Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization NORTHERN DISTRICT of FLORIDA
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) PAUL, MAURICE M. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 06/03/20 6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR DISTRICT JUDGE

5b. [] Amended Report

7. Chambers or Office Address .401 S.E. 1st. Ave Gainesville, Florida 32601-6805

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of fding instructions.)

~ NONE (No reportablepositions.) POSITION
NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Paul, Maurice M.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

III. NON-INVESTMENT INCOME. <Repo.ing lndi,,idual a,,,~sp .... pp. 17-24 offiling instructlons.) ; see
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting PAUL, MAUR1CE M.

Date of Report 06/03/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. aneludes those oSspouse und dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

VII. INVESTMENTS and TRUSTS - i, come, vatue, t ......

NONE (No reportable income, assets, or transactions.)

tions (Includes those of spouse and dependent children; seepp. 34-60 of f!llng instructions.)

Checking Account -Capital City National Bank 2.

3.

None None None None A A Int./Div. Int./Div.

J J J J K K

T T T T T T Redeemed J K A A

Bank of America -Orlando-checking Wachovia - Orlando Citadel Broqdcasting Corp. (CDL) U.S. Savings Bonds Certificate of Deposit - Wachovia

4.

5.

(part)

6.

Closed

7.

8.

9.

10.

11,

12.

13.

14.

16.

17.

1. lneome Gain C0d~s: (see o~U~ Bi and 2, Value Codes (See Columns CI and D3) 3, Value Method Codes (See Column C2)

A =$1,000 or less

B =$1,001 . $2,500

C --$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

~--$50;00i : $i0o;000
J :$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

G =$1001001 ~ $ii000i000 .... Hi g$11000100i 5 $5i0001000

H2 =More than $5;000;000 ............

~=$15,001-$50,000
O =$500,001 - $1,000;000 R =Cost (Real Estat~ Only) V =Other

L--$~O00 ~$100000

M =$i00~001=$2~0 000

Pl=$ 000 001z $5 000 000 P2=$5 000 001- $25 000 000 P4 =MOre than $50;000,000 T ~Cash ~kh~ S =Assessment W =Estimated

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepart of report.)

VII. Invcstmnts and Trusts Paragraph (4). This stock represents shares acquired by virtue of ownership in walt Disney when it sold its interest in ABC Radio to Citadel Broadcasting Corp (CDL) in June of 2007. Parqagraph 6). ~was listed as a second owner on a certificate of deposit purschased by and owned by~ from his independent assets which he redeemed during the reporting period.

FINANCIAL DISCLOSURE REPORT Page 6 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent Children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 IJ.S.C. 7353, and Judicial Conference regulations.

Signature: S] MAURICE M. PAUL

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

L Person Reporting (last name, first, middle initial) PAUL, MAURICE M.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization NORTHERN DISTRICT of FLORIDA

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 06/03/201

6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR DISTRICT JUDGE

gb. [] Amended Report

7. Chambers or Office Address 401 S.E. I st. Ave Gainesville, Florida 32601-6805

On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form mast be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

~

NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. meporting indlvlduut onty; see pV. 14-16 o filling instructions.)
~

NONE ~o reportable agreements.)

DATE PARTIES AND TERMS

Paul, Maurice M. A

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

IlL NON-INVESTMENT INCOME. mepo.i.g individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

~]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

V. GIFTS. a.cludes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anc~udes those of spouse ~nd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

VII. INVESTMENTS and TRUSTS - i,co,.e, va~ue, tra,suctlo,s andudes those o,spouse and de~,enae,t chlldren; see r~,. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "fiX)" after each asset exempt from prior disclosure B. Income during reporting period (!) Amount. Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (~): Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) ,, (2) (3) (4) Gain Type ~e:g~, Date :: Value buy~ selt~ i:~::.:: iiahn/dd/yy Code 2 Code 1 (J-P) [ (A-I-I~ redemp~O~a):: (5) Identity of buyer/seller (if private transaction)

Checking Accotmt -Capital City National Bank

2. 3, 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

None None None

None A A Int./Div. Int./Div.

