.

~o 10
Rev, //2008

[
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
Z. Courl or Organization U.S. DISTRICT COURT, WDNY
5a. Report Typ~ (check appropriate type) [--] Nomination. Date [] Annual [] Final

Report Required by the Ethics

in Government Act ofl978

0 U.S.C. app. ff.~ I01-111)

3. Date of Report 5,12.2010
6. Reporting Period 01/01/2009 to

I. Person Reporting (last name, first, middle initial) SIRAGUSA, CHARLES J.

4. Tille (Article 111 judges indicate aclivc or senior status; magistrate judges indicate [hll- or pan-time) U.S.DISTRICTJUD(JE(ACTIVE)

[] Initial

12/31/2009

5b. [] Amended gepor~ 7. Chambers or OlTtcc Address ] 360 UNITED SfATES COURTHOUSE ! 00 STATE STREET ROCHESTER, NEW YORK 14614 8. On the basis of the Information contained in this Report and any modifications pertaining thereto, tt is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer ........... Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, chec~in2,, the NONE box for each part where),ou have no reportable information. Sign on lastpagt:

1. POSITIONS. c~,oo,i.x indiuidual only; see pp. 9-13 o]]iling i

1~ NONE (No reportable positions.) POSITION
1. ADVISORY BOARD MEMBER

NAME OF ORGANIZATION/ENTITY
COBBLESTONE ARTS CENTER

3.

5.

"-;

""

: .5

If. AGREEMENTS. m.~,o,-.,..~, i.a.,~a..t on~.: ~.~. ~.t-~ ,,~..~, i ....... ;o-.a
~] NONE (No reportable agreements.) DATE
1. PENSION

.." .~

PARTIES AND TERMS

NEW YORK STATE RETIREMENT SYSTEM (STARTED TO RECIE[VE BENEFITS AS OF NOVEMBER I, 200 5)

Siragusa, Charles J.

Name of Person Reporting

Date of Report ]

PageFINANCIAL2 of 27 DISCLOSURE REPORT I SIRAGUSA, CHARLES J"

5/12/2010 I

IlL NON-INVESTMENT INCOME. (Ropo,,i,g individual andsp ....

A. Filers Non-Investment Income NONE (No reportable non-investment income.)
DATF~

; seepp. 17-24 of filing instructions.)

SOURCE AND TYPE

INCOM~
(yours. not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any port~on of the reporting year, complete this sectior~
(Dollar amount not required e~cept for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

BROW]q & TARANTINO

ATTORNEY (PRIVATE PRACTICE)

IV. REIMBURSEMENTS --,ra.~m,,a,lo., Iodgi.g,~rood,

(Includes those to ~pou ~e and d~7~endent children;

NONE (No reportable reimbursements.) SOURCE

1. 2. 3. 4. 5.

DATES

LOCAT|ON

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 27

....f~~,~ ....

SIRAGUSA, CIlARLES J.

~,,,of,,po~ [ I
5/12/2010 VA LUg

NONE ~o reportable g~s.) S O~C E D E SCRIPT ION

1. 2. 3. 4. 5.

VI. LIABILITIES. a,,cludes,hose ols~, ...... ,~ dependen, children; see pp. 32-33 of filing i ....... tions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 27

r~ .... fP ..... Reporting

Oateo[Repor!

SllLatGUSA, CHARLES J.

5/12/2010

NONE (No reportable income, assets, or

transactions.)

~.
~ription of Assets (including ~st ~sets) ~ ~

~.
income d~ng reposing period

c.
Gro~ value at end of ~po~ing pc6od

fi~ ....
Tran~ons during rc~ing pcrit~

Place "(X)" a~er each ~set

exempt ~m p~or disclosure

~ Amounl j Ty~ (e.g., j C~e I div.. ~nl

(A-H) or int.)

Value C~e 2
(J-P)

; Value
: Method

Type (e.g.,
buy, ~11, redemption)

Daze ~ Value
Month - : Code 2 Day ~ {J-P)

Gain Code ~
(A-H)

Idemib" of
buycr/~ller

j Code 3 ~ (Q-W) T

(if private
t~nsaction)

t. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16.

M & T BANK ACCOUNT #1: WEATHERFORD INTL LTD COMMON STOCK SEAGATE TECI INOLOGY SB MONEY FUNDS CASII PORT CL A CORE LABORATORIES COMMON ST OCK AKAMAI TECIINOLOGIES AMAZON COM INC COMMON STOCK AMGEN INC. COMMON STOCK (Y) ANADARKO PETROLEUM CORP. ASML IILDG NV NEW YORK REG (X) ATLAS COPCO AB SPONS ADR NEW R PSTG CL B - USD AUTODESK (Y) AXA UAP SPONS ADR COMMON ST OCK BASF AG SPONS ADR COMMON ST OCK BED BATH & BEYOND {.X)

Interest

None A Dividend None A Dividend None None

J J J J J J

T T T T T T Sold (par~) Buy 4/13 7/10 J J A

A A

Dividend Dividend None

J J l

T T T Buy 9/17 J

None A Dividend None A Dividend

J .1 .1 J

T T T T

Buy

8/I 8

17. BLACKROCK INC.

Buy

3/20

(See Columns B I and [.41

F =$50,001 - 5100.000

G ~I;1 ()0.001 - $1,0(~1.00~

H I =$ 1.000.I)01 - $5.000,000

H2 =More than $5.000.000

P3 =$25.000,001. 550,000.000

P4 =M~re ugaa $50,001,.~

FINANCIAL DISCLOSURE REPORT

Page 5 of 27

Name of Person Rcpor ring

Date of Report

5/1~_!2o~0

] SIRAGUSA, CltARLES J.

VII. INVESTMENTS an d TRUSTS - i.~o,.., ,.~, ............ i,.~ tl~,ctua,s t~.os, of sp ...... d aemn~tent el, ila,en: see l,lx 3,~.6o of filing in ...... ions.)
F---] NONE income, assets, or transactions.) Description of Assets (including trust ~sets) Place "(X)" after ~ch asset exempt ~om pdor disclosure lnco~ during reposing period Amount C~e 1 (A-H) Gross value at end of repo~ng ~riod [ [ .......... Tr~sac~ons dunng ~ng ~riod

O~

T~e (e.g., div., rent, or in~.)

(2)

(i)
Value Code 2 (J-P)

Value ~ T~e (eg.. Mcth~ buy, sel!, C~e 3 redemption) (Q-W)

(~ ..... ]

O)

(~)
Date Mon~ Day

~) ....
Value Code 2 (J-P)

(4~
Gain Code I (A-HI

_ ............. Idcnti~ of buyer/seller (if private tr~action)

18. 19. 20. 21. 22. 23.

24.

