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1/2008
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Report Required by the Ethic~ in Government Act of 1978 (5 U.S.C. ~p. ~ ~O~-t~O
I. Person R~porting (last name, first, nfiddle initial) Kommann, Charles B. 4, Title (Article IR judge~ indicate active or g~fior status; magist~am judges indicate full- or part-time) Sen~or stanxs
] Nomination,
Date
7. Chambers or Office Address 102 4th Avenue SE, Suite 408 Aberdeen, SD 57401
8. On the Imsi~ of the information eontained in this Report and any modifications pertaining thereto, it is, in my opinioa, in ompliane~ with applicable law= and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followe& Complete ail parts,
checking the NONE box for each part where you have no reporfable information. ~ign on last page.
POSITIOlX!
I. General partner 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITy
~ Komman~ a paztnership
7:5
Kornman, Charles B.
Dtte of Report
02/23/2011
llI. NON-INVESTMENT INCOME. ~Ro,o,t~g ~d~d,~t~,d~po,,,~; ~p~ 17-24 of ~g~o~o~) A. Filers Non-lnves~ent Income ~ NONE ~o r~o~able non-inv~ent income.) DAT~ SO~CE ~ ~
B. Spouses Non-lnvestment Income - lf you were mart~d during any portion of the reportlng y~r, complete this
(Dollar amount not required except for honoraria.)
[]
2. 3. 4.
[~
2. 3. 4. 5.
[]
fishing trip to Sitka, Alaska, for selland spouse, lodging and food ind. ~rip to vacation home rented by the Evans in Seotsdale, AZ
$1,500.00 $1,200.00
VI. LIAB IL ITIES. a,~tu,~ ,no~ of ~,oa~ ,,,,d ,~,,~t c~ua,~,, s,, ~ ~2-3~ of filing instructtottt)
[-~ NONE (No reportable liabilities.)
1. 2. 3. 4. 5.
VII. INVESTMENTS and TRUSTS V~ NONE (No reportable income, assets, or transactions.)
Description of A~ets (including trust assets) Income during Gross value at -~d of ~porting period Value Code 2 0-r) [ Value [ Method [ Cod~3 Transactions during reporting period
Amount Code 1
(A-H)
O) Ty~ (e-S.,
buy, sell, redemption)
Date
]V~lue [ Gain I
Identity of
or
I c, 2I
tr, m~action)
1.
None
Int./Div.
J
J
W
W
3.
B E
Rent Rent O W
Sold
Aug I
A Michael Bambas
E E
D A
Distribution Distn~bution
Dismbution Interest None
0 0
L J L
W W
W U T Sold Sold Sold Redeemed
1Ledeemed Redeemed
SD Retirement System, monthly benefit~ Interest in Black Hills Eagle 1 lmrtnership Brandywine Fund shares Mutual Beacon Fund CL Z shares Mutual Global Disbursement Fund Shares Mutual Earopeun Fund shares Centennial, IRA trust
B B D A A A A
M M M J
J J
E E A
A A
14.
15. 16. 17.