J J J
J K

T T

Bank of America -Orlando-checking Wachovia - Orlando Citadel Broqdcasting Corp. (CDL) U.S. Savings Bonds Certificate of Deposit - Wachovia

T T Redeemed J K A A

(part)
Closed

I. ln(6~e ~aifi Crd~i (see C01~S Bi find D4): 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

A =$L000 0r tess F =$561001- $I00,000 J =$15,000 or less N =$250,001- $500,B0~3 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$I,00t - $2;500 G ~$100,00i ~ $ii000;000 K =$15,001 - $50;000 ...... O =$500,001- $1,000;000 R =Cost (Real Estate Only) V =Other

C =$2i501 = $S,000 Hi --$i;000100i i $5;000i000 L =$50;00i ~ $i00,006 PI ~ii000i00i ; $5;~300;000 P4 S =Assessment W =Estimated

D =$5;001 -$15,000 H2 =More than $5~000,000 M--$100106] 2 $~50,000 P2 --$5;000;00i ~ $25,000,000 T =Cash M~rket

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

VII. Investments and Trusts Paragraph (4). This stock represents shares acquired by virtue of ownership in walt Disney when it sold its interest in ABC Radio to Citadel Broadcasting Corp (CDL) in June of 2007. Paragraph (6). ~ was listed as a second owner on a certificate of deposit purschased by and owned by~ from his independent assets which he redeemed during the reporting period. Response to Letter of Inquiry of August 29, 2011: In response to this letter of inquiry from Committee (Doe. 4 in my FiDo folder), my office contacted Rachel at 202-502-1850 on Thursday, September 22, 2011. She indicated that the values in columns D(3) for lines 5 and 6 were correct, and that the letter of inquiry was incorrect for asking for them. I removed the values in column C for line 6, the Wachovia Certificate of Deposit since it had been redeemed completely during the reporting period. Also, Rachel suggested that I write here to indicate that I do not remember the dates for the partial redemption of the US Savings Bond in line 5 or the Certificate of Deposit in line 6, other than that they occurred in 2010.

FINANCIAL DISCLOSURE REPORT Page 6 of 6

Name of Person Reporting PAUL, MAURICE M.

Date of Report 06/03/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S]

MAURICE M. PAUL

NOTE: ANY INDIVIDUAL WHO KNOVCINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) PAULEY III, WILLIAM H.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization SOUTHERN DISTRICT OF NEW YORK

5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 05/13/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. DISTRICT JUDGE (active)

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, NEW YORK 10007-1581

IMPORTANT NO TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Rcpo,~ing individuat o.ly; see pp. 9-13 of filing instructions.)

~
1.

NONE (No reportable positions.) POSITION

Member of Board of Visitors

NAME OF ORGANIZATION/ENTITY Duke University School of Law

3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of f!ling instructions.)

NONE (No reportable agreements.)

DATE
1.1998

PARTIES AND TERMS

Continuation of payments agreement with former law partner, Franklyn H. Snitow, and his law firm, Snitow Kanfer Holtzer & Millus, LLP.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting PAULEY IlI, WILLIAM H.

Date of Report 05/13/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income

~]

N ONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3. 4.

SOURCE AND TYPE Self-Employed Licensed Real Estate Sales Person Self-Employed Floral Designer

IV. REIMBURSEMENTS - transportation, lodging~food, entertainment.

(Includes those to spouse and dependent children," see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)

SOURCE DATES February 2 I, 2010 March 1, 2010 April 15 - 17, 2010 LOCATION Kona, HI PURPOSE Winter Bench and Bar Conference Board of Visitors Meeting ITEMS PAID OR PROVIDED Travel, food, and lodging.

1.

Federal Bar Council

2.

Duke University School of Law Duke University School of Law

Durham, NC

Travel, food, and lodging.

3.

October 28 - 30, 2010

Durham, NC

Board of Visitors Meeting

Travel, food, and lodging

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting PAULEY III, WILLIAM H.