BP AMOCO PLC SPONS ADR COMMON STOCK (Y) BI~EN IDEC INC. COMMON STOCK CRtt PLC AD-USD COMMON STOCK CABI.EVISION SYSTEMS CORP.CL A COMMON STOCK CANON INC. ADR COMMON STOCK CEI.GENE CORP (X)
CISCO COMMON STOCK

None A A A Dividend Dividend Dividend None

Nlsne

J J J J J
J

T T T T T
T

25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

COCA COLA CO. COMMON STOCK COMCAST CORP CL A-SPL COMMMON STOCK COVIDIEN LTD (Y) CREE INC. CVS CAREMARK CORP (X) DELl. COMPUTER CORP COMMON S TOCK DIAGEO PLC SPONSORED ADR NEW C OMMON STOCK D1RECTV CL A (X)
r ",ALT DISNEY CO. COMMON STOCK

A A

Dividend Dividend

J J

T T

None A Dividend

J J

T T Buy (addl) Sold 5/28 1130

Dividend None

a1 J J

T T T

Dividend

DISCOVERY HOLDING CO. CL A (Y)

P3 -:$25.000,(k) I - $50.1]00.fl00

P4 =More than $50,000,000

FINANCIAL DISCLOSURE REPORT Page 6 of 27

N~,.~ of pe.o~ Repor,l.g SIRAGUSA, CIlARLES J.

I
Transactions during reporting period ~: Date i Month! Day Value Code 2 (J-P) Gain Code I (A-Ill

O.,.ofa~por~ 5/12/2010

NONE

(No reportable

income, CIsseIs, or transactions.) Income during ,

reporting p~rlod

Dcscr~pffon of Asscts (including trust assets) Place"(X)" after each asset exempt from prior disclosure

Gross "~aluc at end of reporting period Value Code 2 (J-P) Value Method Code 3 (Q-W) T~p (e.g., buy, sell, , redemption) I

Amount [ Type [c.g., Code ! ! div., tent, (A-H) ! orint.) ::

Identity of buyer/seller (if private transaction)

35, 36. 37. 38. 39. 40. 41. 42. 43.

EBAY INC. (Y) ELECTRONIC ARTS EXPEDIA INC COMMON STOCK FLUOR CORP NEW FOREST LABORATORIES COMMON STOCK FREEPORT MCMMORAN COPPER & GOLD CL B GENENTECH INC, COMMON STOCK GENEIL~L ELECTRIC COMMON STO CK (V) GENZYME CORP. GENEEAL DIVISION COMMON STOCK GLAXOSMITtlKLINE PLC SPONS ADRUSD COMMON STOCK None J T A None None Dividend None None J J J J J T T T T T Buy Sold 2/11 3/26 J J A Buy 4/7 J

45. 46. 47. 48. 49, 50. 51.

GOOGLE INC CL A (X) GROUPE DANONE SPONS ADR COM MON STOCK GRUPO TELEVISA SA DE CV GLOBAL COMMON STOCK (Y) HSBC I IOLDINGS PLC SPONS ADR NE W COMMON STOCK [Y) HOME DEPOT COMMON STOCK HONDA MOTOR CO. COMMON STOCK (Y) HONG KONG & CttlNA GAS LTD. SPO NSORED ADR COMMON STOCK A A

None

T Sold 1/12 J A

Dividend

Dividend

I. Income Gain Codes:

A ~$1.(K)0 or I~

B -$1.001 - $2~00

C -$2,50[ 55.000

D ~$5.001 - $15.000

E =$15,001 - $50,O0fl

P3 =$25,0~,001 - 550,0~13.00~

P4 =Mote than $50.000,000

FINANCIAL DISCLOSURE REPORT Page 7 of 27

r~ .... r e~on a,po~,i.g

SIRAGUSA, CHARLES J.

aa~e of ae~n 5/12/2010

VII. INVESTMENTS an d TRUSTS -- i ........

t,e, transactions (lndudes ,hose of sp ......d dependen, children; seepp. 34-60 of f!ling i ....... ,ions.)

D
"

NONE (No reportable income, assets, or transactions.) q~ A. " ........~.

Dcscgption of AS~IS (including ~st ~sets) Place "(X)" afl~ each ~set exempt from pri~ di~losure ~ Income daring

c.
Tr~sactions du~ng ~po~ng peri~

Gross vMue at end of reining peri~ :: .... r_~p~gi~g period ~ Amount Code I (A-H) Type (e.g., div., rent, ot inL) Value C~de 2 I J-P) Value Meth~ Code 3 T)ge (e,g.. buy, sell, redemption)

Dale ~ Month Day ~

Value [ Gain C~e 2 C~e I ~ (J-P) (A-H)

Identity of buys/seller (ifpfivale

(Q-W) 52. 53,

54.

~au~cfion)

II~CHINSON WHAMPOA LTD-ADR COMMON STOCK (Y) ~G GROEP NV SPONS ADR COMMON STOCK
INTEL CO~. COMMON STOCK A

None
Dividend

J
J

T
T

55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

IRELAND BANK SPONS ADR-EUR COM MON STOCK JOHNSON & JOIlNSON COMMON ST OCK JUNIPER NETWORKS INC. (X) KONINKLIJKE PHILIPS ELECTRONICS NS SPON ADR NEW CS (Y) L 3 COMMUNICATIONS ItLDGS INC. COMMON STOCK LIBERTY GLOBAL INC CL A (Y) LIBERTY GLOBAL INC SERC LIBERTY MEDIA GROUP CL A COMMAS N STOCK LIBERTY MEDIA INTL INC CLASS A COMMON STOCK (Y) METTLER TOLEDO INTERNATIONAL I NC. COMMON STOCK IvlICROSOFT CORP COMMON STOCK MITSUB1SHITOKYO FINANCIAL GRO UP SPONS ADR COMMON STOCK (Y) NASDAQ OMX GROUP INC. (Y) NATIONAL BK GREECE A SPONS ADR A None Dividend J J T T None J T A Dividend J T A Dividend None J J T T

Sold

1/22

Sold

6/4

()

P3 =$25.000,~1 - $50,~,~1

P4 =M~e th~

FINANCIAL DISCLOSURE REPORT Page 8 of 27 VII. INVESTMENTS and TRUSTS - i, .......

[ N .... f P ....

Reporting

Date of Report 5/12/2010

SIRAGUSA. CIIARLES J.

lue, rr ..... tlons (Includes those of s~ ..... d dependen, children; see p~ 34-60 of filing instructions.)

~
~- -

NONE ~0 reportable income, assets, or transactions.) A. De~fpfion of Assets (including ~t ~sets) Place"(X)" a~er ~h ~set
~empt from prior di~losure

~ ~ .....Income during reposing pe6~ Amount

[ Code I

" .... G ..... ,C_uc a, end of _ .[~o~ng period . Value

Code 2

D Tr~sactions during re~ng ~fiod Identity of

buy~?~ller

T~e (e.g.,
div., renl,

~ Value
~ Me~od

Ty~ (e.g.,
buy, ~11,

Dale
Momh-

Value
C~e 2

Gain ~
Code 1 ~

j.

