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AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court - MA
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C app..~q.~q 101-111)

I. Person Reporting (last name, first, middle initial) Gertner, Nancy


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/I 5/201 I


6. Reporting Period

01/01/2010
to

Article III Judge - Active

12/31/2010
5b. [] Amended Report

7. Chambers or Office Address John Joseph Moakley U.S. Court I Courthouse Way, Sle. 4130 Boston MA 02210

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance s~ith applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete ali parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Reporting individual onO,; seepp. 9-13 of filing instructions.)

D
1. 2. 3. 4. 5.

NONE(No reportable positions.) POSITION


Trustee Instructor Guest Instructor NAME OF ORGANIZATION/ENTITY Petra Foundation (a non-profit foundation) Yale Law School Monash University, Prato, Italy campus

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)


[~] NONE (No reportable agreements.)

DATE
1.1994 2.1987 3.

PARTIES AND TERMS Dwyer, Collora & Gertner: Partnership Agreement Silverglate, Gertner, Fine & Good: Partnership Agreement

Gertner, Nancy

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/15/2011

III. NON-INVESTMENT INCOME. mepo,ing i.dividualu.dspouse; see pp. 17-:4 of, ling instructions.)
A. Filers Non-lnvestment Income D NONE (No reportable non-investment income.) DATE
I. 2010 2.2010 3.2010 4.

SOURCE AND TYPE


Yale Law School; teaching sentencing seminar, spring and fall semesters Beacon Press, book advance West Publishing, book royalites

INCOME
(yours, not spouses) $26,550.00 $3,000.00 $9,621.00

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1.2010

SOURCE AND TYPE


American Civil Liberties Union of Massachusetts salary American Civil Liberties Union of Massachusetts deferred annuity Suffolk University Law School

2.2010 3.2010 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES


spring & fall semesters 1/28-29/10

LOCATION
New Haven, CT

PURPOSE
Taught once a week

ITEMS PAID OR PROVIDED


Travel, sometimes lodging and meals

I.

Yale Law School, New Haven, CT Northwestern Univ. School of Law UCLA, Law School American Bar Assoc.

2.

Chicago, IL

Panel re: criminal justice

Travel, lodging, meals

3. 4. 5.

2/17-19/10 2/24-27/10

Los Angeles, CA Miami, FL Beijing, China

Forensic Science Panel

Travel, lodging, meals

Panel re white collar crime Travel, lodging, meals Discussions re anti discrim. Travel, lodging, meals laws

Wellesley College Centers for 3/10-16/10 Women

FINANCIAL DISCLOSURE REPORT Page 3 of 8


6. NY Intellec. Property Law Associatin Cleveland State University 3/26/10

Name of Person Reporting Gertner, Nancy

Date of Report 05/15/201 I

New York, NY

Judicial Reception

Travel, lodging, meals

7.

4/8-9/10

Cleveland, OH

A View from the Bench speech Ethics panel at spring meeting Intematl. Human Rights Policy Program Advisers meeting

Travel, lodging, meals

8.

American Bar Assoc.

4/21-22/I0

Washington, DC

Travel, lodging, meals

9.

Wellesley College Centers for 5/3/10 Women 5/17/10

Washington, DC

Travel

I0. The American Law Institute (paid by Yale Law School) I I. Federal Judges Association 12. Monash Law, Prato Program 13. Kanazawa University

Washington, DC

Travel

5/24-25,10 5/25-6/15/10 7/14-21/10

Washington, DC Prato, Italy lshikawa, Japan

Quadrennial Conference Teaching

Travel, lodging, meals Travel, lodging, meals

Speaking re American Jury Travel, lodging, meals System Human Rights symposium Travel, lodging, meals

14. Intematl. Assoc. of Women Judges 15. 16. 17. 18. 19. 20.

11/29-12/4/10

Budapest, Hungary

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/15/2011

V. GIFTS. a,cludes thoso to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gi.fis.)
SOURCE I. 2. 3. 4. 5.

DESCRIPTION

VALUE

V[. LIABILITIES. ancludes those ol spous, u,d dependent children; see pp. 32-33 of filing instructionsO
D NONE (No reportable liabilities.)
CREDITOR 1. 2. 3. 4. 5. 6. 7. American Express Bank of America - Visa AJ~I Universal Card American Express Blue United Visa US Air Visa GE Money Revolving Credit Visa - Revolving Credit Revolving Credit Revolving Credit Revolving Credit Revolving Credit Revolving Credit