Date of Report 05/13/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. (Includes those of spouse and dependent children; seepp. 32-33 of filing instructiong)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting PAULEY 111, WILLIAM H.

Date of Report 05/13/2011

VII. INVESTMENTS and TRU S TS -inco,~e, value, transactions ancludes those oSsrouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets B. Income during C. Gross value at end D. Transactions during reporting period

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

reporting period

of reporting period
(5) of buyer/seller (if private transaction)

Code I (A-H)

div., rent,

Code 2

Method

~buy, sell,

mm/dd/yy Code 2 (J-p)

Code 1 (A-I-I)

1. 2. 3. 4. 5. 6. 7. 8.

MUTUAL FUNDS AGDAX - ALLIANCE BERNSTEIN HIGH INC FD MCGFX - ASTON FUNDS MONTAG & CALDWELL SMGIX - COLUMBIA CONTRARIAN CORE FD GSFTX - COLUMBIA FDS SER TR1 DIV INC DPLTX - DREYFUS HIGH YIELD FD A A A A Dividend None Dividend Dividend Dividend Dividend K K K K K J K

KDSSX - DWS VALUE SER INC SM CAP A SGIIX - FIRST EAGLE GLOBAL FUND ICHHX - FRANKLINiTEMPLETON HARD CUR FD

A Distribution

A
A

Dividend
Interest K

10. 11. 12. 13. 14. 15. 16. 17.

FNYTZ - FRANKLIN NY TAX FREE 1NT TRM

HFMCX - HARTFORD MUTUAL FD MID CAP

HIPIX - HARTFORD INFLATION PLUS FD HSKSX - JP MORGAN TR 1 HIGHBRIDGE STAT FD IVQAX - MORGAN STANLEY INTL VALUE EQUITY FD SBNYX - LEGG MASON NY MUN FD LSGIX- LOOMIS SAYLES VALUE FD LISFX - LORD ABBETT MUN INC TR INTER FD A A A A A

None
Interest None Dividend Interest Dividend Dividend K K K K T T T K

Ii ia~o~e Gain C0d~S! (See C01umng BI hfid IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1;000 0r !ess F =$50;001 - $100;000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Valuc

B =$1,001 - $2.500 G~$100;00~$1;000,000 K --$15,001 ~ $50,000 O =$500~001. $1;000,000 R =Cost (Real Estate Only) V =Other

C =$2;50i ~ $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 H2 =More than $5,000,000 ..... Hi --$!i000;001 - $5;000,000: L =$50 00i ~ $100~000 M =$100,001-$250;000 p1 =$1i000,001 - $5;000~000:P2 =$5~000,001 -$25,000.000 P4 =M0f~ th~ $5010001000 .... S =Assessment T ~Cash Market W =Estimated

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting PAULEY Ill, WILLIAM H.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - ~ ...., value, t ...... tlons (Includes those of sp ....
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

and dependent children; see pp. 34-60 of f!llng instructions.)

Income during reporting period

(1) (2)

Gross value at end of reporting period

(1) (2) (1)

Transactions dnring reporting period

(2) (3) (4) (5)

Amount Type (e.g., Codel div.,rent, (A-H) or int.)

Value Code 2 (J-P)

Type (e.g., Value Method : buy, sell, Code 3 redemption) (Q-W) T T T

Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private transaction)

18. 19. 20.

MGRAX - MFS INTL GROWTH FD NEFJX - NATIXIS ADVISOR SM CAP VAL FD PCGRX - PIONEER MID CAP VAL FD

Dividend None

K J J L J K J J J

A B

Dividend Interest None

21. RMUNX - ROCHESTER MUNI FD 22. 23. 24. 25. 26. 127. 28. ANNUITIES 29. 30. 31. 32. 33. CASH AND CASH EQUIVALENTS JP MORGAN CHASE U.S. TREASURY BILLS DISCOVERY PLUS RYMFX - RYDEX SGI MANAGED FUT STRAT TGBAX - TEMPLETON GLOBAL BOND FD DBPIX - DWS ADVISOR FD SHORT DURATION PLUS LFRFX - LORD ABBETT INVT TR FLTG RATE FD CLF PSSAX - PIMCO STOCKS PLUS TR SHORT STRATEGY