(A H) ~

or int,)

(J-P)

Code 3 (Q-W) T

redemption)

Day

(J-P)

(A-H) ~n~ction)

69. 70. 7 I. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

NESTLE SA SPONSO~D ADR REPSTG REG SH COMMON STOCK NEWS CORP CLASS B COMMON ST OCK (y) NIPPON TELEPHONE & TELEGRAOPH CORP. ADR RSPTG CS (Y) NOKIA CORP. SPONSORED ADR C OMMON STOCK (Y) NOMURA ilOLDINGS ~C. UNSPADR COMMON STOCK (Y) NOVART[S AG ADR COMMON STOCK NOVO NO~ISK A S ADR COMMON Sq OCK (Y) NUCOR CO~ ORIX CORP SPONS ADR COMMON STC CK (Y) PALL CORP. PEPSICO COMMON STOCK PETROBRAS PROCTOR & GAMBLE CO INC COM MON STOCK QUALCOMM INC. (X) RIO TINTO PLC-GBP COMMON STOCK

Dividend

Dividend

Buy

2/20

A A A A A

Dividend Dividend Dividend Dividend Dividend

J J J J J

"1" T T T T Buy 3/13 J

~Y)

ROYAL DUTCIt PETROLEUM CO.CO MMON STOCK SANDISK CORP None J T

Sold

3.."13

P3 =$25.~.~) I - $50.0~.~

P4 =More ~ $50.~0,0~

Name of Person Reporting

Date of Report

PageFINANCIAL9 of 27 DISCLOSURE REPORT

SIRAGUSA, CIIARLES J.

5/12/2010

VII. INVE STMENTS an d TRUSTS -,-. ~ NONE ~o reporlable income, assets, or transactions.)
A. Description of As~s (incl~ing ~st assets) Place"(X)" after each ~sct exempt from prior disclosure B. C. Income during Gross value at end of repo~ing p~i~ j tepo~ng pefod (I) (2) Value Amount [ Ty~ (e.g., : Value C~e 1 or int.) D. Transitions during rc~ing ~fiod ~ ......... T~ (.g.. Date Value [ Gain Identi~

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

SCtIWAB CHA~ES CORP SK TELECOM LTD SPON ADR COM MON STOCK SAP AKLENGESELLSC} [AFT SPONS ADR-USD COMMON STOCK (Y) SMITII & NEPHEW PLC SPADR(Y) SUNCOR ENERGY INC NEW TELEFONICA S.A. SPONS ADRCOMM ON STOCK TESCO PLC SPONSORED AD~ (Y) TEXAS INSTRUMENTS COMMON ST OCK TIME WARNER INC. COMMON STOCK TOTAL FINA E1,F S,A.S.P. ADR COMMO N STOCK (Y) TREND MICRO INC SPON ADCOM MON STOCK (Y) TYCO INTERNATIONAL LTD. NEW CO MMON STOCK TYCO ELECTRONICS (Y) UBS AG-CttF COMMON STOCK (Y)

Dividend

Buy Sold

1/29 7/I

J J

A A

Dividend Dividend

J J

T T

Buy

9/1

Dividend

T Sold 2/19 J

ll)0. L~IITED OVERSEAS BANK LTD SPONS! ADR (Y) 101. UNITEDHEALTII GROUP INC. COM MON STOCK 102. VODAFONE GROUP PLC SP ADR C OMMON STOCK (Y) A Dividend l T

P3 :$25,0~,~I - $50,0~,~0

P4 =M~e ~an $5D,~0,000

FINANCIAL DISCLOSURE REPORT Page i 0 of 27 VII. INVESTMENTS and TRUSTS - i, .......

A. ~scription of As~ (including ~sl ~sels) Place"(X)~ after ~ch ~set exempt ~om prior disclosure B. Income during ~o~ing pefi~ :Amounl [ Code I (A-H) : 103. WPP GROUP PLC SPONS ADR NEW CO MMON STOCK

a~po,~i.~ ]~ameorl~ .... I SmAGUSA, CaAm,ES J.

U.,nfaepo. ~/~/~0~0

t~, tr ..... lions ancludes those of sp ...... d dependent children; see pp. 34-60 of filing ins~uctlon~)

NONE ~0 reportable become, assets, or tran.sactions.) C. Gro~ value al end of reporting ~od Vaiuc Code 2 (J-P) : Value : Method Code3 i (~W) T>~e te.g., buy, selI, redemption) D. Tr~c~ons during reposing ~riod

T~e (e.g.. div., rent, or inl )

I Date MonthDay

Value Gain ~ Code 2 Code I [ (J-P)~ (A-H) ~ J

Identity o~ buyer/seller (if pnvale tr~c~on}

Sold

9/1

104. WAL-MART DE MEXICO SA DE CO MMON STOCK (Y) 105. YAHOO ~C COMMON STOCK 106. ACCOUNT #2: 107. BLACKROCK GLOBAL SCIENCE & TE( 1I OPPORT PORTFOLIO CL INSTL 108. BLACKROCK VALUE OPPORTUNITIES FUND INC CL 1NSTL 109. ACCOUNT #3: 110. ~,rESTERN ASSET MONEY MARKET FUNDS 1 I I. UBS AG-CIIF COMMON STOCK 112. ASML ItLDG NV NEW YORK REG 113. ATLAS COPCO AB SPONS ADR NEW g PSTG CL B 114. ATLAS COPCO AB SPONS ADR NEW R PSTG CL B I 15. AXA S.A. SPONS ADR COMMON STOC K 116. BASF AG SPONS ADR COMMON ST OCK 117. lip AMOCO PLC ADR COMMON STOCK 118. CRH PLC ADR-USD COMMON STOCK 119. CANON INC ADR COMMON STOCK A A A A A Dividend Divi~tend Dividend Dividend Dividend A Dividend None A Dividend J T Transferred (to line 344) Transferred (to line 200) Buy Transferred (to line 202) Transferred (to line 21M.) Transferred (to line 205) Transferred (to line 215) Transferred (to line 234) Transferred (to line 219) 12/29 12/29 9/17 12,:29 12/29 12/29 12129 12/29 12/29 A None Dividend J J T T SEE PART VIII #4 SEE PART Vlll #1 None 3 T Buy 3/20 J

P3 =$25,~.~1 - S50,~,~0

P4 =More

FINANCIAL DISCLOSURE REPORT Page 11 of 27

VII. INVESTMENTS and TRUSTS - i,,.o,,, ,,,t .............

Name of Per~on Reporting

SmA~VSA, CUARLES S. ]

DaleofReport S/~2/20~0

ions ancludes those of sp ....... d dependent children; see pp. 34-60 of filing instruction~)

NONE (No reportable income, assets, or transactions.)

