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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court, NDAL 5a. Report Type (check appropriate type) [] Nomination. [] Initial Date [] Annual [] Final

Report Required by the Ethics

in Government Act of 1978

0 U.S.C. app. 101-11I)

3. Date of Report 04/0812010 6. Reporting Period 01/01/2009 to ]2/31/2009

I. Person Reporting {last name, first, middle initial) Hancock, James H. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-tlme) Senior U. S. District Judge

7. Chambers or Office Address U. S. Courthouse, Ste. 681 1729 5th Avenue North Birmingham, AL 35203

5b. [] AmendedRepon 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulalions. Reviewing Officer Date

IMPOR TANT NO TES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. ~Roportl.z l.ai.ia.a o.~y: so, pp. 9-, of ~ii.~ instructions.)

NONE (No reportable positions.) POSITION
1. 2.

N~ME OF ORGANIZATION~NTITY

II. AGREEMENTS. (Reportin~ individual onl);.~ pp. 14-16 of falnt instructions.)

~ NONE ~o reportable a~eements.) ".- -

,. 1

PARTIES AND TE~S

-:3

.~

Hancock, James H.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

] ltancock James IL

I
[

~108/2010

IlL NON-INVESTmeNT INCOME. (~,vo,a,~ i, ai~a,~t,,a.,~ .... ; ~,~ ~v. ~-2~ o/~i,~ ~,~,~no,,.)
A. Filers Non-Investment Income NONE (No reportable non-investment income.)

DA~
I. 2. 3. 4.

SO~CE A~ ~PE

~COME
@ou~, not s~es)

B. Spou ses Non-Inves tment Income - tf ~ou w,,~ ma~i~d du~ng any ponion of th~ ~poning year, comp&~ th~s sectio~
(Dollar ~ount not required ~ceFl for honororia.)

NO~ ~o reportable non-investment income.) DATE

1.

SO~CE A~ ~PE

4.

IV. REIMBURSEMENTS --,ransvor,a,lo~, ~o~i.g,ood, e~,or,~.oe.~

(Includes those to spouse and de~ndent children; see ~. 2J-27 of filing i~l~clio~.)

NONE ~o reportable reimbursemenCs.) ~ ~

Au~st 9 - 13, 2~9

LOCATION
Gallatin Gateway, Mon~na

~
Se~n~ for F~eral and State Supreme Cou~ Judg~ ~d ~w Profe~o~

ITEMS PAID OR PRO~ED

Travel, Homing, Food ~d Tuition

1.

Foundation foe Res~ch in Economic,: ~d ~e Environment

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

s,~,, o~V ....u,~o,-t~a Hancock, Jame~ H.

~, o~,o~
04/08/2010

NONE (No reportable g~s.) ~ DESCRIPTION VALUE

1. 2. 3. 4. 5.

VI. LIABILITIE S. a,a,a,., ~o,, o:,p ...... d dependent children,- see I~P. 32-33 of fill.g instructlon~)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT

name of Person Reporting Hancock, James tl.

Date af Report 04/08/20 l0

Page 4 of 7

VII. INVESTMENTS and TRUSTS -i,om~. ,,t,~., ..... ao,~ a,~t,~e~ ~ho,e of .~,o~e
~] NONE

~o reportable

income, assets, oF transactions.) B. Income durlag repo~ting period Amoun (I): Code
(A-H)

A. Description of Assets (including trust assets) Place "CA)" a~er each asset exempt from prior disclosure

Type (e.g., (2) div., rent,

or inL)

C. Gross value at end of reporting period (0 (2) Value Value Code 2 Method
(J-P) Code 3

D. TraP.sactions during reporting period

Type (e.g., buy, sell,

redemption)

Date mm/dd/yy ,

Value Code 2
(J-P)

Gain Code I
(A-H)

Identity of buyer/seller
(if private

(Q-W) I. 2. 3. 4. 5. 6. 7. 8. Exxon Mobil - Stock CMA Tax Ex. - Money Mkt. BP Amoco - Stock ING Ser Fd Inc Growth Income Fd - Class A - A Mut. Fund Archer Daniels Mdl. - C Stock Morgan Stanley - Stock Regions Bank - Ck Acct. Et Paso Corp. - Stock D A B B B A A A Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend N L K M K J J J T T T T T T T

trartsactiot~)

2/9/09

See Section VIII

9.
10. 11. 12. 13. 14. 15. 16. 17.