T T T T T Buy Buy Buy

05/18/10 05/18/10 03/24/10 J J J

A A A

Interest Interest Interest None

Interest

A B A

Interest Interest Interest

M N J T T Sold 10/21/10 L

(part)

34. U.S. SAVINGS BONDS

1~ lnc0m~ Gai~ C0des: (See ~;iunm~ Bi 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

~ ~$ii000 61:i~g : J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,001) Q =Appraisal U =Book Value

B =$1,001 - $2;500 00100i-$1 i0001000 K =$15;00]-$50,000 O =$500;001- $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000;001 -$5;000;000 L =$50,001 - $100i000 PI =$1,000,001 - $5;000;000 P4 =More than $50,000~000 S =Assessment W =Estinmtcd

D=$5,001- $15,000 H2 =More than $5,000,000 M=$100,00] -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting PAULEY 111, WILLIAM H.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - i,eo,,e, value,, ......

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

C. Gross value at end of reporting period (1) Value Code 2 (J-V~ (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)

D. Transactions during reporting period (2) Date mm/dd!yy (3) (4) Value Gain Code 2 ~ Code 1 (J-p) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

AXA F1NL LIFE INS (Cash Surrender Value) AXA FINL LIFE INS (Cash Surrender Value) WACHOVIA MONEY MARKET ACCOUNT NEW YORK 529 COLL SVGS MOD AGEBASED OPT: INCOME PORTFOLIO NEW YORK 529 COLL SVGS MOD AGEBASED OPT: CONSERV GROWTH NEW YORK 529 COLL SVGS INTEREST ACCUMULATION PORTFOLIO TPMXX - RBC PRIME MONEY MARKET FD ACMXX - RBC MONEY MARKET OBLIGATIONS TRUST TRMXX - RBC PRIME MONEY MARKET FD RESERVE CL

B A A B A A A A A

Dividend Dividend Interest Interest Interest Interest Interest Interest Interest

N M J L K J

T T T T T T Merged 03/24/10 (with line 43) Merged 03/24/I0 (with line 43) J J J Buy Buy 12/21/10 12/21/10 J J

Sold (part)

05/18/10

RETIREMENT ACCOUNTS 401K PLAN - ING IRA SCUDDER - DWS CORE PLUS INCOME FUND IRA SCUDDER - DWS GLOBAL THEMATIC FUND JENNISON SELECT GROWTH FUND CL A (SPFAX) TPMXX - RBC PRIME MONEY MARKET FD TRMXX - RBC PRIME MONEY MARKET FD RESERVE CL A A A Interest Interest Interest None None None J T K K J T T Sold 05/05/10 J J

Merged 03/24/10 (with line 51)

2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50;000,000 Q =Appraisal U =Book Value

K =$15;001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000;000 L =$50,001 - $100,000 P I =$ li000,001 - $5,000,000 P4 Morethan $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000

E =$15,001 - $50,000

H2 =More than $5,000,000 M -$100,00t- $250,000

P2 =$5,000i001 ~ $25,000,000 T Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting PAULEY III, WILLIAM H.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description 0fAssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period
{11 (2)

Gross value at end .....

Transactions during reporting period (2) ~, O) Date Value mm/dd!yy. Code 2 O-P) O) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private trhnsaction)

of reporting period
(1) (2) (! ~

Amount Code 1 (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T

Type(e.g., buy,: sell, redemption)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.