.... ~/
Description of Assets (including ~st assets) Pl~e "(X)" after each ~set exempt flora prior disclosure

~.
Income during ~ repoaing period (2~ ,~ (~) Amount T~c (e.g., [ C~e I ; div, rcnL or int.) ~ (A H)] A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

c.
Gross valac at end of reposing ~fiod (~) (2) Va]ue Value Code 2 Mcthod (J-P) Code3 (Q-W,

~-

D~
l&~ti~ of buyer/sell~ (if pfvate ~sacfion)

Tr~sacfions during re~ing (~) , (2~ ~ ~3~~)Ty~ (eg., Da~e [ Value ~ Gain buy. selL Month- C~e 2 Code I redemption)I Day (J-P) , (A-H) [ ~ ! Transfe~ed (to line 240) Transfe~ed (to Iinc 262) Transl~ffed 0o line 235) T~nsfe~ed (to line 2~) Transfe~ed (to line 271) Transfe~ed (to line 26~) 1 Z/29 1~29 12/29 12/29 12.,29 12/29 12~29 12,/29 6/19 !2z29 IL~29 12~29 12,29 1,12 12/29 12~29 12z29 J J J J J J J J J J J J J J J J J A

i 20. DIAGEO PLC SPON ADR-NEW COM MON STOCK 121. GLAXOSMITIIKLINE PLC SP ADR COM MON STOCK 122. GROUPE DANONE SPONS ADR CONI MON STOCK 123. GRUPOTELEVISA SA DE CV SPON A DR COMMON STOCK 124. HSBC HI.~ PI.C SP ADR NEW CO :~ MMON STOCK 125. tlONDA MOTOR CO. COMMON STOCK 126. HONG KONG CHINA GAS SP ADR CO MMON STOCK 127. HUTCII1NSON WHAMPOA LTD-ADRV COMMON STOCK 128. ING GROEP NV SPONS ADR COMMON STOCK 129. ~G GROEP NV SPONS ADR COMMON STOCK 130. KONINKLIJKE PHILIPS ELECTRONICS NS SPON ADR NEW COMMON STOC 131. ME~LER TOLEDO INTL INC COM MON STOCK 132. MITSUBISII1 TOYKO FINANCIAL GRO UP COMMON STOCK 133. NESTLE A SPONS ADR COMMON S TOCK 134. NESTLE A SPONS ADR COMMON S TOCK 135. NEWS CORP CLASS B NEW COMMON S~OCK 136. NIPPON TEL & TEL SPON ADR COMM ON STOCK

Transfe~ed (to line 270) Translated (to line 272) Buy (addl) Transfe~cd (to line 274)

Dividend

Transfe~ed (to line 283) Transfe~ed (to line 295)

A A

Dividend D~vidend

Transferred (to line 297) Sold {part) Transfe~cd (to line 301)

A A

D~vidcnd Dividend

Transfe~ed (to line 302) Transfe~cd (to line 303)

FINANCIAL DISCLOSURE REPORT Page 12 of 27 VII. INVESTMENTS and TRUSTS - i .........

r~ ....t P ..... a,po~.og S1RAGUSA, CltARLES J.

I ]

O~,e er Re~r, 5/12/2010

i~e., ......,io~s (Includes ,hose of sp .......d d~endent children: xee pp. 34-60 of filing instructio~.)

NONE (No reportable income, g~sets, or transactions.) De~riptionofAssets (including t~st Flace"(X)" a~ ..... h ~t exempt from pfor discl~u~ Incomedufing : Gross value at end of Tr~mc~onsduringre~ing~fiod

I1

[A .... t ] T~e (e.g., Value ] Value Cede 1 (A-H) [ or ira.) (J-P) [ Code 3 (Q-W) A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend

Type (e.g., ~demption) ._ Transfeffed (to line 3~) Transfe~ed (to line 305) Transfe~ (to line 307) Transfe~ed (to line 309) Transfe~ed (to line 312) Buy Trans feted (Io line 315)

Date Value ~ Gain Day {J-P) (A-H) ~sac6on, J J J J J J J J J J J J J J J J J

Identity of (if private

137. NOKIA CORP SPON ADR COMMON STOCK 138. NOMURA AIIOLDINGS ~C ADR CO MMON STOCK 139. NOVARTIS AG ADR COMMON STOCK 140. NOVO-NORDISK A S ADR COMMON ST~K 141. ORIX CORP SPONS ADR COMMON STO CK 142. PETROB~S 143. PETROBRAS 144. RIO TINTO PLC-GBP COMMON STOCK 145. RIO TINTO PLC-GBP COMMON STOCK 146. ROYAL DUTCH PERTOLEUM CO CO MMON STOCK 147. 148. SK TELECOM LTD SPON ADR COM MON STOCK SAP AKLENAGESELLSCHAFT SPONS ADR-USD COMMON STOCK

1Z~29 12/29 12/29 1~29 12/29 3/13 12/29 9/1 12/29 3113 7/1 12~9 IZ;29 12;29 9/I 12/29 1~29

Dividend

Buy (addl) Transfeffed (to line 321)

A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend

Sold Sold Transfe~cd Oo line 325) Transfc~ed (to line 329) Transfeffed (to line 33 I Buy Transfe~ed (to line 333)

149. SIIIRE PLC ADR 150. SMITII & NEPHEW PLC SP ADR COMM ON STOCK 151. SL~COR ENERGY INC NEW 152. S~COR ENERGY ~C NEW 153. TELEFONICA S.A. SPON ADR COMMO N STOCK

Di~dend

Transfe~ed Uo line 335)

FINANCIAL DISCLOSURE REPORT Page 13 of 27 VII. INVESTMENTS and TRUSTS - i .........

.~.
DeKrfptloa of Assets (including ~st ~ts) Place "(X)" ~Rc[ each asset exempt ~om prior disclosure

DateofRepnr,

SIRAGUSA. CIIARLES J. IN~~e rPe~n Rep"i~ t~o,, ......,io~ a,~a~ ,~o~ o/,~ ..... ~a~p~d,~,,.~t~,~:
- ......

5/12f2010 I

NONE ~o reportable income, assets, or transactions.)

--

--6 ......... ~.
lncom* du~ag repo~ng period ~ Amo mt Type (e.g., Co& 1 ; div., rent, (A-H) : or int.)

Gro~ value at end of reposing ~fiod Value Code 2 {J-P) Value Method Code 3 (Q-W)

T~nsacfions du~ng re~ing ~od

Date Ty~ {e.g., buy, sell, bton~~demption) Day ~ tr~ction) Transfe~ed (to line 336) T~sfe~ed (to line 339) Transfeff~ (to line 341 ) Tmnsfe~ed (to line 347) Transfe~ed (to line 353) Sold Tramfe~ed (to line 354} 1~29 12129 1Z~29 12/29 12~9 9/1 I Zt29

Value Gain Code 2 Code I (J-P) i (A-II)

ldenliw of buyer/selI~ (if private

154. TESCO PLC SPONS ADR COMMON STO CK 155. TOTAl. FINA ELF S.A.S.P. ADR COMMO N STOCK 156. TREND MICRO INC SPON ADR CO MMONS ST~K 157. UNITED OVERSEAS BANK LTD SPONS ADR COMMON STOCK 158. VODAFONE GROUP PLC SP ADR C OMMON ST~K 159. WPP GROUP PLC SPON ADR NEW COM MON ST~K 160. WAL-MART DE MEXICO SA DE CV S PON ADR COMMON STOCK 161. ACCCOUNT 162. SMITII BARNEY BANK DEPOSIT PROG RAIVl 163. IRA#I: 164. CITIBANK DIVERSIFIED FUTURES 165, IRA#2: 166. GOLDMAN SACilS SMALL VALUE F UND CLASS B 167. IRA #3: 168. BLACKROCK ~ALUE OPPORTUNITIES FUND INC CL INSTL 169. IRA #4: 170. BLACKROCK VALUE OPPORTUNITIES A FUND INC CL INSTL