Service Corp. Int. - Stock

Vanguard Wellington Fund - Mutual Fund Regions Fin. Corp. - Stock La. Pae. - Stock Eaton Vance Ala. Munis Fund- Mutual Fund Weyerhaeuse - Stock Bank of New York Mellon Corporation Fidelity Trend - Mut. Fund Allstate Corp.-Stock

A
B B A A B A A A

Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J
K K J J K J L J

T
T T T T T T T T

1. Income Gain Cnd~s: ($ec Columns BI and D4) 2. Value Cod~ {See Coltwngl CI and D3) 3. Value Method Codes (See Column C2)

A -$1.000 ot less J -$ I 5.000 or legs N =$250,001 - $500,000 P3 -$25.000,00 t - $50.000,000 Q -Appraital U -8ook Valoe

B =$1.001 - $2,..q30 K -$15.001 - $50,D00 O =$500,001 - 51,000,0~0 g ,,.Cost (Real Esm Only} V ,=O:he~

C -$2.~01 - $5.000 L -550,00| . $100,000 P! =$1,000,001 - $5,000,000 P4 =Mor~ than 550,000.000 S -Assessment W =Estirr~ed

D-$5.001 $1 $,000 M -$100.001 - $250,000 P2 -$5,000,001 - 525,000,000 T ,-Cash Market

E ~$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT

r~ .... fPerson Reporting

Date of Report

Page 5 of 7
VII. INVESTMENTS and TRUSTS - i .... ,, val.,

~aneock, James n.
ttansaenon$ (Includ~ thus* of spouse and dependent childr,n; $, pp. 34-60 of filing instructions.)

04/08/20

NO~ ~o repoaable income, assets, or ~ansactions.)

A. Descfption of Assets (including ~st ~sets) Place "~)" after each ~mt exempt ~om pfor ~selosure B. In.me during repoaing period (I) C2) Amount C~e 1 (A-H) T~e (t.g., dip., ~nK or int.) C. Gross value at end of ~po~ing period CI) Value C~e 2 (J-P) (2) Value Me~ C~e 3 (I) Type (e.g., buy, sell, redemption) D. Tmn~etions during reining (2) Date ~d~ (3) Value Code 2 (J-P)

Gain Code I {A-H)

Identity of buyer/seller (if private

(Q-~
18. W~te Management - St~k A Dividend J T

19.

Coca Cola- St~k

A A

Dividend

20.

~eris Banco~

Dividend

21.

Ste~e Agee- M#neyMkt. Colonial Banc~oup- St~k

Interest

22.

None

Sold

08/24109

See Section VIII

23.

Ques~r- St~k

Dividend

24.

Compass Bank- CL Acct.

A A

Interest

25.

Duke Energy- St~k

Dividend

26.

Em~son El~trie

Dividend

27.

State Street Co~.- Stock

Dividend

28.

Comerica-Stock
Southern Company- Stock Vulcan Materials- Stock

Dividend

29.

D C

Dividend Dividend

M L

T T

30.

31. 32.

B~e T~t Financial Group - Stock Fi~t Horizon National

Dividend Dividend

J K

T T

33.

Conagra Foods

Dividend

34.

~COR Co~. - Stock

Dividend

1. Income Gain Codes: 2. Value Codes (See Columns Cl and D3) 3. Value Method Codc$ (See Column C2)

A =$1.000 or less J ~$15,000 or less N =$250,001. $500.000 P3 =$25.000.001 - $50,000,000 Q =Apprai~l U =Book Value

B =$1,001 - $2.500 K =$15,1X)I - $50.000 O =$~;00,001 . $1,000,000 R =4::osi (Real Estate Onl)) V =Other

C =$2.$01 - $5,000 L -$50.1)01. $ I ~3.000 Pl =$1,000,001 P4 =More alarm S =.a~ssessment W =Estimated

D =$5,001. S l.S.000 M ~$100,001 . $250,1300 T =<:ash Market

E -$1S,00l - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

r~.m, orP .... ~ Repo,~ ~cock, Jam~ ~" I 0am/2o~a

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Line 4 Line 22

On 2/9/09 exchanged 1: ] shares oflNG FIN. SVES. FUND (in a lax free exchange) for ING SER FD INC GROWTH INCOME FUND CLASS A

"]shares of

On 8/24109 sold shares of Colonial Bancgroup common stock for a total o!~:] experiencintg almost 100% loss.

Page 7 of 7 IX. CERTIFICATION.

~lancoek, James lI.

04/08/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provifion$ permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 eto seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signaturel NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commiltce on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544