I. hw, ome Gain Codes: (S~ Cohanns BI and D4) 2. Value Codes (Se Columrts CI and D3) 3. Value Method Codes (S~ Column
A --$1,0O0 or less F =$50,0Ol - $100,000 N =$250,0Ol - $50ofl00 P3 =$25,0O0.001 - $50,000,000 Q =Appraisal U ~Book V~I~
B ~$1.0O] - $2,50O G --$10O,0Ol - $1,000,00O K =$15,001 - $50,000 O =$500,001 - $1,0O0,0O0 R ~Cost (Real Estate Only)
C =$2,501 - $5,00o HI ~$1,0O0.0OI - $5,0O0,0O0 L ,*$50,0Ol - $10O.000 P1 =$1,0O0,0Ol - $5.0O0,00O P4 =Morn than W ~Estimated
D =$5,0OI - $15,000 H2 =Mo~ than $5,000,0O0 M =$I00,001 - $250,0O0 P2 =$.~,0O0,0O I - $25,000,000 T =Cash Market
E =$15,001
NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" ~ter each asset exempt from prior disclosure Income dining repotting period (D I (2) Amount [ Type Code I [ div., rent, (A-H)J orint) 18. 19. 20. 21. 22. 23. 24. The lnvesmaent Company of America shares NFJ Dividend Interest Vanguard 500 Index Fund Kommann) Kornmani A A B B C A A Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend None A A A A C B Dividend Dividend Dividend Dividend Dividend Dividend None C Interest
K T K K T T Buy Sold Tran~fe~ed (to line 38) 12-20 12-15 M W Sold 12-15
Gross value at end of 0) (~) Value Value Code 2 Method Code 3 0-P)
~rsns~ct~on) Sold
Sold
12-15 K
12-15
E
J
n)
L K K
Vanguard GNMA Fund ~Kornmann)i Vanguard PEIT Fund ~ommann) Due on notes from~ members to~ ~ Kommann Russell Funds
Buy
Sold
25. Eaton Vance Tax Managed BuyWdte Me, F i A Kornmann) 26. 27. 28. 29. 30. 31. 32, 33. Foreign condo investment
nn)
Komma
Eaton Vance Tax Managed Buy Write l~md SBI Eaton Vance Tax Global Buy Write Fund ( Komanann) Cohen & Steers Die. Majors Fund, Inc.~ ~ Kornmarm Blackrock Enhanced Divid Evergreen Glbl Oppty F Ft. Spe Fin & Finl Oppty,
ann
L K
T T
E =$15,001 - $50,000
R ~t ~ ~m ~ly) V~
Date of Report
Kornmann, Charles B.
02/23/2011
VII. INVESTMENTS and TRUSTS - ~.,,, ~a.o, ~ a.a~ ~ of ~, o~ d,~.~, c~,~; ,. w ~-~ of ~g ~,~.a~,~)
[] NONE (No reportable income, assets, or transactions.) A. De~ription of Assets (including trust a,~-~)
PI~..~ "(X)" after each asset exempt from prior disclosure
~
A A
Gn~ss value at end of Value (t) Code 2 O-P) Valu~ I (2) Method o~ 3
Type(e.g.,
, or int.)
35. 36.
Inte~st Dividend Sold N K N L W T U U Tramfe~r~d (from line 31) Redeemed Name change only 12-20 12-20 12-20 8-29 8 -29 J J J 12-15
37.
~8.
Rent
Dividend Distribution Distribution Distribution Interest Interest
"39. Wells Var~o Managed Account (IP~) 40. Wells Fargo M~naged Accoun~IRA)~ 41. WelI~ Fargo Managed Account (IRA~
(part)
Redeemed
(pm)
42. Well~ Fargo Cash Sweep~ (IRA) 43. Wells Fargo Cash S~eep (IR~i
Closed
Closed
1. Income Gain Codes: (See Columm BItnd D4) 2. Val~ Cocks (See Cohmm~ CI and D3) 3. Value Method Codes (See Col~m C2)
A-$I.~0 or less F =$50,001 - $100,060 J =$15,01~ or les~ N ~$250,601 - $500,000 P3 ~25,000,00! - $50,000,000 Q =Appraisal U =Book Va!uc
B--$1,12OI - $2,500 G =$100,001 - $1,00O,0O0 K =$15,001 - $50,000 O =$560,001 - $1,000,000 R =4:ost (Real Estate Only) V~
C =$2,501 - $5,000 H I ~$1,0OO.001 - $5,000,0~1 L --~50.001 - $100.00~ PI =$1,000.001 - $5.000,000 P4 ~More aura S =Asse~m~Jat W =E.s~mated
E =$15,~1 - $50,1300
Line 37, this asset was consu~eted fiom scratch by reporting party in 2009 and 2010 and is a real estate investment. Line 39, because of age of reporting pa~, one partial IRA withdrawal was required by federal law. Line 40, because of age ofsponse, one partial IRA withdrawal gas r~quired by federal law.
! certify that all information given above (ineinding information pertaining to my spouse and minor or dependent children, if any) i~ accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifL~ which have been reported are in compliance with the provisions of5 U~%C. app. 501 eL seq, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJEL-T TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544