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J

Interest

None

None

Dividend

Dividend

FINANCIAL DISCLOSURE REPORT Page 14 of 27

~m~ o P~r~on a~po~,in~ SIRAGUSA. C|tARLESJ.

l
D. Transacfio~ during reposing Date Mon~Day Value ~ Gain Code 2 Code 1 (J-P) (A-H)

[ I~,,, o R~po. 5/12..r2010

NONE ~Vo reportable income, assets, or transactions.) ~ A. " ~ ~~rption of As~ts Income during (including ~st ~sets) r~ing peri~ Place "(X)" aRere~h ~set exempt from prior di~losure ;:Amount~ T~e (e.~., C~e I ~ div., renL (A-H) [ or inL} ~ ~

C. Gro~ value al end of r~ing period Va~ue Code 2

(J-P)

~ Value Method Code 3 (Q.~3

T~e (e.g., buy. sell, redemption) ~

Idenli~ of buyer/scll~ (if private tr~saction)

171. COLLEGE SAVINGS PROGRAM#l: 172. DEVELOPED MARKETS INDEX POR TFOLIO 173. COLLEGE SAVINGS PROGRAM #2 174. DEVELOPED MARKETS INDEX POR FOLIO 175. DEFERRED COMPENSATION
176~ OPPENttE1MER MAIN ST. OPP. A

None

BUY

11/16

SEE PART Vlll #2

None None

L K

T T

BUY

11/16

SEE PART VIII #2

177. VT FIDELITY CONTRAFU~ND 178. DODGE AND COX INTL STOCK 179. IRA #5 180. BANK DEPOSIT PROGRAM 181. GOLDMAN SACHS SMALL VALUE F UND CLASS B COMMON STOCK 182. P1MCO REAl, RETURN COMMODITY STRATEGY FUND CL C A A Interest None Dividend None A Dividend None None A Dividend J 3 J J J J J J T T T T T T T T Open 4/14 J SEE PART VIll #3

183. COEUR D ALENE MINE CORP 184. GABELLI GLOBAL NAT RES & INCOM E TR SBI 185. UNITED STATES OIL FD LP EQUITY 186. ISItARES SILVER TRUST EQUITY t87. COIIEN & STEERS INTL REALTY FD

Name of Person Reporting

Date of Report

PageFINANCIAL15 of 27 DISCLOSURE REPORT [

SIRAGUSA, CHARLES J.

5/12:2010

NONE (No reportable income, ~sets, or transactions.) Da~dpfion of Assels (including ~st ~sc~) Place "~)" after e~h ~set exempt from prior discl~ure Income d~ag ~ning ~riod o) [ (2) Amount Type (e.g., C~e 1 , div., rc~t, (A-H) [ or int.) I rc~ing ~i~ Value Code 2 (J-P} Value Mcthc~I Code 3 ~ ..... T~ (e.g., buy, ~11, redemption) Da~ " Value Gain Month - Code 2 ] Code I Day (J-P) : (A-H) Identi~ of buyer/seller (if private

188. ACCOST #5 189. SEAGATE TECilNOLOGY 190. WEATHERFORD INTL LTD NEW CO MMON STOCK 191 ABBOTT LABORATORIES COMMON STOCK A A Dividend None Dividend None None J J T T .I J T T Sold Buy Buy 8,/7 12/2 7/10 J J J A

SEE PART VIII

192. AGCO CORP 193. AKAMAI TECHNOLOGIES 194. ALKERMES INC COMMON STOCK (Y) 195. ALLIED WORLD ASSURANCE CO tl LDGS 196. AMAZON COM INC COMMON STOCK 197. AMGEN INC COMMON STOCK A A A

Dividend None None Dividend Dividend

J 3 J J J J

T T T T T T T T T T Transferred from line 115) 12/29 J Transferred from line 1121 Buy Transferred from line 1141 IZ29 6,,12 12/29 J J J Sold (part) ZI7 J A Sotd (part) 3/6 J A

198. ANADARKO PETROLEUM CORP COM MON STOCK 199. APPLIED MATERIALS INC DELWARE COMMON STOCK 200. ASML IILDG NV NEW YORK REG 201. AT&T INC. 202. ATLAS COPCO AB SPONS ADR NEW R PTSG CL B

Dividend None None None

J J J J

203. AUTODESK INC. 204. AXA S.A. SPONS ADR

P3 =g25,~.~1 - $50,~.~

P4 =More

FINANCIAL DISCLOSURE REPORT Page 16 of 27

N .... ~r ..... Rep~.io~

SIlL~GUSA, CtlARLES J.

a.,.orR.po. 5/12/2010

VII. INVESTMENTS and TRUSTS - i ....

A. ....
De~fipfion of As~ts ~i~luding ~sl ~sets)
Place "(X)" gl~er e~h as~ ~x~mpt flora ~rior di~losure

~. value, , ......
~ ..........

lions (lnclud~ those of sp ....... d dependem childmn; see pp. 3d-60 of filing instruction~)

NONE (No reportab/e income, ~sels, or transaction.)

c~ ...........
O)
~yp~ (e.g.,

D.
Tr~s~fio~ during repo~iag ~od (2)
D~

Income during reporting p~od (2) (0

AmouBl

Gross value at end of repoaing (I) ~ (2)

Value :: Valu~

(3)
Value Gain

Code ] (A-It)

T)~e (e.g.. div., reB~

or int)

Code 2 (J-P)

:: Method [ Code 3

buy, sell, redemption)

Month Day

C~e 2
(J-P)

Code 1 (A-t)

Identity of buy~,"seller

(if private

205. BASF SE COMMON STOCK 206. BED BATH & BEYOND COMMON ST OCK 207. BAKER ttUGHES INC. 208. BANK OF AMERICA CORP. 209. BARRICK GOLD CORP CAD 210, BERKSHIRE HATHAWAY INC CL B 21 I. BlIP BILL]TON LTD SPONS ADR 212. BIOGEN IDEC INC COMMON STOCK 213. BLACKROCK INC. 214. BOEING CO. 215, BP PLC SPONS ADR 216. BROADCOM CORP CL A 217. CVS CAREMARK CORP 218. 219. CABLEVISION SYSTEMS CORP CO MMON SSTOCK CANON 1NC ADR A A A A A A

None None Dividend Dividend

J J J J

T T T T

T~nsfc~d (~?om line 116)

12/29

Buy Sold

5,,20 5/19 3/12 12/23

J J

None None None Dividend Dividend None None Dividend Dividend None None A Dividend

J J J J J J J J J J J

T T T T T T T T T T T

Buy Buy

Buy

3/20

Transferred (from line 117)

1~29

Transferred (from line 119) Buy Sold

12/29 3/31 9_/3

J J J

220. CARNIVAL CORP 221. CATERPILLAR INC COMMON STOCK

P3 ~$25,~.~1 - $50,~,000

P4 =Mote ~

FINANCIAL DISCLOSURE REPORT Page 17 of 27

~ ....

fPerson Reporting [

Date of Report

Sm~CUSA, CIIARLES J"

5!12/2010

VII. INVESTMENTS and TRUSTS - i ........

................ ~. Dc~fipfion of Assets (including ~t ~sets) Place "(X)" a~er ~ch ~set exempt from p~or di~!osure B Income duhng reposing pe~od [Amount :: Code I i (A-H)

~, , .......,io., Ct.ct.d~,h..o o/sp ...... ~ ~, ~i~.~.; ~.~ ~ ~-60

C. Gro~ v~ue at end of ~po~ing ~fiod Value Code 2 (J-P) Value Method C~e 3 (Q-w) T T~e (e.g., buy. self. ~dcmption) D. Tr~cfioas during re~iag ~riod

~ NONE (No reportable income, assets, or ~ansactio~.)