ACMXX - RBC MONEY MARKET OBLIGATIONS TRUST AGDAX - ALLIANCE BERNSTEIN HIGH INC FD MCGFX - ASTON FUNDS MONTAG & CALDWELL BGNIX o BLACKROCK GNMA PORTFOLIO SMGIX - COLUMBIA CONTRARIAN CORE FD GSFTX - COLUMBIA FDS SER TRI DIV INC DPLTX - DREYFUS HIGH YIELD FD

A A

Interest Dividend None

J J

A A A A

Dividend Dividend Dividend Dividend Dividend J J J

J

T T T
T T T T T T

KDSSX - DWS VALUE SER INC SM CAP A SGIIX - FIRST EAGLE GLOBAL FUND ICHHX - FRANKLIN/TEMPLETON HARD CUR FD HFMCX - HARTFORD MUTUAL FD MID CAP HIPIX - HARTFORD INFLATION PLUS FD HLLVX - JP MORGAN SHORT DUR BOND FD HSKSX - JP MORGAN TR1 HIGHBRIDGE STAT FD WOBDX - JP MORGAN TR2 CORE BD LSGIX - LOOMIS SAYLES VALUE FD A A A A A

A Distribution A Dividend None Dividend Dividend None Dividend Dividend Dividend

J J J J J J J

T T

68. MGRAX - MFS INTL GROWTH FD

i. inconie Oaifi Cod~s! (See Columns B I and 1)4) 2. Value Codes (See Colunms C I and D3) 3. Value Method Codes (See Column C2)

A =$!;000 or !ess F =$50;001 = $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B -$1,001- $2,500 G =$100,001- $1,000,000 K =$15,001- $50,000

C =$2,501 - $5,000 H1 =$L000;001- $5;000;000 L =$50,001- $100,000 PI =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 M =$!00i001 - $250;000 P2 =$5~000,001 - $25;000~000 T =Cash Market

E =$15,001- $50,000

R =Cost (Real Estate Only) V =Other

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting PAULEY llI, WILLIAM H.

Date of Report 05/13/2011

VII. INVESTMENTS and TRU STS - income, value, transactions andudes those of spouse und de, endcnt children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) ~alUe Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemptibn) D. Transactions during reporting period (2) (3) (4) Date Value mm/dd!yy ,: Code 2 O-P) (5) Identity of buyer/seller (if private transaction)

Gain " " Code 1 (A-H)

69. 70. 71.

72.

IVQAX - MORGAN STANLEY 1NTL VALUE EQUITY FD NEFJX - NATIXIS ADVISOR SM CAP VAL FD PAGNX - PIMCO GNMA FD
PCGRX - PIONEER MID CAP VAL FD

Dividend None

J J J
J

T T T

A
A

Dividend
Dividend

73. 74. 75. 76. 77. 78. 79.

RYMFX - RYDEX SGI MANAGED FUT STRAT TAIBX - TARGET PORTFOLIO INTER TERM BD TGBAX - TEMPLETON GLOBAL BOND FD PSSAX - PIMCO STOCK PLUS TR SHORT STRATEGY LFRFX - LORD ABBETT INVT TR FLTG RATE FD CLF RBLCX - RUSSELL INVT BALANCED STRATEGY FD CL C DBPIX - DWS ADVISOR FD SHORT DURATION PLUS A A A A A A

None Dividend Dividend Interest Interest Dividend Interest

J J J K J K J

T T T T T T T Buy Buy Buy Buy 03/24/10 05/18/10 05/05/10 05/18/10 K J K J

1. Income Gain Codes: (See Coiumns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50;001 - $100;000 J =$15,000 or less N =$250,001 - $500,000 P3 $25.000.001 -$50,000,000 Q =Appraisal U =Book Value

B =$ ti001 -$2~500 G =$I00;001 - $1,000~000 K =$15,001 - $50,000 O =$51)0,001 - $ I ;~00;00O R =Cost (Real Estate Only) V -Other

C =$2,501 - $5.000 H 1 --$1,000i001 - $5;000,000 L =$50,001- $100,000 P 1 =$1,000,001 - $5,000,00~ P4 =More than $50,0001000 S =Assessment W --Estimated

D =$5.001 - $15,000 H2 --More than $5;000~000 M =$!00 001, $250 000 :

E =$15,001 - $50.000

F2 =$5,000i001 ~ $25,000 000 .... T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting PAULEY 111, WILLIAM H.

Date of Report 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

None.

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION

Name of Person Reporting PAULEY III, WILLIAM H.

Date of Report 05/13/201 |

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

S/WILLIAM H. PAULEY III

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544