - $1,000,000 K=$15,001 - $50.000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V :~Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Asse~s (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code l div.. rent. (A-H) or int.) C. Gross value at end of reporting period (11 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W~ (1) Type (e.g., buy, sell~ redemption) Transactions during reporting period
(2) : (3) (4) Date Value ~ Gain mm/dd/yy Code 2 [ Code 1 (J-P) (A-H)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95.
B D C E A C B B
Donated
SCAGO EDU. FAC. PICKENS CO. SCHOOL BOND (5.00%) SC JOBS ECONOMIC DEV. HOSPITAL
BOND (5.00%)
COLLEGE OF CHARLESTON EDU. FAC. BOND (4.50%) MORGAN STANLEY BANK MONEY MARKET ACCOUNT BERKELEY CO. SC SCHOOL DISTRICT BOND (4.75%) SCAGO EDUCATION FACILITY SCHOOL BOND (5.00%) SCAGO EDUCATION FACILITY SCHOOL BOND (5.00%)
Interest
Buy
07/27/10 K
1 lh~0me Gain Codes! (See Columns BI and I141 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1 ;000 or less F =$50,00t - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,00 t - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 ~ I =$ 1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5;000i000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More thart $5;000,000 M =$ 100,001 ~ $250,000 P2 =$5,000,001 = $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544