T~e (e.g., div., rent, or int.)

Date [ Value [ Gain Month Code 2 Day (J-P) [ (A-H) [

Idcm~ of (if private ~n~cfion)

222. CELGENE CORP (X)

None

223. CHARMING SHOPPES 1NC COMMON STOCK 224. CHEVRON CORP COMMON STOCK
225. CtlUBB CORP. COMMON STOCK 226. CISCO SYS INC COMMON STOCK 227. CIRRUS LOGIC INC. COMMON STOCK

None A
A

T Sold 6/24 J A

Dividend
Dividend None J J T T

tY)
228. CITRIX SYSTEMS INC (X) 229. COCA-COLA CO. COMMON STOCK A A A A None Dividend Dividend Dividend Dividend None None None None J J J J J J J J J T T T T T T T T T Buy Transferred (from line 118) Transferred (from line 122) Buy Buy (addl) Sold 1/6 12/29 12/29 12/3 1214 1/29 J J J J J Buy 8/24

230. COMCAST CORP CL A COMMON ST OCK 231. CONOCOPHILLIPS 232. 233. COVIDIEN LTD CREE INC.

234. CRII PLC ADR - USD 235. 236. DANONE SPONS ADR DEERE & CO.

237. DEERE & CO. 238. DELL COMPUTERS CORP COMMON STOCK

I. Income Gain Codes:

A =$1.000 o less

B =SI,001 - $2,500

C =52.501 - $5,0~0

D =$5.001 - $15,010

12 =$15,001

P3 =$25,000,001 - $50,000,000

P4 =Mote than $50,000,000

Name of Person Reporting

Date of Report

PageFINANCIAL18 of 27 DISCLOSURE REPORT

S[RAGUSA, CIIARLES J.

5/12/2010

VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust asset:;) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period Amount , Type (e.g., Code I i div.,rent, (A-H) i or int.)
:

C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code 3
(Q-W)

D. Transactions during rep~rting period

Type (e.g.. buy, sell. redemption)

/, Date l[ Monthi Day

::

Value ! Code 2 (J-P)

Gain Code I IA-H)

Identity, of bu.~eriseller (if private

transaction)

239. DEVON ENERGY CORP NEW 240. DIAGEO PLC SPON ADR - NEW 241. DIRECTV CL A (X) 242. DISCOVERY HOLDING COM CL A COMMON STOCK 243. WALT DISNEY CO. COMMON S2rOCK 244. DOLBY LABORATORIES INC CLASS A

Dividend None None None

J J J J J J J J

T T T T T T T T

Buy Transferred (from line 120)

8/1 I 12/29

J J

Dividend None

(x)

245. DOVER CORP. 246. EBAY INC. 247. El DU PONT OE NEMOURS & CO COM MON STOCK 248. EMERSON ELECTRIC CO COMMON STOCK 249. ELECTRONIC ARTS COMMON STOCK 250. ERICSSON LM TEL CO CL B ADR NEW

Dividend None

Sold A Dividend None A Dividend None A Dividend None A Dividend None J J J T T T J J J J T T T T Sold

1/7

(x)

251. EXPEDIAINCCOMMONSTOCK 252. EXXON MOBIL CORP. COMMON ST OCK

8/I0

253. FIRST SOLAR INC. (X) 254, FLUOR CORP NEW 255. FOREST LABORATORIES INC. COMMO N STOCK

P3 =S25,0~.~ I ~50.~,~0

P4 =More ~ $50,~0,~

FINANCIALpage 19 of 27 DISCLOSURE REPORT

Nam of Person Reporting

Date of Report

NONE (No reportable income, assets, or transactions.) A. Description of Assets (including tmst a~sets) P!ace "(X)" after each asset exempt from prior disclosure B. Income during reporting period Amounl t Code I (A-H) Type (e.g., div.,rent, or int.) C. Gross value at end of reporting peric:d ......... Value Code 2 (J-PI [ Value [ Method i Code 3 {Q-W1 T T T Sold A Dividend None None None None A A A Dividend Dividend Dividend None A Dividend None None None J J J J J J J J J J J J J T T T T T T T T T T T T T Transferred (liom line 126) Transferred from line 124) Transferred from line 127) 12/29 12/29 12/29 Buy Sold lpart) Transferred from line 125) 8/5 5/28 12,29 Transferred (from line 123) 12/29 J Transferred (from line 121) 12129 J 3/26 Buy 2/20 .l Type (c.g., [ buy, sell. [ redemption) i D. Transactions during reporting p~:fiod

Date MonthDay

Value I Code 2 i (J-P) :

Gain Coda 1 (A-H)

Identity of buyer/se er {if private transaction~

256. FRANKLIN RESOURCES 257. FREEPORT & MCMORAN COPPER & GOLD CL B 258. GAP INC. DE1,AWARE 259. GENENTECII INC COMMON STOCK 260. GENERAL ELECTRIC CO COMMON STOCK 261. GENZYME CORP GENERAAL DIVIS ION COMMON STOCK 262. GLAXOSMITtlKLINE PLC SP ADR COM MON STOCK 263. GOOGLE INC CLASS A 264. GRUPO TELEV1SA SA DE CV SPON A DR 265. HALLIBURrON CO HOLDINGS CO 266. HESS CORP 267. HOME DEPOT INC. COMMON STOCK 26S. IIONDA MOTOKCO LTD ADR NEW 269. HONEYWELL INTL INC COMMON S TOCK 270. HONG KONG & CttINA GAS SP ADR 271. HSBC tILDG PLC SP ADR NEW 272. IIUTCttlSON WIiAMPOA LTD- ADR

Dividend None

J J J

Dividend

P] =$25,~.~1 - $50.0~.~0

P4 =More ~

FINANCIAL DISCLOSURE REPORT

Page 20 of 27 VII. INVESTMENTS and TRUSTS - i.como. ,,ol .........
D NONE

N ....

fPer~on Reporting

Dale of Report 5/12/2010

SIRAGUSA, CilARLES J.

,io.., (Includes those af sp ...... d dependent children; see pp. 34-60 of filing instruction~.)