DESCRIPTION

VALUECODE J K K J J K J

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/15/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including t~ust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
I. 2. IRA ACCOUNT AT SCHWAB: Permanent Portfolio Fund A Dividend J

T T T T T T T T T Buy 01/07/10

3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Schwab Money Market First Eagle Global Fund Oakmark Equity & Income Forester Value Fund Appleseed Fund BlackRock Global Alloc. Fund Vanguard Wellesley Income Mutual Global Discovery Fund SECOND IRA AT SCHWAB: Schwab Money Mkt. (See Section VIII.)* Cash (See Section VIII.)* FPA Crescent lnstl JamesBal. Golden Rainbow Permanent Portfolio Fund Scoutlntl Fund

A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K J J J J J J J

None A A A A A Dividend Dividend Dividend Dividend Dividend

J J J J J J

T T T

T
T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A =$1.000 or less F =$50.001 - $100.0~ J =$15.000 or less N =$250.001 - $50~.000 P3 =$25.~.091 - $50.00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.1301 - $1,0~0,000 K =$15,001 - $50,000 0 =$500.001 - $1,0~0.000 R =Cost (Real Estale Only) V :O~hcr

C -$2.501 - $5,000 H I =$ 1.000.001 - $5.000.000 L =$50.001 - $ 1130.000 PI =$1.000.001 - $5,000.0~0 P4 =More than $50,000.000 S =Assessment W =E~timaled

D =$5.0~ I - $15.000 1t2 =More than $5.000.0~O M =$100,001 - $250.000 P2 -$5.009.0~1 - $25.000.000 T =Cash Markcl

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[~

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) (2) Amount Type (e,g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) Transactions during reporting period

O)
Type (e.g., buy, sell,

(~)

(3)
(J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd,yy Code 2

redemption)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.

Intrepid Small Cap Fund Forester Value Fund First Eagle Global Fund BROKERAGE ACCT. AT SCHWAB: Schwab Money Market (See Section Vlll)* Cash (See Section VIII)* 2ND BROKERAGE ACCT AT SCHWAB Schwab Money Market (See Section VlII)* Cash (See Section VIII)* Cisco Systems common stock Oakmark Equity Income Intentionally Blank Pkng.,house rental, Brookline, MA** house, rental, Antrim, NH (X) E D
A

None Dividend

J J

T T

Dividend

None None

J J

T T

None None None Dividend

J J J J

T T T T

Rent Rent

K J

W W

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (see Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =550,001 - $100.000 J $15.000 or less N =$250,001 - $500,000 P3 =$25,0~0.001 - 550.000.000 Q -Appraisal U =Book Value

B =$1,001 - 52,500 G =$100.001 - S1,000.000 K =$15.0~ I - $50.00~ O $500,001 - $1.000.01~) R =Co~l (Real Estalc Only) V -Other

C =52,501 - $5,000 HI SI.000,001 - S5.000,000 L $50.001 - 5100.000 PI -$1.000.0~1 - $5,000.000 P4 - More than $50,000.000 S =A..,scssmcnt W =E,timalcd

D =$5.001 - $15,000 H2 =More than $5,000,000 M =5100,0~ I - $250.000 P2-$5,000,001 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/I 5/:201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. flnaicate part of report.)


Part I. Positions: The Petra Foundation is a non-profit organization. Part II. Agreements: The partnership agreement with Dwyer, Collora & Gertner (now Collora, LLP) governs the partnership distribution (including capital contribution and fees) for legal services rendered before my induction on April 25, 1994. The partnership agreement with Silverglate, Gertner, Fine & Good governs fees generated during the partnership life (which ended in 1990) but received after its termination. Part VII. Investments and Trusts *Cash moves between money market and cash accounts, as purchases and sales of holdings are made. The money balance is held in a position can be called "Cash" or "Deposit Accounts"; a position where money funds are held. **Rental of a parking space and the carriage house.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting Gertner, Nancy

Date of Report 05/I 5/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Nancy Gertner

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app, 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 l One Columbus Circle, N.E. Washington, D.C. 20544