(No reportable income, aSS~Is,

or transactions,)
B. Income during tcperting period C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (1) Type (eg.. buy, selL redemption) D. Iransact~ons during rcperting period (2) l Date i MonthI Day (3) Value Code 2 (J-P) i (4) Gain Code I (A-H) (5) Identity of buver/seller (if private tr~msaction)

A. Description of Assets (including trust ~sets) Place "(X)" after each asset exempt from prior disclosure

(2) i (I) i Amount Type (e.g., I Code 1 I div., rent, ~ i (A-H) or int.)

273. ING GROEP NV SPONS ADR 274. ING GROEP NV SPONS ADR

None

Buy Transferred

12117

12/29

(from line 129)

275. INTEL CORP COMMON STOCK A Dividend J T

276. INTL BUSINESS MACIIINES CORP CO MMON STOCK 277. ISIS PHAILMACEUTICALS COMMON STOCK (Y) 278. JP MORGAN CIIASE & CO COMMON STOCK 279. JOHNSON & JOHNSON COMMON ST OCK 280. JONES LANG LASALLE INC. 281. JUNIPER NETWORKS 282. KEYCORP- NEW 283. KONINKLIJKE PItlLIPS ELECTRONICS 284. KRAFT FOODS INC COMMON STOCK 285. L 3 COMMUNICATIONS IILDGS INC. COMMON STOCK 286.
287.

Dividend

Sold

5/5

A A A

Dividend Dividend Dividend None

J J J J J J

T T T T T T Buy Transferred (from line 130)i Sold 6,4 12,Q9 4/6 J J J Buy 6/11 J

Dividend None

A A

Dividend Dividend J T

LIBERTY GLOBAL INC. CLASSA(Y)

LIBERTY GLOBAL INC. SER C Sold 6/4 J

288.

LIBERTY MEDIA CORP. ACOMMONS TOCK

None

289. LIBERTY MEDIA ttLDG CORP CAP SER A (Y)

Name of Person Reporting

Date of Report

PageFINANCIAL21 of :27 DISCLOSURE REPORT I SIRAGUSA, CilARLES J.

VII. INVESTMENTS and TRUSTS - i .........

5/12/2010

,me, ,ran~..ion~ a..t~es ,~o~ of ~r ...... ~ ~,~, ~,,n~.~ ~-~ r~. ~4-~o

NONE

~o reportable

income, assets, or transactions_) Income during re~ing period T~ (e.g., div., rent, (A-H) ~ or int.) " [
Code I

l~fiption of As~ (~cluding ~sl ~sets) PI~e "(X)" after ~h asset exempt from prior disclosure

Gro~s value at end of ~po~ag pefi~ . .~_ Value Code 2 (J-P) Value MetE~ Code 3 (Q-W)

T~cfions during redoing _ Type(e.g., buy, ~[L redemption)

.

Amount

Date ~ Value Gain Month- [ Code 2 C~e I Day (J-P) ~ (A-HI ~

Identib" of
buyer/seller

(if private transaction)

290. LIBERTY MEDIA CORP SEK A LIBER TY ENTERTAI~ENT (Y) 291. MABEL INC DE 292. MCDERMOTT INTERNATIONAL INC. 293. MCKESSON CORP A A A Dividend None Dividend Dividend None A Dividend None J J J J T T T T Transferred (from line 132) 12/29 J Transferred (from line 131) 12,,29 J J J T T Sold 7/15 J A Buy 10/15 J

294. MERCK & CO INC. 295. IvlETILER TOLEDO INTL INC 296. 297. M1CROSOFTCORP COMMON STOCK M1TSUI~ISHI UFJ FINANCIAL GROUP INC ADR

298. MURPIIY OIL CORP (Y) 299, NASDAQ OMX GROUP INC. 300. NATIONAL OILWELL VARCO INC IX) 301. NESTLE A SPONSORED ADR 302. NEWS CORP CLASS B COMMON ST OCK 303. NIPPON TEL & TEl, SPON ADR 304. NOK1A CORP SPONSORED ADR 305. NOMURA HOLDINGS INC ADR 306, NORTHROP GRUMMAN CORP A A None Dividend None None None None None Dividend J J J J J J J J T T T T T T T T Transferred (from line 134) Transferred (from line 135) Transferred (from line 136) Transferred (from line 137) Transferred (from line 138) Buy 12/29 12/29 12/29 12/29 12/29 3.."25 J .1 J J J J

P3 =125,0~,~1 - $50,~,~0

P4 =More ~ $50.~.~

PageFINANCIAL22 of 27 DISCLOSURE REPORT [

SIRAGUSA, CIIARLES J.

Name of Person Reporting

Date of Report

5/12/2010

VII. INVESTMENTS and TRUSTS - i ....

]

e, val ..........

tions (Includes those of spou .... d dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) Description of Asscts (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporlmg pc-nod (13 (2) ;Amour~t Type (e.g.. Code I div., rent, (A-tl) or int.) I : Gross value at end of reporting period (l} (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J T Transactions during reporting period (1) Type (e.g.. buy. sell, redemption) (2) (3) Date Value Gain Month- [ Code 2 Code Day i (J-P) Identity of buycr,sdler

307. NOVART1S AG ADER COMMON STO CK 308. NOVELLUS SYS INC. 309. NOVO-NORDISK A S ADR 310. NUCOR CORP IX) 311. NVIDtA CORP 1312. ORIX CORP SPONS ADR i! 313. 314. 315. 316. PALL CORP COMMON STOCK PEPSCICO INC COMMON STOCK PETROBRAS PFIZER INC COMMON STOCK

Dividend

Transferred (from line 139) Sold

12/29 12/31 12i29 J

None A Dividend None None A A Dividend Dividend None A Dividend

J J J .I ,~ J J

T T T T T T T

Transferred (from ne 1403

Transferred (from line 141)i

12/29

Transferred (from line 143) Sold (part) Sold

12./29 7!9 7/10

J J J

317. PFIZER INC CO!vlMON STOCK 318. PROCTER & GAMBLE CO COMMON STOCK 319. QUALCOMM INC. A A A Dividend Dividend Dividend None A A Dividend Dividend J J J T T T J .! T T

320. RAYTIIEON COMPANY NEW 321. RIOTINTO PLC - GBP

Sold Transferred (from line 1453

3,23 12/29

J J

322. ROCHE HLDG LTD SPON ADR 323. SAFEWA INC NEW

Buy

8/28

P] =~25,~.~1 - 350.~.~0

P4 =M~e than $50,000,~

FINANCIAL DISCLOSURE REPORT Page 23 of 27

.~.~ of Person Reporting ] SIRAGUSA,

Dale of Report

NONE (No reportable income, assets, or transactions.) Description of Asse~s {including mL~t ~SetS) Place "(X)" aRer each ~set cxemp~ ~om prior ~losure Income during ] Gross value at e~d of t ~mng pen~ ~ buy. sell. ~dcmp~ion) Tt~ctions during re~rting ~riod (2) i ~3) ]Amount ~ Code I (A-H) i div.. rent. or int.) ~ C~c 2 (J-P) [ Method ~ C~c 3 ~ (Q-W) T T T T T T Buy Sold (part) Transferred (from line 149) Sold None A Dividend None A Dividend None None A A Dividend Dividend None J T J J J J J J J T T T T T T T Sold Transferred ffrom line 155) Sold 2/19 12/29 8/11 J J Transferred (l~-om line 153) Transferred (from line 154) 12/29 12/29 J J Transferred (from line 152) 12./29 J Transferred (from line 150) 1/29 11/25 12/29 8/11 12/29 J J J J J A Transferred (from line 148} 12/29 J Mon~Day Code 2 {J-P) ~ (4) C~e I (A-H) (5) buyer/seller (ifp6vat tran~ct~on)

324. SANDISK CORP COMMON STOCK 325. 326. SAP AG SPONS ADR - USD SCHLUMBERGER LTD A A

None None Dividend Dividend None None

J J J J J J

327. SCtIWAB CHARLES CORP 328. SEARS HOLDING CORP 329. St"fIRE PLC ADR 330. XTO ENERGY (X) 331. SMITH & NEPIIEW PLC SP ADR 332. STATE STREET CORP COMMON ST OCK 333. SUNCOR ENERGY INC NEW 334. TAIWAN SEMICONDUCTOR MFG CO MMON STOCK 335~ TELEFONICA SA SPON ADR 336. TESCO PLC SPONS ADR 337. TEXAS INSTRUMENTS INC. COMMON STOCK 338. TIME WARNER. COMMON STOCK 339. TOTAL S.A. SPONS ADR 34ff. TtL~,NSOCEAN INC.

P3 =$25,~,~l - $50,0~,~

P4 =,More th~ 550,000,~

FINANCIAL DISCLOSURE REPORT

~ .... f Person Reporting

Date of Repor~ [

Page 24 of 27
VII. INVESTMENTS and TRUSTS -i ......... ~.
Dc~dptio==ofAs~ts (including ~st ~ssets) Place"(X)" M~er each as~t exempt ~om prior disctosu~

SmACUSA. CltARLES a. [
lue. tr ......io., a.ct.a,~ tnos, o/~r ..... .a a,ee.ae,t rhita ....... n. .....~.- ..........
11) Ty~ (e.g,.
buy, sell,

5/12/2010

pp. 34-bO of JHing instruction~)

NONE ~o reportable income, assets, or transactions.)

lncomcdudng [ Gross valuc at cnd of reporting ~i~ reponin~ p~od ~ ............................... (1) (2) I (I) (2) [ Value :,Amount T~pc (eg., ~ Value ] Code 1 div., renL ~ Code 2 Method ~ {A-tO or int.) (J-P) C~e 3

~r~sacfionsdunngre~ng~riod (2) Date MonthDay (3) (4) Value ; Gain Code 2 ~ C~e I (J-P) (A-H)

~.

- ..............
,~ (5) Identi~ of buycr!~ller (if private

redemption)

341. T~ND MICRO INC SPON ADR 342. TYCO 1NTL LTD NEW COMMON ST OCK 343, TYCO ELECTRONICS 344. UBS AG (NEWI 345. UNILEVER PLOC SPONS ADR NEW CO MMON STOCK 346. UNITEDHEALTH GROUP INC. COM MON STOCK 347. UNITED OVERSEAS BANK LTD SPONS ADR 348. UNITED PARCEL SERVICE CL B 349. UNITED STATES STEEL CORP 350. VERIGY LTD 351. VERIZON COMMUNICATIONS COMM ON STOCK 352. VERTEX PIIARMACEUTICALS (X) 353. VODAFONE COMMON STOCK 354. WAr,MART DE MEXICO SA DE 355. WALMART STORES INC COMMON S TOCK 356. WEYER|IAELISER CO. COMMON STO CK 357. WILLIAMS SONOMA INC. () A A A A A A A A A

None Dividend Dividend None Dividend Dividend None Dividend None

J J J .I J J J

T T T T T T T

I(~om line 156)

Transfc~ed

12f2;

Transferred (from line I I I )

12/29

Transferred (from ne 157) Sold

1229 12/8 12i22 11[20 6/12 J

Buy Sold

Dividend None Dividend None Dividend Dividend J T J J J T 1 T

Sold

, 3"ransl~rred line 1 58) Transferred i(from line 160) Sold

I(from

12.~29 12.29 4/6

J J J A

FINANCIAL DISCLOSURE REPORT

Repor~lug .... .... ~P

Dale of Report

Page 25 of 27
VII. INVESTMENTS an d TRUSTS - ~ .......

S~RAGUSA, CHARLES J.
I~ [

5/12/2010

~,,, t .......tionx (Includes those ,,f ,p ...... d dependent thildten; see pp. 34-60 of filing in.~trucdon~) -

NONE ~o reportable income, assez~, or transactions.)

--

A.

-- ........... , .... ~ ......

[ Income dumng 1~ .repoaing ~fiod ~ O) ~ ~2) ~Amoun~ : F~e (c.g., ~ [ Co~ i div., ro~t, : (A-H) orint.)

D~rlpfon of Assets (including ~st ~sels) Place "(X)" a~er ~ch as~t exempt ~om pri~ discl~ur

C. (;ro~ value at ~d of ~ ~poming_ . ~riod ~ ~) 2) [ (~ Value Value : Type (e.g., Code 2 Method buy, sell (J-P~ Code3 redemption) .

" ......

D. "l~cfio~ during re~ing periled (2) Dale Mon~ Day ~ 3/23 J (3) I (4) Value Gain C~e 2 Code 1 (J-P) (A-H) ~ A (~ ld~tiw of . buycr/sell~ (ifprivate ~nsacfion)

~ 358. WVETH COMMON S~OCK

Dividend

Sold

359. YAHOO INC COMMON STOCK 360. ACCOUNT #6 361. SMITH BARNEY MONEY MARKET 362. FIRST UNION CORP SUB NOTES A

None

Buy

3/20

Dividend None

Buy (addl) Redeemed

8/22 4/15

K J

Page 26 of 27

SmAC.LSA. CIIARLES J.

5/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andlc~,,~a,*o/Rop,,O

1) ON MY 2008 FINANCIAL DISCLOSURE, I INADVERTENTLY NEGLECTED TO EXPLAIN THAT ON SEPTEMBER 15, 2008, BLACKROCK INSTITUTIONAL CLASS MERGED WITH BLACKROCK GLOBAL SCIENCE & TECH OPPORT PORTFOLIO CL TECHNOLOGY FUND INSTL. 2) ON NOVEMBER 4, 2009.1 EXCHANGED VANGUARD AGGRESSIVE AGE-BASED OPTION GROWTIt PORTFOLIO FOR DWEVELOPED MARKETS INDEX PORTFOLIO. 3) Tills IS A SEP ACCOUNT AND THE 2008 CONTRIBUTION WAS PLACED INTO A BANK DEPOSIT PROGRAM. 4) ON 12~29/09 THE ASSETS IN ACCOUNT #3 WERE TRANSFERRED TO ACCOUNT #5

FINANCIAL DISCLOSURE REPORT Page 27 of 27 IX. CERTIFICATION.

Name of Person Reporting SmAGUS.~,, CHARLES J.

] [

Dale of Repor~ 5/12/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo.~ent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature~

NOTE: ANY" INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Ofiice of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544